Hong Kong SFC licence institution AAA347, First Securities (HK) Limited 第一證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAA347 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA549 HUI Kwok Cheung 許國祥 RE Dealing in Securities 2003-04-01 2011-10-01
AAA549 HUI Kwok Cheung 許國祥 RE Advising on Securities 2003-04-01 2004-01-10
AAA549 HUI Kwok Cheung 許國祥 RE Advising on Corporate Finance 2003-04-01 2004-01-10
AAA549 HUI Kwok Cheung 許國祥 RE Asset Management 2003-04-01 2004-01-10
AAC576 WONG Chi Kan 黃志勤 RE Dealing in Securities 2003-09-30 2004-10-18
AAE952 LI Chok Sun, Sean 李濯新 RE Dealing in Securities 2003-09-22 2004-03-22
AAF636 TSUI Chi Yin 徐智賢 RE Dealing in Securities 2003-09-26 2004-10-18
ABS221 HEUNG Wing Fai 香榮輝 RE Dealing in Securities 2009-12-21
ABS266 HO Chun Ming, Johnny 何俊明 RE Dealing in Securities 2003-04-01 2008-09-10
ABS266 HO Chun Ming, Johnny 何俊明 RE Advising on Securities 2003-04-01 2004-01-28
ABS266 HO Chun Ming, Johnny 何俊明 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ABS266 HO Chun Ming, Johnny 何俊明 RE Asset Management 2003-04-01 2004-01-28
ABV829 LAI Ping Wah 黎秉華 RO Dealing in Securities 2003-04-01 2004-06-04
ABV829 LAI Ping Wah 黎秉華 RO Advising on Securities 2003-04-01 2004-06-04
ABV829 LAI Ping Wah 黎秉華 RO Advising on Corporate Finance 2003-04-01 2004-06-04
ABV829 LAI Ping Wah 黎秉華 RO Asset Management 2003-04-01 2004-06-04
ACV231 LUM Pak Sum 林柏森 RE Dealing in Securities 2003-04-01 2003-12-09
ACV231 LUM Pak Sum 林柏森 RO Dealing in Securities 2003-12-09 2004-09-02
ACV231 LUM Pak Sum 林柏森 RE Advising on Securities 2003-04-01 2003-12-09
ACV231 LUM Pak Sum 林柏森 RO Advising on Securities 2003-12-09 2004-09-02
ACV231 LUM Pak Sum 林柏森 RE Advising on Corporate Finance 2003-04-01 2003-12-09
ACV231 LUM Pak Sum 林柏森 RO Advising on Corporate Finance 2003-12-09 2004-09-02
ACV231 LUM Pak Sum 林柏森 RE Asset Management 2003-04-01 2003-12-09
ACV231 LUM Pak Sum 林柏森 RO Asset Management 2003-12-09 2004-09-02
ACY958 GONG Hao Dong 龔豪東 RE Dealing in Securities 2003-04-01 2004-08-10
ACY958 GONG Hao Dong 龔豪東 RE Advising on Securities 2003-04-01 2004-02-16
ACY958 GONG Hao Dong 龔豪東 RE Advising on Corporate Finance 2003-04-01 2004-02-16
ACY958 GONG Hao Dong 龔豪東 RE Asset Management 2003-04-01 2004-02-16
ADQ016 OGYU Kenju 荻生謙樹 RO Dealing in Securities 2003-04-01 2004-08-06
ADQ016 OGYU Kenju 荻生謙樹 RO Advising on Securities 2003-04-01 2004-08-06
ADQ016 OGYU Kenju 荻生謙樹 RO Advising on Corporate Finance 2003-04-01 2004-08-06
ADQ016 OGYU Kenju 荻生謙樹 RO Asset Management 2003-04-01 2004-08-06
AEF261 WONG Chat Wing 王捷榮 RE Dealing in Securities 2003-04-01 2003-06-16
AEF261 WONG Chat Wing 王捷榮 RE Advising on Securities 2003-04-01 2003-06-16
AEF261 WONG Chat Wing 王捷榮 RE Advising on Corporate Finance 2003-04-01 2003-06-16
AEF261 WONG Chat Wing 王捷榮 RE Asset Management 2003-04-01 2003-06-16
AEG182 LAW Ka Keung 羅家強 RE Dealing in Securities 2003-04-01 2014-02-08
AEG182 LAW Ka Keung 羅家強 RE Advising on Securities 2003-04-01 2004-03-02
AEG182 LAW Ka Keung 羅家強 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AEG182 LAW Ka Keung 羅家強 RE Asset Management 2003-04-01 2004-03-02
AEQ415 LO Ka Chiu 盧嘉昭 RE Dealing in Securities 2009-12-21 2010-02-25
AEQ415 LO Ka Chiu 盧嘉昭 RO Dealing in Securities 2010-02-25 2010-09-06
AEU950 SU Yazhong 蘇亞中 RE Dealing in Securities 2009-12-21
AEW634 CHEN Chi-Sheng 陳啟聖 RE Dealing in Securities 2006-09-13 2007-05-21
AEW634 CHEN Chi-Sheng 陳啟聖 RO Dealing in Securities 2007-05-21
AFD156 WONG Wah 王華 RE Dealing in Securities 2009-12-21 2010-02-25
AFD156 WONG Wah 王華 RO Dealing in Securities 2010-02-25
AFM591 ONO Naomi 小野尚美 RE Dealing in Securities 2003-06-03 2008-07-03
AFM591 ONO Naomi 小野尚美 RO Dealing in Securities 2008-07-03 2011-07-31
AFM591 ONO Naomi 小野尚美 RE Advising on Securities 2003-06-03 2004-06-02
AFM591 ONO Naomi 小野尚美 RE Asset Management 2003-06-03 2004-11-17
AFO873 KAO Su-Jung 高淑蓉 RE Dealing in Securities 2016-08-01
AFP172 CHEN Dah-Jong 陳大中 RE Dealing in Securities 2006-12-11 2007-05-15
AFU504 LI Ting Ho, Eric 李廷荷 RE Dealing in Securities 2003-04-01 2003-10-14
AFU504 LI Ting Ho, Eric 李廷荷 RE Advising on Securities 2003-04-01 2003-10-09
AFU504 LI Ting Ho, Eric 李廷荷 RE Advising on Corporate Finance 2003-04-01 2003-10-14
AFU504 LI Ting Ho, Eric 李廷荷 RE Asset Management 2003-04-01 2003-10-09
AFV936 MATSUMURA Tsuyoshi 松村剛 RE Dealing in Securities 2003-04-09 2003-07-15
AFV936 MATSUMURA Tsuyoshi 松村剛 RO Dealing in Securities 2003-07-15
AFV936 MATSUMURA Tsuyoshi 松村剛 RE Advising on Securities 2003-04-09 2003-07-15
AFV936 MATSUMURA Tsuyoshi 松村剛 RO Advising on Securities 2003-07-15 2004-05-19
AFV936 MATSUMURA Tsuyoshi 松村剛 RE Asset Management 2003-04-09 2003-07-15
AFV936 MATSUMURA Tsuyoshi 松村剛 RO Asset Management 2003-07-15 2004-11-17
AFV936 MATSUMURA Tsuyoshi 松村剛 RO Asset Management 2009-08-03 2010-02-11
AFZ755 LEUNG Chi Kong 梁志剛 RE Dealing in Securities 2003-04-01 2003-12-04
AFZ755 LEUNG Chi Kong 梁志剛 RO Dealing in Securities 2003-12-04 2004-10-18
AFZ755 LEUNG Chi Kong 梁志剛 RE Advising on Securities 2003-04-01 2003-12-04
AFZ755 LEUNG Chi Kong 梁志剛 RO Advising on Securities 2003-12-04 2004-10-18
AFZ755 LEUNG Chi Kong 梁志剛 RE Advising on Corporate Finance 2003-04-01 2003-12-04
AFZ755 LEUNG Chi Kong 梁志剛 RO Advising on Corporate Finance 2003-12-04 2004-10-18
AFZ755 LEUNG Chi Kong 梁志剛 RE Asset Management 2003-04-01 2003-12-04
AFZ755 LEUNG Chi Kong 梁志剛 RO Asset Management 2003-12-04 2004-10-18
AGN920 CHANG Michael Yio-how 張祐豪 RE Dealing in Securities 2011-12-16 2012-07-24
AGU673 LIANG Wei Jen, William 梁維仁 RE Dealing in Securities 2014-12-05
AGU673 LIANG Wei Jen, William 梁維仁 RE Asset Management 2014-08-01
AHG112 LAI King Cheung 黎景祥 RE Dealing in Securities 2003-04-01 2005-07-19
AHG112 LAI King Cheung 黎景祥 RE Advising on Securities 2003-04-01 2004-09-22
AHG112 LAI King Cheung 黎景祥 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AHG112 LAI King Cheung 黎景祥 RE Asset Management 2003-04-01 2004-09-22
AIM992 HUANG Ren-Yen 黃仁彥 RE Dealing in Securities 2017-11-20
AIU208 LIN Yu-Yu 林昱佑 RE Dealing in Securities 2017-12-13
AJB418 KAO Hsien-Kuang 高顯光 RE Dealing in Securities 2003-09-09 2004-09-30
AJB418 KAO Hsien-Kuang 高顯光 RO Dealing in Securities 2004-09-30
AJB418 KAO Hsien-Kuang 高顯光 RE Advising on Securities 2003-09-09 2004-08-30
AJB418 KAO Hsien-Kuang 高顯光 RE Advising on Corporate Finance 2003-09-09 2004-09-30
AJB418 KAO Hsien-Kuang 高顯光 RE Asset Management 2003-09-09 2004-09-30
AJB418 KAO Hsien-Kuang 高顯光 RO Asset Management 2009-08-03
AJE094 KAO Margaret Chien Mei Hsu 高徐千媄 RE Dealing in Securities 2017-09-13
AKX325 CHEN Chien Chih 陳建智 RO Asset Management 2009-08-03
ALT755 YANG Yu-Chin 楊宇清 RE Dealing in Securities 2014-08-25 2017-10-23
ALW333 HWANG Fu-Hsing 黃福星 RE Dealing in Securities 2013-05-21
AMJ218 CHEN Yen Hwa 陳燕華 RE Dealing in Securities 2009-12-21 2012-03-09
AML711 WENG Chien-Tsang 翁健藏 RE Dealing in Securities 2011-06-08 2011-08-23
AML711 WENG Chien-Tsang 翁健藏 RO Dealing in Securities 2011-08-23
AMO986 CHOW Alice Wai Yin 周慧妍 RE Dealing in Securities 2009-12-21 2016-02-15
AMO986 CHOW Alice Wai Yin 周慧妍 RO Dealing in Securities 2016-02-15
AMO986 CHOW Alice Wai Yin 周慧妍 RE Asset Management 2010-10-04 2016-02-15
AMO986 CHOW Alice Wai Yin 周慧妍 RO Asset Management 2016-02-15
AMQ522 SU Chung-Chun 蘇宗淳 RE Dealing in Securities 2017-12-11
AMS788 WONG Kam Fung 黃錦鳳 RE Dealing in Securities 2006-01-06 2017-10-31
ANT962 LIN Yi-Ju 林宜儒 RE Dealing in Securities 2013-07-08
ANT968 LIN Shu-Jung 林淑蓉 RE Dealing in Securities 2011-05-04
ANT971 TSENG Chieh-Ping 曾潔萍 RE Dealing in Securities 2013-09-25
ANU244 WEI Szu-Chia 韋思佳 RE Dealing in Securities 2011-08-22
ANU661 CHANG Chia Chen 張家真 RE Dealing in Securities 2012-03-09
ANV193 LEE Shu-ching 李淑菁 RE Dealing in Securities 2017-12-01
AOA629 SHIH Hsiao-Cheng 施孝承 RE Dealing in Securities 2006-11-15 2009-08-19
AOE625 YEH Hong-I 葉弘毅 RE Dealing in Securities 2018-02-07
AOE659 CHOU Sheng Yuan 周聖淵 RE Dealing in Securities 2018-05-28
AOE703 LEE Yi-Chin 李怡親 RE Dealing in Securities 2018-01-10
AOG215 SHEN Chiung-Fang 沈瓊芳 RE Dealing in Securities 2012-05-04
AOG218 CHEN Mei Chun 陳玫君 RE Dealing in Securities 2012-03-22
AOH638 CHOU Shu-Huei 周淑恵 RE Dealing in Securities 2012-09-07
AOJ451 LIN Yi-Ju 林怡如 RE Dealing in Securities 2011-06-10 2013-03-01
AOU194 YANG Shu-Hua 楊淑華 RE Dealing in Securities 2010-06-23
AOX110 CANDRIAN Reto Emanuel RO Asset Management 2011-09-30 2014-09-23
APT080 CHEN Ming-Li 陳明莉 RE Dealing in Securities 2018-07-26
AQD402 KU Wei-Chiang 顧偉強 RE Dealing in Securities 2013-02-21 2013-08-28
AQS917 CHOU Tzu-Fang 周子方 RE Dealing in Securities 2011-06-10
ARD244 LIN Hsi 林曦 RE Dealing in Securities 2017-01-03
ARE368 HUANG Hsin-Cheng 黃信誠 RE Dealing in Securities 2018-04-23
ARF372 CHIU Wen-Chen 邱文掁 RE Dealing in Securities 2016-06-08
ARG501 NOMIYA Kin 野宮欣 RE Dealing in Securities 2008-07-29 2009-05-01
ARM569 LI Kun-Chih 李坤致 RE Dealing in Securities 2011-06-28 2013-11-18
ARP296 CHEN Chin-Hui 陳金輝 RE Dealing in Securities 2011-08-22
ASH545 LAU Ho Kwan 劉浩鈞 RE Dealing in Securities 2009-03-10 2011-10-01
ATR490 WONG Choi Fat 黃再發 RE Dealing in Securities 2009-12-21 2010-09-06
AUA690 LIN Yu Ting 林育廷 RE Dealing in Securities 2016-07-05
AUH933 CHIANG Hui-Chen 江慧貞 RE Dealing in Securities 2011-05-18
AUI488 LIN Huei-Jen 林蕙媜 RE Dealing in Securities 2010-01-04 2010-08-20
AUW231 CHIU Chih Ning 邱致寧 RE Dealing in Securities 2013-05-14 2013-11-18
AVC818 CHEN Szu-Tsung 陳思聰 RE Dealing in Securities 2010-06-11
AVC818 CHEN Szu-Tsung 陳思聰 RE Asset Management 2013-11-04
AWU837 JEN Lu-chien 任露茜 RE Dealing in Securities 2014-10-03
AXC104 CHO Yueh 卓越 RE Dealing in Securities 2012-11-21
AXH618 LIN Shu-Mei 林淑美 RE Dealing in Securities 2018-04-27
AZB698 ZHANG Ruiyue 張瑞玥 RE Dealing in Securities 2012-03-19 2014-03-21
AZR979 CHENG Po Jen 鄭博仁 RE Dealing in Securities 2012-07-18
AZU986 LIU Pang-Hui 劉邦輝 RE Dealing in Securities 2012-07-25 2013-11-18
BAR095 LIN Pey 林霈 RE Dealing in Securities 2015-05-18
BAT178 HA Chi Hsien 哈繼先 RE Dealing in Securities 2013-09-23
BBK155 LEE Hsin-Han 李信翰 RE Dealing in Securities 2013-07-05
BBK190 LUO I-Fang 羅翊方 RE Dealing in Securities 2018-04-25
BCX906 CHEN Chun-Chin 陳俊青 RE Dealing in Securities 2014-02-18
BDD349 LIEN Chien-chih 連建智 RE Dealing in Securities 2014-04-24 2015-09-07
BDD349 LIEN Chien-chih 連建智 RE Dealing in Securities 2018-06-07
BEI943 CHOU Chen Yi 周鎮議 RE Dealing in Securities 2014-11-04
BEZ540 CHENG Wei-Shih 鄭偉仕 RE Dealing in Securities 2015-04-01
BFO106 LEE Chung-Lung 李忠龍 RE Dealing in Securities 2015-07-02 2016-11-20
BGC424 CHEN Wen-Ling 陳文玲 RE Dealing in Securities 2015-09-08
BGM282 CHIU Ka Chun 趙嘉俊 RE Dealing in Securities 2017-01-04
BHA440 CHEN Wen-Chin 陳文卿 RE Dealing in Securities 2016-03-22 2017-05-11
BHC153 YUAN Xiaoxi 袁小茜 RE Dealing in Securities 2016-03-15 2017-03-06
BHE032 LIN Ching Wen 林慶文 RE Dealing in Securities 2017-02-01
BIC908 LIAO Wen-Yu 廖文瑀 RE Dealing in Securities 2016-10-05 2017-06-16
BIH885 HUNG Tzu-Yuan 洪子原 RE Dealing in Securities 2016-11-01
BIN828 KUO Chien Liang 郭建良 RE Dealing in Securities 2018-10-09
BIV833 KUO Shu Chen 郭淑貞 RE Dealing in Securities 2017-12-12
BJV926 CHEN Chia Ling 陳佳伶 RE Dealing in Securities 2018-02-07
BKO202 LAI Po Shan 賴寶姍 RE Dealing in Securities 2017-08-29
BKO202 LAI Po Shan 賴寶姍 RE Asset Management 2017-08-29
BLK646 YANG Shu Ching 楊淑清 RE Dealing in Securities 2018-06-04
BMA520 CHEUNG Wai Ting 張惠婷 RE Dealing in Securities 2018-02-07 2018-02-25
BMW933 HUANG TE LI 黃德利 RE Dealing in Securities 2018-06-04

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