Hong Kong SFC licence institution AAA419, Ko's Brother (Securities) Company 高氏兄弟(股票)公司

These are the licence-holders that were found for SFC licence institution AAA419 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA396 KO Sai Wing, Philip 高世榮 RO Dealing in Securities 2003-04-01 2003-07-08
AAA396 KO Sai Wing, Philip 高世榮 RO Advising on Securities 2003-04-01 2003-05-28
AAA396 KO Sai Wing, Philip 高世榮 RO Advising on Corporate Finance 2003-04-01 2003-05-28
AAA396 KO Sai Wing, Philip 高世榮 RO Asset Management 2003-04-01 2003-05-28
AAB239 NG Tin Yau 伍天有 RE Dealing in Securities 2003-04-01 2003-06-20
AAB239 NG Tin Yau 伍天有 RE Advising on Securities 2003-04-01 2003-05-28
AAB239 NG Tin Yau 伍天有 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AAB239 NG Tin Yau 伍天有 RE Asset Management 2003-04-01 2003-05-28
AAD246 SHOW Pui Shan 仇珮珊 RE Dealing in Securities 2003-04-01 2003-06-20
AAD246 SHOW Pui Shan 仇珮珊 RE Advising on Securities 2003-04-01 2003-05-28
AAD246 SHOW Pui Shan 仇珮珊 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AAD246 SHOW Pui Shan 仇珮珊 RE Asset Management 2003-04-01 2003-05-28
AAF658 SUEN King Shan 孫景山 RE Dealing in Securities 2003-04-01 2003-06-20
AAF658 SUEN King Shan 孫景山 RE Advising on Securities 2003-04-01 2003-05-27
AAF658 SUEN King Shan 孫景山 RE Advising on Corporate Finance 2003-04-01 2003-05-27
AAF658 SUEN King Shan 孫景山 RE Asset Management 2003-04-01 2003-05-27
AAI478 WONG Hei Man, Michael 黃曦民 RE Dealing in Securities 2003-04-01 2003-06-20
AAI478 WONG Hei Man, Michael 黃曦民 RE Advising on Securities 2003-04-01 2003-05-28
AAI478 WONG Hei Man, Michael 黃曦民 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AAI478 WONG Hei Man, Michael 黃曦民 RE Asset Management 2003-04-01 2003-05-28
AAK454 YIP Sau Tat, Warren 葉秀達 RE Dealing in Securities 2003-04-01 2003-06-20
AAK454 YIP Sau Tat, Warren 葉秀達 RE Advising on Securities 2003-04-01 2003-05-28
AAK454 YIP Sau Tat, Warren 葉秀達 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AAK454 YIP Sau Tat, Warren 葉秀達 RE Asset Management 2003-04-01 2003-05-28
ABD429 TO Wing Ping 涂榮萍 RE Dealing in Securities 2003-04-01 2003-07-08
ABD429 TO Wing Ping 涂榮萍 RE Advising on Securities 2003-04-01 2003-06-02
ABD429 TO Wing Ping 涂榮萍 RE Advising on Corporate Finance 2003-04-01 2003-06-02
ABD429 TO Wing Ping 涂榮萍 RE Asset Management 2003-04-01 2003-06-02
ABD527 LAU Koon Ha 劉觀霞 RE Dealing in Securities 2003-04-01 2003-06-20
ABD527 LAU Koon Ha 劉觀霞 RE Advising on Securities 2003-04-01 2003-05-28
ABD527 LAU Koon Ha 劉觀霞 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ABD527 LAU Koon Ha 劉觀霞 RE Asset Management 2003-04-01 2003-05-28
ABD528 TSANG Yuk Kan 曾玉勤 RE Dealing in Securities 2003-04-01 2003-06-20
ABD528 TSANG Yuk Kan 曾玉勤 RE Advising on Securities 2003-04-01 2003-05-28
ABD528 TSANG Yuk Kan 曾玉勤 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ABD528 TSANG Yuk Kan 曾玉勤 RE Asset Management 2003-04-01 2003-05-28
ABE266 FUNG Pui Pui 馮佩佩 RE Dealing in Securities 2003-04-01 2003-06-20
ABE266 FUNG Pui Pui 馮佩佩 RE Advising on Securities 2003-04-01 2003-05-28
ABE266 FUNG Pui Pui 馮佩佩 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ABE266 FUNG Pui Pui 馮佩佩 RE Asset Management 2003-04-01 2003-05-28
ABR706 LO Pik Yiu 盧碧瑤 RE Dealing in Securities 2003-04-01 2003-04-30
ABR706 LO Pik Yiu 盧碧瑤 RE Advising on Securities 2003-04-01 2003-04-30
ABR706 LO Pik Yiu 盧碧瑤 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ABR706 LO Pik Yiu 盧碧瑤 RE Asset Management 2003-04-01 2003-04-30
ACG006 CHEUNG Yuk Sheung 張煜相 RE Dealing in Securities 2003-04-01 2003-07-08
ACG006 CHEUNG Yuk Sheung 張煜相 RE Advising on Securities 2003-04-01 2003-07-08
ACG006 CHEUNG Yuk Sheung 張煜相 RE Advising on Corporate Finance 2003-04-01 2003-07-08
ACG006 CHEUNG Yuk Sheung 張煜相 RE Asset Management 2003-04-01 2003-07-08
ACP275 LAI Sing Yu 黎聲宇 RE Dealing in Securities 2003-04-01 2003-06-20
ACP275 LAI Sing Yu 黎聲宇 RE Advising on Securities 2003-04-01 2003-05-28
ACP275 LAI Sing Yu 黎聲宇 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ACP275 LAI Sing Yu 黎聲宇 RE Asset Management 2003-04-01 2003-05-28
ACZ117 LI Chi Nam 李志南 RE Dealing in Securities 2003-04-01 2003-06-20
ACZ117 LI Chi Nam 李志南 RE Advising on Securities 2003-04-01 2003-05-28
ACZ117 LI Chi Nam 李志南 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ACZ117 LI Chi Nam 李志南 RE Asset Management 2003-04-01 2003-05-28
ACZ460 CHUNG Yuk Shing 鍾玉盛 RE Dealing in Securities 2003-04-01 2003-06-20
ACZ460 CHUNG Yuk Shing 鍾玉盛 RE Advising on Securities 2003-04-01 2003-05-28
ACZ460 CHUNG Yuk Shing 鍾玉盛 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ACZ460 CHUNG Yuk Shing 鍾玉盛 RE Asset Management 2003-04-01 2003-05-28
ADZ507 LAM Chong Man 林忠文 RE Dealing in Securities 2003-04-01 2003-06-20
ADZ507 LAM Chong Man 林忠文 RE Advising on Securities 2003-04-01 2003-05-28
ADZ507 LAM Chong Man 林忠文 RE Advising on Corporate Finance 2003-04-01 2003-05-28
ADZ507 LAM Chong Man 林忠文 RE Asset Management 2003-04-01 2003-05-28
AEY889 LIT Yim King 列艷琼 RE Dealing in Securities 2003-04-01 2003-06-20
AEY889 LIT Yim King 列艷琼 RE Advising on Securities 2003-04-01 2003-05-28
AEY889 LIT Yim King 列艷琼 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AEY889 LIT Yim King 列艷琼 RE Asset Management 2003-04-01 2003-05-28
AGD556 LUK Yim Ling 陸艷玲 RE Dealing in Securities 2003-04-01 2003-06-20
AGD556 LUK Yim Ling 陸艷玲 RE Advising on Securities 2003-04-01 2003-05-28
AGD556 LUK Yim Ling 陸艷玲 RE Advising on Corporate Finance 2003-04-01 2003-05-28
AGD556 LUK Yim Ling 陸艷玲 RE Asset Management 2003-04-01 2003-05-28

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