Hong Kong SFC licence institution AAA451, Hamon Investment Management Limited

These are the licence-holders that were found for SFC licence institution AAA451 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG417 SIMON Hugh Adam RO Advising on Securities 2003-04-01
AAG417 SIMON Hugh Adam RO Advising on Futures Contracts 2003-04-01
AAG417 SIMON Hugh Adam RO Advising on Corporate Finance 2003-04-01 2003-04-29
AAG417 SIMON Hugh Adam RO Asset Management 2003-04-01
AAK419 CHENG Vincent 鄭允揚 RE Advising on Securities 2003-04-01 2004-08-30
AAK419 CHENG Vincent 鄭允揚 RO Advising on Securities 2004-08-30 2005-02-01
AAK419 CHENG Vincent 鄭允揚 RE Advising on Futures Contracts 2003-09-03 2004-08-30
AAK419 CHENG Vincent 鄭允揚 RO Advising on Futures Contracts 2004-08-30 2005-02-01
AAK419 CHENG Vincent 鄭允揚 RE Advising on Corporate Finance 2003-04-01 2003-08-19
AAK419 CHENG Vincent 鄭允揚 RE Asset Management 2003-04-01 2004-08-30
AAK419 CHENG Vincent 鄭允揚 RO Asset Management 2004-08-30 2005-02-01
ABT384 AU Yu Ching 區裕正 RE Advising on Securities 2003-04-01 2004-08-30
ABT384 AU Yu Ching 區裕正 RO Advising on Securities 2004-08-30 2007-08-01
ABT384 AU Yu Ching 區裕正 RE Advising on Futures Contracts 2003-09-03 2004-08-30
ABT384 AU Yu Ching 區裕正 RO Advising on Futures Contracts 2004-08-30 2007-08-01
ABT384 AU Yu Ching 區裕正 RE Advising on Corporate Finance 2003-04-01 2003-08-19
ABT384 AU Yu Ching 區裕正 RE Asset Management 2003-04-01 2004-08-30
ABT384 AU Yu Ching 區裕正 RO Asset Management 2004-08-30 2007-08-01
ACO888 CHAN Ka Hung 陳嘉鴻 RE Advising on Securities 2003-04-01 2003-09-05
ACO888 CHAN Ka Hung 陳嘉鴻 RE Advising on Securities 2011-05-24 2011-08-03
ACO888 CHAN Ka Hung 陳嘉鴻 RO Advising on Securities 2011-08-03
ACO888 CHAN Ka Hung 陳嘉鴻 RE Advising on Futures Contracts 2011-05-24 2014-08-05
ACO888 CHAN Ka Hung 陳嘉鴻 RO Advising on Futures Contracts 2014-08-05
ACO888 CHAN Ka Hung 陳嘉鴻 RE Advising on Corporate Finance 2003-04-01 2003-09-05
ACO888 CHAN Ka Hung 陳嘉鴻 RE Asset Management 2003-04-01 2003-09-05
ACO888 CHAN Ka Hung 陳嘉鴻 RE Asset Management 2011-05-24 2011-08-03
ACO888 CHAN Ka Hung 陳嘉鴻 RO Asset Management 2011-08-03
ACQ100 FAN Wai Man, Ana 樊惠文 RE Advising on Securities 2003-09-04 2005-01-06
ACS299 WONG Ying Hung, Bernadette 黃映紅 RE Advising on Securities 2011-06-21 2012-10-12
AEA287 SUBRAMANIAN Vijaya RE Advising on Securities 2013-10-17 2015-07-03
AEA287 SUBRAMANIAN Vijaya RE Advising on Futures Contracts 2013-10-17 2015-07-03
AEA287 SUBRAMANIAN Vijaya RE Asset Management 2013-10-17 2015-07-03
AED120 SATCHELL Stephen Michael RE Advising on Securities 2016-03-01 2017-03-08
AED120 SATCHELL Stephen Michael RE Asset Management 2016-03-01 2017-03-08
AEM248 WONG Tang Chun 王騰俊 RE Advising on Securities 2004-12-23 2005-04-18
AFJ415 WONG Yiu Kwong 黃耀光 RE Advising on Securities 2014-07-28 2018-03-28
AFJ415 WONG Yiu Kwong 黃耀光 RO Advising on Securities 2018-03-28
AFJ415 WONG Yiu Kwong 黃耀光 RE Advising on Futures Contracts 2014-07-28 2018-03-28
AFJ415 WONG Yiu Kwong 黃耀光 RO Advising on Futures Contracts 2018-03-28
AFJ415 WONG Yiu Kwong 黃耀光 RE Asset Management 2014-07-28 2018-03-28
AFJ415 WONG Yiu Kwong 黃耀光 RO Asset Management 2018-03-28
AFU687 TO Tsz Wai 杜子偉 RE Advising on Securities 2005-05-18 2008-06-16
AFU687 TO Tsz Wai 杜子偉 RO Advising on Securities 2008-06-16 2010-07-31
AFU687 TO Tsz Wai 杜子偉 RE Advising on Futures Contracts 2006-06-08 2008-06-16
AFU687 TO Tsz Wai 杜子偉 RO Advising on Futures Contracts 2008-06-16 2010-07-31
AFU687 TO Tsz Wai 杜子偉 RE Asset Management 2005-05-18 2008-06-16
AFU687 TO Tsz Wai 杜子偉 RO Asset Management 2008-06-16 2010-07-31
AGL970 BHATIA Manish RE Advising on Securities 2003-04-01 2005-05-18
AGL970 BHATIA Manish RO Advising on Securities 2005-05-18 2006-03-08
AGL970 BHATIA Manish RE Advising on Corporate Finance 2003-04-01 2004-08-10
AGL970 BHATIA Manish RE Asset Management 2003-04-01 2005-05-18
AGL970 BHATIA Manish RO Asset Management 2005-05-18 2006-03-08
AIH975 PENG Ann Han 彭菡 RE Advising on Securities 2005-06-28 2006-08-01
AKW747 AU Lai Chong 區麗莊 RE Advising on Securities 2007-01-31 2015-12-17
ALC116 WANG Xin 王昕 RE Advising on Securities 2007-03-08 2010-07-31
ALC116 WANG Xin 王昕 RE Advising on Futures Contracts 2007-03-08 2010-07-31
ALC116 WANG Xin 王昕 RE Asset Management 2007-03-08 2010-07-31
ALG199 LIU Wei 劉煒 RE Advising on Securities 2010-09-10 2014-04-15
ALG199 LIU Wei 劉煒 RE Advising on Futures Contracts 2010-09-10 2014-04-15
ALG199 LIU Wei 劉煒 RE Asset Management 2010-09-10 2014-04-15
ALQ324 LI Cong 李匆 RE Advising on Securities 2005-01-12 2006-03-01
ALQ324 LI Cong 李匆 RE Advising on Futures Contracts 2005-01-12 2006-03-01
ALQ324 LI Cong 李匆 RE Asset Management 2005-01-12 2006-03-01
ALT703 YAN Kam Tong 甄錦棠 RE Advising on Securities 2006-09-20 2007-01-24
ALT703 YAN Kam Tong 甄錦棠 RO Advising on Securities 2007-01-24 2009-10-19
ALT703 YAN Kam Tong 甄錦棠 RE Advising on Futures Contracts 2006-09-20 2007-01-24
ALT703 YAN Kam Tong 甄錦棠 RO Advising on Futures Contracts 2007-01-24 2009-10-19
ALT703 YAN Kam Tong 甄錦棠 RE Asset Management 2006-09-20 2007-01-24
ALT703 YAN Kam Tong 甄錦棠 RO Asset Management 2007-01-24 2009-10-19
AMB348 IP Wai Cheuk, Raymond 葉偉焯 RE Advising on Securities 2005-07-07 2006-10-12
AMB348 IP Wai Cheuk, Raymond 葉偉焯 RE Asset Management 2006-06-20 2006-10-12
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Advising on Securities 2016-03-21 2016-06-24
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RO Advising on Securities 2016-06-24
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Advising on Futures Contracts 2016-03-21 2016-06-24
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RO Advising on Futures Contracts 2016-06-24
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Asset Management 2016-03-21 2016-06-24
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RO Asset Management 2016-06-24
AMF516 SHI Lin 石琳 RE Advising on Securities 2014-07-10 2017-03-15
AMF516 SHI Lin 石琳 RE Advising on Futures Contracts 2014-07-10 2017-03-15
AMF516 SHI Lin 石琳 RE Asset Management 2014-07-10 2017-03-15
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Advising on Securities 2014-07-11 2015-07-31
AMH270 CHAU Sze Wan, Devan 鄒思韻 RE Asset Management 2014-07-11 2015-07-31
AMI423 CHANG Moon Suk, John RE Asset Management 2014-09-30 2014-12-09
AMQ693 RITTER Eric J RE Advising on Securities 2011-03-29 2012-12-31
AMQ693 RITTER Eric J RE Advising on Futures Contracts 2011-03-29 2012-12-31
AMQ693 RITTER Eric J RE Asset Management 2011-03-29 2011-06-20
AMQ693 RITTER Eric J RO Asset Management 2011-06-20 2012-12-31
ANT427 LEUNG Chi Ying, Irene 梁志瑩 RE Advising on Securities 2006-08-04 2009-08-01
ANT427 LEUNG Chi Ying, Irene 梁志瑩 RE Asset Management 2007-02-12 2009-08-01
ANT430 WU Na 吳娜 RE Advising on Securities 2006-08-04 2010-04-14
ANT430 WU Na 吳娜 RO Advising on Securities 2010-04-14 2011-03-14
ANT430 WU Na 吳娜 RE Advising on Futures Contracts 2006-08-04 2010-04-14
ANT430 WU Na 吳娜 RO Advising on Futures Contracts 2010-04-14 2011-03-14
ANT430 WU Na 吳娜 RE Asset Management 2006-08-04 2010-04-14
ANT430 WU Na 吳娜 RO Asset Management 2010-04-14 2011-03-14
AON588 CHENG Philip Kar Kuen 鄭嘉權 RE Advising on Securities 2007-02-03 2014-06-28
AON588 CHENG Philip Kar Kuen 鄭嘉權 RE Advising on Futures Contracts 2008-07-31 2014-06-28
AON588 CHENG Philip Kar Kuen 鄭嘉權 RE Asset Management 2007-02-03 2014-06-28
AOT398 LI Zhe 李喆 RE Advising on Futures Contracts 2011-07-12 2011-12-17
AOT398 LI Zhe 李喆 RE Asset Management 2011-07-12 2011-12-17
AOV447 SARKAR Abhijit RE Advising on Securities 2007-04-25 2011-03-09
AOV447 SARKAR Abhijit RE Advising on Securities 2017-08-24 2018-07-31
AOV447 SARKAR Abhijit RO Advising on Securities 2011-03-09 2017-08-24
AOV447 SARKAR Abhijit RE Advising on Futures Contracts 2007-09-24 2011-03-09
AOV447 SARKAR Abhijit RE Advising on Futures Contracts 2017-08-24 2018-07-31
AOV447 SARKAR Abhijit RO Advising on Futures Contracts 2011-03-09 2017-08-24
AOV447 SARKAR Abhijit RE Asset Management 2007-04-25 2011-03-09
AOV447 SARKAR Abhijit RE Asset Management 2017-08-24 2018-07-31
AOV447 SARKAR Abhijit RO Asset Management 2011-03-09 2017-08-24
APC571 YANG Li-Hsiu 楊勵修 RE Advising on Securities 2007-06-21 2010-12-17
APC571 YANG Li-Hsiu 楊勵修 RE Advising on Futures Contracts 2007-06-21 2010-12-17
APC571 YANG Li-Hsiu 楊勵修 RE Asset Management 2007-06-21 2010-12-17
AQD399 CHU Christopher RE Advising on Securities 2009-11-16 2014-07-19
AQP748 CHU Jyun 朱玄 RE Advising on Securities 2011-06-16 2014-06-13
AQP748 CHU Jyun 朱玄 RE Advising on Futures Contracts 2011-06-16 2014-06-13
AQP748 CHU Jyun 朱玄 RE Asset Management 2011-06-16 2014-06-13
AQQ338 JIANG Weijia 江唯佳 RE Advising on Securities 2008-03-07 2011-02-28
AQQ338 JIANG Weijia 江唯佳 RE Asset Management 2008-08-25 2011-02-28
AQQ340 CHAN Kwan Kay, April 陳筠琪 RE Advising on Securities 2008-03-07 2014-10-11
AQQ340 CHAN Kwan Kay, April 陳筠琪 RE Asset Management 2008-03-07 2014-10-11
ARB700 CHANG Wei-Ling 張偉齡 RE Advising on Securities 2011-04-06 2012-03-05
ARB700 CHANG Wei-Ling 張偉齡 RE Advising on Futures Contracts 2011-04-06 2012-03-05
ARB700 CHANG Wei-Ling 張偉齡 RE Asset Management 2011-04-06 2012-03-05
ARH497 RUANGLEK Pitchayada RE Advising on Securities 2009-09-11 2011-01-29
ARH497 RUANGLEK Pitchayada RE Asset Management 2009-08-25 2011-01-29
AUE101 JEON Ryan Taylor RE Advising on Securities 2016-01-19 2017-03-08
AUE101 JEON Ryan Taylor RE Asset Management 2016-01-19 2017-03-08
AUM311 YI Choonshik RE Advising on Securities 2013-07-08 2014-09-17
AUM311 YI Choonshik RE Advising on Futures Contracts 2013-07-08 2014-09-17
AUM311 YI Choonshik RE Asset Management 2013-07-08 2014-09-17
AXJ730 MASCARENHAS Neil Samir RE Advising on Securities 2011-06-02
AXJ730 MASCARENHAS Neil Samir RE Advising on Futures Contracts 2011-06-02
AXJ730 MASCARENHAS Neil Samir RE Asset Management 2011-06-02
AYD436 CHEUNG Karin 張愷玲 RE Advising on Securities 2011-09-28
AZX660 GELIOT Adrien Marie Gregoire RE Advising on Securities 2016-08-22 2018-06-12
AZX660 GELIOT Adrien Marie Gregoire RE Advising on Futures Contracts 2016-08-22 2018-06-12
AZX660 GELIOT Adrien Marie Gregoire RE Asset Management 2016-08-22 2018-06-12
BAR191 LAM Chiu Ming 林昭銘 RE Advising on Securities 2013-01-02
BAR191 LAM Chiu Ming 林昭銘 RE Advising on Futures Contracts 2014-06-12
BAR191 LAM Chiu Ming 林昭銘 RE Asset Management 2013-01-02
BBB468 THIERRY Adrien Paul Albert RE Advising on Securities 2013-04-09 2016-03-15

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