Below are the licence-holders that were found for SFC licence institution AAA502 on the SFC website.
昌盛證券公司
Promising Securities Company
Key for Role: RE = Respresentative, RO = Responsible Officer
SFC code | English name | Chinese name | Role | Activity | Start date | End date |
---|---|---|---|---|---|---|
AAA506 | CHAN Kam Yau | 陳金友 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAA506 | CHAN Kam Yau | 陳金友 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
AAA506 | CHAN Kam Yau | 陳金友 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
AAA506 | CHAN Kam Yau | 陳金友 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
AAA508 | LEE Kam Nin | 李金年 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAA508 | LEE Kam Nin | 李金年 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
AAA508 | LEE Kam Nin | 李金年 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
AAA508 | LEE Kam Nin | 李金年 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Advising on Securities | 2003-04-01 | 2003-08-20 |
AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-08-20 |
AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Asset Management | 2003-04-01 | 2003-08-20 |
AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
AAB794 | LEE Kim Po | 李劍波 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAB794 | LEE Kim Po | 李劍波 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
AAB794 | LEE Kim Po | 李劍波 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
AAB794 | LEE Kim Po | 李劍波 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
AAB946 | TANG Chin Ping | 鄧展平 | RE | Dealing in Securities | 2003-04-01 | 2003-10-15 |
AAB946 | TANG Chin Ping | 鄧展平 | RE | Advising on Securities | 2003-04-01 | 2003-10-14 |
AAB946 | TANG Chin Ping | 鄧展平 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-14 |
AAB946 | TANG Chin Ping | 鄧展平 | RE | Asset Management | 2003-04-01 | 2003-10-14 |
AAC788 | HO Wai Man | 何偉文 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAC788 | HO Wai Man | 何偉文 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
AAC788 | HO Wai Man | 何偉文 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
AAC788 | HO Wai Man | 何偉文 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
AAY612 | FU Ting Ting | 傅婷婷 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAY612 | FU Ting Ting | 傅婷婷 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
AAY612 | FU Ting Ting | 傅婷婷 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
AAY612 | FU Ting Ting | 傅婷婷 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
AAZ288 | KONG Ting | 江汀 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
AAZ288 | KONG Ting | 江汀 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
AAZ288 | KONG Ting | 江汀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
AAZ288 | KONG Ting | 江汀 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
ABC099 | TAI Lai Wah | 戴麗華 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
ABC099 | TAI Lai Wah | 戴麗華 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
ABC099 | TAI Lai Wah | 戴麗華 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
ABC099 | TAI Lai Wah | 戴麗華 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
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