These are the licence-holders that were found for SFC licence institution AAA502 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA506 | CHAN Kam Yau | 陳金友 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAA506 | CHAN Kam Yau | 陳金友 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AAA506 | CHAN Kam Yau | 陳金友 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| AAA506 | CHAN Kam Yau | 陳金友 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AAA508 | LEE Kam Nin | 李金年 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAA508 | LEE Kam Nin | 李金年 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| AAA508 | LEE Kam Nin | 李金年 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| AAA508 | LEE Kam Nin | 李金年 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| AAA510 | SHUM Yan Yee, Marceline | 岑人兒 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Advising on Securities | 2003-04-01 | 2003-08-20 |
| AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-08-20 |
| AAA516 | CHAN Hing Sum, Sam | 陳卿森 | RO | Asset Management | 2003-04-01 | 2003-08-20 |
| AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| AAB191 | CHUNG Siu Chuen | 鍾紹全 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| AAB794 | LEE Kim Po | 李劍波 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAB794 | LEE Kim Po | 李劍波 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AAB794 | LEE Kim Po | 李劍波 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| AAB794 | LEE Kim Po | 李劍波 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AAB946 | TANG Chin Ping | 鄧展平 | RE | Dealing in Securities | 2003-04-01 | 2003-10-15 |
| AAB946 | TANG Chin Ping | 鄧展平 | RE | Advising on Securities | 2003-04-01 | 2003-10-14 |
| AAB946 | TANG Chin Ping | 鄧展平 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-14 |
| AAB946 | TANG Chin Ping | 鄧展平 | RE | Asset Management | 2003-04-01 | 2003-10-14 |
| AAC788 | HO Wai Man | 何偉文 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAC788 | HO Wai Man | 何偉文 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AAC788 | HO Wai Man | 何偉文 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| AAC788 | HO Wai Man | 何偉文 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AAY612 | FU Ting Ting | 傅婷婷 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAY612 | FU Ting Ting | 傅婷婷 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AAY612 | FU Ting Ting | 傅婷婷 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| AAY612 | FU Ting Ting | 傅婷婷 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| AAY622 | CHEN Ching Sheng | 陳卿勝 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AAZ288 | KONG Ting | 江汀 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| AAZ288 | KONG Ting | 江汀 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| AAZ288 | KONG Ting | 江汀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| AAZ288 | KONG Ting | 江汀 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| ABC099 | TAI Lai Wah | 戴麗華 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| ABC099 | TAI Lai Wah | 戴麗華 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| ABC099 | TAI Lai Wah | 戴麗華 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| ABC099 | TAI Lai Wah | 戴麗華 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| ABC567 | CHOI Yee Mui | 蔡綺梅 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| ABH987 | LI Chau Ping, Mona | 李秋萍 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Advising on Securities | 2003-04-01 | 2003-12-24 |
| ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-24 |
| ABT519 | CHAN HUI Ki Tup | 陳許琪沓 | RE | Asset Management | 2003-04-01 | 2003-12-24 |
| ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Dealing in Securities | 2003-04-01 | 2004-01-02 |
| ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-08-04 |
| ABU566 | CHAN Hing Ting | 陳卿庭 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
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