Hong Kong SFC licence institution AAA502, Promising Securities Company 昌盛證券公司

These are the licence-holders that were found for SFC licence institution AAA502 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA506 CHAN Kam Yau 陳金友 RE Dealing in Securities 2003-04-01 2004-01-02
AAA506 CHAN Kam Yau 陳金友 RE Advising on Securities 2003-04-01 2003-08-04
AAA506 CHAN Kam Yau 陳金友 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AAA506 CHAN Kam Yau 陳金友 RE Asset Management 2003-04-01 2003-08-04
AAA508 LEE Kam Nin 李金年 RE Dealing in Securities 2003-04-01 2004-01-02
AAA508 LEE Kam Nin 李金年 RE Advising on Securities 2003-04-01 2003-12-24
AAA508 LEE Kam Nin 李金年 RE Advising on Corporate Finance 2003-04-01 2003-12-24
AAA508 LEE Kam Nin 李金年 RE Asset Management 2003-04-01 2003-12-24
AAA510 SHUM Yan Yee, Marceline 岑人兒 RE Dealing in Securities 2003-04-01 2004-01-02
AAA510 SHUM Yan Yee, Marceline 岑人兒 RE Advising on Securities 2003-04-01 2003-12-24
AAA510 SHUM Yan Yee, Marceline 岑人兒 RE Advising on Corporate Finance 2003-04-01 2003-12-24
AAA510 SHUM Yan Yee, Marceline 岑人兒 RE Asset Management 2003-04-01 2003-12-24
AAA516 CHAN Hing Sum, Sam 陳卿森 RO Dealing in Securities 2003-04-01 2004-01-02
AAA516 CHAN Hing Sum, Sam 陳卿森 RO Advising on Securities 2003-04-01 2003-08-20
AAA516 CHAN Hing Sum, Sam 陳卿森 RO Advising on Corporate Finance 2003-04-01 2003-08-20
AAA516 CHAN Hing Sum, Sam 陳卿森 RO Asset Management 2003-04-01 2003-08-20
AAB191 CHUNG Siu Chuen 鍾紹全 RE Dealing in Securities 2003-04-01 2004-01-02
AAB191 CHUNG Siu Chuen 鍾紹全 RE Advising on Securities 2003-04-01 2003-12-24
AAB191 CHUNG Siu Chuen 鍾紹全 RE Advising on Corporate Finance 2003-04-01 2003-12-24
AAB191 CHUNG Siu Chuen 鍾紹全 RE Asset Management 2003-04-01 2003-12-24
AAB794 LEE Kim Po 李劍波 RE Dealing in Securities 2003-04-01 2004-01-02
AAB794 LEE Kim Po 李劍波 RE Advising on Securities 2003-04-01 2003-08-04
AAB794 LEE Kim Po 李劍波 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AAB794 LEE Kim Po 李劍波 RE Asset Management 2003-04-01 2003-08-04
AAB946 TANG Chin Ping 鄧展平 RE Dealing in Securities 2003-04-01 2003-10-15
AAB946 TANG Chin Ping 鄧展平 RE Advising on Securities 2003-04-01 2003-10-14
AAB946 TANG Chin Ping 鄧展平 RE Advising on Corporate Finance 2003-04-01 2003-10-14
AAB946 TANG Chin Ping 鄧展平 RE Asset Management 2003-04-01 2003-10-14
AAC788 HO Wai Man 何偉文 RE Dealing in Securities 2003-04-01 2004-01-02
AAC788 HO Wai Man 何偉文 RE Advising on Securities 2003-04-01 2003-08-04
AAC788 HO Wai Man 何偉文 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AAC788 HO Wai Man 何偉文 RE Asset Management 2003-04-01 2003-08-04
AAY612 FU Ting Ting 傅婷婷 RE Dealing in Securities 2003-04-01 2004-01-02
AAY612 FU Ting Ting 傅婷婷 RE Advising on Securities 2003-04-01 2003-08-04
AAY612 FU Ting Ting 傅婷婷 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AAY612 FU Ting Ting 傅婷婷 RE Asset Management 2003-04-01 2003-08-04
AAY622 CHEN Ching Sheng 陳卿勝 RE Dealing in Securities 2003-04-01 2004-01-02
AAY622 CHEN Ching Sheng 陳卿勝 RE Advising on Securities 2003-04-01 2003-08-04
AAY622 CHEN Ching Sheng 陳卿勝 RE Advising on Corporate Finance 2003-04-01 2003-08-04
AAY622 CHEN Ching Sheng 陳卿勝 RE Asset Management 2003-04-01 2003-08-04
AAZ288 KONG Ting 江汀 RE Dealing in Securities 2003-04-01 2004-01-02
AAZ288 KONG Ting 江汀 RE Advising on Securities 2003-04-01 2003-12-24
AAZ288 KONG Ting 江汀 RE Advising on Corporate Finance 2003-04-01 2003-12-24
AAZ288 KONG Ting 江汀 RE Asset Management 2003-04-01 2003-12-24
ABC099 TAI Lai Wah 戴麗華 RE Dealing in Securities 2003-04-01 2004-01-02
ABC099 TAI Lai Wah 戴麗華 RE Advising on Securities 2003-04-01 2003-12-24
ABC099 TAI Lai Wah 戴麗華 RE Advising on Corporate Finance 2003-04-01 2003-12-24
ABC099 TAI Lai Wah 戴麗華 RE Asset Management 2003-04-01 2003-12-24
ABC567 CHOI Yee Mui 蔡綺梅 RE Dealing in Securities 2003-04-01 2004-01-02
ABC567 CHOI Yee Mui 蔡綺梅 RE Advising on Securities 2003-04-01 2003-12-24
ABC567 CHOI Yee Mui 蔡綺梅 RE Advising on Corporate Finance 2003-04-01 2003-12-24
ABC567 CHOI Yee Mui 蔡綺梅 RE Asset Management 2003-04-01 2003-12-24
ABH987 LI Chau Ping, Mona 李秋萍 RE Dealing in Securities 2003-04-01 2004-01-02
ABH987 LI Chau Ping, Mona 李秋萍 RE Advising on Securities 2003-04-01 2003-12-24
ABH987 LI Chau Ping, Mona 李秋萍 RE Advising on Corporate Finance 2003-04-01 2003-12-24
ABH987 LI Chau Ping, Mona 李秋萍 RE Asset Management 2003-04-01 2003-12-24
ABT519 CHAN HUI Ki Tup 陳許琪沓 RE Dealing in Securities 2003-04-01 2004-01-02
ABT519 CHAN HUI Ki Tup 陳許琪沓 RE Advising on Securities 2003-04-01 2003-12-24
ABT519 CHAN HUI Ki Tup 陳許琪沓 RE Advising on Corporate Finance 2003-04-01 2003-12-24
ABT519 CHAN HUI Ki Tup 陳許琪沓 RE Asset Management 2003-04-01 2003-12-24
ABU566 CHAN Hing Ting 陳卿庭 RE Dealing in Securities 2003-04-01 2004-01-02
ABU566 CHAN Hing Ting 陳卿庭 RE Advising on Securities 2003-04-01 2003-08-04
ABU566 CHAN Hing Ting 陳卿庭 RE Advising on Corporate Finance 2003-04-01 2003-08-04
ABU566 CHAN Hing Ting 陳卿庭 RE Asset Management 2003-04-01 2003-08-04

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