Hong Kong SFC licence institution AAA529, HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AAA529 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA196 TAM Kwok Wai, Jack 譚國偉 RO Dealing in Securities 2014-04-28 2015-09-16
AAA228 SHANG Tat Yan 尚達人 RO Dealing in Securities 2003-04-01 2011-11-01
AAA228 SHANG Tat Yan 尚達人 RO Advising on Securities 2003-04-01 2004-09-10
AAA228 SHANG Tat Yan 尚達人 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAA228 SHANG Tat Yan 尚達人 RO Asset Management 2003-04-01 2004-09-10
AAA399 CHEUNG Che Wa 張志華 RE Dealing in Securities 2003-04-01 2003-10-22
AAA399 CHEUNG Che Wa 張志華 RE Advising on Securities 2003-04-01 2003-10-22
AAA399 CHEUNG Che Wa 張志華 RE Advising on Corporate Finance 2003-04-01 2003-10-22
AAA399 CHEUNG Che Wa 張志華 RE Asset Management 2003-04-01 2003-10-22
AAA427 WONG Chiu Tung, Tommy 黃照桐 RE Dealing in Securities 2004-01-06 2008-08-01
AAA427 WONG Chiu Tung, Tommy 黃照桐 RO Dealing in Securities 2003-04-01 2004-01-06
AAA427 WONG Chiu Tung, Tommy 黃照桐 RO Advising on Securities 2003-04-01 2004-01-06
AAA427 WONG Chiu Tung, Tommy 黃照桐 RO Advising on Corporate Finance 2003-04-01 2004-01-06
AAA427 WONG Chiu Tung, Tommy 黃照桐 RO Asset Management 2003-04-01 2004-01-06
AAA472 KWAN Pak Chung 關百忠 RO Dealing in Securities 2003-04-01 2009-11-01
AAA472 KWAN Pak Chung 關百忠 RO Advising on Securities 2003-04-01 2004-09-10
AAA472 KWAN Pak Chung 關百忠 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAA472 KWAN Pak Chung 關百忠 RO Asset Management 2003-04-01 2004-09-10
AAC126 IU Po Yan, Raymond 姚保仁 RE Dealing in Securities 2003-04-01 2010-09-01
AAC126 IU Po Yan, Raymond 姚保仁 RE Advising on Securities 2003-04-01 2004-08-05
AAC126 IU Po Yan, Raymond 姚保仁 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AAC126 IU Po Yan, Raymond 姚保仁 RE Asset Management 2003-04-01 2004-08-05
AAE077 TONG Hing Yuen, Michael 唐慶元 RO Dealing in Securities 2003-04-01 2014-07-01
AAE077 TONG Hing Yuen, Michael 唐慶元 RO Advising on Securities 2003-04-01 2004-09-10
AAE077 TONG Hing Yuen, Michael 唐慶元 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAE077 TONG Hing Yuen, Michael 唐慶元 RO Asset Management 2003-04-01 2004-09-10
AAE259 YEUNG Kam Wing 楊錦榮 RO Dealing in Securities 2010-01-13 2013-12-23
AAI021 LEUNG Hung Wah 梁孔華 RO Dealing in Securities 2003-04-01 2012-01-14
AAI021 LEUNG Hung Wah 梁孔華 RO Advising on Securities 2003-04-01 2004-09-10
AAI021 LEUNG Hung Wah 梁孔華 RO Advising on Corporate Finance 2003-04-01 2004-09-10
AAI021 LEUNG Hung Wah 梁孔華 RO Asset Management 2003-04-01 2004-09-10
AAJ464 HIL Chi Yung 許志勇 RE Dealing in Securities 2017-03-14 2017-03-14
AAJ464 HIL Chi Yung 許志勇 RO Dealing in Securities 2017-03-14 2017-07-16
AAJ607 HO Ho Kei, Diamond 何浩基 RE Dealing in Securities 2003-04-01
AAJ607 HO Ho Kei, Diamond 何浩基 RE Advising on Securities 2003-04-01 2004-08-05
AAJ607 HO Ho Kei, Diamond 何浩基 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AAJ607 HO Ho Kei, Diamond 何浩基 RE Asset Management 2003-04-01 2004-08-05
AAJ612 WONG Yuen Kwong 黃遠光 RE Dealing in Securities 2003-04-01 2009-05-29
AAJ612 WONG Yuen Kwong 黃遠光 RE Advising on Securities 2003-04-01 2004-09-10
AAJ612 WONG Yuen Kwong 黃遠光 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AAJ612 WONG Yuen Kwong 黃遠光 RE Asset Management 2003-04-01 2004-09-10
AAK708 KEUNG Kwok Keung, Kenneth 姜國強 RO Dealing in Securities 2003-08-07 2010-02-01
AAU338 WONG Mei Han, Aljak 黃美嫻 RE Dealing in Securities 2003-04-01 2012-08-03
AAU338 WONG Mei Han, Aljak 黃美嫻 RE Advising on Securities 2003-04-01 2004-09-10
AAU338 WONG Mei Han, Aljak 黃美嫻 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AAU338 WONG Mei Han, Aljak 黃美嫻 RE Asset Management 2003-04-01 2004-09-10
AAZ517 NG Chi Kwan, Stephen 吳志坤 RO Dealing in Securities 2013-12-03 2018-04-30
ABH654 FU Wai Man 傅偉民 RO Dealing in Securities 2014-04-11 2018-10-05
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Dealing in Securities 2003-04-01 2008-01-24
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Advising on Securities 2003-04-01 2004-09-10
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Advising on Corporate Finance 2003-04-01 2004-09-10
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Asset Management 2003-04-01 2004-09-10
ACB546 CHAN Shu Ming 陳樹明 RE Dealing in Securities 2003-04-01 2015-05-16
ACB546 CHAN Shu Ming 陳樹明 RE Advising on Securities 2003-04-01 2004-08-04
ACB546 CHAN Shu Ming 陳樹明 RE Advising on Corporate Finance 2003-04-01 2004-08-04
ACB546 CHAN Shu Ming 陳樹明 RE Asset Management 2003-04-01 2004-08-04
ACC080 WONG Ying Kwan 王應坤 RO Dealing in Securities 2010-05-24 2014-04-07
ACD412 HO Man Kit, Frankie 何文傑 RE Dealing in Securities 2003-04-01 2009-11-17
ACD412 HO Man Kit, Frankie 何文傑 RE Advising on Securities 2003-04-01 2004-08-05
ACD412 HO Man Kit, Frankie 何文傑 RE Advising on Corporate Finance 2003-04-01 2004-08-05
ACD412 HO Man Kit, Frankie 何文傑 RE Asset Management 2003-04-01 2004-08-05
ACE535 CHAN Ming Fai 陳明輝 RE Dealing in Securities 2003-04-01 2009-07-08
ACE535 CHAN Ming Fai 陳明輝 RE Advising on Securities 2003-04-01 2004-08-04
ACE535 CHAN Ming Fai 陳明輝 RE Advising on Corporate Finance 2003-04-01 2004-08-04
ACE535 CHAN Ming Fai 陳明輝 RE Asset Management 2003-04-01 2004-08-04
ACO975 TSANG Ching Yu 曾靜如 RE Dealing in Securities 2003-04-01
ACO975 TSANG Ching Yu 曾靜如 RE Advising on Securities 2003-04-01 2004-09-10
ACO975 TSANG Ching Yu 曾靜如 RE Advising on Corporate Finance 2003-04-01 2004-09-10
ACO975 TSANG Ching Yu 曾靜如 RE Asset Management 2003-04-01 2004-09-10
ACV996 LAU Siu Man 劉紹文 RE Dealing in Securities 2014-06-30 2016-07-01
ACZ592 CHIN Ching Lan 錢靜蘭 RE Dealing in Securities 2014-04-24 2014-06-03
ACZ592 CHIN Ching Lan 錢靜蘭 RO Dealing in Securities 2014-06-03 2017-07-16
ACZ592 CHIN Ching Lan 錢靜蘭 RO Dealing in Securities 2018-08-06
ADT746 PUN Lai Chi 潘勵智 RE Dealing in Securities 2003-04-01
ADT746 PUN Lai Chi 潘勵智 RE Advising on Securities 2003-04-01 2004-09-10
ADT746 PUN Lai Chi 潘勵智 RE Advising on Corporate Finance 2003-04-01 2004-09-10
ADT746 PUN Lai Chi 潘勵智 RE Asset Management 2003-04-01 2004-09-10
ADX537 YUNG Chau Wah 翁就華 RE Dealing in Securities 2003-04-01 2011-04-01
ADX537 YUNG Chau Wah 翁就華 RE Advising on Securities 2003-04-01 2004-09-10
ADX537 YUNG Chau Wah 翁就華 RE Advising on Corporate Finance 2003-04-01 2004-09-10
ADX537 YUNG Chau Wah 翁就華 RE Asset Management 2003-04-01 2004-09-10
AEA291 KUNG Chi Wai 龔智威 RE Dealing in Securities 2003-04-01 2005-05-04
AEA291 KUNG Chi Wai 龔智威 RE Advising on Securities 2003-04-01 2004-08-05
AEA291 KUNG Chi Wai 龔智威 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AEA291 KUNG Chi Wai 龔智威 RE Asset Management 2003-04-01 2004-08-05
AED207 HO Yan 何欣 RE Dealing in Securities 2003-04-01 2017-11-17
AED207 HO Yan 何欣 RO Dealing in Securities 2017-11-17
AED207 HO Yan 何欣 RE Advising on Securities 2003-04-01 2004-08-05
AED207 HO Yan 何欣 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AED207 HO Yan 何欣 RE Asset Management 2003-04-01 2004-08-05
AEE107 MAK Kwok Sing 麥國星 RE Dealing in Securities 2003-04-01
AEE107 MAK Kwok Sing 麥國星 RE Advising on Securities 2003-04-01 2004-08-05
AEE107 MAK Kwok Sing 麥國星 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AEE107 MAK Kwok Sing 麥國星 RE Asset Management 2003-04-01 2004-08-05
AEP389 MO Hin Yee, Thomas 毛衍懿 RE Dealing in Securities 2006-05-17 2011-05-08
AFG174 LUI Se Ho, Jeffrey 呂世豪 RE Dealing in Securities 2004-08-14 2011-04-01
AFM737 LAI Shun Wai, Patrick 賴汛維 RO Dealing in Securities 2014-03-24 2017-07-16
AFU839 TO Chi Chung 杜子聰 RE Dealing in Securities 2003-04-01 2011-04-01
AFU839 TO Chi Chung 杜子聰 RE Advising on Securities 2003-04-01 2004-09-10
AFU839 TO Chi Chung 杜子聰 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AFU839 TO Chi Chung 杜子聰 RE Asset Management 2003-04-01 2004-09-10
AGN394 LI Siu Kin 李兆堅 RE Dealing in Securities 2003-04-01 2011-04-01
AGN394 LI Siu Kin 李兆堅 RE Advising on Securities 2003-04-01 2004-08-05
AGN394 LI Siu Kin 李兆堅 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AGN394 LI Siu Kin 李兆堅 RE Asset Management 2003-04-01 2004-08-05
AGO296 TSE Man Ting, Sunny 謝文廷 RE Dealing in Securities 2003-04-01 2006-06-17
AGO296 TSE Man Ting, Sunny 謝文廷 RE Advising on Securities 2003-04-01 2004-09-10
AGO296 TSE Man Ting, Sunny 謝文廷 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AGO296 TSE Man Ting, Sunny 謝文廷 RE Asset Management 2003-04-01 2004-09-10
AGW234 WO Ki 鄔奇 RE Dealing in Securities 2014-07-04 2014-07-29
AGW234 WO Ki 鄔奇 RO Dealing in Securities 2014-07-29 2017-07-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Securities 2003-04-01 2004-03-01
AHF378 CHAN Hoi Fung 陳凱峰 RE Advising on Securities 2003-04-01 2004-02-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Advising on Corporate Finance 2003-04-01 2004-02-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Asset Management 2003-04-01 2004-02-16
AHF840 NG Kwok Hung 吳國雄 RE Dealing in Securities 2003-04-01
AHF840 NG Kwok Hung 吳國雄 RE Advising on Securities 2003-04-01 2004-09-10
AHF840 NG Kwok Hung 吳國雄 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AHF840 NG Kwok Hung 吳國雄 RE Asset Management 2003-04-01 2004-09-10
AHJ984 CHEUNG Ka Lok 張家樂 RE Dealing in Securities 2003-04-01 2005-11-05
AHJ984 CHEUNG Ka Lok 張家樂 RE Advising on Securities 2003-04-01 2004-08-04
AHJ984 CHEUNG Ka Lok 張家樂 RE Advising on Corporate Finance 2003-04-01 2004-08-04
AHJ984 CHEUNG Ka Lok 張家樂 RE Asset Management 2003-04-01 2004-08-04
AIO070 WONG Po Kit 黃譜傑 RE Dealing in Securities 2003-04-01 2018-10-29
AIO070 WONG Po Kit 黃譜傑 RO Dealing in Securities 2018-10-29
AIO070 WONG Po Kit 黃譜傑 RE Advising on Securities 2003-04-01 2004-09-10
AIO070 WONG Po Kit 黃譜傑 RE Advising on Corporate Finance 2003-04-01 2004-09-10
AIO070 WONG Po Kit 黃譜傑 RE Asset Management 2003-04-01 2004-09-10
AIW951 LIAO Sheung Mui 廖湘嵋 RE Dealing in Securities 2003-12-09 2013-01-22
AIY514 CHAN Wang Yip 陳宏業 RE Dealing in Securities 2004-03-22 2006-04-01
AJH027 YEUNG Ho Shing 楊浩昇 RE Dealing in Securities 2018-05-18
AJO080 CHAU Ka Hang 周嘉恆 RE Dealing in Securities 2004-03-16 2007-03-10
AKI715 HUI Kai Sing 許啟昇 RE Dealing in Securities 2004-04-17 2006-03-25
ALI713 YEUNG Wing Hong 楊永康 RE Dealing in Securities 2007-02-12 2010-04-01
AMB387 CHEUNG Ka Mei 張家美 RE Dealing in Securities 2005-06-06 2011-02-09
AMP198 WONG Man Kit 黃文傑 RE Dealing in Securities 2006-06-01 2010-04-09
AMS491 LUK Pak Lam 陸柏林 RE Dealing in Securities 2005-11-24 2006-04-21
ANH116 HO Ka Hang 何嘉恒 RE Dealing in Securities 2006-06-30 2011-04-27
ANU067 CHAN Ho Wai 陳浩偉 RE Dealing in Securities 2011-05-03 2014-08-23
AOE456 CHENG Chi Fung 鄭智鋒 RE Dealing in Securities 2010-11-04 2011-01-01
AON637 LIN Chi Kwan 連子鈞 RE Dealing in Securities 2007-09-17 2013-01-22
APO551 LEUNG Chin Yu, Edmond 梁展宇 RE Dealing in Securities 2008-04-08
APW348 HUNG Kwok Chuen 熊國全 RE Dealing in Securities 2011-06-22 2014-05-25
AQM260 CHEUNG Shu Yan 張澍昕 RO Dealing in Securities 2014-04-16 2016-02-18
AQR635 YEUNG Hon Ying 楊漢英 RE Dealing in Securities 2010-06-08
ARI731 HUANG Lui 黃磊 RE Dealing in Securities 2008-07-21 2013-01-22
ARK363 CHEUNG Ka Hin 張嘉軒 RE Dealing in Securities 2008-08-27 2012-01-14
ARQ100 LI Cheuk Hon 李卓瀚 RE Dealing in Securities 2008-10-13 2012-01-14
ATH561 LI Man Kit 李文傑 RE Dealing in Securities 2009-07-24 2013-06-21
ATI146 WONG Wai Kwan, Anna 黃慧群 RO Dealing in Securities 2009-12-31 2011-10-08
AUB971 WONG Fai Yue, Edward 黃輝宇 RE Dealing in Securities 2014-06-25 2014-07-31
AUB971 WONG Fai Yue, Edward 黃輝宇 RO Dealing in Securities 2014-07-31 2017-07-16
AUC867 IP Hin Fung 葉衍峰 RE Dealing in Securities 2011-06-23 2014-08-22
AXH771 CHAN Kwok Ming, Tommy 陳國明 RE Dealing in Securities 2015-08-25
AZJ977 HO Man Kwong 何民光 RE Dealing in Securities 2012-04-30
AZJ983 LO Chun Kwan 羅俊坤 RE Dealing in Securities 2012-04-30
BDJ116 CHUNG Shu Woon 鍾樹垣 RE Dealing in Securities 2014-04-29 2014-06-12
BDJ116 CHUNG Shu Woon 鍾樹垣 RO Dealing in Securities 2014-06-12 2016-07-16
BEL047 HO Eu Jin 何佑仁 RE Dealing in Securities 2014-11-11 2018-09-07
BEW219 MA Xiaojiang 馬曉將 RE Dealing in Securities 2015-01-23 2016-01-23
BGY372 HUNG Hiu Yu, Connie 洪曉瑜 RE Dealing in Securities 2016-02-11 2017-11-21
BHG188 LAM Chin Hong 林展鴻 RE Dealing in Securities 2016-04-05
BIJ103 TONG Keith Chun Kit 唐俊傑 RE Dealing in Securities 2016-10-13 2017-02-22
BKF950 CHAN On Yi 陳安怡 RE Dealing in Securities 2017-08-02
BMA136 YUNG Huen Ling 翁煊寧 RE Dealing in Securities 2018-01-19

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