Hong Kong SFC licence institution AAA537, Rifa Securities Limited 日發證券有限公司

These are the licence-holders that were found for SFC licence institution AAA537 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA142 CHAU Li Hau 周李厚 RE Dealing in Securities 2007-11-22 2007-12-24
AAA142 CHAU Li Hau 周李厚 RO Dealing in Securities 2007-12-24 2008-11-01
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RE Dealing in Securities 2008-01-21 2009-01-05
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RO Dealing in Securities 2003-04-01 2008-01-21
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RO Advising on Securities 2003-04-01 2005-02-21
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RO Advising on Corporate Finance 2003-04-01 2005-02-21
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RO Providing Automated Trading Services 2003-04-01 2005-02-21
AAA623 YEH WANG Zung Sing, Helen 葉王仁心 RO Asset Management 2003-04-01 2005-02-21
AAA646 CHAK Chi Keung 翟自強 RE Dealing in Securities 2003-04-01
AAA646 CHAK Chi Keung 翟自強 RE Advising on Securities 2003-04-01 2005-01-06
AAA646 CHAK Chi Keung 翟自強 RE Advising on Corporate Finance 2003-04-01 2005-01-06
AAA646 CHAK Chi Keung 翟自強 RE Providing Automated Trading Services 2003-04-01 2005-01-06
AAA646 CHAK Chi Keung 翟自強 RE Asset Management 2003-04-01 2005-01-06
AAA651 CHAN Man Fai 陳文徽 RE Dealing in Securities 2003-04-01 2013-03-16
AAA651 CHAN Man Fai 陳文徽 RE Advising on Securities 2003-04-01 2005-01-06
AAA651 CHAN Man Fai 陳文徽 RE Advising on Corporate Finance 2003-04-01 2005-01-06
AAA651 CHAN Man Fai 陳文徽 RE Providing Automated Trading Services 2003-04-01 2005-01-06
AAA651 CHAN Man Fai 陳文徽 RE Asset Management 2003-04-01 2005-01-06
AAA713 SHIH You Sing 施友信 RE Dealing in Securities 2003-04-01
AAA713 SHIH You Sing 施友信 RE Advising on Securities 2003-04-01 2005-01-06
AAA713 SHIH You Sing 施友信 RE Advising on Corporate Finance 2003-04-01 2005-01-06
AAA713 SHIH You Sing 施友信 RE Providing Automated Trading Services 2003-04-01 2005-01-06
AAA713 SHIH You Sing 施友信 RE Asset Management 2003-04-01 2005-01-06
AAB438 MAK Hon Keung 麥漢強 RE Dealing in Securities 2017-12-01
AAC341 LAU King Yuen 劉敬元 RE Dealing in Securities 2017-11-15 2018-02-07
AAC341 LAU King Yuen 劉敬元 RO Dealing in Securities 2018-02-07
AAC861 LAU Tim Fai, Timothy 劉添輝 RE Dealing in Securities 2008-04-07 2009-06-01
AAD318 CHOW Yat Kwai 周日貴 RE Dealing in Securities 2009-01-14 2010-07-06
AAD318 CHOW Yat Kwai 周日貴 RE Dealing in Securities 2010-10-18 2012-03-12
AAD440 HO Kam Cheung 何金祥 RE Dealing in Securities 2016-10-20
AAD516 FU Hung Man 符洪民 RE Dealing in Securities 2009-09-08 2009-11-16
AAD516 FU Hung Man 符洪民 RO Dealing in Securities 2009-11-16 2015-03-16
AAE189 TONG Man Ching 湯曼青 RE Dealing in Securities 2014-11-19
AAE231 CHAN Pik Ki, Peggy 陳碧姬 RE Dealing in Securities 2016-09-08
AAE244 LAI Hoi Lam 黎凱琳 RE Dealing in Securities 2016-09-07
AAE378 CHEUNG Tai Kwan 張大鈞 RE Dealing in Securities 2015-01-02 2015-01-12
AAE568 CHAN Sau Chee 陳秀枝 RE Dealing in Securities 2014-11-19
AAF892 HO Kwong Hun 何光鏗 RE Dealing in Securities 2017-08-14
AAF895 POON Lup Kueng 潘立強 RE Dealing in Securities 2017-12-08
AAF901 TSANG Pak Wing 曾柏榮 RE Dealing in Securities 2013-02-19 2013-03-22
AAF901 TSANG Pak Wing 曾柏榮 RO Dealing in Securities 2013-03-22
AAG874 IP Wai Man 葉慧文 RE Dealing in Securities 2015-05-12
AAH752 FUNG Siu Wing 馮兆榮 RE Dealing in Securities 2014-12-01
AAK668 POON Chung Hing 潘重興 RE Dealing in Securities 2003-04-01 2003-08-13
AAK668 POON Chung Hing 潘重興 RE Advising on Securities 2003-04-01 2003-08-13
AAK668 POON Chung Hing 潘重興 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AAK668 POON Chung Hing 潘重興 RE Providing Automated Trading Services 2003-04-01 2003-08-13
AAK668 POON Chung Hing 潘重興 RE Asset Management 2003-04-01 2003-08-13
AAV276 HO Kin Bor 何建波 RE Dealing in Securities 2013-08-26 2013-11-15
AAW418 MA Kam Chuen 馬錦全 RE Dealing in Securities 2007-12-07 2008-01-31
AAW418 MA Kam Chuen 馬錦全 RO Dealing in Securities 2008-01-31 2013-01-28
AAW561 POON Ling Ling 潘玲伶 RE Dealing in Securities 2018-02-12
AAY101 YIP Youn Bong 葉潤邦 RE Dealing in Securities 2015-09-07
ABF182 LEE Yuk Nam, William 李育南 RE Dealing in Securities 2013-11-14
ABM360 LEUNG Chue 梁柱 RE Dealing in Securities 2003-04-01
ABM360 LEUNG Chue 梁柱 RE Advising on Securities 2003-04-01 2005-01-06
ABM360 LEUNG Chue 梁柱 RE Advising on Corporate Finance 2003-04-01 2005-01-06
ABM360 LEUNG Chue 梁柱 RE Providing Automated Trading Services 2003-04-01 2005-01-06
ABM360 LEUNG Chue 梁柱 RE Asset Management 2003-04-01 2005-01-06
ABN364 LI Li Fong 李莉芳 RE Dealing in Securities 2014-11-19
ABN694 WONG Kwok Chi 黃國志 RE Dealing in Securities 2016-10-07
ABQ946 WONG King Hung 黃景紅 RE Dealing in Securities 2017-11-09
ABR237 YEE Ying Fung 庾影鳳 RE Dealing in Securities 2018-02-12
ABV579 HUI Chor Kwan 許佐群 RE Dealing in Securities 2015-11-06
ABV689 LEE Chong Shan 李創山 RE Dealing in Securities 2009-08-06 2012-02-01
ABV689 LEE Chong Shan 李創山 RE Dealing in Securities 2012-07-20 2013-03-01
ACB705 YIP Kin Ching, Johnson 葉健清 RE Dealing in Securities 2009-08-06 2011-03-01
ACG593 WONG Chi Ling 黃志凌 RE Dealing in Securities 2009-06-15 2009-09-22
ACG593 WONG Chi Ling 黃志凌 RO Dealing in Securities 2009-09-22 2011-04-28
ACT219 HUI Mei Hang 許美珩 RE Dealing in Securities 2015-11-06
ADA335 WONG Long Sau, Ivis 黃朗修 RE Dealing in Securities 2003-04-01 2005-02-21
ADA335 WONG Long Sau, Ivis 黃朗修 RO Dealing in Securities 2005-02-21 2009-03-27
ADA335 WONG Long Sau, Ivis 黃朗修 RE Advising on Securities 2003-04-01 2005-01-06
ADA335 WONG Long Sau, Ivis 黃朗修 RE Advising on Corporate Finance 2003-04-01 2005-01-06
ADA335 WONG Long Sau, Ivis 黃朗修 RE Providing Automated Trading Services 2003-04-01 2005-01-06
ADA335 WONG Long Sau, Ivis 黃朗修 RE Asset Management 2003-04-01 2005-01-06
ADJ646 YU Hoi Man 虞海敏 RE Dealing in Securities 2017-09-08
ADJ714 LI Wai Yee, Connie 李惠怡 RE Dealing in Securities 2003-04-01
ADJ714 LI Wai Yee, Connie 李惠怡 RE Advising on Securities 2003-04-01 2005-01-06
ADJ714 LI Wai Yee, Connie 李惠怡 RE Advising on Corporate Finance 2003-04-01 2005-01-06
ADJ714 LI Wai Yee, Connie 李惠怡 RE Providing Automated Trading Services 2003-04-01 2005-01-06
ADJ714 LI Wai Yee, Connie 李惠怡 RE Asset Management 2003-04-01 2005-01-06
ADZ902 KONG Ming Fai 江明輝 RE Dealing in Securities 2013-11-27 2014-01-17
ADZ902 KONG Ming Fai 江明輝 RO Dealing in Securities 2014-01-17 2018-11-11
AEA354 YAN Ming Cheung 甄銘璋 RE Dealing in Securities 2017-06-05
AEC408 CHAN Ka Leung 陳嘉亮 RE Dealing in Securities 2009-09-08 2012-04-02
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2017-05-02 2018-03-05
AEH397 TANG Kai Shing 鄧啟成 RE Dealing in Securities 2014-02-12 2014-04-08
AEH397 TANG Kai Shing 鄧啟成 RO Dealing in Securities 2014-04-08
AEI107 NG Hon Choi 吳漢材 RE Dealing in Securities 2007-11-21 2007-12-17
AEL261 MAK Fuk Wah 麥福華 RE Dealing in Securities 2018-06-27
AEM139 SO Wai Yue 蘇慧瑜 RE Dealing in Securities 2009-07-07 2012-05-14
AFG390 TAM Chi Kwong, William 譚志光 RE Dealing in Securities 2008-06-26 2009-05-14
AFG390 TAM Chi Kwong, William 譚志光 RO Dealing in Securities 2009-05-14 2010-07-17
AFJ454 SUEN Hon Bun 孫瀚斌 RE Dealing in Securities 2014-03-31
AFP892 LAM Chun, Wilson 林峻 RE Dealing in Securities 2003-12-23 2014-05-09
AFU058 CHAN Kwong Fat, George 陳廣發 RE Dealing in Securities 2009-09-28 2010-03-31
AFV357 WONG Kam Fook 黃金福 RE Dealing in Securities 2015-11-11
AGB898 CHOI Yat Wan 蔡逸雲 RE Dealing in Securities 2008-11-21 2011-02-01
AGD589 CHENG Wai Lam, James 鄭暐霖 RE Dealing in Securities 2008-09-22 2010-01-07
AGD589 CHENG Wai Lam, James 鄭暐霖 RO Dealing in Securities 2010-01-07 2013-01-18
AJM781 LEONG Chi Fung 梁智鋒 RE Dealing in Securities 2010-04-01 2010-06-30
AKV344 ZHANG Jeff Wei 張偉 RE Dealing in Securities 2015-12-08 2016-01-13
ALN833 IP Hon Wah 葉漢華 RE Dealing in Securities 2008-04-01 2008-08-26
ALN833 IP Hon Wah 葉漢華 RE Dealing in Securities 2011-04-15 2011-04-28
ALN833 IP Hon Wah 葉漢華 RO Dealing in Securities 2008-08-26 2009-05-20
ALN833 IP Hon Wah 葉漢華 RO Dealing in Securities 2011-04-28 2013-03-20
ALQ598 CHAN Man Yan 陳文恩 RE Dealing in Securities 2010-09-01 2011-09-26
AMH697 CHEUNG Hung Cho 張鴻礎 RE Dealing in Securities 2010-09-03 2011-07-18
AMX297 LEUNG Kai Hung 梁啟洪 RE Dealing in Securities 2017-02-27 2018-07-31
AOJ711 HO Wing Pong 何永邦 RE Dealing in Securities 2013-11-22 2015-05-15
AOR998 WONG Yui Ho 王銳豪 RE Dealing in Securities 2013-12-20 2015-11-10
AOS673 CHAN Ka Fai, Stephen 陳家輝 RE Dealing in Securities 2014-02-12 2014-04-08
AOS673 CHAN Ka Fai, Stephen 陳家輝 RE Dealing in Securities 2016-12-30 2017-02-13
AOS673 CHAN Ka Fai, Stephen 陳家輝 RO Dealing in Securities 2014-04-08 2016-06-30
AOS673 CHAN Ka Fai, Stephen 陳家輝 RO Dealing in Securities 2017-02-13
AOV563 WU Biwei 鄔必偉 RE Dealing in Securities 2012-10-15 2012-10-25
AOV563 WU Biwei 鄔必偉 RO Dealing in Securities 2012-10-25 2014-09-30
APB748 LIT Yuk Ping 列玉萍 RE Dealing in Securities 2016-10-24 2017-04-03
APC730 HUNG Ka Fung 洪家鋒 RE Dealing in Securities 2009-05-15 2009-05-16
APJ557 WONG Wai Lung 黃偉龍 RE Dealing in Securities 2012-05-10 2012-05-15
APZ994 CHENG Man Loch, Charlotte 鄭敏樂 RE Dealing in Securities 2014-08-05 2018-11-30
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Securities 2011-08-26 2011-12-19
AQA983 TANG Kai Chung 鄧啟聰 RE Dealing in Securities 2013-04-05 2014-11-26
AQA983 TANG Kai Chung 鄧啟聰 RO Dealing in Securities 2014-11-26 2017-11-30
AQI872 WONG Ka Kin, Michael 黃嘉健 RE Dealing in Securities 2008-02-19 2016-02-29
AQI872 WONG Ka Kin, Michael 黃嘉健 RO Dealing in Securities 2016-02-29 2017-08-09
AQR026 CHEUNG Chung 張聰 RE Dealing in Securities 2009-10-02 2009-10-19
AQR026 CHEUNG Chung 張聰 RE Dealing in Securities 2010-03-01 2012-10-11
AQR026 CHEUNG Chung 張聰 RO Dealing in Securities 2012-10-11 2013-01-28
AQW614 TANG Siu Yin 鄧少妍 RE Dealing in Securities 2008-04-22 2008-11-01
AQX896 CHIU Kam Fong 肖金枋 RE Dealing in Securities 2008-05-23 2012-03-07
AQZ906 CHOI Ka Ho 蔡家豪 RE Dealing in Securities 2008-05-08 2008-07-29
ARC143 POON Wing Man 潘詠雯 RE Dealing in Securities 2008-05-26 2010-03-15
ARH495 SO Wai Ying 蘇維英 RE Dealing in Securities 2008-08-05 2012-04-02
ARN620 CHIU Yau Chun, Jackie 趙右焌 RE Dealing in Securities 2017-06-06 2018-04-27
ARS092 HUANG Songbo 黃松博 RE Dealing in Securities 2012-10-16 2013-05-14
ARS092 HUANG Songbo 黃松博 RO Dealing in Securities 2013-05-14 2015-04-01
ASS967 LEUNG Hang Kin 梁行健 RE Dealing in Securities 2009-05-05 2010-04-19
AST883 ZHANG Jing 張晶 RE Dealing in Securities 2009-05-14 2009-08-12
ASY271 LOWE Won San, Jason 羅允山 RE Dealing in Securities 2009-06-03 2011-02-08
ATY477 WONG Wing Shing 王永晟 RE Dealing in Securities 2009-10-16 2013-02-02
ATY791 CHEN Weiwei 陳薇薇 RE Dealing in Securities 2009-10-19 2010-09-17
AUJ772 CHUNG Ho Lun 鍾浩麟 RE Dealing in Securities 2013-01-11 2017-06-30
AUS139 CHEUNG Tomo-hito 張智仁 RE Dealing in Securities 2011-04-18 2011-06-20
AUW503 LUK Mang Suen 陸盟鏇 RE Dealing in Securities 2010-04-14
AVJ413 CHOY Siu Kwan 蔡小軍 RE Dealing in Securities 2015-07-13 2016-02-12
AVR897 LIU Li 劉莉 RE Dealing in Securities 2017-06-12
AVV909 LEUNG Kam Por Ken 梁錦波 RE Dealing in Securities 2010-09-06 2011-02-21
AWB702 LEE Bertha 李幗雅 RE Dealing in Securities 2010-10-13 2011-08-01
AWH057 TANG Wai Hong 鄧維康 RE Dealing in Securities 2014-01-23 2015-10-28
AWH057 TANG Wai Hong 鄧維康 RO Dealing in Securities 2015-10-28
AXD506 CHENG Ping Fai 鄭炳輝 RE Dealing in Securities 2013-12-16 2014-03-31
AXD834 POON Ching Yee, Joey 潘靜儀 RE Dealing in Securities 2013-03-22 2015-09-25
AXJ734 CHAN Ka Man, Grace 陳嘉敏 RE Dealing in Securities 2011-06-08 2012-05-02
AXL657 MA Sai Wun, Ginny 馬世媛 RE Dealing in Securities 2011-07-07 2012-01-16
AYF360 TSANG Hing Sum 曾慶琛 RE Dealing in Securities 2012-11-21 2014-05-23
AZM740 CHAN Shuk Lin 陳淑蓮 RE Dealing in Securities 2012-05-25 2015-03-16
AZR740 LIU Jian 劉見 RE Dealing in Securities 2012-11-21 2015-10-19
BAT856 MANG Po Ping 孟保平 RE Dealing in Securities 2013-01-18 2015-06-27
BAX844 ZHANG Weijia 張煒嘉 RE Dealing in Securities 2013-12-02 2014-06-10
BAZ565 SUEN Ho Yi 孫可兒 RE Dealing in Securities 2013-03-11 2013-05-30
BBD312 TENG Da 滕達 RE Dealing in Securities 2013-04-16 2015-05-21
BBR327 ZHAO Wei 趙崴 RE Dealing in Securities 2013-08-06 2014-04-10
BBZ464 MENG Xiaoning 孟小宁 RE Dealing in Securities 2015-08-26 2016-01-13
BCE942 HU Xiaodan 胡曉丹 RE Dealing in Securities 2014-02-04 2014-02-25
BCR059 HO Chung 何聰 RE Dealing in Securities 2016-09-21 2017-03-02
BDD676 LAM Ying Chun 林瑩真 RE Dealing in Securities 2016-08-10 2017-01-23
BDN241 ZHANG Yu 張禹 RE Dealing in Securities 2014-06-05 2016-06-02
BDP512 ZHONG Ye 鍾燁 RE Dealing in Securities 2017-02-24 2017-06-08
BEJ355 CHONG Yuk Ting 莊鈺婷 RE Dealing in Securities 2015-03-03 2017-02-03
BER542 NG Chun Yiu, Richard 吳晉堯 RE Dealing in Securities 2014-12-18 2015-12-01
BFX025 JIN Xiya 金夕雅 RE Dealing in Securities 2015-07-21
BFY432 WU Canghai 吳滄海 RE Dealing in Securities 2015-08-07
BGD432 LI Gengrong 李庚融 RE Dealing in Securities 2017-09-19
BGE652 NG Yu Hung 吳宇紅 RE Dealing in Securities 2018-05-24
BGL198 LIU Jing 劉靜 RE Dealing in Securities 2015-10-28 2016-02-11
BGL610 CHEUNG Kai Hung 張啟雄 RE Dealing in Securities 2015-12-18 2016-02-15
BHC514 YIM Ka Kit 嚴家傑 RE Dealing in Securities 2016-03-02 2016-08-31
BHD307 TSUI Wing Sing 徐永昇 RE Dealing in Securities 2016-03-10 2016-05-23
BHU927 SHI Chun Wai 佘俊偉 RE Dealing in Securities 2016-07-20 2017-11-28
BHX477 AU Kai Wing, Monique 歐啟穎 RE Dealing in Securities 2016-08-01 2016-08-22
BIB362 SUNG Yin Wa 宋燕華 RE Dealing in Securities 2016-08-24 2017-08-25
BID608 CHAI Jun 柴俊 RE Dealing in Securities 2016-09-08
BIG915 LIN Ziqiao 林子荍 RE Dealing in Securities 2016-09-28 2016-12-19
BIL742 LI Po Ching 李寶程 RE Dealing in Securities 2016-11-02 2017-05-04
BIL747 YUAN Siqing 袁思青 RE Dealing in Securities 2016-11-18 2017-09-29
BIW568 CHU Ming Li 朱明理 RE Dealing in Securities 2017-01-09
BIW853 ON Ka Kin 安加建 RE Dealing in Securities 2017-10-23
BJF035 KWONG Ho Pang 鄺賀鵬 RE Dealing in Securities 2017-03-14
BJI812 WANG Yuqi 王玉琪 RE Dealing in Securities 2017-05-31 2017-08-22
BJP220 SHUM Tin Tak Felix 沈天德 RE Dealing in Securities 2017-05-25
BKK042 CHUI Lai Chun Hadiee 徐麗珍 RE Dealing in Securities 2018-09-19
BKT393 LI Sai Hung 李世雄 RE Dealing in Securities 2017-09-01
BKX396 LIU Jialu 劉佳璐 RE Dealing in Securities 2017-09-14
BLL105 CHEUNG Chun Mei 張臻美 RE Dealing in Securities 2017-11-10
BLO845 CHONG Ka Shing 莊嘉城 RE Dealing in Securities 2017-11-27
BMV687 YIM Ching Hiu 嚴正曉 RE Dealing in Securities 2018-04-26
BNH617 TSANG Sik Yue 曾悉瑜 RE Dealing in Securities 2018-08-03

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