Hong Kong SFC licence institution AAA567, Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAA567 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
YAU Sheung Kam 邱湘琴 RE 1 2004-12-20 2005-02-01
GRONOW Michael Justin RE 1 2004-12-20 2005-01-31
LAU Hay Tsing 劉希靖 RE 1 2004-10-29 2005-01-31
HAN Wai Hung, Jacques 韓偉鴻 RO 1 2004-07-16 2005-01-31
DEVONALD Andrew James RO 1 2004-07-08 2005-01-31
CHAN Susan Wai-lan 陳蕙蘭 RE 1 2004-06-15 2005-01-31
LIM Man Leung, Mitchell 林民梁 RO 1 2003-04-01 2004-10-19
YANG Angus Sheau Yu 楊曉瑜 RO 1 2004-02-04 2004-08-20
HAN Wai Hung, Jacques 韓偉鴻 RE 1 2003-04-01 2004-07-16
HAN Wai Hung, Jacques 韓偉鴻 RE 4 2003-04-01 2004-06-09
HAN Wai Hung, Jacques 韓偉鴻 RE 6 2003-04-01 2004-06-09
HAN Wai Hung, Jacques 韓偉鴻 RE 9 2003-04-01 2004-06-09
STEPHAN James Mark RE 1 2003-12-10 2004-05-13
MAC-DONALD Geoffrey Colm RE 1 2003-10-28 2004-04-28
YANG Angus Sheau Yu 楊曉瑜 RE 1 2003-04-01 2004-02-04
YANG Angus Sheau Yu 楊曉瑜 RE 4 2003-04-01 2003-09-22
YANG Angus Sheau Yu 楊曉瑜 RE 6 2003-04-01 2003-09-22
YANG Angus Sheau Yu 楊曉瑜 RE 9 2003-04-01 2003-09-22
CHAN Hing Yip, Bryan 陳慶業 RO 1 2003-06-17 2003-07-17
CHAN Hing Yip, Bryan 陳慶業 RE 1 2003-04-01 2003-06-17
CHAN Hing Yip, Bryan 陳慶業 RE 4 2003-04-01 2003-06-09
CHAN Hing Yip, Bryan 陳慶業 RE 6 2003-04-01 2003-06-09
CHAN Hing Yip, Bryan 陳慶業 RE 9 2003-04-01 2003-06-09
BREEZE Wayne Thomas Sydney RE 1 2003-04-01 2003-05-01
BREEZE Wayne Thomas Sydney RE 4 2003-04-01 2003-05-01
BREEZE Wayne Thomas Sydney RE 6 2003-04-01 2003-05-01
BREEZE Wayne Thomas Sydney RE 9 2003-04-01 2003-05-01
KUO Cheung 郭強 RO 1 2003-04-01 2003-04-22

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