Hong Kong SFC licence institution AAA567, Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAA567 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF258 LIM Man Leung, Mitchell 林民梁 RO Dealing in Securities 2003-04-01 2004-10-19
ACZ555 KUO Cheung 郭強 RO Dealing in Securities 2003-04-01 2003-04-22
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Dealing in Securities 2003-04-01 2004-07-16
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RO Dealing in Securities 2004-07-16 2005-01-31
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Advising on Securities 2003-04-01 2004-06-09
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Advising on Corporate Finance 2003-04-01 2004-06-09
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Asset Management 2003-04-01 2004-06-09
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Securities 2004-10-29 2005-01-31
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2004-06-15 2005-01-31
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Dealing in Securities 2003-04-01 2004-02-04
ADI662 YANG Angus Sheau Yu 楊曉瑜 RO Dealing in Securities 2004-02-04 2004-08-20
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Advising on Securities 2003-04-01 2003-09-22
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Advising on Corporate Finance 2003-04-01 2003-09-22
ADI662 YANG Angus Sheau Yu 楊曉瑜 RE Asset Management 2003-04-01 2003-09-22
ADJ799 YAU Sheung Kam 邱湘琴 RE Dealing in Securities 2004-12-20 2005-02-01
ADZ064 DEVONALD Andrew James RO Dealing in Securities 2004-07-08 2005-01-31
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2003-04-01 2003-06-17
AEK264 CHAN Hing Yip, Bryan 陳慶業 RO Dealing in Securities 2003-06-17 2003-07-17
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Advising on Securities 2003-04-01 2003-06-09
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Advising on Corporate Finance 2003-04-01 2003-06-09
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Asset Management 2003-04-01 2003-06-09
AIB347 BREEZE Wayne Thomas Sydney RE Dealing in Securities 2003-04-01 2003-05-01
AIB347 BREEZE Wayne Thomas Sydney RE Advising on Securities 2003-04-01 2003-05-01
AIB347 BREEZE Wayne Thomas Sydney RE Advising on Corporate Finance 2003-04-01 2003-05-01
AIB347 BREEZE Wayne Thomas Sydney RE Asset Management 2003-04-01 2003-05-01
AJB742 MAC-DONALD Geoffrey Colm RE Dealing in Securities 2003-10-28 2004-04-28
AJD479 STEPHAN James Mark RE Dealing in Securities 2003-12-10 2004-05-13
ALO211 GRONOW Michael Justin RE Dealing in Securities 2004-12-20 2005-01-31

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