These are the licence-holders that were found for SFC licence institution AAA645 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA604 | CHAN Hing Tuen | 陳慶端 | RO | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAA604 | CHAN Hing Tuen | 陳慶端 | RO | Advising on Securities | 2003-04-01 | 2003-07-30 |
| AAA604 | CHAN Hing Tuen | 陳慶端 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-07-30 |
| AAA604 | CHAN Hing Tuen | 陳慶端 | RO | Asset Management | 2003-04-01 | 2003-07-30 |
| AAA610 | CHAN Po | 陳甫 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAA610 | CHAN Po | 陳甫 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAA610 | CHAN Po | 陳甫 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAA610 | CHAN Po | 陳甫 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AAA622 | NG Chi Ching | 吳志清 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAA622 | NG Chi Ching | 吳志清 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAA622 | NG Chi Ching | 吳志清 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAA622 | NG Chi Ching | 吳志清 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AAA630 | NG Chi Man | 吳志文 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAA630 | NG Chi Man | 吳志文 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAA630 | NG Chi Man | 吳志文 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAA630 | NG Chi Man | 吳志文 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AAA641 | WONG Ngar Fong, Virginia | 黃雅芳 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAA641 | WONG Ngar Fong, Virginia | 黃雅芳 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAA641 | WONG Ngar Fong, Virginia | 黃雅芳 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAA641 | WONG Ngar Fong, Virginia | 黃雅芳 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AAB101 | CHAN Yat Tuen | 陳日端 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAB101 | CHAN Yat Tuen | 陳日端 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAB101 | CHAN Yat Tuen | 陳日端 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAB101 | CHAN Yat Tuen | 陳日端 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AAJ671 | CHEUNG Wai Han | 張惠嫻 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AAJ671 | CHEUNG Wai Han | 張惠嫻 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AAJ671 | CHEUNG Wai Han | 張惠嫻 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AAJ671 | CHEUNG Wai Han | 張惠嫻 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| ABN161 | CHAN Wing Kuen | 陳永權 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| ABN161 | CHAN Wing Kuen | 陳永權 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| ABN161 | CHAN Wing Kuen | 陳永權 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| ABN161 | CHAN Wing Kuen | 陳永權 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| ADA863 | CHEUNG Wai Ling, Rosana | 張惠齡 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| ADA863 | CHEUNG Wai Ling, Rosana | 張惠齡 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| ADA863 | CHEUNG Wai Ling, Rosana | 張惠齡 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| ADA863 | CHEUNG Wai Ling, Rosana | 張惠齡 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| ADX899 | WONG Mei Kiu, Kitty | 黃美嬌 | RE | Dealing in Securities | 2003-04-01 | 2004-01-30 |
| ADX899 | WONG Mei Kiu, Kitty | 黃美嬌 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| ADX899 | WONG Mei Kiu, Kitty | 黃美嬌 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| ADX899 | WONG Mei Kiu, Kitty | 黃美嬌 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AEJ789 | LO Yin Yee | 盧燕儀 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AEJ789 | LO Yin Yee | 盧燕儀 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AEJ789 | LO Yin Yee | 盧燕儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AEJ789 | LO Yin Yee | 盧燕儀 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AFT376 | CHAN Kin Pong, Kimball | 陳健邦 | RE | Dealing in Securities | 2004-02-02 | 2005-03-24 |
| AGK774 | TING Wing Yee | 丁泳儀 | RE | Dealing in Securities | 2003-04-01 | 2005-03-24 |
| AGK774 | TING Wing Yee | 丁泳儀 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AGK774 | TING Wing Yee | 丁泳儀 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AGK774 | TING Wing Yee | 丁泳儀 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
| AGM042 | LAM Yi Kwai | 林怡葵 | RE | Dealing in Securities | 2003-04-01 | 2004-01-15 |
| AGM042 | LAM Yi Kwai | 林怡葵 | RE | Advising on Securities | 2003-04-01 | 2003-07-28 |
| AGM042 | LAM Yi Kwai | 林怡葵 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-28 |
| AGM042 | LAM Yi Kwai | 林怡葵 | RE | Asset Management | 2003-04-01 | 2003-07-28 |
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