Hong Kong SFC licence institution AAA662, FB Investment Management Limited 富銀投資管理有限公司

These are the licence-holders that were found for SFC licence institution AAA662 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA312 CHAN Yik Keung, David 陳奕強 RO Dealing in Securities 2003-04-01 2006-09-30
AAA312 CHAN Yik Keung, David 陳奕強 RO Advising on Securities 2003-04-01 2006-09-30
AAA312 CHAN Yik Keung, David 陳奕強 RO Advising on Corporate Finance 2003-04-01 2004-10-29
AAA312 CHAN Yik Keung, David 陳奕強 RO Asset Management 2003-04-01 2006-09-30
AAF139 NG Yin Tsang 吳彥錚 RE Dealing in Securities 2013-07-17 2014-05-02
AAF139 NG Yin Tsang 吳彥錚 RE Advising on Securities 2013-07-17 2013-09-13
AAF139 NG Yin Tsang 吳彥錚 RO Advising on Securities 2013-09-13 2014-05-02
AAH961 FAN Sheung Yam, Horace 范上欽 RO Dealing in Securities 2003-10-27 2006-06-09
AAH961 FAN Sheung Yam, Horace 范上欽 RO Advising on Securities 2003-10-27 2006-06-09
AAH961 FAN Sheung Yam, Horace 范上欽 RO Asset Management 2003-10-27 2006-06-09
AAK650 KWAN Kwok Ki, Davy 關國基 RO Dealing in Securities 2005-03-07 2005-12-20
AAK650 KWAN Kwok Ki, Davy 關國基 RO Advising on Securities 2005-03-07 2005-12-20
AAK650 KWAN Kwok Ki, Davy 關國基 RO Asset Management 2005-03-07 2005-12-20
ABM853 YU Alice 郁筱倫 RE Dealing in Securities 2007-09-03 2007-09-21
ABM853 YU Alice 郁筱倫 RO Dealing in Securities 2007-09-21 2009-06-19
ABM853 YU Alice 郁筱倫 RE Advising on Securities 2007-08-21 2007-09-21
ABM853 YU Alice 郁筱倫 RO Advising on Securities 2007-09-21 2009-06-19
ABM853 YU Alice 郁筱倫 RE Asset Management 2007-08-21 2007-09-21
ABM853 YU Alice 郁筱倫 RO Asset Management 2007-09-21 2009-06-19
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Dealing in Securities 2014-02-26 2014-03-05
ABX782 CHU Wai Ling, Marianna 朱偉苓 RO Dealing in Securities 2014-03-05 2016-01-01
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Advising on Securities 2014-02-26 2014-03-05
ABX782 CHU Wai Ling, Marianna 朱偉苓 RO Advising on Securities 2014-03-05 2016-01-01
ABX782 CHU Wai Ling, Marianna 朱偉苓 RO Asset Management 2014-11-25 2016-01-01
ACN928 LEUNG Suk Han Triscilla 梁淑嫻 RO Dealing in Securities 2006-11-14 2007-07-06
ACN928 LEUNG Suk Han Triscilla 梁淑嫻 RO Advising on Securities 2006-11-14 2007-07-06
ACN928 LEUNG Suk Han Triscilla 梁淑嫻 RO Asset Management 2006-11-14 2007-07-06
ADX923 LEUNG Chi Chung 梁志忠 RE Dealing in Securities 2007-03-01 2008-09-03
ADX923 LEUNG Chi Chung 梁志忠 RE Advising on Securities 2007-03-01 2008-09-03
ADX923 LEUNG Chi Chung 梁志忠 RE Asset Management 2007-02-12 2008-09-03
ADY915 YIP James 葉強華 RE Dealing in Securities 2006-09-08 2006-10-18
ADY915 YIP James 葉強華 RO Dealing in Securities 2006-10-18 2007-11-08
ADY915 YIP James 葉強華 RO Dealing in Securities 2010-10-04 2013-08-13
ADY915 YIP James 葉強華 RE Advising on Securities 2006-09-08 2006-10-18
ADY915 YIP James 葉強華 RO Advising on Securities 2006-10-18 2007-11-08
ADY915 YIP James 葉強華 RO Advising on Securities 2010-10-04 2013-08-13
ADY915 YIP James 葉強華 RE Asset Management 2006-10-18 2007-11-08
ADY915 YIP James 葉強華 RO Asset Management 2010-08-06 2012-02-08
AEC931 CHAN Po Ling 陳寶玲 RE Dealing in Securities 2008-04-24 2011-05-03
AEC931 CHAN Po Ling 陳寶玲 RE Advising on Securities 2008-04-24 2011-05-03
AEI266 WAN Ho Fung 尹可豐 RE Dealing in Securities 2007-08-01 2010-05-05
AEI266 WAN Ho Fung 尹可豐 RO Dealing in Securities 2010-05-05 2013-09-30
AEI266 WAN Ho Fung 尹可豐 RE Advising on Securities 2007-08-01 2010-05-05
AEI266 WAN Ho Fung 尹可豐 RO Advising on Securities 2010-05-05 2013-09-30
AEI266 WAN Ho Fung 尹可豐 RE Asset Management 2010-01-21 2012-02-08
AFD753 LEE Jin Yi 李晉頤 RO Dealing in Securities 2004-12-10 2010-01-01
AFD753 LEE Jin Yi 李晉頤 RO Advising on Securities 2004-12-10 2010-01-01
AFD753 LEE Jin Yi 李晉頤 RO Asset Management 2004-12-10 2010-01-01
AFO374 PAVIVAN Pavina 林展穎 RE Dealing in Securities 2007-11-01 2008-09-03
AFO374 PAVIVAN Pavina 林展穎 RE Advising on Securities 2007-11-01 2008-09-03
AFO374 PAVIVAN Pavina 林展穎 RE Asset Management 2007-11-01 2008-09-03
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Dealing in Securities 2004-12-10 2010-09-01
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Advising on Securities 2004-12-10 2010-09-01
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Asset Management 2004-12-10 2010-09-01
AGH918 HO Kum Loon, Patrick 何金倫 RO Dealing in Securities 2014-06-19 2017-01-02
AGH918 HO Kum Loon, Patrick 何金倫 RO Advising on Securities 2014-06-19 2017-01-02
AGH918 HO Kum Loon, Patrick 何金倫 RO Asset Management 2014-11-25 2017-01-02
AIR834 MA Linlin 馬琳琳 RE Dealing in Securities 2008-09-01 2009-06-19
AIR834 MA Linlin 馬琳琳 RE Advising on Securities 2008-09-01 2009-06-19
AIR834 MA Linlin 馬琳琳 RE Asset Management 2008-09-01 2009-06-19
AIY923 CHEN Richard Chi-sheng 陳其盛 RE Dealing in Securities 2007-08-10 2007-10-25
AIY923 CHEN Richard Chi-sheng 陳其盛 RO Dealing in Securities 2007-10-25 2011-12-31
AIY923 CHEN Richard Chi-sheng 陳其盛 RE Advising on Securities 2007-08-10 2007-10-25
AIY923 CHEN Richard Chi-sheng 陳其盛 RO Advising on Securities 2007-10-25 2011-12-31
AIY923 CHEN Richard Chi-sheng 陳其盛 RE Asset Management 2007-08-10 2007-10-25
AIY923 CHEN Richard Chi-sheng 陳其盛 RO Asset Management 2007-10-25 2011-12-31
AKP070 HO Sze Man, Benedict 何仕文 RO Dealing in Securities 2017-08-21 2018-08-13
AKP070 HO Sze Man, Benedict 何仕文 RE Advising on Securities 2015-12-04 2015-12-31
AKP070 HO Sze Man, Benedict 何仕文 RO Advising on Securities 2015-12-31 2018-08-13
AKP070 HO Sze Man, Benedict 何仕文 RE Asset Management 2015-12-04 2015-12-31
AKP070 HO Sze Man, Benedict 何仕文 RO Asset Management 2015-12-31 2018-08-13
ALU191 Yip Pui Man, Patrick 葉沛文 RE Dealing in Securities 2008-08-27 2011-04-11
ALZ802 YIP Ka Man Carmen 葉嘉敏 RO Dealing in Securities 2012-07-18 2014-06-13
ALZ802 YIP Ka Man Carmen 葉嘉敏 RO Advising on Securities 2012-07-18 2014-06-13
ANM307 CHAN Yue Yuen 陳裕源 RO Dealing in Securities 2017-02-09
ANM307 CHAN Yue Yuen 陳裕源 RO Advising on Securities 2017-02-09
ANM307 CHAN Yue Yuen 陳裕源 RO Asset Management 2017-02-09
AOE781 LI Keren 李可人 RE Dealing in Securities 2006-11-28 2008-04-24
AOE781 LI Keren 李可人 RE Advising on Securities 2006-11-28 2008-04-24
AOE782 TSANG Wai Fan 曾偉帆 RE Dealing in Securities 2006-11-28 2007-12-29
AOE782 TSANG Wai Fan 曾偉帆 RE Advising on Securities 2006-11-28 2007-12-29
AOQ840 HO Yee Shun 何而遜 RE Dealing in Securities 2008-06-11 2010-05-06
AOQ840 HO Yee Shun 何而遜 RE Advising on Securities 2008-06-11 2010-05-06
AOQ840 HO Yee Shun 何而遜 RE Asset Management 2008-09-30 2010-05-06
APL322 KWONG Kwok Wing 鄺國榮 RO Dealing in Securities 2014-03-17
APL322 KWONG Kwok Wing 鄺國榮 RO Advising on Securities 2014-03-17
AQQ600 MA Pao-Lin 馬寶琳 RE Dealing in Securities 2008-03-18 2009-12-01
AQQ600 MA Pao-Lin 馬寶琳 RE Advising on Securities 2008-03-18 2009-12-01
AQQ600 MA Pao-Lin 馬寶琳 RE Asset Management 2008-03-18 2009-12-01
ARO504 WONG Harald 黃希諾 RE Dealing in Securities 2008-09-01 2010-05-01
ARO504 WONG Harald 黃希諾 RE Advising on Securities 2008-09-01 2010-05-01
ARO504 WONG Harald 黃希諾 RE Asset Management 2008-09-01 2010-05-01
ARO678 CHONG Siu Fun 莊少芬 RE Dealing in Securities 2008-09-02 2009-04-15
AVD368 CHENG Fangyi 程芳夷 RE Dealing in Securities 2010-05-28 2013-10-26
AVD368 CHENG Fangyi 程芳夷 RE Advising on Securities 2010-05-28 2013-10-26
AVD368 CHENG Fangyi 程芳夷 RE Asset Management 2010-05-28 2012-02-08
AWT305 POON Ka Ho 潘家豪 RO Asset Management 2018-10-08
BKG892 LAI Sze Kit 賴絲潔 RE Dealing in Securities 2017-09-01 2018-08-27
BKG892 LAI Sze Kit 賴絲潔 RE Advising on Securities 2017-09-01 2018-08-27
BKG892 LAI Sze Kit 賴絲潔 RE Asset Management 2017-09-01 2018-08-27

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