Hong Kong SFC licence institution AAB109, Chung Tak & Company 眾德股票公司

These are the licence-holders that were found for SFC licence institution AAB109 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB095 NGAN Kwai Kwok 顏貴國 RE Dealing in Securities 2003-04-01 2004-11-11
AAB095 NGAN Kwai Kwok 顏貴國 RE Advising on Securities 2003-04-01 2004-07-27
AAB095 NGAN Kwai Kwok 顏貴國 RE Advising on Corporate Finance 2003-04-01 2004-07-27
AAB095 NGAN Kwai Kwok 顏貴國 RE Asset Management 2003-04-01 2004-07-27
AAB102 TONG On, Jimmy 董安 RO Dealing in Securities 2003-04-01 2005-03-31
AAB102 TONG On, Jimmy 董安 RO Advising on Securities 2003-04-01 2005-03-31
AAB102 TONG On, Jimmy 董安 RO Advising on Corporate Finance 2003-04-01 2005-03-31
AAB102 TONG On, Jimmy 董安 RO Asset Management 2003-04-01 2005-03-31
ABE390 SZETO Yuk Kit, Karen 司徒玉潔 RE Dealing in Securities 2003-04-01 2004-11-11
ABE390 SZETO Yuk Kit, Karen 司徒玉潔 RE Advising on Securities 2003-04-01 2004-11-11
ABE390 SZETO Yuk Kit, Karen 司徒玉潔 RE Advising on Corporate Finance 2003-04-01 2004-11-11
ABE390 SZETO Yuk Kit, Karen 司徒玉潔 RE Asset Management 2003-04-01 2004-11-11
ABY624 AU Sin Kwan, Winnie 區倩筠 RE Dealing in Securities 2003-04-01 2004-11-11
ABY624 AU Sin Kwan, Winnie 區倩筠 RE Advising on Securities 2003-04-01 2004-11-11
ABY624 AU Sin Kwan, Winnie 區倩筠 RE Advising on Corporate Finance 2003-04-01 2004-11-11
ABY624 AU Sin Kwan, Winnie 區倩筠 RE Asset Management 2003-04-01 2004-11-11
AFB543 TAO Wei 陶偉 RE Dealing in Securities 2003-04-01 2004-11-11
AFB543 TAO Wei 陶偉 RE Advising on Securities 2003-04-01 2004-11-11
AFB543 TAO Wei 陶偉 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AFB543 TAO Wei 陶偉 RE Asset Management 2003-04-01 2004-11-11
AFE203 LEUNG Shuk Yee 梁淑儀 RE Dealing in Securities 2003-04-01 2003-07-31
AFE203 LEUNG Shuk Yee 梁淑儀 RE Advising on Securities 2003-04-01 2003-07-31
AFE203 LEUNG Shuk Yee 梁淑儀 RE Advising on Corporate Finance 2003-04-01 2003-07-31
AFE203 LEUNG Shuk Yee 梁淑儀 RE Asset Management 2003-04-01 2003-07-31

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