Hong Kong SFC licence institution AAB171, Kwok Chung Chun Securities Company

These are the licence-holders that were found for SFC licence institution AAB171 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB145 KWOK Chung Chun, Francisco 郭中濬 RO Dealing in Securities 2003-04-01 2005-03-31
AAB145 KWOK Chung Chun, Francisco 郭中濬 RO Advising on Securities 2003-04-01 2005-03-31
AAB145 KWOK Chung Chun, Francisco 郭中濬 RO Advising on Corporate Finance 2003-04-01 2005-03-23
AAB145 KWOK Chung Chun, Francisco 郭中濬 RO Asset Management 2003-04-01 2005-03-23

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