Hong Kong SFC licence institution AAB241, HSBC Securities (Asia) Limited

These are the licence-holders that were found for SFC licence institution AAB241 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB300 LAU Che Wah 劉志華 RE Dealing in Securities 2005-09-27 2005-11-14
AAC254 LAU Shek Wing 劉錫榮 RE Dealing in Securities 2003-09-11 2004-12-09
AAD811 KAM Pak Wah, Franklin 金百華 RE Dealing in Securities 2003-04-01 2005-04-07
AAD811 KAM Pak Wah, Franklin 金百華 RE Advising on Securities 2003-04-01 2003-12-09
AAD811 KAM Pak Wah, Franklin 金百華 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AAD811 KAM Pak Wah, Franklin 金百華 RE Asset Management 2003-04-01 2003-12-09
AAE282 LAU Chun Hou 劉俊厚 RE Dealing in Securities 2003-04-01 2005-11-14
AAE282 LAU Chun Hou 劉俊厚 RE Advising on Securities 2003-04-01 2003-12-09
AAE282 LAU Chun Hou 劉俊厚 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AAE282 LAU Chun Hou 劉俊厚 RE Asset Management 2003-04-01 2003-12-09
AAF326 CHUNG Ming Lok, Tony 鍾明烙 RE Dealing in Securities 2003-09-11 2005-10-05
AAF592 LEUNG Kwok Wing 梁國榮 RE Dealing in Securities 2003-09-11 2005-11-14
AAF999 CHAN Chun Shing, Otto 陳鎮成 RO Dealing in Securities 2003-04-01 2006-09-07
AAF999 CHAN Chun Shing, Otto 陳鎮成 RO Advising on Securities 2003-04-01 2004-02-20
AAF999 CHAN Chun Shing, Otto 陳鎮成 RO Advising on Corporate Finance 2003-04-01 2004-02-20
AAF999 CHAN Chun Shing, Otto 陳鎮成 RO Asset Management 2003-04-01 2004-02-20
AAW833 MACALPIN Kenneth Allan Connolly RE Dealing in Securities 2004-11-15 2005-07-19
AAY275 TAYAMA Minoru RE Advising on Securities 2005-03-23 2005-09-05
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Securities 2003-04-01 2005-10-27
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Advising on Securities 2003-04-01 2005-10-27
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Advising on Corporate Finance 2003-04-01 2003-12-10
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Asset Management 2003-04-01 2004-07-27
ABE725 LAU Yim Lam, Peter 劉炎霖 RE Dealing in Securities 2003-09-11 2004-10-14
ABF741 CHEUNG Lai Ping 張麗萍 RO Advising on Securities 2003-04-01 2004-01-01
ABF741 CHEUNG Lai Ping 張麗萍 RO Asset Management 2003-04-01 2004-01-01
ABF872 KWOK Chau Wan 郭秋雲 RE Dealing in Securities 2003-04-01 2004-04-02
ABF872 KWOK Chau Wan 郭秋雲 RE Advising on Securities 2003-04-01 2003-12-05
ABF872 KWOK Chau Wan 郭秋雲 RE Advising on Corporate Finance 2003-04-01 2003-12-05
ABF872 KWOK Chau Wan 郭秋雲 RE Asset Management 2003-04-01 2003-12-05
ABH271 CHUNG Kam Wah, Alden 鍾金華 RE Dealing in Securities 2003-04-01 2004-01-28
ABH271 CHUNG Kam Wah, Alden 鍾金華 RE Advising on Securities 2003-04-01 2003-12-15
ABH271 CHUNG Kam Wah, Alden 鍾金華 RE Advising on Corporate Finance 2003-04-01 2003-12-15
ABH271 CHUNG Kam Wah, Alden 鍾金華 RE Asset Management 2003-04-01 2003-12-15
ABI868 AU-YOUNG Ping 歐陽平 RE Dealing in Securities 2003-04-01 2005-11-14
ABI868 AU-YOUNG Ping 歐陽平 RE Advising on Securities 2003-04-01 2003-12-16
ABI868 AU-YOUNG Ping 歐陽平 RE Advising on Corporate Finance 2003-04-01 2003-12-16
ABI868 AU-YOUNG Ping 歐陽平 RE Asset Management 2003-04-01 2003-12-16
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Dealing in Securities 2003-04-01 2003-12-10
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Advising on Securities 2003-04-01 2004-04-28
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Advising on Corporate Finance 2003-04-01 2003-12-10
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Asset Management 2003-04-01 2003-12-10
ABM861 ALEXANDER Andrew Bernard 安力德 RE Dealing in Securities 2005-02-01 2005-02-16
ABN589 CHAN Hon Wah 陳漢華 RE Dealing in Securities 2008-11-19 2018-08-31
ABX133 CHAN Wei Beng 陳偉敏 RE Advising on Securities 2003-08-14 2004-05-24
ACA475 CHENG Vivinne 鄭慧玄 RE Dealing in Securities 2005-05-03 2005-11-14
ACC190 BRADLEY Martin RE Dealing in Securities 2003-04-01 2005-10-27
ACC190 BRADLEY Martin RE Advising on Securities 2003-04-01 2003-12-09
ACC190 BRADLEY Martin RE Advising on Corporate Finance 2003-04-01 2003-12-09
ACC190 BRADLEY Martin RE Asset Management 2003-04-01 2003-12-09
ACD746 MYERS Steven William RE Advising on Securities 2004-06-15 2004-09-20
ACD920 WONG Edmond RE Dealing in Securities 2003-04-01 2005-08-10
ACD920 WONG Edmond RE Advising on Securities 2003-04-01 2003-12-05
ACD920 WONG Edmond RE Advising on Corporate Finance 2003-04-01 2003-12-05
ACD920 WONG Edmond RE Asset Management 2003-04-01 2003-12-05
ACF213 GAMBRILL David Boys RE Dealing in Securities 2003-08-01 2004-06-16
ACF860 BARTON Richard Jeremy RE Dealing in Securities 2005-06-22 2005-11-14
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2003-04-01 2004-05-24
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Advising on Securities 2003-04-01 2004-04-06
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Asset Management 2003-04-01 2004-04-06
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Securities 2005-04-19 2005-11-14
ACJ318 HANCOCK Jonathan Stiles RO Dealing in Securities 2003-04-01 2009-01-31
ACM394 YU Sai Yin, Anthony 余世賢 RE Dealing in Securities 2003-04-01 2003-12-09
ACM394 YU Sai Yin, Anthony 余世賢 RE Dealing in Securities 2005-04-12 2005-11-14
ACM394 YU Sai Yin, Anthony 余世賢 RE Advising on Securities 2003-04-01 2003-12-09
ACM394 YU Sai Yin, Anthony 余世賢 RE Advising on Corporate Finance 2003-04-01 2003-12-09
ACM394 YU Sai Yin, Anthony 余世賢 RE Asset Management 2003-04-01 2003-12-09
ACM918 HO Kenneth Kai Chung 何啟忠 RE Advising on Securities 2004-11-03 2005-11-12
ACO434 AU Wai Chi, Alex 區偉志 RE Dealing in Securities 2003-04-01 2004-01-15
ACO434 AU Wai Chi, Alex 區偉志 RE Advising on Securities 2003-04-01 2003-12-09
ACO434 AU Wai Chi, Alex 區偉志 RE Advising on Corporate Finance 2003-04-01 2003-12-09
ACO434 AU Wai Chi, Alex 區偉志 RE Asset Management 2003-04-01 2003-12-09
ACP700 NGAI Kwok Kan, Thomas 危國根 RE Dealing in Securities 2003-04-01 2012-04-03
ACP700 NGAI Kwok Kan, Thomas 危國根 RE Advising on Securities 2003-04-01 2003-12-16
ACP700 NGAI Kwok Kan, Thomas 危國根 RE Advising on Corporate Finance 2003-04-01 2003-12-16
ACP700 NGAI Kwok Kan, Thomas 危國根 RE Asset Management 2003-04-01 2003-12-16
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Dealing in Securities 2003-04-01 2003-12-05
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Advising on Securities 2003-04-01 2003-12-04
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Advising on Corporate Finance 2003-04-01 2003-12-04
ACQ051 CHAN Yuk Lun, Alan 陳玉倫 RE Asset Management 2003-04-01 2003-12-04
ACT009 YETMAN Mark Stephen RE Dealing in Securities 2005-01-03 2005-11-14
ACX120 LING Kin Shun, Anne 林建純 RE Advising on Securities 2003-04-01 2004-04-23
ACX120 LING Kin Shun, Anne 林建純 RE Advising on Corporate Finance 2003-04-01 2003-12-09
ACX120 LING Kin Shun, Anne 林建純 RE Asset Management 2003-04-01 2003-12-09
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Dealing in Securities 2003-04-01 2006-04-14
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Advising on Securities 2003-04-01 2005-11-12
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Advising on Corporate Finance 2003-04-01 2004-01-08
ACY056 HENG Ching Kuen, Franklin 幸正權 RO Asset Management 2003-04-01 2004-07-27
ADA657 TURNBULL Robert Edward RE Dealing in Securities 2003-04-01 2004-01-15
ADA657 TURNBULL Robert Edward RE Advising on Securities 2003-04-01 2003-12-09
ADA657 TURNBULL Robert Edward RE Advising on Corporate Finance 2003-04-01 2003-12-09
ADA657 TURNBULL Robert Edward RE Asset Management 2003-04-01 2003-12-09
ADB609 LEE Angela Mei Lan 李美蘭 RE Dealing in Securities 2008-11-19 2014-03-05
ADE401 LAU Siu Mei, Mimmi 劉少薇 RE Dealing in Securities 2003-04-01 2003-06-04
ADE401 LAU Siu Mei, Mimmi 劉少薇 RE Advising on Securities 2003-04-01 2003-06-04
ADE401 LAU Siu Mei, Mimmi 劉少薇 RE Advising on Corporate Finance 2003-04-01 2003-06-04
ADE401 LAU Siu Mei, Mimmi 劉少薇 RE Asset Management 2003-04-01 2003-06-04
ADF094 LU Kwok Shing, David 魯國城 RE Dealing in Securities 2003-04-01 2003-04-05
ADF094 LU Kwok Shing, David 魯國城 RE Advising on Securities 2003-04-01 2003-04-05
ADF094 LU Kwok Shing, David 魯國城 RE Advising on Corporate Finance 2003-04-01 2003-04-05
ADF094 LU Kwok Shing, David 魯國城 RE Asset Management 2003-04-01 2003-04-05
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2003-04-01 2004-05-24
ADJ383 NG Wai Kwong 吳衛剛 RE Advising on Securities 2003-04-01 2003-08-18
ADJ383 NG Wai Kwong 吳衛剛 RE Advising on Corporate Finance 2003-04-01 2003-08-18
ADJ383 NG Wai Kwong 吳衛剛 RE Asset Management 2003-04-01 2003-08-18
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Dealing in Securities 2003-04-01 2003-07-10
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Advising on Securities 2003-04-01 2003-07-10
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Advising on Corporate Finance 2003-04-01 2003-07-10
ADJ622 LEE Chi Chung, Johnny 李志璋 RE Asset Management 2003-04-01 2003-07-10
ADJ827 SIM Mong Kwang 沈茂琼 RE Dealing in Securities 2003-04-01 2010-12-20
ADJ827 SIM Mong Kwang 沈茂琼 RE Advising on Securities 2003-04-01 2003-12-05
ADJ827 SIM Mong Kwang 沈茂琼 RE Advising on Corporate Finance 2003-04-01 2003-12-05
ADJ827 SIM Mong Kwang 沈茂琼 RE Asset Management 2003-04-01 2003-12-05
ADK738 MAK Winnie 麥蔚誼 RE Advising on Securities 2003-04-01 2004-01-28
ADK738 MAK Winnie 麥蔚誼 RE Advising on Corporate Finance 2003-04-01 2003-12-15
ADK738 MAK Winnie 麥蔚誼 RE Asset Management 2003-04-01 2003-12-15
ADL038 CHENG Hon Fai 鄭漢輝 RE Dealing in Securities 2003-04-01 2005-11-14
ADL038 CHENG Hon Fai 鄭漢輝 RE Advising on Securities 2003-04-01 2004-01-19
ADL038 CHENG Hon Fai 鄭漢輝 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADL038 CHENG Hon Fai 鄭漢輝 RE Asset Management 2003-04-01 2004-01-19
ADM554 WALLACE Lee Peter RE Dealing in Securities 2005-07-20 2006-05-16
ADM554 WALLACE Lee Peter RO Dealing in Securities 2006-05-16 2008-11-18
ADP881 LEE Ho Cheung 李浩章 RE Advising on Securities 2005-05-10 2005-11-12
ADQ002 PARK Nam Chol RE Advising on Securities 2003-04-01 2005-11-12
ADQ002 PARK Nam Chol RE Advising on Corporate Finance 2003-04-01 2003-12-10
ADQ002 PARK Nam Chol RE Asset Management 2003-04-01 2003-12-10
ADQ669 TO Christine Oi Yan 杜愛茵 RE Dealing in Securities 2003-04-01 2004-01-15
ADQ669 TO Christine Oi Yan 杜愛茵 RE Advising on Securities 2003-04-01 2003-12-05
ADQ669 TO Christine Oi Yan 杜愛茵 RE Advising on Corporate Finance 2003-04-01 2003-12-05
ADQ669 TO Christine Oi Yan 杜愛茵 RE Asset Management 2003-04-01 2003-12-05
ADS488 DICKINSON Alexander Edward RE Dealing in Securities 2003-04-01 2005-11-14
ADS488 DICKINSON Alexander Edward RE Advising on Securities 2003-04-01 2003-12-16
ADS488 DICKINSON Alexander Edward RE Advising on Corporate Finance 2003-04-01 2003-12-16
ADS488 DICKINSON Alexander Edward RE Asset Management 2003-04-01 2003-12-16
ADT427 KWAN Wing Lok 關榮樂 RE Dealing in Securities 2003-04-01 2004-01-09
ADT427 KWAN Wing Lok 關榮樂 RE Advising on Securities 2003-04-01 2004-01-09
ADT427 KWAN Wing Lok 關榮樂 RE Advising on Corporate Finance 2003-04-01 2004-01-09
ADT427 KWAN Wing Lok 關榮樂 RE Asset Management 2003-04-01 2004-01-09
ADT573 CHIK Hak Kan, Leon 植克勤 RE Advising on Securities 2005-05-23 2005-11-12
ADT897 LI Man Fai, Raymond 李文輝 RE Dealing in Securities 2003-04-01 2005-11-14
ADT897 LI Man Fai, Raymond 李文輝 RE Advising on Securities 2003-04-01 2003-08-29
ADT897 LI Man Fai, Raymond 李文輝 RE Advising on Corporate Finance 2003-04-01 2003-08-29
ADT897 LI Man Fai, Raymond 李文輝 RE Asset Management 2003-04-01 2003-08-29
ADT900 WONG Chung Yin, James 黃頌賢 RE Dealing in Securities 2003-04-01 2005-07-07
ADT900 WONG Chung Yin, James 黃頌賢 RE Advising on Securities 2003-04-01 2004-01-19
ADT900 WONG Chung Yin, James 黃頌賢 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADT900 WONG Chung Yin, James 黃頌賢 RE Asset Management 2003-04-01 2004-01-19
ADU088 CHAN Mo Yu, Kerry 陳慕瑜 RE Dealing in Securities 2005-07-26 2005-11-14
ADU278 YIP Ting Keung, David 葉定強 RE Dealing in Securities 2003-04-01 2003-06-05
ADU278 YIP Ting Keung, David 葉定強 RE Advising on Securities 2003-04-01 2003-06-05
ADU278 YIP Ting Keung, David 葉定強 RE Advising on Corporate Finance 2003-04-01 2003-06-05
ADU278 YIP Ting Keung, David 葉定強 RE Asset Management 2003-04-01 2003-06-05
ADZ105 TULK Philip W RE Advising on Securities 2003-04-01 2004-01-15
ADZ105 TULK Philip W RE Advising on Corporate Finance 2003-04-01 2003-12-10
ADZ105 TULK Philip W RE Asset Management 2003-04-01 2003-12-10
ADZ579 HEUNG Chun Wai 香鎮偉 RE Advising on Securities 2003-05-20 2003-10-29
AEC773 WONG Wing Wah 黃永華 RE Dealing in Securities 2003-04-01 2005-11-14
AEC773 WONG Wing Wah 黃永華 RE Advising on Securities 2003-04-01 2004-01-19
AEC773 WONG Wing Wah 黃永華 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEC773 WONG Wing Wah 黃永華 RE Asset Management 2003-04-01 2004-01-19
AED574 CHIN Victoria Vui Luen 陳維倫 RE Dealing in Securities 2005-08-25 2005-11-14
AEE761 NGAI Man Fai 倪文輝 RE Dealing in Securities 2004-06-17 2005-11-14
AEG477 CHAN Yiu Fai 陳耀輝 RE Advising on Securities 2003-04-01 2005-11-12
AEG477 CHAN Yiu Fai 陳耀輝 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AEG477 CHAN Yiu Fai 陳耀輝 RE Asset Management 2003-04-01 2003-12-09
AEG753 CHEUNG Yat Ming 張一鳴 RE Advising on Securities 2003-04-01 2005-05-04
AEG753 CHEUNG Yat Ming 張一鳴 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AEG753 CHEUNG Yat Ming 張一鳴 RE Asset Management 2003-04-01 2003-12-09
AEH723 OFFER Richard George Michael RE Dealing in Securities 2003-04-01 2005-11-12
AEH723 OFFER Richard George Michael RE Advising on Securities 2003-04-01 2005-11-12
AEH723 OFFER Richard George Michael RE Advising on Corporate Finance 2003-04-01 2003-12-09
AEH723 OFFER Richard George Michael RE Asset Management 2003-04-01 2004-07-27
AEI589 SMITH Jennifer Tai 戴令名 RE Dealing in Securities 2003-04-01 2003-04-02
AEI589 SMITH Jennifer Tai 戴令名 RE Advising on Securities 2003-04-01 2003-04-02
AEI589 SMITH Jennifer Tai 戴令名 RE Advising on Corporate Finance 2003-04-01 2003-04-02
AEI589 SMITH Jennifer Tai 戴令名 RE Asset Management 2003-04-01 2003-04-02
AEJ064 WEBB Mark Cameron Ross RE Dealing in Securities 2003-04-01 2003-12-10
AEJ064 WEBB Mark Cameron Ross RE Advising on Securities 2003-04-01 2005-11-12
AEJ064 WEBB Mark Cameron Ross RE Advising on Corporate Finance 2003-04-01 2003-12-10
AEJ064 WEBB Mark Cameron Ross RE Asset Management 2003-04-01 2003-12-10
AEP696 ROBERTSON Craig Anthony RE Dealing in Securities 2003-04-01 2005-11-14
AEP696 ROBERTSON Craig Anthony RE Advising on Securities 2003-04-01 2003-08-29
AEP696 ROBERTSON Craig Anthony RE Advising on Corporate Finance 2003-04-01 2003-08-29
AEP696 ROBERTSON Craig Anthony RE Asset Management 2003-04-01 2003-08-29
AEP855 WOO Art Zen 胡德賢 RE Dealing in Securities 2003-04-01 2003-10-24
AEP855 WOO Art Zen 胡德賢 RE Advising on Securities 2003-04-01 2003-10-24
AEP855 WOO Art Zen 胡德賢 RE Advising on Corporate Finance 2003-04-01 2003-10-24
AEP855 WOO Art Zen 胡德賢 RE Asset Management 2003-04-01 2003-10-24
AEU226 VILLAMIN Norman Jay RE Dealing in Securities 2004-09-22 2005-11-12
AEU226 VILLAMIN Norman Jay RE Advising on Securities 2004-09-22 2005-11-12
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Advising on Securities 2003-04-01 2003-10-30
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Asset Management 2003-04-01 2003-10-30
AEW093 HANSON-LAWSON Michael John RE Dealing in Securities 2003-11-10 2004-05-24
AFA833 KOPP Russell Jerome RE Advising on Securities 2004-10-14 2005-11-12
AFB429 TIMBLICK Leland Marion Rhee RE Dealing in Securities 2005-05-17 2005-11-14
AFC950 LOH Der Ming, Andrew 羅德銘 RE Advising on Securities 2004-12-06 2005-02-16
AFD726 MOSS Stephen Colin RE Dealing in Securities 2004-02-12 2004-02-12
AFD726 MOSS Stephen Colin RO Dealing in Securities 2003-04-01 2004-02-12
AFD726 MOSS Stephen Colin RO Advising on Securities 2003-04-01 2004-02-12
AFD726 MOSS Stephen Colin RO Advising on Corporate Finance 2003-04-01 2004-02-12
AFD726 MOSS Stephen Colin RO Asset Management 2003-04-01 2004-02-12
AFD980 MAN Peter Kum-Chung RE Dealing in Securities 2003-04-01 2006-04-01
AFD980 MAN Peter Kum-Chung RE Advising on Securities 2003-04-01 2003-12-09
AFD980 MAN Peter Kum-Chung RE Advising on Corporate Finance 2003-04-01 2003-12-09
AFD980 MAN Peter Kum-Chung RE Asset Management 2003-04-01 2003-12-09
AFE210 LAU Wing Shan 劉詠珊 RE Dealing in Securities 2008-12-19 2010-06-08
AFE223 CHAN Siu Chung, Justin 陳紹宗 RO Dealing in Securities 2017-11-17 2018-08-31
AFF924 KIM Peter Sin RE Dealing in Securities 2003-04-01 2005-07-07
AFF924 KIM Peter Sin RE Advising on Securities 2003-04-01 2003-12-05
AFF924 KIM Peter Sin RE Advising on Corporate Finance 2003-04-01 2003-12-05
AFF924 KIM Peter Sin RE Asset Management 2003-04-01 2003-12-05
AFJ460 JASANI Nilesh Surendra Rai RE Advising on Securities 2003-04-01 2003-09-11
AFJ460 JASANI Nilesh Surendra Rai RO Advising on Securities 2003-09-11 2004-10-25
AFJ460 JASANI Nilesh Surendra Rai RE Advising on Corporate Finance 2003-04-01 2003-09-03
AFJ460 JASANI Nilesh Surendra Rai RE Asset Management 2003-04-01 2003-09-03
AFJ906 SADLER Simon Peter RE Dealing in Securities 2004-07-07 2005-05-03
AFM357 GOH Shao Loong, Daryl 吳少龍 RE Advising on Securities 2003-04-01 2005-08-10
AFM357 GOH Shao Loong, Daryl 吳少龍 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AFM357 GOH Shao Loong, Daryl 吳少龍 RE Asset Management 2003-04-01 2003-12-10
AFO526 BARKER Ariane Marie RE Dealing in Securities 2005-05-13 2007-07-01
AFR093 FUNG Hon Nam 馮漢南 RE Advising on Securities 2005-03-24 2005-11-12
AFR296 NASEER Jahanzeb RO Advising on Securities 2003-04-01 2005-09-30
AFS914 LEE Wang Kwong 李泓廣 RE Advising on Securities 2003-04-01 2004-01-15
AFS914 LEE Wang Kwong 李泓廣 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AFS914 LEE Wang Kwong 李泓廣 RE Asset Management 2003-04-01 2003-12-10
AFU460 SOLWAY Paul Simon Herbert RE Dealing in Securities 2003-04-01 2003-07-10
AFU460 SOLWAY Paul Simon Herbert RE Advising on Securities 2003-04-01 2003-07-10
AFU460 SOLWAY Paul Simon Herbert RE Advising on Corporate Finance 2003-04-01 2003-07-10
AFU460 SOLWAY Paul Simon Herbert RE Asset Management 2003-04-01 2003-07-10
AFU801 JAJAL Kartik Chimanlal RE Dealing in Securities 2003-04-01 2004-03-29
AFU801 JAJAL Kartik Chimanlal RE Advising on Securities 2003-04-01 2003-12-15
AFU801 JAJAL Kartik Chimanlal RE Advising on Corporate Finance 2003-04-01 2003-12-15
AFU801 JAJAL Kartik Chimanlal RE Asset Management 2003-04-01 2003-12-15
AFY780 LAM Sum Sum 林森森 RE Dealing in Securities 2003-04-01 2005-06-30
AFY780 LAM Sum Sum 林森森 RE Advising on Securities 2003-04-01 2005-06-30
AFY780 LAM Sum Sum 林森森 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AFY780 LAM Sum Sum 林森森 RE Asset Management 2003-04-01 2004-07-27
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Securities 2003-04-01 2003-12-16
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Securities 2005-04-12 2005-11-14
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Advising on Securities 2003-04-01 2003-12-16
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Advising on Corporate Finance 2003-04-01 2003-12-16
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Asset Management 2003-04-01 2003-12-16
AFZ476 SIU Chi Ming 蕭智明 RE Advising on Securities 2003-04-01 2005-11-12
AFZ476 SIU Chi Ming 蕭智明 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AFZ476 SIU Chi Ming 蕭智明 RE Asset Management 2003-04-01 2003-12-10
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Dealing in Securities 2003-04-01 2004-01-15
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Advising on Securities 2003-04-01 2003-09-05
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Advising on Corporate Finance 2003-04-01 2003-09-05
AFZ713 AU YEUNG Tat H 歐陽達顯 RO Asset Management 2003-04-01 2003-09-05
AFZ873 PABLO Gerardo Gonzalez RO Dealing in Securities 2010-11-11 2018-08-31
AGA341 LEE Tsz On, Ricky 李子安 RE Advising on Securities 2003-04-01 2003-04-29
AGA341 LEE Tsz On, Ricky 李子安 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AGA341 LEE Tsz On, Ricky 李子安 RE Asset Management 2003-04-01 2003-04-29
AGA971 JOHNSON Christopher Lind RE Dealing in Securities 2003-04-01 2003-07-10
AGA971 JOHNSON Christopher Lind RE Advising on Securities 2003-04-01 2003-07-10
AGA971 JOHNSON Christopher Lind RE Advising on Corporate Finance 2003-04-01 2003-07-10
AGA971 JOHNSON Christopher Lind RE Asset Management 2003-04-01 2003-07-10
AGB754 HYLAND Peter John RE Dealing in Securities 2003-04-01 2004-01-19
AGB754 HYLAND Peter John RE Advising on Securities 2003-04-01 2004-01-07
AGB754 HYLAND Peter John RE Advising on Corporate Finance 2003-04-01 2004-01-07
AGB754 HYLAND Peter John RE Asset Management 2003-04-01 2004-01-07
AGC952 LETTS Darren Arthur Bohrsmann RE Dealing in Securities 2003-04-01 2004-03-12
AGC952 LETTS Darren Arthur Bohrsmann RE Advising on Securities 2003-04-01 2004-01-19
AGC952 LETTS Darren Arthur Bohrsmann RE Advising on Corporate Finance 2003-04-01 2004-01-19
AGC952 LETTS Darren Arthur Bohrsmann RE Asset Management 2003-04-01 2004-01-19
AGE214 GUPTA Pramod RE Advising on Securities 2005-03-29 2005-11-12
AGE483 LEE Wai Ying, Sandra 李慧英 RE Dealing in Securities 2003-04-01 2005-11-14
AGE483 LEE Wai Ying, Sandra 李慧英 RE Advising on Securities 2003-04-01 2003-12-05
AGE483 LEE Wai Ying, Sandra 李慧英 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AGE483 LEE Wai Ying, Sandra 李慧英 RE Asset Management 2003-04-01 2003-12-05
AGE907 KWONG Wan Man, Sylvia 鄺韻文 RE Dealing in Securities 2003-04-01 2003-08-21
AGE907 KWONG Wan Man, Sylvia 鄺韻文 RE Advising on Securities 2003-04-01 2003-08-21
AGE907 KWONG Wan Man, Sylvia 鄺韻文 RE Advising on Corporate Finance 2003-04-01 2003-08-21
AGE907 KWONG Wan Man, Sylvia 鄺韻文 RE Asset Management 2003-04-01 2003-08-21
AGF179 BORZI Anna Marie RE Advising on Securities 2003-04-01 2003-10-27
AGF179 BORZI Anna Marie RE Advising on Corporate Finance 2003-04-01 2003-10-27
AGF179 BORZI Anna Marie RE Asset Management 2003-04-01 2003-10-27
AGG754 WONG Patonia Steiner 黃凱琳 RE Dealing in Securities 2003-04-01 2003-10-27
AGG754 WONG Patonia Steiner 黃凱琳 RE Advising on Securities 2003-04-01 2003-10-27
AGG754 WONG Patonia Steiner 黃凱琳 RE Advising on Corporate Finance 2003-04-01 2003-10-27
AGG754 WONG Patonia Steiner 黃凱琳 RE Asset Management 2003-04-01 2003-10-27
AGH563 MYERS Stephen Grant RE Advising on Securities 2003-04-01 2003-06-05
AGH563 MYERS Stephen Grant RE Advising on Corporate Finance 2003-04-01 2003-06-05
AGH563 MYERS Stephen Grant RE Asset Management 2003-04-01 2003-06-05
AGK088 NG Wing Sum, Agnes 吳詠芯 RE Advising on Securities 2003-04-01 2003-12-04
AGK088 NG Wing Sum, Agnes 吳詠芯 RE Advising on Corporate Finance 2003-04-01 2003-12-03
AGK088 NG Wing Sum, Agnes 吳詠芯 RE Asset Management 2003-04-01 2003-12-03
AGL865 CHAN Ding Bong, Andrew 陳定邦 RE Advising on Securities 2003-04-01 2005-06-03
AGL865 CHAN Ding Bong, Andrew 陳定邦 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AGL865 CHAN Ding Bong, Andrew 陳定邦 RE Asset Management 2003-04-01 2003-12-10
AGM460 GARRICK Jonathan RE Dealing in Securities 2004-12-08 2005-11-14
AGM902 YU Hiu To 余曉濤 RE Advising on Securities 2003-04-01 2003-11-22
AGM902 YU Hiu To 余曉濤 RE Advising on Corporate Finance 2003-04-01 2003-11-22
AGM902 YU Hiu To 余曉濤 RE Asset Management 2003-04-01 2003-11-22
AGN906 VAUDRY Robert Thomas RE Dealing in Securities 2004-07-19 2004-08-12
AGN906 VAUDRY Robert Thomas RO Dealing in Securities 2004-08-12 2005-11-12
AGN906 VAUDRY Robert Thomas RE Advising on Securities 2004-07-19 2004-08-12
AGN906 VAUDRY Robert Thomas RO Advising on Securities 2004-08-12 2005-11-12
AGO032 WONG Man Kuen, Gary 黃文權 RE Dealing in Securities 2003-04-01 2005-11-14
AGO032 WONG Man Kuen, Gary 黃文權 RE Advising on Securities 2003-04-01 2003-12-05
AGO032 WONG Man Kuen, Gary 黃文權 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AGO032 WONG Man Kuen, Gary 黃文權 RE Asset Management 2003-04-01 2003-12-05
AGO097 LEUNG Wai Yin 梁偉賢 RE Dealing in Securities 2003-04-01 2005-11-14
AGO097 LEUNG Wai Yin 梁偉賢 RE Advising on Securities 2003-04-01 2003-12-05
AGO097 LEUNG Wai Yin 梁偉賢 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AGO097 LEUNG Wai Yin 梁偉賢 RE Asset Management 2003-04-01 2003-12-05
AGO399 LEUNG Wai Man 梁偉民 RE Dealing in Securities 2003-04-01 2005-11-14
AGO399 LEUNG Wai Man 梁偉民 RE Advising on Securities 2003-04-01 2003-12-05
AGO399 LEUNG Wai Man 梁偉民 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AGO399 LEUNG Wai Man 梁偉民 RE Asset Management 2003-04-01 2003-12-05
AGZ498 SUTHERLAND Matthew Sebastian RE Dealing in Securities 2003-04-01 2004-01-15
AGZ498 SUTHERLAND Matthew Sebastian RE Advising on Securities 2003-04-01 2004-01-15
AGZ498 SUTHERLAND Matthew Sebastian RE Advising on Corporate Finance 2003-04-01 2003-12-05
AGZ498 SUTHERLAND Matthew Sebastian RE Asset Management 2003-04-01 2003-12-05
AHC352 TSE Yung Che, Darius 謝用之 RE Dealing in Securities 2004-10-25 2005-04-13
AHD235 GUGLIETTA Joel Stephan RE Advising on Securities 2005-03-10 2005-10-19
AHH618 CHUA Siong Kheng 蔡尚慶 RE Advising on Securities 2003-04-01 2004-07-26
AHH618 CHUA Siong Kheng 蔡尚慶 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AHH618 CHUA Siong Kheng 蔡尚慶 RE Asset Management 2003-04-01 2003-12-10
AHI518 CHUA Lee Leng RE Dealing in Securities 2005-06-20 2005-11-14
AHN555 MA Ka Lai, Diana 馬嘉麗 RE Dealing in Securities 2003-04-01 2005-10-27
AHN555 MA Ka Lai, Diana 馬嘉麗 RE Advising on Securities 2003-04-01 2003-12-09
AHN555 MA Ka Lai, Diana 馬嘉麗 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AHN555 MA Ka Lai, Diana 馬嘉麗 RE Asset Management 2003-04-01 2003-12-09
AHP543 CHEN Yung, Lawrence 鄭勇 RE Advising on Securities 2003-04-01 2004-09-03
AHP543 CHEN Yung, Lawrence 鄭勇 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AHP543 CHEN Yung, Lawrence 鄭勇 RE Asset Management 2003-04-01 2003-12-10
AHQ093 WONG Poh Fah 黃保樺 RE Dealing in Securities 2004-12-23 2005-07-07
AHT395 POON Yeuk Wan, Carolyn 潘若韻 RE Advising on Securities 2003-07-26 2005-11-12
AIB743 CHIANG Venant 蔣永甯 RE Advising on Securities 2005-10-25 2005-11-12
AIL649 TURLEY Francis Bernard RE Dealing in Securities 2003-04-01 2005-10-27
AIL649 TURLEY Francis Bernard RE Advising on Securities 2003-04-01 2004-02-10
AIL649 TURLEY Francis Bernard RE Advising on Corporate Finance 2003-04-01 2004-01-08
AIL649 TURLEY Francis Bernard RE Asset Management 2003-04-01 2004-02-09
AIQ686 HUNT Christopher Lawrence RO Dealing in Securities 2003-04-01 2003-08-07
AIQ686 HUNT Christopher Lawrence RO Advising on Securities 2003-04-01 2003-08-07
AIR601 KAN Alan 簡兆倫 RE Dealing in Securities 2003-04-01 2003-07-10
AIR601 KAN Alan 簡兆倫 RE Advising on Securities 2003-04-01 2003-07-10
AIR601 KAN Alan 簡兆倫 RE Advising on Corporate Finance 2003-04-01 2003-07-10
AIR601 KAN Alan 簡兆倫 RE Asset Management 2003-04-01 2003-07-10
AIZ256 BERRISFORD Carl Thomas RE Dealing in Securities 2003-05-23 2004-01-15
AJC307 LAU Hwa Jen 劉華仁 RE Advising on Securities 2003-07-28 2003-10-17
AJC737 MOSS James Thomas RE Advising on Securities 2003-08-01 2004-04-26
AJD150 DUNN Adrian Richard Howard RE Advising on Securities 2003-08-13 2004-06-10
AJD243 TANTIVORAWONG Korawilai RE Advising on Securities 2003-10-22 2004-04-02
AJD244 COONEY Michael James RE Dealing in Securities 2004-09-07 2005-11-14
AJD292 CHANG Po-chi 張博淇 RE Advising on Securities 2003-10-06 2004-05-24
AJD396 LU Ying-chang 呂穎彰 RE Advising on Securities 2003-08-20 2004-03-19
AJD507 NG Kit Wei RE Advising on Securities 2003-08-26 2004-05-24
AJD599 SANDHU Tejinderjit Singh RE Advising on Securities 2003-09-02 2005-11-12
AJD739 YEOH Simone Xenia RE Advising on Securities 2003-09-10 2004-01-15
AJD740 LEE Soon Huat RE Advising on Securities 2003-09-10 2004-01-15
AJD756 EVANS Garry Owen RO Advising on Securities 2003-11-05 2005-11-12
AJD797 KO David Young RE Advising on Securities 2003-09-10 2004-01-08
AJD920 CHANG Chao-kung 張肇恭 RE Dealing in Securities 2003-11-11 2005-11-14
AJE605 PNG Hua Teng RE Advising on Securities 2003-10-07 2003-10-15
AJG884 LIAO Ming-cheng 廖明正 RE Advising on Securities 2003-11-21 2004-01-15
AJG885 LEE Jeong Ja RE Advising on Securities 2003-11-25 2004-03-09
AJG887 CHOI Yoon Hee RE Advising on Securities 2003-11-25 2004-01-15
AJI712 ZHONG Anna Hua RE Advising on Securities 2005-08-29 2005-11-12
AJL223 RUSSELL John RE Advising on Securities 2004-02-11 2005-11-12
AJM779 MASUDA Etsusuke RE Advising on Securities 2004-02-27 2005-01-04
AJM779 MASUDA Etsusuke RE Advising on Securities 2005-03-10 2005-04-11
AJM779 MASUDA Etsusuke RE Advising on Securities 2005-10-24 2005-11-12
AJO216 HALL Martin David RE Advising on Securities 2004-03-17 2004-11-10
AKI713 THAREJA Anupam RE Advising on Securities 2004-04-21 2005-10-25
AKI714 RAMAN Dev RE Dealing in Securities 2004-04-20 2004-06-17
AKT426 JHAVERI Anish Puspasen RE Dealing in Securities 2004-06-16 2005-11-14
AKT429 SHANBHAG Abhay Mukund RE Advising on Securities 2004-06-16 2005-11-12
AKU233 SUTTON Ben RE Dealing in Securities 2004-06-15 2005-06-22
AKV345 GINDE Vidyadhar Vasant RE Advising on Securities 2004-07-08 2005-11-12
AKV346 SHANBHAG Anand Ramchandra RE Advising on Securities 2004-06-26 2005-11-12
AKY574 DAMANIA Anish Dinesh RE Advising on Securities 2004-07-22 2005-06-17
AKY575 DOSHI Mihir Vinod RE Dealing in Securities 2004-07-22 2005-11-14
AKY943 CHAN Koon Shing, Dominic 陳冠成 RE Advising on Securities 2004-07-27 2004-10-18
ALA712 MCDONALD Graeme Antony RE Advising on Securities 2004-08-24 2004-09-20
ALB052 WATERHOUSE Julian Brian RE Advising on Securities 2004-08-19 2004-12-14
ALC175 DUJARI Vipul RE Dealing in Securities 2004-08-16 2004-11-16
ALC175 DUJARI Vipul RE Dealing in Securities 2004-11-25 2005-02-25
ALC474 TANG Chi Kit 鄧智傑 RE Advising on Securities 2004-09-01 2005-06-30
ALG538 CHENG Yee Pun 鄭宜斌 RE Advising on Securities 2004-09-27 2005-11-12
ALI346 BEATTIE Russell William RE Dealing in Securities 2004-10-14 2005-11-14
ALI605 PATEL Rakesh RE Dealing in Securities 2004-11-15 2005-11-14
ALI605 PATEL Rakesh RO Dealing in Securities 2006-05-16
ALI728 CHAPPEL Christopher Lee RE Dealing in Securities 2005-04-15 2005-06-17
ALL103 WONG Hak Wing, Valerie 王克穎 RE Advising on Securities 2004-11-17 2005-11-12
ALN453 SUGIURA Seiji RE Advising on Securities 2004-12-06 2005-11-12
ALN455 MARKWICK SMITH Jeremy Robin RE Dealing in Securities 2004-12-06 2005-10-11
ALN582 LU Hua 呂華 RE Advising on Securities 2004-12-08 2005-06-30
ALN583 ONILLON Julien Jean Maurice Francois RE Advising on Securities 2004-12-09 2005-06-30
ALR570 SHUM Fei Fei 沈菲菲 RE Dealing in Securities 2005-02-02 2005-11-14
ALS349 ROGERS Neil Colin RE Dealing in Securities 2005-02-14 2005-06-24
ALS349 ROGERS Neil Colin RE Advising on Securities 2005-04-28 2005-06-24
ALS410 CHEN Hsiao-ying 陳曉瑩 RE Dealing in Securities 2005-02-16 2005-09-01
ALV179 YOUN Un Sik, Christian 尹彥植 RE Advising on Securities 2005-05-25 2005-11-12
ALV237 FOSTER Scott Mather RE Advising on Securities 2005-03-23 2005-11-12
ALW914 DUNIVANT Todd Glenn RE Advising on Securities 2005-04-26 2005-11-12
ALY616 HONG Chien Han 洪千涵 RE Advising on Securities 2005-04-28 2005-11-12
ALY617 HASKINS Andrew Robin Alexander RE Advising on Securities 2005-05-04 2005-11-12
ALZ931 VAN DER LINDE Hendrik Jan Herald RE Advising on Securities 2005-05-25 2005-11-12
AMA932 TAN Choon Ming 陳俊銘 RE Advising on Securities 2005-05-31 2005-11-12
AMA934 MARSDEN Matthew Owen RE Advising on Securities 2005-05-30 2005-11-12
AMA938 HAYASHI Douglas Tetsuya RE Advising on Securities 2005-05-31 2005-11-12
AMA939 LEE Seung Hyun RE Advising on Securities 2005-06-01 2005-11-12
AMB666 HYLAN Adam James RE Advising on Securities 2005-08-04 2005-11-12
AMC374 RICKS Del John RE Dealing in Securities 2005-06-13 2005-11-14
AMC389 CHAN Andrew Shingfun 陳盛勳 RE Advising on Securities 2005-06-13 2005-11-12
AMF434 FANG Sai Tai, Jeffrey 方世泰 RE Advising on Securities 2005-07-12 2005-11-12
AMF540 SAXENA Manish Jagdish RE Advising on Securities 2005-07-12 2005-11-12
AMG970 WONG Yan 王欣 RE Dealing in Securities 2005-07-21 2005-11-14
AMG982 KAM Tyran 金泰倫 RE Advising on Securities 2005-07-25 2005-11-12
AMH297 WEE Kian Jin, Roland RE Advising on Securities 2005-07-26 2005-11-12
AMI595 UDJANG Charles RE Advising on Securities 2005-08-05 2005-09-07
AMJ457 MCGEE Alan Craig RE Dealing in Securities 2005-08-15 2005-11-14
AMJ459 LEE SHYU Mei-Lan 徐美蘭 RE Dealing in Securities 2005-08-19 2005-11-14
AMK228 CHOI Wai Ching, Carmen 蔡慧貞 RE Advising on Securities 2005-08-29 2005-11-12
AML158 SOLOMON Jesse Michael RE Dealing in Securities 2005-09-01 2005-11-14
AML240 TAESCH Frederic Marcel Georges Marie RE Dealing in Securities 2005-09-08 2005-11-24
AML890 TAKANO Kimihide RE Advising on Securities 2005-09-20 2005-11-12
AML911 SATAPATHY Sanjaya Kumar RE Advising on Securities 2005-09-20 2005-11-12
ANG332 CHAN Hoi Yan, Rene 陳海茵 RE Dealing in Securities 2006-03-29 2007-08-06
ANU647 CRISPIN James Anthony RO Dealing in Securities 2009-02-16 2010-04-29
ANU648 DUNHAM Christopher Mark RO Dealing in Securities 2007-07-23 2009-02-18
AOT397 NG Sze Man 吳詩敏 RE Dealing in Securities 2007-03-30 2007-06-23
APH990 KO Chin Hung, Desmond 高展雄 RE Dealing in Securities 2007-07-26 2008-11-11
APH990 KO Chin Hung, Desmond 高展雄 RE Dealing in Securities 2010-12-22 2014-02-20
APM137 NG Chi Hung 吳志雄 RE Dealing in Securities 2007-08-27 2008-11-11
APO909 LEE Pang, Louis 李鵬 RE Dealing in Securities 2007-09-11 2008-11-11
ASL881 SAUNDERS Jefferson RO Dealing in Securities 2009-03-31 2016-01-30
BGU210 ZAIMI Hossein 薛浩成 RO Dealing in Securities 2017-12-27 2018-08-31

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