Hong Kong SFC licence institution AAB375, Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司

These are the licence-holders that were found for SFC licence institution AAB375 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2003-06-01 2003-06-20
AAS209 THORBURN Mark Alexander RE Dealing in Securities 2003-07-31 2003-09-30
AAS209 THORBURN Mark Alexander RO Dealing in Securities 2003-04-01 2003-07-31
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Dealing in Securities 2003-04-01 2003-05-14
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Advising on Securities 2003-04-01 2003-04-30
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ABF669 FUNG Sin Yee, Quean 馮倩儀 RE Asset Management 2003-04-01 2003-04-30
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Advising on Securities 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Advising on Corporate Finance 2003-04-01 2003-07-03
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Asset Management 2003-04-01 2003-07-03
ACS016 LI Man Yin, Eddie 李文賢 RE Dealing in Securities 2003-04-01 2003-09-30
ACS016 LI Man Yin, Eddie 李文賢 RE Advising on Securities 2003-04-01 2003-07-09
ACS016 LI Man Yin, Eddie 李文賢 RE Advising on Corporate Finance 2003-04-01 2003-07-09
ACS016 LI Man Yin, Eddie 李文賢 RE Asset Management 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Dealing in Securities 2003-04-01 2003-09-30
AGI600 HUI Chun Wai, Henry 許振威 RE Advising on Securities 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Advising on Corporate Finance 2003-04-01 2003-07-09
AGI600 HUI Chun Wai, Henry 許振威 RE Asset Management 2003-04-01 2003-07-09
AHD374 SAUBESTRE Paul Frederic Henri RO Dealing in Securities 2003-04-01 2003-09-30
AHL124 ROUSSEAU Pierre Charles Gislain RO Dealing in Securities 2003-04-01 2003-09-30

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