Hong Kong SFC licence institution AAB444, Amundi Hong Kong Limited 東方匯理資產管理香港有限公司

These are the licence-holders that were found for SFC licence institution AAB444 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB315 JOVANOVICH Ray William RO Dealing in Securities 2003-04-01 2011-12-31
AAB315 JOVANOVICH Ray William RO Advising on Securities 2003-04-01 2011-12-31
AAB315 JOVANOVICH Ray William RO Advising on Corporate Finance 2003-04-01 2003-08-01
AAB315 JOVANOVICH Ray William RO Asset Management 2003-04-01 2011-12-31
AAJ072 EBRAHIM Ayaz Hatim RE Dealing in Securities 2011-05-26 2011-06-30
AAJ072 EBRAHIM Ayaz Hatim RO Dealing in Securities 2011-06-30 2015-09-01
AAJ072 EBRAHIM Ayaz Hatim RE Advising on Securities 2011-05-26 2011-06-30
AAJ072 EBRAHIM Ayaz Hatim RO Advising on Securities 2011-06-30 2015-09-01
AAJ072 EBRAHIM Ayaz Hatim RE Asset Management 2011-05-26 2011-06-30
AAJ072 EBRAHIM Ayaz Hatim RO Asset Management 2011-06-30 2015-09-01
AAJ497 MAK Lai Ling, Ada 麥麗玲 RE Dealing in Securities 2007-11-15 2008-01-07
AAJ497 MAK Lai Ling, Ada 麥麗玲 RO Dealing in Securities 2008-01-07 2017-10-31
AAJ497 MAK Lai Ling, Ada 麥麗玲 RE Advising on Securities 2007-11-15 2008-01-07
AAJ497 MAK Lai Ling, Ada 麥麗玲 RO Advising on Securities 2008-01-07 2017-10-31
AAJ497 MAK Lai Ling, Ada 麥麗玲 RO Asset Management 2008-01-07 2017-10-31
AAW159 MCEVATT Ian Gerald RO Dealing in Securities 2003-04-01 2005-06-14
AAW159 MCEVATT Ian Gerald RO Advising on Securities 2003-04-01 2005-06-14
AAW159 MCEVATT Ian Gerald RO Advising on Corporate Finance 2003-04-01 2004-05-11
AAW159 MCEVATT Ian Gerald RO Asset Management 2003-04-01 2005-06-14
ABY019 CHEUNG Suet Ping 張雪萍 RE Dealing in Securities 2003-04-01 2018-02-28
ABY019 CHEUNG Suet Ping 張雪萍 RE Advising on Securities 2003-04-01 2018-02-28
ABY019 CHEUNG Suet Ping 張雪萍 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ABY019 CHEUNG Suet Ping 張雪萍 RE Asset Management 2003-04-01 2018-02-28
ABY632 KONG Lin Chu 江蓮珠 RE Dealing in Securities 2003-04-01 2006-04-21
ABY632 KONG Lin Chu 江蓮珠 RE Advising on Securities 2003-04-01 2006-04-21
ABY632 KONG Lin Chu 江蓮珠 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ABY632 KONG Lin Chu 江蓮珠 RE Asset Management 2003-04-01 2006-04-21
ACC256 KUNG Sum Yee 龔心意 RE Dealing in Securities 2003-04-01 2009-08-17
ACC256 KUNG Sum Yee 龔心意 RE Advising on Securities 2003-04-01 2009-08-17
ACC256 KUNG Sum Yee 龔心意 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ACC256 KUNG Sum Yee 龔心意 RE Asset Management 2003-04-01 2009-08-17
ACD876 HO Kai Yin, Anthony 何啟賢 RE Dealing in Securities 2015-10-23 2015-12-07
ACD876 HO Kai Yin, Anthony 何啟賢 RO Dealing in Securities 2015-12-07 2017-05-31
ACD876 HO Kai Yin, Anthony 何啟賢 RE Advising on Securities 2015-10-23 2015-12-07
ACD876 HO Kai Yin, Anthony 何啟賢 RO Advising on Securities 2015-12-07 2017-05-31
ACD876 HO Kai Yin, Anthony 何啟賢 RE Asset Management 2015-10-23 2015-12-07
ACD876 HO Kai Yin, Anthony 何啟賢 RO Asset Management 2015-12-07 2017-05-31
ACJ199 TAI Chung Hoe 戴宗豪 RE Dealing in Securities 2007-06-18 2018-04-17
ACJ199 TAI Chung Hoe 戴宗豪 RO Dealing in Securities 2018-04-17 2018-05-06
ACJ199 TAI Chung Hoe 戴宗豪 RE Advising on Securities 2007-06-18 2018-04-17
ACJ199 TAI Chung Hoe 戴宗豪 RO Advising on Securities 2018-04-17 2018-05-06
ACJ199 TAI Chung Hoe 戴宗豪 RE Asset Management 2007-06-18 2018-04-17
ACJ199 TAI Chung Hoe 戴宗豪 RO Asset Management 2018-04-17 2018-05-06
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Dealing in Securities 2016-09-12 2016-11-09
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Dealing in Securities 2016-11-09 2017-11-15
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Advising on Securities 2016-09-12 2016-11-09
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Advising on Securities 2016-11-09 2017-11-15
ACJ313 MA Yat Fai, Stephen 馬日暉 RE Asset Management 2016-09-12 2016-11-09
ACJ313 MA Yat Fai, Stephen 馬日暉 RO Asset Management 2016-11-09 2017-11-15
ACJ599 CHAN Ching Kwan 陳靜君 RE Dealing in Securities 2013-11-04 2014-11-29
ACJ599 CHAN Ching Kwan 陳靜君 RE Advising on Securities 2013-11-04 2014-11-29
ACJ599 CHAN Ching Kwan 陳靜君 RE Asset Management 2013-11-04 2014-11-29
ACO888 CHAN Ka Hung 陳嘉鴻 RE Dealing in Securities 2003-10-21 2004-05-11
ACO888 CHAN Ka Hung 陳嘉鴻 RO Dealing in Securities 2004-05-11 2011-04-30
ACO888 CHAN Ka Hung 陳嘉鴻 RE Advising on Securities 2003-10-21 2004-05-11
ACO888 CHAN Ka Hung 陳嘉鴻 RO Advising on Securities 2004-05-11 2011-04-30
ACO888 CHAN Ka Hung 陳嘉鴻 RE Asset Management 2003-10-21 2004-05-11
ACO888 CHAN Ka Hung 陳嘉鴻 RO Asset Management 2004-05-11 2011-04-30
ACQ100 FAN Wai Man, Ana 樊惠文 RE Dealing in Securities 2010-04-12 2010-05-24
ACQ100 FAN Wai Man, Ana 樊惠文 RE Advising on Securities 2010-04-12 2010-05-24
ACQ100 FAN Wai Man, Ana 樊惠文 RE Asset Management 2010-04-12 2010-05-24
ACR455 CHAN Choi Chi 陳才智 RE Dealing in Securities 2003-04-01 2016-07-31
ACR455 CHAN Choi Chi 陳才智 RE Advising on Securities 2003-04-01 2016-07-31
ACR455 CHAN Choi Chi 陳才智 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ACR455 CHAN Choi Chi 陳才智 RE Asset Management 2003-04-01 2016-07-31
ACX409 TSE Tina Siu 謝小娟 RE Advising on Securities 2003-04-01 2004-12-09
ACX409 TSE Tina Siu 謝小娟 RE Advising on Corporate Finance 2003-04-01 2004-05-11
ACX409 TSE Tina Siu 謝小娟 RE Asset Management 2003-04-01 2004-12-09
ACZ723 KHOO Terence Boo Kheng 邱武慶 RE Dealing in Securities 2012-11-02 2013-06-24
ACZ723 KHOO Terence Boo Kheng 邱武慶 RO Dealing in Securities 2013-06-24 2016-11-30
ACZ723 KHOO Terence Boo Kheng 邱武慶 RE Advising on Securities 2012-11-02 2013-06-24
ACZ723 KHOO Terence Boo Kheng 邱武慶 RO Advising on Securities 2013-06-24 2016-11-30
ACZ723 KHOO Terence Boo Kheng 邱武慶 RE Asset Management 2012-11-02 2013-06-24
ACZ723 KHOO Terence Boo Kheng 邱武慶 RO Asset Management 2013-06-24 2016-11-30
ADA238 FUNG Kwok On 馮國安 RE Dealing in Securities 2003-04-01 2003-08-26
ADA238 FUNG Kwok On 馮國安 RE Advising on Securities 2003-04-01 2003-08-26
ADA238 FUNG Kwok On 馮國安 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ADA238 FUNG Kwok On 馮國安 RE Asset Management 2003-04-01 2003-08-26
ADC547 MEQUILLET Thierry Raymond Jacques RE Dealing in Securities 2014-06-05 2017-03-31
ADC547 MEQUILLET Thierry Raymond Jacques RO Dealing in Securities 2003-04-01 2014-05-15
ADC547 MEQUILLET Thierry Raymond Jacques RE Advising on Securities 2014-06-05 2017-03-31
ADC547 MEQUILLET Thierry Raymond Jacques RO Advising on Securities 2003-04-01 2014-05-15
ADC547 MEQUILLET Thierry Raymond Jacques RE Asset Management 2014-06-05 2017-03-31
ADC547 MEQUILLET Thierry Raymond Jacques RO Asset Management 2003-04-01 2014-05-15
ADG936 CSELLAK Linda Marie RE Dealing in Securities 2003-04-01 2004-05-11
ADG936 CSELLAK Linda Marie RE Dealing in Securities 2004-11-16 2005-05-10
ADG936 CSELLAK Linda Marie RO Dealing in Securities 2004-05-11 2004-11-16
ADG936 CSELLAK Linda Marie RE Advising on Securities 2003-04-01 2004-05-11
ADG936 CSELLAK Linda Marie RE Advising on Securities 2004-11-16 2005-05-10
ADG936 CSELLAK Linda Marie RO Advising on Securities 2004-05-11 2004-11-16
ADG936 CSELLAK Linda Marie RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADG936 CSELLAK Linda Marie RE Asset Management 2003-04-01 2004-05-11
ADG936 CSELLAK Linda Marie RO Asset Management 2004-05-11 2005-05-10
ADG978 LEUNG Kenrick Kwong Wick 梁光域 RE Dealing in Securities 2012-06-06 2017-10-31
ADG978 LEUNG Kenrick Kwong Wick 梁光域 RE Advising on Securities 2012-06-06 2017-10-31
ADG978 LEUNG Kenrick Kwong Wick 梁光域 RE Asset Management 2012-06-06 2017-10-31
ADW213 CHU Wai Leung 朱偉良 RE Dealing in Securities 2006-06-22 2016-07-31
ADW213 CHU Wai Leung 朱偉良 RE Dealing in Securities 2018-07-03
ADW213 CHU Wai Leung 朱偉良 RE Advising on Securities 2006-06-22 2016-07-31
ADW213 CHU Wai Leung 朱偉良 RE Advising on Securities 2018-08-16
ADW213 CHU Wai Leung 朱偉良 RE Asset Management 2006-06-22 2016-07-31
ADW213 CHU Wai Leung 朱偉良 RE Asset Management 2018-08-16
ADW550 NG Suk Ching 伍淑貞 RE Dealing in Securities 2008-04-30 2009-12-31
ADW550 NG Suk Ching 伍淑貞 RE Advising on Securities 2008-04-30 2009-12-31
ADW550 NG Suk Ching 伍淑貞 RE Asset Management 2008-04-30 2009-12-31
AED014 TANG Shu Fun, Eric 鄧樹勳 RE Dealing in Securities 2003-04-01 2006-04-17
AED014 TANG Shu Fun, Eric 鄧樹勳 RE Advising on Securities 2003-04-01 2006-04-17
AED014 TANG Shu Fun, Eric 鄧樹勳 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AED014 TANG Shu Fun, Eric 鄧樹勳 RE Asset Management 2003-04-01 2006-04-17
AED561 GOLDFELD Leon RE Dealing in Securities 2012-04-23 2012-08-03
AED561 GOLDFELD Leon RO Dealing in Securities 2012-08-03 2016-04-30
AED561 GOLDFELD Leon RE Advising on Securities 2012-04-23 2012-08-03
AED561 GOLDFELD Leon RO Advising on Securities 2012-08-03 2016-04-30
AED561 GOLDFELD Leon RE Asset Management 2012-04-23 2012-08-03
AED561 GOLDFELD Leon RO Asset Management 2012-08-03 2016-04-30
AEK577 FUNG Yu Kay, Stephen 馮裕祺 RE Dealing in Securities 2010-03-15 2011-09-05
AEK577 FUNG Yu Kay, Stephen 馮裕祺 RE Advising on Securities 2010-03-15 2011-09-05
AEK577 FUNG Yu Kay, Stephen 馮裕祺 RE Asset Management 2010-03-15 2011-09-05
AEO603 CHAU Yee Man 周綺雯 RE Advising on Securities 2003-04-01 2005-05-03
AEO603 CHAU Yee Man 周綺雯 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AEO603 CHAU Yee Man 周綺雯 RE Asset Management 2003-04-01 2005-05-03
AEO608 CHUNG Lai Fong, Iris 鍾麗芳 RE Dealing in Securities 2003-04-01 2009-09-30
AEO608 CHUNG Lai Fong, Iris 鍾麗芳 RE Advising on Securities 2003-04-01 2009-09-30
AEO608 CHUNG Lai Fong, Iris 鍾麗芳 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AEO608 CHUNG Lai Fong, Iris 鍾麗芳 RE Asset Management 2003-04-01 2009-09-30
AEP551 KHAN Karima 簡家寶 RE Dealing in Securities 2006-04-12 2008-04-11
AEP551 KHAN Karima 簡家寶 RE Advising on Securities 2005-02-03 2008-04-11
AEP551 KHAN Karima 簡家寶 RE Asset Management 2005-02-03 2008-04-11
AEQ545 MAHAPATRA Sidharth RE Dealing in Securities 2006-05-10 2017-10-03
AEQ545 MAHAPATRA Sidharth RO Dealing in Securities 2017-10-03 2018-03-31
AEQ545 MAHAPATRA Sidharth RE Advising on Securities 2006-05-10 2017-10-03
AEQ545 MAHAPATRA Sidharth RO Advising on Securities 2017-10-03 2018-03-31
AEQ545 MAHAPATRA Sidharth RE Asset Management 2006-05-11 2017-10-03
AEQ545 MAHAPATRA Sidharth RO Asset Management 2017-10-03 2018-03-31
AEX848 WU Ngai Wang, Raphael 胡毅弘 RE Dealing in Securities 2006-02-16 2011-11-21
AEX848 WU Ngai Wang, Raphael 胡毅弘 RO Dealing in Securities 2011-11-21 2013-03-31
AEX848 WU Ngai Wang, Raphael 胡毅弘 RE Advising on Securities 2003-04-01 2011-11-21
AEX848 WU Ngai Wang, Raphael 胡毅弘 RO Advising on Securities 2011-11-21 2013-03-31
AEX848 WU Ngai Wang, Raphael 胡毅弘 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AEX848 WU Ngai Wang, Raphael 胡毅弘 RE Asset Management 2003-04-01 2011-11-21
AEX848 WU Ngai Wang, Raphael 胡毅弘 RO Asset Management 2011-11-21 2013-03-31
AFB607 WONG Chun Bon 王振邦 RE Dealing in Securities 2007-07-19 2007-09-30
AFB607 WONG Chun Bon 王振邦 RE Advising on Securities 2007-07-19 2007-09-30
AFK673 SAUVAGE Nicolas Patrice D. M. RE Dealing in Securities 2003-04-01 2004-01-07
AFK673 SAUVAGE Nicolas Patrice D. M. RO Dealing in Securities 2006-05-24 2007-03-31
AFK673 SAUVAGE Nicolas Patrice D. M. RE Advising on Securities 2003-04-01 2004-04-16
AFK673 SAUVAGE Nicolas Patrice D. M. RO Advising on Securities 2004-04-16 2007-03-31
AFK673 SAUVAGE Nicolas Patrice D. M. RE Advising on Corporate Finance 2003-04-01 2004-01-07
AFK673 SAUVAGE Nicolas Patrice D. M. RE Asset Management 2003-04-01 2004-04-16
AFK673 SAUVAGE Nicolas Patrice D. M. RO Asset Management 2004-04-16 2007-03-31
AFK674 CHAN Ling Wen, Elaine 陳鈴文 RE Advising on Securities 2003-04-01 2004-07-01
AFK674 CHAN Ling Wen, Elaine 陳鈴文 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AFK674 CHAN Ling Wen, Elaine 陳鈴文 RE Asset Management 2003-04-01 2004-07-01
AFM915 NG Hiu Ling 吳曉菱 RE Dealing in Securities 2007-11-16 2009-09-08
AFM915 NG Hiu Ling 吳曉菱 RE Advising on Securities 2007-12-13 2009-09-08
AFM915 NG Hiu Ling 吳曉菱 RE Asset Management 2007-12-13 2009-09-08
AFO588 TANG On Key, Angela 鄧安琪 RE Dealing in Securities 2007-05-21 2008-08-01
AFO588 TANG On Key, Angela 鄧安琪 RE Advising on Securities 2007-05-21 2008-08-01
AFO588 TANG On Key, Angela 鄧安琪 RE Asset Management 2007-05-21 2008-08-01
AFS295 LEUNG Suk Yi 梁淑怡 RE Dealing in Securities 2010-03-15 2010-04-16
AFS295 LEUNG Suk Yi 梁淑怡 RE Advising on Securities 2010-03-15 2010-04-16
AFS295 LEUNG Suk Yi 梁淑怡 RE Asset Management 2010-03-15 2010-04-16
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Dealing in Securities 2008-07-11 2010-05-13
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Advising on Securities 2008-07-11 2010-05-13
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Asset Management 2008-07-11 2010-05-13
AFU618 HO Chor Wan, Laetitia 何礎韻 RE Dealing in Securities 2012-09-10 2012-09-30
AFU618 HO Chor Wan, Laetitia 何礎韻 RE Advising on Securities 2012-09-10 2012-09-30
AFU618 HO Chor Wan, Laetitia 何礎韻 RE Asset Management 2012-09-10 2012-09-30
AFU693 HO Chi Long Ronnie 何智朗 RE Dealing in Securities 2010-06-22 2010-10-08
AFU693 HO Chi Long Ronnie 何智朗 RE Advising on Securities 2010-06-22 2010-10-08
AFU693 HO Chi Long Ronnie 何智朗 RE Asset Management 2010-06-22 2010-10-08
AFY007 HUI Pui Yu 許佩如 RE Dealing in Securities 2005-04-01 2010-07-10
AFY007 HUI Pui Yu 許佩如 RE Advising on Securities 2005-04-01 2010-07-10
AFY007 HUI Pui Yu 許佩如 RE Asset Management 2005-03-24 2010-07-10
AFY162 HO Kelly Ngar Ying 何雅盈 RE Dealing in Securities 2012-03-14 2012-05-25
AFY162 HO Kelly Ngar Ying 何雅盈 RE Advising on Securities 2012-03-14 2012-05-25
AFY162 HO Kelly Ngar Ying 何雅盈 RE Asset Management 2012-03-14 2012-05-25
AGB944 GUAN Shao Ping 關少平 RE Dealing in Securities 2003-04-01 2006-04-30
AGB944 GUAN Shao Ping 關少平 RE Advising on Securities 2003-04-01 2006-04-30
AGB944 GUAN Shao Ping 關少平 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AGB944 GUAN Shao Ping 關少平 RE Asset Management 2003-04-01 2006-04-30
AGE250 KWOK Pik Shan 郭碧珊 RE Dealing in Securities 2010-05-31 2010-09-24
AGE250 KWOK Pik Shan 郭碧珊 RE Advising on Securities 2010-04-12 2010-09-24
AGE250 KWOK Pik Shan 郭碧珊 RE Asset Management 2010-04-12 2010-09-24
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2003-04-01 2004-09-23
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Securities 2003-04-01 2004-09-23
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AGT968 LAM Chung Han, Terence 林忠漢 RE Asset Management 2003-04-01 2004-09-23
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Dealing in Securities 2006-03-27 2008-06-23
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Securities 2006-03-27 2008-06-23
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Asset Management 2006-03-28 2008-06-23
AHJ475 CHANG Sze Ching 鄭思正 RE Dealing in Securities 2003-04-01 2006-04-26
AHJ475 CHANG Sze Ching 鄭思正 RE Advising on Securities 2003-04-01 2006-04-26
AHJ475 CHANG Sze Ching 鄭思正 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AHJ475 CHANG Sze Ching 鄭思正 RE Asset Management 2003-04-01 2006-04-26
AHN631 LAU Ada Hiu-Yee 劉曉儀 RE Advising on Securities 2003-04-01 2005-12-31
AHN631 LAU Ada Hiu-Yee 劉曉儀 RE Advising on Corporate Finance 2003-04-01 2004-05-11
AHN631 LAU Ada Hiu-Yee 劉曉儀 RE Asset Management 2003-04-01 2005-12-31
AHR082 PERNEY Stephanie Maria Josefa RE Advising on Securities 2003-04-01 2005-06-09
AHR082 PERNEY Stephanie Maria Josefa RE Advising on Corporate Finance 2003-04-01 2004-05-11
AHR082 PERNEY Stephanie Maria Josefa RE Asset Management 2003-04-01 2005-06-09
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Dealing in Securities 2015-08-14 2016-12-27
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Advising on Securities 2015-08-14 2016-12-27
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Asset Management 2015-08-14 2016-12-27
AIX696 SHIN Lai Chu, Alice 冼麗珠 RE Dealing in Securities 2013-09-27 2014-05-09
AIX696 SHIN Lai Chu, Alice 冼麗珠 RE Advising on Securities 2013-09-27 2014-05-09
AIX696 SHIN Lai Chu, Alice 冼麗珠 RE Asset Management 2013-09-27 2014-05-09
AIZ229 JHAVERI Viral Maheshbhai RE Dealing in Securities 2012-04-05 2018-03-31
AIZ229 JHAVERI Viral Maheshbhai RE Advising on Securities 2012-04-05 2018-03-31
AIZ229 JHAVERI Viral Maheshbhai RE Asset Management 2012-04-05 2018-03-31
AIZ796 LEE Soohee 李受熙 RE Dealing in Securities 2003-07-11 2004-01-11
AIZ796 LEE Soohee 李受熙 RE Dealing in Securities 2006-02-16 2016-02-29
AIZ796 LEE Soohee 李受熙 RE Advising on Securities 2004-02-12 2016-02-29
AIZ796 LEE Soohee 李受熙 RE Asset Management 2006-04-12 2016-02-29
AJB434 WONG Wing Hon 黃榮漢 RE Dealing in Securities 2017-03-09
AJB434 WONG Wing Hon 黃榮漢 RE Advising on Securities 2017-03-09
AJB434 WONG Wing Hon 黃榮漢 RE Asset Management 2017-03-09
AJD786 NG Tze Ming 吳子明 RE Dealing in Securities 2010-04-12 2011-04-08
AJD786 NG Tze Ming 吳子明 RE Dealing in Securities 2015-02-23
AJD786 NG Tze Ming 吳子明 RE Advising on Securities 2010-04-12 2011-04-08
AJD786 NG Tze Ming 吳子明 RE Advising on Securities 2015-02-23
AJD786 NG Tze Ming 吳子明 RE Asset Management 2010-04-12 2011-04-08
AJD786 NG Tze Ming 吳子明 RE Asset Management 2015-02-23
AJM413 YEUNG Kwong Yiu 楊光耀 RE Dealing in Securities 2007-05-15
AJM413 YEUNG Kwong Yiu 楊光耀 RE Advising on Securities 2004-02-25
AJM413 YEUNG Kwong Yiu 楊光耀 RE Asset Management 2004-02-25
AKI937 CHAN Leung Ting 陳亮庭 RE Dealing in Securities 2010-05-13 2012-07-12
AKI937 CHAN Leung Ting 陳亮庭 RE Advising on Securities 2010-05-13 2012-07-12
AKI937 CHAN Leung Ting 陳亮庭 RE Asset Management 2010-05-13 2012-07-12
AKT393 YAU Shuk Man, Winnie 丘淑雯 RE Dealing in Securities 2006-04-25 2006-08-31
AKT393 YAU Shuk Man, Winnie 丘淑雯 RE Advising on Securities 2006-04-26 2006-08-31
AKT393 YAU Shuk Man, Winnie 丘淑雯 RE Asset Management 2006-04-25 2006-08-31
AKW623 AU-YEUNG Chung Yiu, Thomas 歐陽宗堯 RE Dealing in Securities 2004-06-24 2005-04-12
AKW623 AU-YEUNG Chung Yiu, Thomas 歐陽宗堯 RE Advising on Securities 2004-06-24 2005-04-12
AKW623 AU-YEUNG Chung Yiu, Thomas 歐陽宗堯 RE Asset Management 2004-06-24 2005-04-12
AKY493 CHEN Claude RO Dealing in Securities 2004-09-23 2010-01-07
AKY493 CHEN Claude RO Advising on Securities 2004-09-23 2010-01-07
AKY493 CHEN Claude RO Asset Management 2004-09-23 2010-01-07
ALB958 CHEN Hsi-An RE Dealing in Securities 2006-07-02 2012-09-30
ALB958 CHEN Hsi-An RE Advising on Securities 2006-07-02 2012-09-30
ALB958 CHEN Hsi-An RE Asset Management 2006-07-02 2012-09-30
ALG318 XU Xiangli 許向麗 RE Dealing in Securities 2006-04-21 2007-02-28
ALG318 XU Xiangli 許向麗 RE Advising on Securities 2004-09-23 2007-02-28
ALG318 XU Xiangli 許向麗 RE Asset Management 2004-09-23 2007-02-28
ALI370 CAO Guanye 曹冠業 RE Dealing in Securities 2004-10-12 2006-10-13
ALI370 CAO Guanye 曹冠業 RE Advising on Securities 2004-10-12 2006-10-13
ALI370 CAO Guanye 曹冠業 RE Asset Management 2004-10-12 2006-10-13
ALU610 RAUSIS Yannick Lionel RE Dealing in Securities 2006-04-12 2011-01-04
ALU610 RAUSIS Yannick Lionel RO Dealing in Securities 2011-01-04 2013-01-23
ALU610 RAUSIS Yannick Lionel RE Advising on Securities 2005-03-16 2011-01-04
ALU610 RAUSIS Yannick Lionel RO Advising on Securities 2011-01-04 2013-01-23
ALU610 RAUSIS Yannick Lionel RE Asset Management 2005-03-16 2013-01-23
ALU611 TRAN Phu Anthony 陳富安 RE Advising on Securities 2005-03-16 2006-03-01
ALU611 TRAN Phu Anthony 陳富安 RE Asset Management 2005-03-16 2006-03-01
ALY381 BOURDARIE Vincent Laurent RE Dealing in Securities 2006-05-29 2012-10-31
ALY381 BOURDARIE Vincent Laurent RE Advising on Securities 2005-04-25 2012-10-31
ALY381 BOURDARIE Vincent Laurent RE Asset Management 2005-04-25 2012-10-31
AMF767 CHAN Wing Kin 陳永堅 RE Dealing in Securities 2005-08-23 2007-02-23
AMF767 CHAN Wing Kin 陳永堅 RE Dealing in Securities 2007-09-03 2009-09-08
AMF767 CHAN Wing Kin 陳永堅 RE Advising on Securities 2005-08-23 2007-02-23
AMF767 CHAN Wing Kin 陳永堅 RE Advising on Securities 2007-09-03 2009-09-08
AMF767 CHAN Wing Kin 陳永堅 RE Asset Management 2005-08-23 2007-02-23
AMF767 CHAN Wing Kin 陳永堅 RE Asset Management 2007-09-03 2009-09-08
AMJ994 KOOK Soonwoong RE Dealing in Securities 2008-09-23 2018-07-28
AMJ994 KOOK Soonwoong RE Advising on Securities 2008-09-23 2018-07-28
AMJ994 KOOK Soonwoong RE Asset Management 2008-09-23 2018-07-28
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RE Dealing in Securities 2005-10-03 2005-12-12
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RO Dealing in Securities 2005-12-12 2010-01-29
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RE Advising on Securities 2005-10-03 2005-12-12
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RO Advising on Securities 2005-12-12 2010-01-29
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RE Asset Management 2005-10-03 2005-12-12
AMM443 FOUGEROUX DE CAMPIGNEULLES Denys Charles Jean Marie RO Asset Management 2005-12-12 2010-01-29
AMQ864 ZHANG Xiaosong 張小松 RE Dealing in Securities 2018-07-13
AMQ864 ZHANG Xiaosong 張小松 RE Advising on Securities 2018-08-16
AMQ864 ZHANG Xiaosong 張小松 RE Asset Management 2018-08-16
AMS015 DE BAYSER Xavier RE Advising on Securities 2005-11-09 2005-11-10
AMW507 CHENYE Yannan 陳葉雁南 RE Dealing in Securities 2008-09-12 2011-10-31
AMW507 CHENYE Yannan 陳葉雁南 RE Advising on Securities 2005-12-31 2011-10-31
AMW507 CHENYE Yannan 陳葉雁南 RE Asset Management 2005-12-31 2011-10-31
ANA191 AU Pui Ting 歐佩婷 RE Dealing in Securities 2010-11-23 2013-04-26
ANA191 AU Pui Ting 歐佩婷 RE Advising on Securities 2010-11-23 2013-04-26
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ANA757 PARK Nam Seok RE Dealing in Securities 2006-02-20 2008-06-23
ANA757 PARK Nam Seok RE Advising on Securities 2006-02-20 2008-06-23
ANA757 PARK Nam Seok RE Asset Management 2006-04-12 2008-06-23
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Dealing in Securities 2008-12-09 2010-04-23
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Advising on Securities 2008-12-17 2010-04-23
ANH013 CHENG Tze Ying, Veronica 鄭芷盈 RE Asset Management 2008-12-17 2010-04-23
ANH317 YIU Keung, Ken 姚強 RE Dealing in Securities 2006-04-18 2007-05-31
ANH317 YIU Keung, Ken 姚強 RE Dealing in Securities 2012-02-08
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ANH317 YIU Keung, Ken 姚強 RE Advising on Securities 2012-02-08
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ANP211 KIM Jeongnam RE Dealing in Securities 2006-06-26 2008-09-30
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ANP669 SUN Hao 孫昊 RE Dealing in Securities 2010-10-25 2012-03-05
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ANQ294 TSE Yue Hong 謝汝康 RE Dealing in Securities 2008-06-24 2010-03-30
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ANQ294 TSE Yue Hong 謝汝康 RE Asset Management 2008-07-31 2010-03-30
ANR239 CHENG Kei Pong 鄭祁邦 RE Dealing in Securities 2007-07-12 2010-04-23
ANR239 CHENG Kei Pong 鄭祁邦 RE Advising on Securities 2007-07-26 2010-04-23
ANR239 CHENG Kei Pong 鄭祁邦 RE Asset Management 2007-07-26 2010-04-23
AOB370 CHAN Chik Wai, Iris 陳積煒 RE Dealing in Securities 2010-12-02 2012-10-13
AOB370 CHAN Chik Wai, Iris 陳積煒 RE Advising on Securities 2010-12-02 2012-10-13
AOB370 CHAN Chik Wai, Iris 陳積煒 RE Asset Management 2010-12-02 2012-10-13
AOE454 LI Pik Na 李碧娜 RE Dealing in Securities 2010-07-12 2014-06-21
AOE454 LI Pik Na 李碧娜 RE Advising on Securities 2010-07-12 2014-06-21
AOE454 LI Pik Na 李碧娜 RE Asset Management 2010-07-12 2014-06-21
AOE780 DUPONT Gael, Luc, Pascal, Marie RE Dealing in Securities 2006-11-22 2007-09-30
AOE780 DUPONT Gael, Luc, Pascal, Marie RE Advising on Securities 2006-11-22 2007-09-30
AOE780 DUPONT Gael, Luc, Pascal, Marie RE Asset Management 2006-11-22 2007-09-30
AON422 CHU Chui Man 朱翠敏 RE Dealing in Securities 2007-02-01 2010-06-18
AON422 CHU Chui Man 朱翠敏 RE Advising on Securities 2007-02-01 2010-06-18
AON422 CHU Chui Man 朱翠敏 RE Asset Management 2007-02-01 2010-06-18
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Dealing in Securities 2010-04-12 2010-09-30
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Dealing in Securities 2014-03-03 2018-01-31
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Advising on Securities 2010-04-12 2010-09-30
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Advising on Securities 2014-03-03 2018-01-31
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Asset Management 2010-04-12 2010-09-30
AOR981 WEHRY Guillaume Gaetan Georges Marie RE Asset Management 2014-03-03 2018-01-31
AOZ110 CHANG Eric RE Dealing in Securities 2009-09-17 2011-04-27
AOZ110 CHANG Eric RE Advising on Securities 2009-09-17 2011-04-27
AOZ110 CHANG Eric RE Asset Management 2009-09-17 2011-04-27
APA545 MA Calvin Kwai Shing 馬桂承 RE Dealing in Securities 2012-06-29 2017-07-06
APA545 MA Calvin Kwai Shing 馬桂承 RE Advising on Securities 2012-06-29 2017-07-06
APA545 MA Calvin Kwai Shing 馬桂承 RE Asset Management 2012-06-29 2017-07-06
APS890 LAHBABI Hicham RE Dealing in Securities 2007-10-05 2017-06-21
APS890 LAHBABI Hicham RO Dealing in Securities 2017-06-21
APS890 LAHBABI Hicham RE Advising on Securities 2007-10-05 2017-06-21
APS890 LAHBABI Hicham RO Advising on Securities 2017-06-21
APS890 LAHBABI Hicham RE Asset Management 2007-10-05 2017-06-21
APS890 LAHBABI Hicham RO Asset Management 2017-06-21
APV506 TANG Hoi Man 鄧凱文 RE Dealing in Securities 2007-10-15 2012-08-20
APV506 TANG Hoi Man 鄧凱文 RE Advising on Securities 2007-10-15 2012-08-20
APV506 TANG Hoi Man 鄧凱文 RE Asset Management 2007-10-15 2012-08-20
AQI271 HO Suk Yee 何淑儀 RE Advising on Securities 2010-04-12
AQN302 LEUNG Ka Chun Sunny 梁嘉駿 RE Dealing in Securities 2017-02-16
AQN302 LEUNG Ka Chun Sunny 梁嘉駿 RE Advising on Securities 2017-02-16
AQN302 LEUNG Ka Chun Sunny 梁嘉駿 RE Asset Management 2017-02-16
AQY698 TSANG Wai Lun 曾慧倫 RE Dealing in Securities 2012-11-09 2014-10-23
AQY698 TSANG Wai Lun 曾慧倫 RE Advising on Securities 2012-11-09 2014-10-23
AQY698 TSANG Wai Lun 曾慧倫 RE Asset Management 2012-11-09 2014-10-23
ARA347 SHI Tingting 施婷婷 RE Dealing in Securities 2018-04-10
ARA347 SHI Tingting 施婷婷 RE Advising on Securities 2018-04-10
ARA347 SHI Tingting 施婷婷 RE Asset Management 2018-04-10
ARA644 CHEONG Hye Wook 鄭惠旭 RE Dealing in Securities 2008-05-13 2011-03-31
ARA644 CHEONG Hye Wook 鄭惠旭 RE Advising on Securities 2008-05-13 2011-03-31
ARA644 CHEONG Hye Wook 鄭惠旭 RE Asset Management 2008-05-13 2011-03-31
ARG334 TIN Wai Man 田慧敏 RE Dealing in Securities 2012-08-22 2015-08-14
ARG334 TIN Wai Man 田慧敏 RE Advising on Securities 2012-08-22 2015-08-14
ARG334 TIN Wai Man 田慧敏 RE Asset Management 2012-08-22 2015-08-14
ARG666 RYOO Dong Hoon RE Dealing in Securities 2008-06-30 2014-07-16
ARG666 RYOO Dong Hoon RE Advising on Securities 2008-06-30 2014-07-16
ARG666 RYOO Dong Hoon RE Asset Management 2008-06-30 2014-07-16
ARN013 YEN Gee Wei 甄芷慧 RE Dealing in Securities 2008-08-13 2012-10-02
ARN013 YEN Gee Wei 甄芷慧 RE Advising on Securities 2008-08-13 2012-10-02
ARN013 YEN Gee Wei 甄芷慧 RE Asset Management 2008-08-13 2012-10-02
ARN065 LEFRANC Denis Pierre Henri RO Dealing in Securities 2010-03-01 2011-03-31
ARN065 LEFRANC Denis Pierre Henri RO Advising on Securities 2010-03-01 2011-03-31
ARN065 LEFRANC Denis Pierre Henri RO Asset Management 2010-03-01 2011-03-31
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Dealing in Securities 2014-07-16 2017-11-15
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Advising on Securities 2014-07-16 2017-11-15
ARO691 HO Yuen Kiu, Holly 何宛翹 RE Asset Management 2014-07-16 2017-11-15
ART435 KARLIN Jean-Luc, Michel RE Dealing in Securities 2008-10-22 2017-06-18
ART435 KARLIN Jean-Luc, Michel RE Advising on Securities 2008-10-22 2017-06-18
ART435 KARLIN Jean-Luc, Michel RE Asset Management 2008-10-22 2017-06-18
ATB718 GAO Lu 高璐 RE Dealing in Securities 2012-07-03 2013-11-07
ATB718 GAO Lu 高璐 RE Advising on Securities 2012-07-03 2013-11-07
ATB718 GAO Lu 高璐 RE Asset Management 2012-07-03 2013-11-07
ATR121 TSE Koon Nang, Colin 謝貫能 RE Dealing in Securities 2010-12-28 2012-06-01
ATR121 TSE Koon Nang, Colin 謝貫能 RE Advising on Securities 2010-12-28 2012-06-01
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AUG805 LAM Tsz Man 林芷敏 RE Dealing in Securities 2014-09-04
AUK451 LAU Hei Man 劉希汶 RE Dealing in Securities 2014-08-11
AUK451 LAU Hei Man 劉希汶 RE Advising on Securities 2014-08-11
AUK451 LAU Hei Man 劉希汶 RE Asset Management 2014-10-23
AUQ739 LEE Lap Tak, Alfred 李立德 RE Dealing in Securities 2018-06-12
AUQ739 LEE Lap Tak, Alfred 李立德 RE Advising on Securities 2018-06-12
AUQ739 LEE Lap Tak, Alfred 李立德 RE Asset Management 2018-06-12
AUT784 PARK Soo Jin RE Dealing in Securities 2015-08-07
AUT784 PARK Soo Jin RE Advising on Securities 2015-08-07
AUT784 PARK Soo Jin RE Asset Management 2016-02-29
AVM422 CHU Wan Hang 朱允行 RE Dealing in Securities 2010-07-12 2012-07-25
AVM422 CHU Wan Hang 朱允行 RE Advising on Securities 2010-07-12 2012-07-25
AVM422 CHU Wan Hang 朱允行 RE Asset Management 2010-07-12 2012-07-25
AVO585 XU Jin 徐瑾 RE Dealing in Securities 2015-10-13 2018-06-30
AVO585 XU Jin 徐瑾 RE Advising on Securities 2015-10-13 2018-06-30
AVO585 XU Jin 徐瑾 RE Asset Management 2015-10-13 2018-06-30
AVW495 HO Stephanie 何羽 RE Dealing in Securities 2010-09-15 2012-04-30
AVW495 HO Stephanie 何羽 RE Advising on Securities 2010-09-15 2012-04-30
AVW495 HO Stephanie 何羽 RE Asset Management 2010-09-15 2012-04-30
AWC349 TING Khang 陳康 RE Dealing in Securities 2013-06-04 2015-05-01
AWC349 TING Khang 陳康 RE Advising on Securities 2013-06-04 2015-05-01
AWC349 TING Khang 陳康 RE Asset Management 2013-06-04 2015-05-01
AWI658 TSUI Kwan Tung, Gwendolen 徐君彤 RE Dealing in Securities 2011-12-13
AWI658 TSUI Kwan Tung, Gwendolen 徐君彤 RE Advising on Securities 2011-12-13
AWI658 TSUI Kwan Tung, Gwendolen 徐君彤 RE Asset Management 2011-12-13
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Dealing in Securities 2015-09-29
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Advising on Securities 2015-09-29
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Asset Management 2015-09-29
AWQ523 KUNG Julia Fen-Ting RE Dealing in Securities 2011-02-15 2011-03-14
AWQ523 KUNG Julia Fen-Ting RE Dealing in Securities 2011-06-27 2011-07-26
AWQ523 KUNG Julia Fen-Ting RE Dealing in Securities 2011-12-07 2011-12-13
AWQ523 KUNG Julia Fen-Ting RE Dealing in Securities 2012-03-26 2012-04-03
AWQ523 KUNG Julia Fen-Ting RE Dealing in Securities 2012-07-16 2012-07-19
AXG209 JI Mo 紀沫 RE Dealing in Securities 2015-04-30 2018-03-31
AXG209 JI Mo 紀沫 RE Advising on Securities 2015-04-30 2018-03-31
AXG209 JI Mo 紀沫 RE Asset Management 2015-04-30 2018-03-31
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2011-06-20 2011-07-19
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2013-01-07 2013-01-14
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2013-04-15 2013-04-22
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2013-07-15 2013-07-18
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2013-10-18 2013-10-25
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2014-02-13 2014-02-26
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2014-06-20 2014-06-30
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2014-07-18 2014-07-28
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2015-01-06 2015-01-15
AXK435 VORMOOR Jan Alexandre RE Dealing in Securities 2015-03-16 2015-03-20
AXZ775 DUONG Jean Marc RE Dealing in Securities 2011-09-01
AXZ775 DUONG Jean Marc RE Advising on Securities 2011-09-01
AXZ775 DUONG Jean Marc RE Asset Management 2011-09-01
AXZ949 LE BORGNE Anne RE Dealing in Securities 2011-09-16 2011-09-30
AXZ949 LE BORGNE Anne RE Dealing in Securities 2011-11-04 2011-11-09
AYI154 ANDRE Sudeshna RE Dealing in Securities 2011-11-04 2011-11-24
AYV443 ZHONG Xiaofeng 鍾小鋒 RE Dealing in Securities 2012-01-19 2012-06-21
AYV443 ZHONG Xiaofeng 鍾小鋒 RO Dealing in Securities 2012-06-21
AYV443 ZHONG Xiaofeng 鍾小鋒 RE Advising on Securities 2012-01-19 2012-06-21
AYV443 ZHONG Xiaofeng 鍾小鋒 RO Advising on Securities 2012-06-21
AYV443 ZHONG Xiaofeng 鍾小鋒 RE Asset Management 2012-01-19 2012-06-21
AYV443 ZHONG Xiaofeng 鍾小鋒 RO Asset Management 2012-06-21
AZJ865 LEE Wing Yee 李穎怡 RE Dealing in Securities 2014-12-24
AZJ865 LEE Wing Yee 李穎怡 RE Advising on Securities 2014-12-24
BAB127 TANG Chun Ning 鄧振寧 RE Dealing in Securities 2012-08-16 2018-10-11
BAB127 TANG Chun Ning 鄧振寧 RE Advising on Securities 2012-08-16 2018-10-11
BAB127 TANG Chun Ning 鄧振寧 RE Asset Management 2012-08-16 2018-10-11
BAN133 KELLER Jacques Adrien RE Dealing in Securities 2012-12-03 2012-12-07
BBB598 HERMITTE Eric RE Dealing in Securities 2013-04-11 2013-04-20
BBE412 TEO Timothy Yee Wei RE Dealing in Securities 2013-05-08 2013-05-13
BBF301 TISSOT-FAVRE Patrick Andre Marie RE Dealing in Securities 2013-05-02 2016-02-29
BBF301 TISSOT-FAVRE Patrick Andre Marie RE Advising on Securities 2013-05-02 2016-02-29
BBF301 TISSOT-FAVRE Patrick Andre Marie RE Asset Management 2013-05-02 2016-02-29
BBG719 ZHAO Mei 趙梅 RE Dealing in Securities 2013-05-23 2016-05-31
BBG719 ZHAO Mei 趙梅 RE Advising on Securities 2013-05-23 2016-05-31
BBG719 ZHAO Mei 趙梅 RE Asset Management 2013-05-23 2016-05-31
BBG993 SEKINE Takaya RE Dealing in Securities 2013-05-20 2013-05-22
BBK066 ZHOU Fangwen 周芳雯 RE Dealing in Securities 2013-06-13 2018-02-28
BBK066 ZHOU Fangwen 周芳雯 RE Advising on Securities 2013-06-13 2018-02-28
BBK066 ZHOU Fangwen 周芳雯 RE Asset Management 2013-06-13 2018-02-28
BCB787 LAM Ho Cheung 林浩祥 RE Dealing in Securities 2018-11-15
BCB787 LAM Ho Cheung 林浩祥 RE Advising on Securities 2018-11-15
BCB787 LAM Ho Cheung 林浩祥 RE Asset Management 2018-11-15
BCG394 MENG Yuan 孟媛 RE Dealing in Securities 2013-11-11 2014-05-14
BCG394 MENG Yuan 孟媛 RE Dealing in Securities 2014-06-20 2016-07-15
BCG394 MENG Yuan 孟媛 RE Advising on Securities 2013-11-11 2014-05-14
BCG394 MENG Yuan 孟媛 RE Advising on Securities 2014-06-20 2016-07-15
BCG394 MENG Yuan 孟媛 RE Asset Management 2013-11-11 2014-05-14
BCG394 MENG Yuan 孟媛 RE Asset Management 2014-06-20 2016-07-15
BCJ340 LOGERAIS David Dominique RE Dealing in Securities 2014-01-02 2014-01-24
BCJ340 LOGERAIS David Dominique RO Dealing in Securities 2014-01-24
BCV179 LI Liang 李梁 RE Dealing in Securities 2014-01-30 2016-04-30
BCV179 LI Liang 李梁 RE Advising on Securities 2014-01-30 2016-04-30
BCV179 LI Liang 李梁 RE Asset Management 2014-01-30 2016-04-30
BDQ234 MIAO Xiaofei 苗曉斐 RE Dealing in Securities 2018-09-06
BDQ234 MIAO Xiaofei 苗曉斐 RE Advising on Securities 2018-09-06
BDQ234 MIAO Xiaofei 苗曉斐 RE Asset Management 2018-09-06
BDW697 EL KETTANI EL HAMIDI Mounia RE Dealing in Securities 2014-07-29 2017-11-15
BDW697 EL KETTANI EL HAMIDI Mounia RE Advising on Securities 2014-07-29 2017-11-15
BDW697 EL KETTANI EL HAMIDI Mounia RE Asset Management 2014-07-29 2017-11-15
BEB247 LUO Luyi 羅魯貽 RE Dealing in Securities 2014-08-25 2016-08-31
BEB247 LUO Luyi 羅魯貽 RE Advising on Securities 2014-08-25 2016-08-31
BEB247 LUO Luyi 羅魯貽 RE Asset Management 2014-08-25 2016-08-31
BEN196 LIU Xiaomeng 劉笑夢 RO Dealing in Securities 2016-07-22 2018-02-09
BEN196 LIU Xiaomeng 劉笑夢 RO Advising on Securities 2016-07-22 2018-02-09
BEN196 LIU Xiaomeng 劉笑夢 RO Asset Management 2016-07-22 2018-02-09
BEN542 YU Shuet Ying 余雪凝 RE Dealing in Securities 2018-01-18
BEN542 YU Shuet Ying 余雪凝 RE Advising on Securities 2018-01-18
BEN542 YU Shuet Ying 余雪凝 RE Asset Management 2018-02-08
BFA825 WONG Mui Wa, Sheila 王梅華 RE Asset Management 2015-03-05 2016-10-31
BFJ632 AHMADI Vafa RE Dealing in Securities 2015-05-18 2015-05-26
BFJ632 AHMADI Vafa RE Dealing in Securities 2017-09-04 2017-09-12
BFJ632 AHMADI Vafa RE Dealing in Securities 2018-04-17 2018-04-19
BFN417 VERLY Laurent Bruno Jacques RE Dealing in Securities 2015-06-01 2018-03-31
BFN417 VERLY Laurent Bruno Jacques RE Advising on Securities 2015-06-01 2018-03-31
BFN417 VERLY Laurent Bruno Jacques RE Asset Management 2015-06-01 2016-11-09
BFN417 VERLY Laurent Bruno Jacques RO Asset Management 2016-11-09 2018-03-31
BFZ091 CHAN Tsz In 陳芷妍 RE Dealing in Securities 2015-08-11
BFZ091 CHAN Tsz In 陳芷妍 RE Advising on Securities 2015-08-11
BFZ091 CHAN Tsz In 陳芷妍 RE Asset Management 2015-08-11
BGI392 HONG Young Ju RE Dealing in Securities 2015-10-09 2017-07-27
BGI392 HONG Young Ju RE Advising on Securities 2015-10-09 2017-07-27
BGI392 HONG Young Ju RE Asset Management 2015-10-09 2017-07-27
BHY622 SUN Qing 孫晴 RE Dealing in Securities 2016-08-10
BHY622 SUN Qing 孫晴 RE Advising on Securities 2016-08-10
BHY622 SUN Qing 孫晴 RE Asset Management 2016-08-10
BIB790 TAM Chun Ho 譚俊灝 RE Dealing in Securities 2018-11-30
BIB790 TAM Chun Ho 譚俊灝 RE Advising on Securities 2018-11-30
BIH897 ROUX Barthelemy RE Dealing in Securities 2016-10-14 2016-10-20
BIL967 DELCULEE Gaetan Roger Jean Rene RE Dealing in Securities 2016-10-31 2016-11-02
BIS581 WANG Vanessa 王靜雯 RE Dealing in Securities 2016-12-13
BIS581 WANG Vanessa 王靜雯 RE Advising on Securities 2016-12-13
BIS581 WANG Vanessa 王靜雯 RE Asset Management 2016-12-13
BJS798 CHAN Long Hei 陳朗熙 RE Dealing in Securities 2017-06-15
BJS798 CHAN Long Hei 陳朗熙 RE Advising on Securities 2017-06-15
BJS798 CHAN Long Hei 陳朗熙 RE Asset Management 2017-06-15
BMA794 KIM Dongcheol 金東澈 RE Dealing in Securities 2018-01-18
BMA794 KIM Dongcheol 金東澈 RE Advising on Securities 2018-01-18
BMA794 KIM Dongcheol 金東澈 RE Asset Management 2018-01-18
BNC740 LAU Siu Hang Ryan 劉劭衡 RE Dealing in Securities 2018-06-26 2018-10-05
BNC740 LAU Siu Hang Ryan 劉劭衡 RE Advising on Securities 2018-06-26 2018-10-05
BNC740 LAU Siu Hang Ryan 劉劭衡 RE Asset Management 2018-06-26 2018-10-05
BNV267 CHAE Sun Byoung RE Dealing in Securities 2018-11-28
BNV267 CHAE Sun Byoung RE Advising on Securities 2018-11-28
BNV267 CHAE Sun Byoung RE Asset Management 2018-11-28

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