Hong Kong SFC licence institution AAB499, Yunfeng Financial Markets Limited 雲鋒金融市場有限公司

These are the licence-holders that were found for SFC licence institution AAB499 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA503 KOH Kwing Chang, Peter 許宏昌 RO Dealing in Securities 2008-11-14 2010-10-31
AAA503 KOH Kwing Chang, Peter 許宏昌 RO Advising on Securities 2008-11-14 2010-10-31
AAA503 KOH Kwing Chang, Peter 許宏昌 RO Providing Automated Trading Services 2008-11-14 2010-10-31
AAB304 HUI Kam Lee 許錦利 RE Dealing in Securities 2003-04-01
AAB304 HUI Kam Lee 許錦利 RE Advising on Securities 2003-04-01 2005-03-11
AAB304 HUI Kam Lee 許錦利 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAB304 HUI Kam Lee 許錦利 RE Providing Automated Trading Services 2003-04-01 2012-11-09
AAB304 HUI Kam Lee 許錦利 RE Asset Management 2003-04-01 2005-03-11
AAB440 CHAN Kit Yee, Kitty 陳潔儀 RE Dealing in Securities 2003-04-01 2008-02-23
AAB440 CHAN Kit Yee, Kitty 陳潔儀 RE Advising on Securities 2003-04-01 2005-03-11
AAB440 CHAN Kit Yee, Kitty 陳潔儀 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAB440 CHAN Kit Yee, Kitty 陳潔儀 RE Providing Automated Trading Services 2003-04-01 2008-02-23
AAB440 CHAN Kit Yee, Kitty 陳潔儀 RE Asset Management 2003-04-01 2005-03-11
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RE Dealing in Securities 2003-04-01 2003-09-25
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RO Dealing in Securities 2003-09-25 2008-02-23
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RE Advising on Securities 2003-04-01 2003-08-08
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RE Advising on Corporate Finance 2003-04-01 2003-08-08
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RE Providing Automated Trading Services 2003-04-01 2003-09-25
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RO Providing Automated Trading Services 2003-09-25 2008-02-23
AAB447 CHENG Lai Hung, Stephen 鄭禮鴻 RE Asset Management 2003-04-01 2003-08-08
AAB466 NGAI Yan Hoo 倪恩浩 RE Dealing in Securities 2003-04-01 2013-12-18
AAB466 NGAI Yan Hoo 倪恩浩 RE Advising on Securities 2003-04-01 2005-03-11
AAB466 NGAI Yan Hoo 倪恩浩 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAB466 NGAI Yan Hoo 倪恩浩 RE Providing Automated Trading Services 2003-04-01 2012-11-09
AAB466 NGAI Yan Hoo 倪恩浩 RE Asset Management 2003-04-01 2005-03-11
AAD306 CHEUNG Yiu Chiu 張耀超 RE Dealing in Securities 2003-04-01 2009-05-29
AAD306 CHEUNG Yiu Chiu 張耀超 RE Advising on Securities 2003-04-01 2005-03-11
AAD306 CHEUNG Yiu Chiu 張耀超 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAD306 CHEUNG Yiu Chiu 張耀超 RE Providing Automated Trading Services 2003-04-01 2009-05-29
AAD306 CHEUNG Yiu Chiu 張耀超 RE Asset Management 2003-04-01 2005-03-11
AAF139 NG Yin Tsang 吳彥錚 RO Dealing in Securities 2003-04-01 2003-08-30
AAF139 NG Yin Tsang 吳彥錚 RO Providing Automated Trading Services 2003-04-01 2003-08-30
AAV699 SZE-TO Winston 司徒治權 RE Dealing in Securities 2003-04-01 2006-03-22
AAV699 SZE-TO Winston 司徒治權 RO Dealing in Securities 2006-03-22 2013-08-27
AAV699 SZE-TO Winston 司徒治權 RE Advising on Securities 2003-04-01 2006-03-22
AAV699 SZE-TO Winston 司徒治權 RO Advising on Securities 2006-03-22 2012-04-17
AAV699 SZE-TO Winston 司徒治權 RE Advising on Corporate Finance 2003-04-01 2004-10-28
AAV699 SZE-TO Winston 司徒治權 RE Providing Automated Trading Services 2003-04-01 2004-10-28
AAV699 SZE-TO Winston 司徒治權 RO Providing Automated Trading Services 2007-03-27 2012-11-09
AAV699 SZE-TO Winston 司徒治權 RE Asset Management 2003-04-01 2006-03-22
AAV699 SZE-TO Winston 司徒治權 RO Asset Management 2006-03-22 2017-01-06
ABG971 YIU Chun Nam 姚鎮南 RE Dealing in Securities 2003-04-01 2005-01-01
ABG971 YIU Chun Nam 姚鎮南 RE Advising on Securities 2003-04-01 2005-01-01
ABG971 YIU Chun Nam 姚鎮南 RE Advising on Corporate Finance 2003-04-01 2005-01-01
ABG971 YIU Chun Nam 姚鎮南 RE Providing Automated Trading Services 2003-04-01 2005-01-01
ABG971 YIU Chun Nam 姚鎮南 RE Asset Management 2003-04-01 2005-01-01
ABQ709 LAU Kin On, Kenneth 劉健安 RE Dealing in Securities 2003-04-01 2005-04-19
ABQ709 LAU Kin On, Kenneth 劉健安 RE Advising on Securities 2003-04-01 2005-04-19
ABQ709 LAU Kin On, Kenneth 劉健安 RE Advising on Corporate Finance 2003-04-01 2004-11-03
ABQ709 LAU Kin On, Kenneth 劉健安 RE Providing Automated Trading Services 2003-04-01 2004-11-03
ABQ709 LAU Kin On, Kenneth 劉健安 RE Asset Management 2003-04-01 2005-04-19
ABY549 CHAN Wai Ming 陳偉明 RE Dealing in Securities 2003-04-01 2007-08-15
ABY549 CHAN Wai Ming 陳偉明 RE Advising on Securities 2003-04-01 2005-03-11
ABY549 CHAN Wai Ming 陳偉明 RE Advising on Corporate Finance 2003-04-01 2005-03-11
ABY549 CHAN Wai Ming 陳偉明 RE Providing Automated Trading Services 2003-04-01 2007-08-15
ABY549 CHAN Wai Ming 陳偉明 RE Asset Management 2003-04-01 2005-03-11
ACB086 LOWE Norman C. 勞樹源 RO Dealing in Securities 2003-04-01 2004-03-08
ACB086 LOWE Norman C. 勞樹源 RO Advising on Securities 2003-04-01 2004-03-08
ACB086 LOWE Norman C. 勞樹源 RO Advising on Corporate Finance 2003-04-01 2004-03-08
ACB086 LOWE Norman C. 勞樹源 RO Providing Automated Trading Services 2003-04-01 2004-03-08
ACB086 LOWE Norman C. 勞樹源 RO Asset Management 2003-04-01 2004-03-08
ACD404 CHAN Kwok Keung 陳國強 RE Dealing in Securities 2003-04-01 2003-10-15
ACD404 CHAN Kwok Keung 陳國強 RO Dealing in Securities 2003-10-15 2008-07-01
ACD404 CHAN Kwok Keung 陳國強 RE Advising on Securities 2003-04-01 2003-08-07
ACD404 CHAN Kwok Keung 陳國強 RO Advising on Securities 2005-05-11 2008-07-01
ACD404 CHAN Kwok Keung 陳國強 RE Advising on Corporate Finance 2003-04-01 2003-08-07
ACD404 CHAN Kwok Keung 陳國強 RO Advising on Corporate Finance 2005-05-11 2008-07-01
ACD404 CHAN Kwok Keung 陳國強 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACD404 CHAN Kwok Keung 陳國強 RO Providing Automated Trading Services 2003-10-15 2008-07-01
ACD404 CHAN Kwok Keung 陳國強 RE Asset Management 2003-04-01 2003-08-07
ACD404 CHAN Kwok Keung 陳國強 RO Asset Management 2005-05-11 2008-07-01
ACP534 CHEUNG Fung Cheung 張鳳翔 RE Dealing in Securities 2003-04-01 2003-10-15
ACP534 CHEUNG Fung Cheung 張鳳翔 RE Advising on Securities 2003-04-01 2003-10-15
ACP534 CHEUNG Fung Cheung 張鳳翔 RE Advising on Corporate Finance 2003-04-01 2003-10-15
ACP534 CHEUNG Fung Cheung 張鳳翔 RE Providing Automated Trading Services 2003-04-01 2003-10-15
ACP534 CHEUNG Fung Cheung 張鳳翔 RE Asset Management 2003-04-01 2003-10-15
ADC364 MAGUIRE John Martin RE Dealing in Securities 2011-10-03 2011-11-07
ADC364 MAGUIRE John Martin RO Dealing in Securities 2011-11-07 2018-04-08
ADC364 MAGUIRE John Martin RE Advising on Corporate Finance 2011-10-03 2011-11-07
ADC364 MAGUIRE John Martin RO Advising on Corporate Finance 2011-11-07 2018-04-08
ADR182 PUN Kai Cheung 潘啟祥 RE Dealing in Securities 2012-11-28 2014-01-02
AED719 LEE Ming Yin, Faith 李銘賢 RE Dealing in Securities 2003-04-01 2004-03-29
AED719 LEE Ming Yin, Faith 李銘賢 RE Advising on Securities 2003-04-01 2004-03-29
AED719 LEE Ming Yin, Faith 李銘賢 RE Advising on Corporate Finance 2003-04-01 2004-03-29
AED719 LEE Ming Yin, Faith 李銘賢 RE Providing Automated Trading Services 2003-04-01 2004-03-29
AED719 LEE Ming Yin, Faith 李銘賢 RE Asset Management 2003-04-01 2004-03-29
AEH541 KWAN Angelina Agnes 關蕙 RO Dealing in Securities 2010-09-28 2013-01-25
AEH541 KWAN Angelina Agnes 關蕙 RO Advising on Securities 2010-09-28 2013-01-25
AEH541 KWAN Angelina Agnes 關蕙 RO Advising on Corporate Finance 2010-09-28 2013-01-25
AEM105 HUNG Kwong Ngai 洪岡藝 RE Dealing in Securities 2014-07-18 2015-12-17
AEM105 HUNG Kwong Ngai 洪岡藝 RO Dealing in Securities 2015-12-17 2017-01-06
AET872 TZE Kan Fat 謝勤發 RE Dealing in Securities 2011-12-21 2011-12-23
AET872 TZE Kan Fat 謝勤發 RO Dealing in Securities 2011-12-23 2018-02-28
AET872 TZE Kan Fat 謝勤發 RE Advising on Corporate Finance 2011-12-21 2011-12-23
AET872 TZE Kan Fat 謝勤發 RO Advising on Corporate Finance 2011-12-23 2018-02-28
AFQ793 CHAN Sung Wai 陳崇煒 RE Dealing in Securities 2009-04-15 2012-04-25
AFQ793 CHAN Sung Wai 陳崇煒 RE Providing Automated Trading Services 2009-05-08 2012-04-25
AFS637 CHAN Po Kam 陳寶琴 RO Advising on Corporate Finance 2010-12-15 2012-04-30
AGC695 MAK Yin Ping 麥賢平 RE Dealing in Securities 2018-07-12 2018-11-01
AGC695 MAK Yin Ping 麥賢平 RE Advising on Corporate Finance 2011-10-04 2018-07-12
AGC695 MAK Yin Ping 麥賢平 RO Advising on Corporate Finance 2018-07-12 2018-11-01
AGK639 WONG Chor Yee 王楚儀 RE Dealing in Securities 2004-08-23 2005-01-05
AGK856 NG Lai Kwan 吳麗群 RE Dealing in Securities 2003-04-01 2005-02-01
AGK856 NG Lai Kwan 吳麗群 RE Advising on Securities 2003-04-01 2005-02-01
AGK856 NG Lai Kwan 吳麗群 RE Advising on Corporate Finance 2003-04-01 2005-02-01
AGK856 NG Lai Kwan 吳麗群 RE Providing Automated Trading Services 2003-04-01 2005-02-01
AGK856 NG Lai Kwan 吳麗群 RE Asset Management 2003-04-01 2005-02-01
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Dealing in Securities 2003-04-01 2003-11-10
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Advising on Securities 2003-04-01 2003-11-10
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Providing Automated Trading Services 2003-04-01 2003-11-10
AGS493 LEUNG Ching Wan, Catherine 梁靜筠 RE Asset Management 2003-04-01 2003-11-10
AHC358 MA Lai Mei 馬麗眉 RE Dealing in Securities 2012-07-26 2016-08-02
AHU700 HO Ching Man, Teresa 何靜文 RE Advising on Corporate Finance 2012-07-31 2018-01-29
AHW149 LEUNG Hoi Tung 梁凱同 RE Dealing in Securities 2009-12-09 2015-03-24
AHW149 LEUNG Hoi Tung 梁凱同 RE Advising on Securities 2009-12-09 2015-03-24
AHW149 LEUNG Hoi Tung 梁凱同 RE Advising on Corporate Finance 2009-12-09 2015-03-24
AHW149 LEUNG Hoi Tung 梁凱同 RE Providing Automated Trading Services 2009-12-09 2012-11-09
AHW149 LEUNG Hoi Tung 梁凱同 RE Asset Management 2009-12-09 2015-03-24
AJD275 YIP Ha Yee 葉夏儀 RO Dealing in Securities 2003-10-31 2005-08-19
AJD275 YIP Ha Yee 葉夏儀 RO Providing Automated Trading Services 2003-10-31 2005-08-19
AKN214 BOYER Jason Jon RE Dealing in Securities 2011-10-04 2011-11-16
AKN214 BOYER Jason Jon RO Dealing in Securities 2011-11-16 2015-04-08
AKN214 BOYER Jason Jon RE Advising on Securities 2011-10-04 2011-11-16
AKN214 BOYER Jason Jon RO Advising on Securities 2011-11-16 2015-04-08
AKN214 BOYER Jason Jon RE Advising on Corporate Finance 2011-10-04 2011-11-16
AKN214 BOYER Jason Jon RO Advising on Corporate Finance 2011-11-16 2015-04-08
AKT462 CHOW Fuk Wai 周福慧 RE Advising on Corporate Finance 2011-10-18 2015-09-25
ALJ768 BROWN Martyn Roger RE Dealing in Securities 2012-04-27 2014-05-01
ALQ438 AINSLIE Bradford RE Dealing in Securities 2011-10-06 2011-11-04
ALQ438 AINSLIE Bradford RE Dealing in Securities 2015-02-27 2015-06-08
ALQ438 AINSLIE Bradford RO Dealing in Securities 2011-11-04 2015-02-27
ALQ438 AINSLIE Bradford RE Advising on Corporate Finance 2011-10-06 2012-05-18
ALZ161 NG Shan Yung 吳燦榕 RE Dealing in Securities 2018-12-03
ALZ161 NG Shan Yung 吳燦榕 RE Advising on Corporate Finance 2018-12-03 2018-12-14
ALZ161 NG Shan Yung 吳燦榕 RO Advising on Corporate Finance 2018-12-14
AMI557 KO Wing Yan, Samantha 高穎欣 RE Dealing in Securities 2012-07-19 2014-12-02
AMR267 CHIN Man Yi 錢敏怡 RE Dealing in Securities 2017-03-23 2018-06-12
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Securities 2017-03-23 2018-06-12
ANF039 YEN Sau Fan, Charlotte 任秀芬 RE Dealing in Securities 2011-11-29 2012-03-06
ANF039 YEN Sau Fan, Charlotte 任秀芬 RO Dealing in Securities 2012-03-06
ANF039 YEN Sau Fan, Charlotte 任秀芬 RE Advising on Corporate Finance 2011-11-29 2012-03-06
ANF039 YEN Sau Fan, Charlotte 任秀芬 RO Advising on Corporate Finance 2012-03-06
ANR260 TAM Wai Yin 譚慧妍 RE Dealing in Securities 2012-10-05 2014-12-30
ANT251 AO Man 敖曼 RE Dealing in Securities 2017-05-25 2018-03-01
ANT251 AO Man 敖曼 RE Advising on Securities 2017-05-25 2018-03-01
ANY277 LAU Tak Yee, Lucia 劉德怡 RE Dealing in Securities 2017-07-31
ANY277 LAU Tak Yee, Lucia 劉德怡 RE Advising on Securities 2017-07-31
AOH375 MC GONEGAL Brett Alexander RE Dealing in Securities 2011-10-03 2011-11-11
AOH375 MC GONEGAL Brett Alexander RO Dealing in Securities 2011-11-11 2016-02-02
AOH375 MC GONEGAL Brett Alexander RE Advising on Corporate Finance 2011-10-03 2012-05-18
AOI876 JING Yun 井芸 RE Dealing in Securities 2018-07-12 2018-10-25
AOI876 JING Yun 井芸 RO Dealing in Securities 2018-10-25
AOI876 JING Yun 井芸 RE Advising on Securities 2018-07-12
AOI876 JING Yun 井芸 RE Advising on Corporate Finance 2018-07-12 2018-10-25
AOI876 JING Yun 井芸 RO Advising on Corporate Finance 2018-10-25
AOV401 LAHIRI Prithvijit RE Dealing in Securities 2013-03-27 2014-08-07
AOV401 LAHIRI Prithvijit RE Advising on Securities 2013-03-27 2014-08-07
AOV401 LAHIRI Prithvijit RE Advising on Corporate Finance 2013-03-27 2014-08-07
AOX306 LI Ting 李婷 RO Dealing in Securities 2015-12-15
AOX306 LI Ting 李婷 RO Advising on Securities 2015-12-15
AOX306 LI Ting 李婷 RO Asset Management 2015-12-15
APA734 HAR-EVEN Itamar RE Dealing in Securities 2011-11-02 2015-04-21
APA734 HAR-EVEN Itamar RE Advising on Securities 2011-11-02 2015-04-21
APA734 HAR-EVEN Itamar RE Advising on Corporate Finance 2011-11-02 2014-08-13
APA734 HAR-EVEN Itamar RO Advising on Corporate Finance 2014-08-13 2015-04-21
APC865 CHAN Chi Leung, Philip 陳子樑 RE Dealing in Securities 2017-03-30 2017-06-09
APC865 CHAN Chi Leung, Philip 陳子樑 RO Dealing in Securities 2017-06-09 2017-06-30
APJ781 WANG Chih Hsiang 王致翔 RE Advising on Securities 2012-03-26 2012-04-19
APJ781 WANG Chih Hsiang 王致翔 RO Advising on Securities 2012-04-19 2016-09-15
APK359 LUK Wai Yip 陸偉業 RE Dealing in Securities 2014-06-18 2018-05-08
APK359 LUK Wai Yip 陸偉業 RO Dealing in Securities 2018-05-08
APK359 LUK Wai Yip 陸偉業 RE Advising on Corporate Finance 2014-06-18 2018-05-08
APK359 LUK Wai Yip 陸偉業 RO Advising on Corporate Finance 2018-05-08
APO627 LEUNG Fiona Man Yee 梁文怡 RE Dealing in Securities 2014-01-14 2016-06-13
APY709 HENKE VON PARPART Uwe RE Dealing in Securities 2011-09-30 2015-05-06
APY709 HENKE VON PARPART Uwe RO Dealing in Securities 2015-05-06 2016-03-01
APY709 HENKE VON PARPART Uwe RE Advising on Securities 2011-09-30 2011-11-10
APY709 HENKE VON PARPART Uwe RO Advising on Securities 2011-11-10 2016-03-01
AQG793 LA ROCCA JR Daniel Anthony RE Dealing in Securities 2011-10-10 2013-08-16
AQS183 ZHANG Xinyu 張新宇 RE Dealing in Securities 2008-06-26 2008-12-29
AQS183 ZHANG Xinyu 張新宇 RO Dealing in Securities 2008-12-29 2012-05-31
AQS183 ZHANG Xinyu 張新宇 RE Advising on Securities 2008-06-26 2008-12-29
AQS183 ZHANG Xinyu 張新宇 RO Advising on Securities 2008-12-29 2012-05-31
AQS183 ZHANG Xinyu 張新宇 RE Advising on Corporate Finance 2008-06-26 2008-12-29
AQS183 ZHANG Xinyu 張新宇 RO Advising on Corporate Finance 2008-12-29 2012-05-31
AQS183 ZHANG Xinyu 張新宇 RO Providing Automated Trading Services 2008-12-29 2012-05-31
AQS183 ZHANG Xinyu 張新宇 RE Asset Management 2008-06-26 2009-04-09
AQS183 ZHANG Xinyu 張新宇 RO Asset Management 2009-04-09 2012-05-31
ARF808 HOEGEE Brian Richard RE Dealing in Securities 2012-06-19 2014-03-01
ARH187 JOSEPH Michael Eric RE Dealing in Securities 2012-02-28 2015-04-21
ARH187 JOSEPH Michael Eric RE Advising on Corporate Finance 2012-02-28 2015-04-21
ARH187 JOSEPH Michael Eric RE Asset Management 2012-02-28 2012-05-28
ARH187 JOSEPH Michael Eric RO Asset Management 2012-05-28 2015-04-21
ARQ021 HA Wai Cheung, Steve 夏偉祥 RE Dealing in Securities 2013-04-19 2015-12-21
ARQ021 HA Wai Cheung, Steve 夏偉祥 RO Dealing in Securities 2015-12-21 2017-01-06
ASD199 YICK Ho Chuen 易浩泉 RO Dealing in Securities 2016-11-22
ASF395 KU Sau Shan Lawrence James 顧受山 RE Dealing in Securities 2013-01-17 2015-05-29
ASF395 KU Sau Shan Lawrence James 顧受山 RE Advising on Corporate Finance 2013-01-17 2015-05-29
ASH808 WANG Jiyu 王驥宇 RE Dealing in Securities 2016-08-10 2016-10-03
ASH808 WANG Jiyu 王驥宇 RO Dealing in Securities 2016-10-03 2018-09-30
ASM230 LIN Tianru 林天儒 RE Dealing in Securities 2009-03-23 2012-10-09
ASM230 LIN Tianru 林天儒 RE Providing Automated Trading Services 2009-03-23 2012-10-09
ASQ439 GAO Ariana Jiasui 高嘉穗 RE Dealing in Securities 2018-07-31
ASQ439 GAO Ariana Jiasui 高嘉穗 RE Advising on Securities 2018-07-31 2018-10-05
ASQ439 GAO Ariana Jiasui 高嘉穗 RO Advising on Securities 2018-10-05
ASQ439 GAO Ariana Jiasui 高嘉穗 RE Asset Management 2018-07-31 2018-10-05
ASQ439 GAO Ariana Jiasui 高嘉穗 RO Asset Management 2018-10-05
ASW658 WELCH JR David John RE Dealing in Securities 2012-12-05 2014-03-06
ASW658 WELCH JR David John RO Dealing in Securities 2014-03-06 2016-02-02
ATR687 WANG Xiaofan 王曉帆 RO Dealing in Securities 2016-12-05
ATR687 WANG Xiaofan 王曉帆 RE Advising on Securities 2018-11-21
AUE036 BAN Sui Lyn, Lena RE Advising on Corporate Finance 2011-11-05 2018-08-06
AUN720 LI Yuan 李瑗 RE Dealing in Securities 2016-05-11 2016-08-10
AUN720 LI Yuan 李瑗 RO Dealing in Securities 2016-08-10
AUN720 LI Yuan 李瑗 RE Advising on Securities 2016-05-11 2016-08-10
AUN720 LI Yuan 李瑗 RO Advising on Securities 2016-08-10
AUN720 LI Yuan 李瑗 RE Asset Management 2016-05-11 2016-08-10
AUN720 LI Yuan 李瑗 RO Asset Management 2016-08-10
AVA493 MITCHELL Patrick Callahan RE Dealing in Securities 2011-10-10 2013-04-30
AVL306 XU Xu 許煦 RE Dealing in Securities 2016-11-04
AVL306 XU Xu 許煦 RE Advising on Securities 2016-11-04
AVT055 HUNG Ling Fai 孔令輝 RE Dealing in Securities 2018-03-26 2018-06-30
AVT055 HUNG Ling Fai 孔令輝 RE Advising on Corporate Finance 2011-10-31 2018-03-26
AVT055 HUNG Ling Fai 孔令輝 RO Advising on Corporate Finance 2018-03-26 2018-06-30
AWE615 HE Kevin 何慕 RE Dealing in Securities 2014-04-17 2014-12-30
AWE615 HE Kevin 何慕 RE Advising on Corporate Finance 2014-04-17 2014-12-30
AWF608 YIP Chung Leung 葉仲量 RE Dealing in Securities 2012-10-08 2013-05-10
AWP051 STARR Michael Lewis RE Dealing in Securities 2013-03-08 2013-10-18
AYA581 YUAN Chun 袁春 RE Dealing in Securities 2011-09-14 2013-03-31
AYA581 YUAN Chun 袁春 RE Advising on Corporate Finance 2011-09-14 2013-03-31
AYE293 SONG Jiali 宋嘉麗 RE Dealing in Securities 2013-03-28 2014-04-23
AYE293 SONG Jiali 宋嘉麗 RE Advising on Securities 2012-11-01 2014-04-23
AYE293 SONG Jiali 宋嘉麗 RE Advising on Corporate Finance 2013-03-28 2014-04-23
AYN421 JIANG Ye 蔣燁 RE Advising on Securities 2011-11-29 2012-09-30
AYQ546 FAN Chi Yuen, Charles 樊志遠 RE Advising on Corporate Finance 2011-12-12 2014-07-21
AYS333 WAN Chalk Yin 溫卓賢 RE Advising on Corporate Finance 2014-08-13 2015-07-03
AZC455 HAMILTON Robert Anthony RE Dealing in Securities 2012-03-12 2014-07-07
AZC455 HAMILTON Robert Anthony RE Advising on Corporate Finance 2012-03-12 2014-07-07
AZC830 CHAN Ting Fung, Samuel 陳霆峰 RE Advising on Securities 2012-03-07 2013-05-03
AZY530 RAPHAEL ILITZKY Ladislao Shlomo 榮志朗 RE Dealing in Securities 2012-10-12 2013-02-18
AZY530 RAPHAEL ILITZKY Ladislao Shlomo 榮志朗 RE Advising on Securities 2012-08-02 2013-02-18
BAB590 YAN Jing 嚴靜 RE Dealing in Securities 2017-10-10
BAF088 BAI Jie 白洁 RE Dealing in Securities 2018-10-25
BAJ599 KWAN Wing Hang 關榮亨 RE Advising on Securities 2012-10-30 2016-05-12
BAJ599 KWAN Wing Hang 關榮亨 RO Advising on Securities 2016-05-12 2017-06-04
BAK475 HE Wei 何蔚 RE Dealing in Securities 2012-11-05 2017-01-27
BAK475 HE Wei 何蔚 RE Advising on Corporate Finance 2012-11-05 2017-01-27
BAO806 WONG Sor Ying 王疏影 RE Dealing in Securities 2016-03-08 2016-11-03
BAO806 WONG Sor Ying 王疏影 RO Dealing in Securities 2016-11-03 2018-11-25
BAO806 WONG Sor Ying 王疏影 RE Advising on Securities 2016-03-08 2017-03-07
BAO806 WONG Sor Ying 王疏影 RO Advising on Securities 2017-03-07 2018-11-25
BAO806 WONG Sor Ying 王疏影 RE Asset Management 2016-03-08 2018-11-25
BAX769 ZOLAD Bryan Christopher RE Dealing in Securities 2013-02-27 2015-02-27
BAX769 ZOLAD Bryan Christopher RE Advising on Corporate Finance 2013-02-27 2015-02-27
BBC904 ZHANG Lin 張琳 RE Dealing in Securities 2013-04-10 2014-03-01
BBC904 ZHANG Lin 張琳 RE Advising on Securities 2013-04-10 2014-03-01
BBQ049 LAM Tsz Chun 林子俊 RE Dealing in Securities 2017-07-12 2017-09-21
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BFC569 LU You 魯由 RE Advising on Corporate Finance 2015-03-18 2015-11-24
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BHZ819 CAI Hua 蔡華 RE Dealing in Securities 2016-08-23
BHZ819 CAI Hua 蔡華 RE Advising on Securities 2016-08-23 2018-11-15
BHZ819 CAI Hua 蔡華 RO Advising on Securities 2018-11-15
BHZ819 CAI Hua 蔡華 RE Asset Management 2016-08-23 2018-11-15
BHZ819 CAI Hua 蔡華 RO Asset Management 2018-11-15
BIB933 SZETO Pui Yee June 司徒貝頤 RE Dealing in Securities 2016-08-29 2016-10-01
BIR465 XU Yani 徐雅妮 RE Dealing in Securities 2016-12-06 2017-08-09
BIS046 PENG Han 彭晗 RE Dealing in Securities 2016-12-13 2017-08-11
BIS262 JIN Yuanjie 金元杰 RE Dealing in Securities 2017-10-16 2018-01-25
BIS262 JIN Yuanjie 金元杰 RE Advising on Securities 2017-12-15 2018-01-25
BIS262 JIN Yuanjie 金元杰 RE Asset Management 2017-10-16 2018-01-25
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BJP219 TIAN Fengcheng 田峰誠 RE Dealing in Securities 2017-05-26 2017-08-10
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BJW834 TANG Hui 湯暉 RE Dealing in Securities 2017-11-22
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BKM256 MA Ruosi 馬若思 RE Dealing in Securities 2017-08-17
BKM256 MA Ruosi 馬若思 RE Advising on Securities 2017-08-17
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BKS103 XU Yinqing 徐引擎 RE Dealing in Securities 2017-08-30 2018-01-05
BKS103 XU Yinqing 徐引擎 RE Advising on Securities 2017-08-30 2018-01-05
BKY115 ZHU Yali 朱亞莉 RE Dealing in Securities 2017-09-21 2018-01-22
BKY115 ZHU Yali 朱亞莉 RO Dealing in Securities 2018-01-22
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BLD317 TONG Cheuk Fu Jeffery 湯卓夫 RE Dealing in Securities 2017-10-10
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BLD317 TONG Cheuk Fu Jeffery 湯卓夫 RE Asset Management 2017-10-10
BLD346 HE Kai 賀凱 RE Dealing in Securities 2017-10-10 2018-04-24
BLD346 HE Kai 賀凱 RE Advising on Securities 2017-10-10 2018-04-24
BLM867 LIAN Pengfei 连鹏飞 RE Dealing in Securities 2017-12-13 2018-04-28
BLM870 WEN Jie 文洁 RE Dealing in Securities 2017-12-18
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BLP020 BAI Huizi 白惠子 RE Dealing in Securities 2017-12-18
BLP777 WENG Fang 翁放 RE Dealing in Securities 2018-03-06 2018-06-01
BLP777 WENG Fang 翁放 RE Advising on Securities 2017-12-11 2018-06-01
BLP777 WENG Fang 翁放 RE Asset Management 2017-12-11 2018-06-01
BLV366 QIN Li 秦莉 RE Dealing in Securities 2018-01-05
BLV366 QIN Li 秦莉 RE Asset Management 2018-01-05 2018-08-28
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BMK680 WU Yang RE Dealing in Securities 2018-03-23 2018-06-11
BMK680 WU Yang RE Advising on Securities 2018-03-23 2018-06-11
BMK680 WU Yang RE Asset Management 2018-03-23 2018-06-11
BMN417 SHUM Ying Chi 岑瑩芝 RE Dealing in Securities 2018-08-24
BMN417 SHUM Ying Chi 岑瑩芝 RE Advising on Corporate Finance 2018-07-18
BMQ628 LEE Ka 李嘉 RE Dealing in Securities 2018-04-03 2018-09-30
BMQ754 CHENG Hok Kan 鄭學勤 RE Dealing in Securities 2018-03-26
BMR908 MA Wenhui 馬文慧 RE Advising on Securities 2018-04-06 2018-08-21
BMR908 MA Wenhui 馬文慧 RO Advising on Securities 2018-08-21
BMR908 MA Wenhui 馬文慧 RE Asset Management 2018-04-06
BMU999 CHEN Huizhu 陳薈竹 RE Advising on Securities 2018-05-18
BMU999 CHEN Huizhu 陳薈竹 RE Asset Management 2018-05-18
BMY470 ZHUANG Lingyi 莊凌毅 RE Dealing in Securities 2018-06-19
BNA727 ZHANG Lihang 張黎航 RE Dealing in Securities 2018-06-12
BNA727 ZHANG Lihang 張黎航 RE Advising on Securities 2018-06-12
BNA768 KWOK Wing Ka Stephanie 郭穎嘉 RE Dealing in Securities 2018-07-17
BNA768 KWOK Wing Ka Stephanie 郭穎嘉 RE Advising on Corporate Finance 2018-07-17
BNF120 ZHAO FEN 趙芬 RE Dealing in Securities 2018-08-13
BNN360 FAN Shuai 樊帥 RE Advising on Securities 2018-10-22 2018-12-13
BNP252 YU Fang 余芳 RE Advising on Securities 2018-10-22
BNR242 TIAN Yue 田悅 RE Dealing in Securities 2018-11-09
BNR242 TIAN Yue 田悅 RE Advising on Securities 2018-11-09
BNX135 ZHANG Tianyu 張天予 RE Dealing in Securities 2018-12-10
BNX135 ZHANG Tianyu 張天予 RE Asset Management 2018-12-10
BNX136 GAO Ge 高歌 RE Dealing in Securities 2018-12-07
BNX136 GAO Ge 高歌 RE Advising on Securities 2018-12-07
BNX136 GAO Ge 高歌 RE Asset Management 2018-12-07

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