Hong Kong SFC licence institution AAB629, Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAB629 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABA844 KATAOKA Yasuaki 片岡保彰 RO Dealing in Securities 2012-03-08 2014-06-16
ABA844 KATAOKA Yasuaki 片岡保彰 RO Dealing in Futures Contracts 2012-03-08 2014-06-16
ABA844 KATAOKA Yasuaki 片岡保彰 RO Advising on Securities 2012-03-08 2014-06-16
ABR709 YUEN Ming Fai 袁銘輝 RE Dealing in Securities 2016-12-16 2017-05-31
ABR709 YUEN Ming Fai 袁銘輝 RE Advising on Securities 2016-12-16 2017-05-31
ACD921 SATO Kotaro 佐藤光太郎 RO Dealing in Securities 2005-03-21 2008-05-30
ACT962 TOMURA Hideo 戶村秀夫 RO Dealing in Securities 2003-04-01 2009-07-01
ACT962 TOMURA Hideo 戶村秀夫 RO Dealing in Futures Contracts 2003-04-01 2009-07-01
ACT962 TOMURA Hideo 戶村秀夫 RO Advising on Securities 2003-04-01 2009-07-01
ACT962 TOMURA Hideo 戶村秀夫 RO Advising on Futures Contracts 2003-04-01 2003-11-12
ACT962 TOMURA Hideo 戶村秀夫 RO Advising on Corporate Finance 2003-04-01 2003-11-12
ACT962 TOMURA Hideo 戶村秀夫 RO Asset Management 2003-04-01 2003-11-12
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Securities 2013-05-07 2015-06-25
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Securities 2016-06-01
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Futures Contracts 2013-05-07 2015-06-25
ADG400 GO Yoshinori 鄉喜順 RO Dealing in Futures Contracts 2016-06-01
ADG400 GO Yoshinori 鄉喜順 RO Advising on Securities 2013-05-07 2015-06-25
ADG400 GO Yoshinori 鄉喜順 RO Advising on Securities 2016-06-01
ADS101 CHIRIKIRI Soichi RE Dealing in Securities 2017-08-28
ADS101 CHIRIKIRI Soichi RE Advising on Securities 2017-08-28
AEE778 CHANG Hoi Yan, Vivian 張凱欣 RE Dealing in Securities 2005-09-01 2014-09-23
AEE778 CHANG Hoi Yan, Vivian 張凱欣 RE Dealing in Futures Contracts 2008-04-15 2014-09-23
AEE778 CHANG Hoi Yan, Vivian 張凱欣 RE Advising on Securities 2010-03-24 2014-09-23
AEK484 CHU Hing Yip 朱慶業 RE Dealing in Securities 2004-01-21 2005-08-25
AEK484 CHU Hing Yip 朱慶業 RE Dealing in Futures Contracts 2004-01-21 2005-08-25
AEK484 CHU Hing Yip 朱慶業 RE Advising on Securities 2004-01-21 2005-08-25
AEX114 SUNAGA Chihiro RO Dealing in Securities 2003-04-01 2009-03-30
AEX114 SUNAGA Chihiro RO Dealing in Futures Contracts 2003-04-01 2009-03-30
AEX114 SUNAGA Chihiro RO Advising on Securities 2003-04-01 2009-03-30
AEX114 SUNAGA Chihiro RO Advising on Futures Contracts 2003-04-01 2003-11-12
AEX114 SUNAGA Chihiro RO Advising on Corporate Finance 2003-04-01 2003-11-12
AEX114 SUNAGA Chihiro RO Asset Management 2003-04-01 2003-11-12
AFU877 CHAN Tsz Chun, Steve 陳梓駿 RE Dealing in Securities 2003-10-13 2003-11-04
AFU877 CHAN Tsz Chun, Steve 陳梓駿 RE Dealing in Futures Contracts 2003-10-13 2003-11-04
AGJ947 LI Hok Lai 李學禮 RE Dealing in Securities 2005-12-01 2015-08-17
AHE146 HO Hoi Tung 何凱棟 RE Dealing in Securities 2004-12-16 2006-03-13
AJK655 CHAN Tung Him 陳棟謙 RE Dealing in Securities 2004-01-27 2007-11-07
AJK655 CHAN Tung Him 陳棟謙 RE Dealing in Futures Contracts 2005-09-20 2007-11-07
ALE928 OKUYAMA Ayuko RE Dealing in Securities 2004-08-27 2004-12-31
ALN005 NGAI Yin Fong 魏燕芳 RE Dealing in Securities 2004-11-24 2005-10-08
ALN453 SUGIURA Seiji RE Advising on Securities 2016-07-25 2016-07-28
ALN453 SUGIURA Seiji RE Advising on Securities 2017-04-18 2017-04-22
ALN453 SUGIURA Seiji RE Advising on Securities 2018-06-15 2018-06-21
ALO623 CHIU Fung Kiu, Cora 趙鳳翹 RE Dealing in Securities 2004-12-29 2005-06-09
ALS714 AMANO Hirohito 天野広人 RE Dealing in Securities 2005-02-23 2008-10-02
ALS714 AMANO Hirohito 天野広人 RE Dealing in Securities 2014-04-22 2014-05-21
ALS714 AMANO Hirohito 天野広人 RO Dealing in Securities 2008-10-02 2011-05-23
ALS714 AMANO Hirohito 天野広人 RO Dealing in Securities 2014-05-21 2017-10-23
ALS714 AMANO Hirohito 天野広人 RE Dealing in Futures Contracts 2006-09-07 2008-10-02
ALS714 AMANO Hirohito 天野広人 RE Dealing in Futures Contracts 2014-04-22 2014-05-21
ALS714 AMANO Hirohito 天野広人 RO Dealing in Futures Contracts 2008-10-02 2011-05-23
ALS714 AMANO Hirohito 天野広人 RO Dealing in Futures Contracts 2014-05-21 2017-10-23
ALS714 AMANO Hirohito 天野広人 RE Advising on Securities 2014-04-22 2014-05-21
ALS714 AMANO Hirohito 天野広人 RO Advising on Securities 2008-10-02 2011-05-23
ALS714 AMANO Hirohito 天野広人 RO Advising on Securities 2014-05-21 2017-10-23
AML272 LOUIE Wai Tat 呂煒達 RE Dealing in Securities 2006-03-17 2006-04-11
AML272 LOUIE Wai Tat 呂煒達 RE Dealing in Futures Contracts 2006-03-17 2006-04-11
AML975 CHAN Chun Wing 陳雋穎 RE Dealing in Securities 2008-07-24 2009-01-09
AML975 CHAN Chun Wing 陳雋穎 RE Dealing in Futures Contracts 2008-07-24 2009-01-09
AMN653 CHAN Shiu Pong 陳兆邦 RE Dealing in Securities 2006-05-18 2014-09-25
AMN653 CHAN Shiu Pong 陳兆邦 RE Dealing in Futures Contracts 2008-04-15 2014-09-25
AMN653 CHAN Shiu Pong 陳兆邦 RE Advising on Securities 2008-04-15 2014-09-25
AMU059 MATSUZAWA Naomi 松澤尚美 RE Dealing in Securities 2005-11-28 2006-07-26
ANT232 KWOK Yvonne Kai Sin 郝繼善 RE Dealing in Securities 2006-07-28 2006-09-16
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Securities 2016-06-24
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Futures Contracts 2016-08-19
AOI979 SHIU Lap Kei 蕭立基 RE Advising on Securities 2016-08-19
AOR257 CHU Chun Hung, Frederick 朱俊雄 RE Dealing in Securities 2014-12-02 2014-12-09
AOR316 HIRAKAWA Shoji RE Advising on Securities 2016-06-06 2016-06-08
AOR316 HIRAKAWA Shoji RE Advising on Securities 2017-03-13 2017-03-15
AOV787 LEE Hoi Ying 李愷瑩 RE Dealing in Securities 2007-05-04 2010-12-31
AOX053 CHAN Wai Chu, Olivia 陳惠珠 RE Dealing in Securities 2016-05-23 2016-06-21
AOX053 CHAN Wai Chu, Olivia 陳惠珠 RE Dealing in Futures Contracts 2016-05-23 2016-06-21
AOX053 CHAN Wai Chu, Olivia 陳惠珠 RE Advising on Securities 2016-05-23 2016-06-21
APB483 CHENG Hoi Ling 鄭海凌 RE Dealing in Securities 2007-06-07 2013-09-16
APF446 LAM King Tai 林景泰 RE Dealing in Securities 2011-02-25 2016-05-27
APF446 LAM King Tai 林景泰 RE Dealing in Securities 2016-06-20 2016-07-06
APF446 LAM King Tai 林景泰 RE Dealing in Securities 2017-07-17 2017-09-06
APF446 LAM King Tai 林景泰 RO Dealing in Securities 2016-05-27 2016-06-20
APF446 LAM King Tai 林景泰 RO Dealing in Securities 2017-09-06
APF446 LAM King Tai 林景泰 RE Dealing in Futures Contracts 2015-06-22 2016-07-06
APF446 LAM King Tai 林景泰 RE Dealing in Futures Contracts 2017-07-17
APF446 LAM King Tai 林景泰 RE Advising on Securities 2014-09-12 2016-05-27
APF446 LAM King Tai 林景泰 RE Advising on Securities 2016-06-20 2016-07-06
APF446 LAM King Tai 林景泰 RE Advising on Securities 2017-07-17 2017-09-06
APF446 LAM King Tai 林景泰 RO Advising on Securities 2016-05-27 2016-06-20
APF446 LAM King Tai 林景泰 RO Advising on Securities 2017-09-06
APL478 TAM Ming Yan 譚銘忺 RE Dealing in Securities 2007-08-17 2014-11-30
APP829 OMURO Tomoyoshi RE Advising on Securities 2016-12-14 2016-12-16
AQA322 CHAN Lok Tin 陳樂天 RE Dealing in Securities 2007-12-27 2010-11-04
AQA322 CHAN Lok Tin 陳樂天 RE Advising on Securities 2010-03-24 2010-11-04
AQI143 NISHIDA Tadahiko RE Dealing in Securities 2008-01-17 2008-05-14
AQI143 NISHIDA Tadahiko RO Dealing in Securities 2008-05-14 2012-02-13
AQI143 NISHIDA Tadahiko RO Dealing in Securities 2014-05-28 2016-04-01
AQI143 NISHIDA Tadahiko RO Dealing in Futures Contracts 2008-05-14 2012-02-13
AQI143 NISHIDA Tadahiko RO Dealing in Futures Contracts 2014-05-28 2016-04-01
AQI143 NISHIDA Tadahiko RE Advising on Securities 2008-01-17 2008-05-14
AQI143 NISHIDA Tadahiko RO Advising on Securities 2008-05-14 2012-02-13
AQI143 NISHIDA Tadahiko RO Advising on Securities 2014-05-28 2016-04-01
AQW346 LAI Ho Mei 黎可湄 RE Dealing in Securities 2008-04-21 2010-07-06
ARK059 SZE TO Kwok Chun 司徒國駿 RE Dealing in Securities 2014-10-10 2017-11-24
ARN040 PUN Ka Wing 潘家榮 RE Dealing in Securities 2010-03-24 2010-09-06
ARW851 MASUDA Miki 增田未來 RE Dealing in Securities 2008-11-21 2013-10-28
ARW851 MASUDA Miki 增田未來 RE Dealing in Futures Contracts 2009-07-22 2013-10-28
ARW851 MASUDA Miki 增田未來 RE Advising on Securities 2009-07-22 2013-10-28
ASD714 MACHIYAMA Hiroyuki 町山浩幸 RE Dealing in Securities 2008-12-15 2009-02-25
ASD714 MACHIYAMA Hiroyuki 町山浩幸 RO Dealing in Securities 2009-02-25 2012-05-18
ASD714 MACHIYAMA Hiroyuki 町山浩幸 RO Dealing in Futures Contracts 2009-04-06 2012-05-18
ASD714 MACHIYAMA Hiroyuki 町山浩幸 RE Advising on Securities 2008-12-15 2009-02-25
ASD714 MACHIYAMA Hiroyuki 町山浩幸 RO Advising on Securities 2009-02-25 2012-05-18
ASH951 CHAN Pui Ching 陳珮晶 RE Dealing in Securities 2012-04-10 2012-05-11
ASH951 CHAN Pui Ching 陳珮晶 RE Advising on Securities 2012-04-10 2012-05-11
AUM369 FUKUHARA Yuko 福原裕子 RE Dealing in Securities 2010-01-08 2010-09-06
AWC065 CHEUNG Ho Hin, Arnold 張浩軒 RE Dealing in Securities 2010-10-15 2010-12-31
AXP786 KE Tak Lai 紀德禮 RE Dealing in Securities 2015-08-17 2018-10-05
AXP786 KE Tak Lai 紀德禮 RE Advising on Securities 2018-08-27 2018-10-05
AXV437 OMATA Osamu RO Dealing in Securities 2011-10-18 2013-08-01
AXV437 OMATA Osamu RO Dealing in Futures Contracts 2012-01-31 2013-08-01
AXV437 OMATA Osamu RO Advising on Securities 2011-10-18 2013-08-01
AYM792 KATO Chiaki 加藤千明 RE Dealing in Securities 2011-11-21 2012-05-18
AZJ872 LEE Man Yung, Chevy 李文勇 RE Dealing in Securities 2012-10-19 2013-08-26
BAP982 NAKAO Mika 中尾美香 RE Dealing in Securities 2013-01-18 2013-04-08
BAP982 NAKAO Mika 中尾美香 RE Dealing in Securities 2013-10-24 2016-05-31
BAP982 NAKAO Mika 中尾美香 RE Advising on Securities 2015-03-02 2016-05-31
BAW609 KIYONO Masashi 清野真志 RE Dealing in Securities 2016-06-20 2017-04-07
BAW609 KIYONO Masashi 清野真志 RE Advising on Securities 2016-06-20 2017-04-07
BBS611 MAEDA Megumi RE Dealing in Securities 2013-08-12 2014-04-02
BCN236 CHAN Wing Ki, Nicole 陳穎琪 RE Dealing in Securities 2013-12-12 2014-04-30
BCV514 CHU Man Kuen, Maggie 朱文娟 RE Dealing in Securities 2017-10-10
BCV514 CHU Man Kuen, Maggie 朱文娟 RE Dealing in Futures Contracts 2017-10-10
BDY974 ARONGNA - 阿榮娜 RE Dealing in Securities 2014-08-11 2015-04-30
BEC151 TSE Shuk Yin 謝淑宴 RE Dealing in Securities 2014-09-01 2014-09-30
BET157 YOKOYAMA Hisanori 橫山久範 RE Advising on Securities 2015-02-12
BEU986 CHENG Ming Chun 鄭銘瑨 RE Dealing in Securities 2015-01-09 2015-07-23
BFO805 OCHIAI Yusuke 落合雄介 RE Dealing in Securities 2015-06-04 2015-06-24
BFO805 OCHIAI Yusuke 落合雄介 RE Dealing in Securities 2017-06-22 2017-10-23
BFO805 OCHIAI Yusuke 落合雄介 RO Dealing in Securities 2015-06-24 2017-06-22
BFO805 OCHIAI Yusuke 落合雄介 RE Dealing in Futures Contracts 2015-06-04 2015-06-24
BFO805 OCHIAI Yusuke 落合雄介 RE Dealing in Futures Contracts 2017-06-22 2017-10-23
BFO805 OCHIAI Yusuke 落合雄介 RO Dealing in Futures Contracts 2015-06-24 2017-06-22
BFO805 OCHIAI Yusuke 落合雄介 RE Advising on Securities 2015-06-04 2015-06-24
BFO805 OCHIAI Yusuke 落合雄介 RE Advising on Securities 2017-06-22 2017-10-23
BFO805 OCHIAI Yusuke 落合雄介 RO Advising on Securities 2015-06-24 2017-06-22
BGS887 OHDAIRA Mitsuyuki RE Advising on Securities 2016-01-18 2016-01-22
BGS887 OHDAIRA Mitsuyuki RE Advising on Securities 2017-01-16 2017-01-18
BGS887 OHDAIRA Mitsuyuki RE Advising on Securities 2018-01-15 2018-01-18
BGS896 NAKAHARA Shuichi RE Advising on Securities 2016-01-18 2016-01-22
BGS896 NAKAHARA Shuichi RE Advising on Securities 2016-10-17 2016-10-19
BGS896 NAKAHARA Shuichi RE Advising on Securities 2017-08-28 2017-08-31
BGS896 NAKAHARA Shuichi RE Advising on Securities 2018-04-03 2018-04-09
BGZ614 ISHINO Masahiko RE Advising on Securities 2016-02-29 2016-03-02
BGZ614 ISHINO Masahiko RE Advising on Securities 2016-10-17 2016-10-19
BGZ614 ISHINO Masahiko RE Advising on Securities 2017-06-26 2017-06-30
BGZ614 ISHINO Masahiko RE Advising on Securities 2018-06-22 2018-06-27
BHD877 AKAHANE Takashi RE Advising on Securities 2016-03-22 2016-03-24
BHD877 AKAHANE Takashi RE Advising on Securities 2017-08-28 2017-08-31
BHD877 AKAHANE Takashi RE Advising on Securities 2018-08-31 2018-09-07
BHH064 HAGIWARA Koichiro RE Advising on Securities 2016-04-18 2016-04-20
BHH064 HAGIWARA Koichiro RE Advising on Securities 2017-01-16 2017-01-18
BHH064 HAGIWARA Koichiro RE Advising on Securities 2018-01-15 2018-01-18
BHH064 HAGIWARA Koichiro RE Advising on Securities 2018-10-05 2018-10-12
BHH066 MAJIMA Tatsuo RE Advising on Securities 2016-04-18 2016-04-20
BHH066 MAJIMA Tatsuo RE Advising on Securities 2018-03-19 2018-03-23
BHW524 GONG Li 龔理 RE Dealing in Securities 2016-07-25 2017-03-31
BHW526 KURIBARA Hideaki RE Advising on Securities 2016-07-25 2016-07-28
BHW526 KURIBARA Hideaki RE Advising on Securities 2017-04-18 2017-04-22
BHW526 KURIBARA Hideaki RE Advising on Securities 2018-07-20 2018-07-27
BHY398 YAMAWAKI Kasumi RE Advising on Securities 2016-08-22 2016-08-24
BID688 HOSOI Katsumi RE Advising on Securities 2016-09-26 2016-09-28
BID688 HOSOI Katsumi RE Advising on Securities 2017-10-23 2017-10-27
BID688 HOSOI Katsumi RE Advising on Securities 2018-09-07 2018-09-14
BIQ523 WONG Wesley Tze-ho 黃志豪 RE Dealing in Securities 2016-12-02
BIQ523 WONG Wesley Tze-ho 黃志豪 RE Advising on Securities 2018-09-12
BIR029 SENGOKU Makoto RE Advising on Securities 2016-12-12 2016-12-14
BIR029 SENGOKU Makoto RE Advising on Securities 2017-12-11 2017-12-13
BIR029 SENGOKU Makoto RE Advising on Securities 2018-11-23 2018-11-30
BJF229 KURIHARA Satoshi RE Advising on Securities 2017-03-13 2017-03-15
BJF229 KURIHARA Satoshi RE Advising on Securities 2018-10-12 2018-10-19
BJF239 ARAKI Kenji RE Advising on Securities 2017-03-23 2017-03-25
BJF239 ARAKI Kenji RE Advising on Securities 2018-04-09 2018-04-12
BJK435 YAMADA Kiyoshi RE Dealing in Securities 2017-05-15 2017-06-16
BJK435 YAMADA Kiyoshi RO Dealing in Securities 2017-06-16
BJK435 YAMADA Kiyoshi RE Dealing in Futures Contracts 2017-05-15 2017-06-16
BJK435 YAMADA Kiyoshi RO Dealing in Futures Contracts 2017-06-16
BJK435 YAMADA Kiyoshi RE Advising on Securities 2017-05-15 2017-06-16
BJK435 YAMADA Kiyoshi RO Advising on Securities 2017-06-16
BJR966 OHTA Tomoko RE Dealing in Securities 2017-06-22
BJR966 OHTA Tomoko RE Advising on Securities 2018-09-12
BKO012 OTSUKA Kosuke RE Dealing in Securities 2017-08-21 2018-05-14
BKO012 OTSUKA Kosuke RE Advising on Securities 2017-08-21 2018-05-14
BKW765 KANAI Kenji RE Advising on Securities 2017-09-19 2017-09-22
BKW765 KANAI Kenji RE Advising on Securities 2018-07-06 2018-07-13
BLM026 ARAI Naoki RE Dealing in Securities 2017-11-20
BLM026 ARAI Naoki RE Advising on Securities 2018-09-12
BMC988 SEKINUMA Joji 陳丞治 RE Dealing in Securities 2018-03-01 2018-11-15
BML436 HATADA Makoto RE Advising on Securities 2018-03-19 2018-03-23

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