Hong Kong SFC licence institution AAB639, Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

These are the licence-holders that were found for SFC licence institution AAB639 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB005 WOO Lam Hay 胡林熙 RE Dealing in Securities 2010-09-17
AAB263 NOMURA Hiroyuki RO Dealing in Securities 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Dealing in Futures Contracts 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Advising on Securities 2008-06-13 2011-04-16
AAB263 NOMURA Hiroyuki RO Advising on Corporate Finance 2008-06-13 2011-04-16
AAD076 OKA Hironori RO Dealing in Securities 2011-06-20
AAD076 OKA Hironori RO Dealing in Futures Contracts 2011-06-20
AAD076 OKA Hironori RO Advising on Securities 2011-06-20
AAD076 OKA Hironori RO Advising on Corporate Finance 2011-06-20
AAD089 ONOUE Tsutomu RO Dealing in Securities 2004-03-24 2005-04-22
AAD089 ONOUE Tsutomu RE Advising on Securities 2003-04-01 2004-03-24
AAD089 ONOUE Tsutomu RO Advising on Securities 2004-03-24 2005-04-22
AAD089 ONOUE Tsutomu RE Advising on Corporate Finance 2003-04-01 2004-03-02
AAD089 ONOUE Tsutomu RE Asset Management 2003-04-01 2004-03-02
AAD512 MARCON Stephen James Neville RE Dealing in Securities 2013-08-21 2017-02-23
AAD512 MARCON Stephen James Neville RE Advising on Securities 2013-08-21 2017-02-23
AAD818 WILLIAMSON David White RE Dealing in Securities 2003-07-28 2007-01-26
AAE161 TONG Wai Lun 唐偉麟 RE Dealing in Securities 2003-04-01 2008-12-13
AAE161 TONG Wai Lun 唐偉麟 RE Advising on Securities 2003-04-01 2005-02-07
AAE161 TONG Wai Lun 唐偉麟 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AAE161 TONG Wai Lun 唐偉麟 RE Asset Management 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Dealing in Securities 2003-04-01 2010-07-30
AAG207 NG Kwok Shing, Peter 伍國成 RE Advising on Securities 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AAG207 NG Kwok Shing, Peter 伍國成 RE Asset Management 2003-04-01 2005-02-07
AAG780 NARAIN Ravi RE Dealing in Securities 2010-07-22 2017-02-23
AAG780 NARAIN Ravi RE Advising on Securities 2010-07-22 2017-02-23
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Dealing in Securities 2010-10-13 2012-08-22
AAK390 ORDERS Jonathan Oliver Darcy 奧迪士 RE Advising on Corporate Finance 2010-10-13 2012-08-22
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Securities 2010-04-20 2013-06-25
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Advising on Securities 2010-04-20 2013-06-25
AAV861 BRADBURY Colin David RE Advising on Securities 2010-07-13 2012-02-16
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Dealing in Securities 2007-03-02 2010-10-03
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Advising on Securities 2009-01-23 2010-10-03
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Dealing in Securities 2004-03-15 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Advising on Securities 2003-04-01 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Advising on Corporate Finance 2003-04-01 2004-04-02
ABC959 SIU Yan Hong, Anthony 蕭寅康 RO Advising on Corporate Finance 2004-04-02 2004-11-18
ABC959 SIU Yan Hong, Anthony 蕭寅康 RE Asset Management 2003-04-01 2004-02-03
ABF032 WONG Chi Leung 黃志良 RE Dealing in Securities 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Advising on Securities 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Advising on Corporate Finance 2003-04-01 2003-11-01
ABF032 WONG Chi Leung 黃志良 RE Asset Management 2003-04-01 2003-11-01
ABM539 SIA Kwong Hai RE Dealing in Securities 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Advising on Securities 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABM539 SIA Kwong Hai RE Asset Management 2003-04-01 2003-10-21
ABN099 TSANG Yee Mai 曾綺薇 RE Dealing in Securities 2010-07-02
ABN099 TSANG Yee Mai 曾綺薇 RE Dealing in Futures Contracts 2010-07-02
ABN458 CHEUNG Ching Leung, Terence 張正樑 RE Dealing in Securities 2010-11-20 2012-07-25
ABN564 HETHERINGTON John Charles 夏嶺東 RE Advising on Securities 2010-12-09 2017-09-13
ABN564 HETHERINGTON John Charles 夏嶺東 RO Advising on Securities 2017-09-13
ABQ708 FAN Kwong Hung, Ernest 范廣鴻 RE Dealing in Securities 2004-01-13 2004-02-09
ABS284 LAI Leong Hang, Ringo 黎亮恒 RE Dealing in Securities 2003-04-10 2012-07-20
ABS928 MOK Yuk Sze 莫若詩 RE Dealing in Securities 2004-02-02 2005-05-17
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Dealing in Securities 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Advising on Securities 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Advising on Corporate Finance 2003-04-01 2003-09-03
ABV790 NG Suk Yin, Virginia 吳淑燕 RE Asset Management 2003-04-01 2003-09-03
ABW695 LIANG Chen-chung 梁振中 RE Dealing in Securities 2010-11-16 2012-02-16
ABW695 LIANG Chen-chung 梁振中 RE Advising on Corporate Finance 2010-11-16 2012-02-16
ACC653 LO Chi Wa, Ricky 羅志華 RE Dealing in Securities 2010-07-02
ACC653 LO Chi Wa, Ricky 羅志華 RE Dealing in Futures Contracts 2010-07-02
ACC762 GAO Zhikai 高志凱 RE Dealing in Securities 2011-06-03 2012-08-01
ACC762 GAO Zhikai 高志凱 RE Advising on Corporate Finance 2011-06-03 2012-08-01
ACG028 XIAN Chuping 冼楚平 RO Dealing in Securities 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Dealing in Futures Contracts 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Advising on Securities 2017-10-09
ACG028 XIAN Chuping 冼楚平 RO Advising on Corporate Finance 2017-10-09
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RE Dealing in Securities 2004-12-15 2009-01-10
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RE Advising on Corporate Finance 2004-12-13 2004-12-21
ACH182 YAU Hok Wai, Henry Clement 邱學煒 RO Advising on Corporate Finance 2004-12-21 2009-01-10
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Securities 2009-03-13 2011-08-01
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Futures Contracts 2009-03-13 2011-08-01
ACJ079 KIM Hyun Ho 金賢鎬 RE Advising on Securities 2009-03-25 2011-08-01
ACJ314 CHU Ka Kit, Peter 朱家傑 RE Advising on Securities 2009-08-24 2012-02-16
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RE Advising on Securities 2009-08-24 2009-10-20
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RO Advising on Securities 2009-10-20 2011-01-29
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Securities 2010-11-20 2013-08-02
ACJ532 WONG Sze Yuen, Ivan 王士元 RO Dealing in Securities 2013-08-02 2015-03-09
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Futures Contracts 2012-04-19 2015-03-09
ACL807 FANG Hei 方曦 RE Dealing in Securities 2004-03-05 2013-11-01
ACL807 FANG Hei 方曦 RE Dealing in Futures Contracts 2007-10-08 2013-11-01
ACM329 RUFFY Bruce Howard RE Dealing in Securities 2005-09-14 2007-06-12
ACN862 TANEFUSA Toru RE Dealing in Securities 2003-09-26 2004-03-08
ACN862 TANEFUSA Toru RE Dealing in Securities 2017-06-19 2017-06-25
ACQ141 CHENG Bik Hoi 鄭碧海 RE Advising on Securities 2009-08-24 2010-08-04
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2005-01-03 2005-10-14
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2006-02-16
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Futures Contracts 2007-10-08
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Advising on Securities 2008-12-29
ACR175 KIPPING Bryan Edward RE Dealing in Securities 2011-06-27 2011-07-03
ACR175 KIPPING Bryan Edward RE Dealing in Futures Contracts 2011-06-27 2011-07-03
ACR360 LAW Alison Chui Yin 羅翠妍 RE Advising on Securities 2013-11-18 2014-09-13
ACR446 WONG Wing Man, Esther 黃穎敏 RE Dealing in Securities 2010-09-10 2012-05-05
ACR446 WONG Wing Man, Esther 黃穎敏 RE Advising on Securities 2010-09-10 2012-05-05
ACR614 YU Ka Fai 余家輝 RE Dealing in Securities 2010-11-20 2011-09-16
ACW577 CHUNG Yan Yee, Andrew 鍾欣餘 RE Advising on Securities 2018-09-10
ACW967 DALZIELL Rohan John RE Advising on Securities 2013-10-10 2017-04-29
ACY060 LEE Kee Siong 李淦祥 RE Advising on Securities 2009-08-24
ACZ368 KAN Kwok Yu 簡國裕 RE Advising on Securities 2009-08-24
ADA727 NG Michael Chiu Ho 伍超豪 RE Dealing in Securities 2017-07-07 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RO Dealing in Securities 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RE Advising on Corporate Finance 2017-07-07 2017-09-22
ADA727 NG Michael Chiu Ho 伍超豪 RO Advising on Corporate Finance 2017-09-22
ADA891 CHANG Kwok Fai 鄭國輝 RE Dealing in Securities 2007-11-20 2008-01-29
ADA891 CHANG Kwok Fai 鄭國輝 RE Dealing in Futures Contracts 2007-11-01 2008-01-29
ADC274 CHANDER Vijaykumar RE Advising on Securities 2003-04-01 2003-09-16
ADC274 CHANDER Vijaykumar RE Advising on Corporate Finance 2003-04-01 2003-09-16
ADC274 CHANDER Vijaykumar RE Asset Management 2003-04-01 2003-09-16
ADE819 DUAN Hong 段宏 RE Dealing in Securities 2013-11-21 2016-05-03
ADE819 DUAN Hong 段宏 RO Dealing in Securities 2016-05-03
ADG696 BAILEY Simon Boulstridge RE Dealing in Securities 2003-09-19 2004-09-14
ADG716 LEUNG See Ho 梁思濠 RE Dealing in Securities 2010-04-23 2011-09-02
ADG716 LEUNG See Ho 梁思濠 RE Dealing in Futures Contracts 2010-04-23 2011-09-02
ADG716 LEUNG See Ho 梁思濠 RE Advising on Securities 2010-04-23 2011-09-02
ADG966 WANG Lan Ling RE Advising on Securities 2003-04-01 2004-10-30
ADG966 WANG Lan Ling RE Advising on Corporate Finance 2003-04-01 2004-10-30
ADG966 WANG Lan Ling RE Asset Management 2003-04-01 2004-10-30
ADH952 CHIU Pat Ngao, Steven 趙不傲 RE Dealing in Securities 2010-04-27 2011-09-13
ADH952 CHIU Pat Ngao, Steven 趙不傲 RO Advising on Corporate Finance 2010-04-27 2011-09-13
ADI036 CHAN Sik Tin 陳昔典 RE Advising on Securities 2009-08-24 2010-03-31
ADL712 MATSUSHITA Noriko RE Dealing in Securities 2003-04-01 2008-07-08
ADL712 MATSUSHITA Noriko RE Advising on Securities 2003-04-01 2005-02-07
ADL712 MATSUSHITA Noriko RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADL712 MATSUSHITA Noriko RE Asset Management 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RE Dealing in Securities 2003-04-01 2010-12-24
ADM811 KANG Kyong Pil 康景弼 RO Dealing in Securities 2010-12-24 2013-06-28
ADM811 KANG Kyong Pil 康景弼 RO Dealing in Futures Contracts 2007-10-05 2013-06-28
ADM811 KANG Kyong Pil 康景弼 RE Advising on Securities 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADM811 KANG Kyong Pil 康景弼 RE Asset Management 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RE Dealing in Securities 2003-04-01 2005-09-30
ADP243 MIZUNO Kosuke RO Dealing in Securities 2005-09-30 2007-10-27
ADP243 MIZUNO Kosuke RO Dealing in Securities 2014-10-13 2016-03-30
ADP243 MIZUNO Kosuke RE Advising on Securities 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RE Advising on Securities 2005-08-24 2005-09-30
ADP243 MIZUNO Kosuke RO Advising on Securities 2005-09-30 2007-10-27
ADP243 MIZUNO Kosuke RO Advising on Securities 2014-10-13 2016-03-30
ADP243 MIZUNO Kosuke RE Advising on Corporate Finance 2003-04-01 2005-02-07
ADP243 MIZUNO Kosuke RE Asset Management 2003-04-01 2005-02-07
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Securities 2003-04-01 2004-11-06
ADQ101 WONG Wai Wah 黃慧華 RE Advising on Corporate Finance 2003-04-01 2004-11-06
ADQ101 WONG Wai Wah 黃慧華 RE Asset Management 2003-04-01 2004-11-06
ADQ241 TOM Judy RE Dealing in Securities 2009-03-02 2009-08-01
ADQ241 TOM Judy RE Dealing in Futures Contracts 2009-03-02 2009-08-01
ADQ241 TOM Judy RE Advising on Securities 2009-03-09 2009-08-01
ADR463 YEU Chiu Wah 姚昭華 RE Dealing in Securities 2006-09-28 2014-04-16
ADR463 YEU Chiu Wah 姚昭華 RE Advising on Corporate Finance 2006-09-28 2006-12-01
ADR463 YEU Chiu Wah 姚昭華 RO Advising on Corporate Finance 2006-12-01 2014-04-16
ADR669 MAR Johnson RE Dealing in Securities 2008-11-11 2012-08-30
ADR669 MAR Johnson RE Dealing in Futures Contracts 2008-11-11 2012-08-30
ADR669 MAR Johnson RE Advising on Securities 2008-12-29 2012-08-30
ADS783 LAM Hok Hoi 林學海 RE Advising on Securities 2010-07-12 2014-07-05
ADT508 CHADWICK Mark David RE Dealing in Securities 2010-05-17 2011-09-10
ADT508 CHADWICK Mark David RE Advising on Securities 2010-05-17 2011-09-10
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Securities 2004-03-30 2010-08-16
ADU225 HUNG Lum, Leon 洪霖 RE Dealing in Futures Contracts 2007-10-08 2010-08-16
ADV290 BHISITKUL John Bunkrit RE Dealing in Securities 2007-07-09 2012-02-16
ADV290 BHISITKUL John Bunkrit RE Advising on Corporate Finance 2007-07-09 2012-02-16
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2007-08-20 2007-11-17
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Futures Contracts 2007-10-25 2007-11-17
ADW149 LEE Wai Chung 李慧中 RE Dealing in Securities 2004-05-11 2004-07-29
ADX523 NG Lap Fung 伍立峯 RE Dealing in Securities 2010-11-20 2012-02-18
ADY707 LO Ming Hung 盧銘雄 RE Advising on Securities 2009-08-24 2011-09-22
ADZ738 LOBELLO Christopher Michael RE Advising on Securities 2011-04-11 2011-07-07
ADZ738 LOBELLO Christopher Michael RO Advising on Securities 2011-07-07 2012-08-29
AEA201 TAM Shing Hei 譚成希 RE Dealing in Securities 2007-08-13 2011-09-10
AEA201 TAM Shing Hei 譚成希 RE Advising on Securities 2009-01-23 2011-09-10
AEA299 LEUNG Chor Ming 梁礎銘 RE Dealing in Securities 2003-11-04 2004-08-19
AEB951 PAK Hiu Ching 白曉青 RE Dealing in Securities 2006-07-19 2011-01-10
AEB951 PAK Hiu Ching 白曉青 RE Advising on Corporate Finance 2006-07-19 2006-12-01
AEB951 PAK Hiu Ching 白曉青 RE Advising on Corporate Finance 2007-05-18 2009-06-08
AEB951 PAK Hiu Ching 白曉青 RO Advising on Corporate Finance 2006-12-01 2007-05-18
AEB951 PAK Hiu Ching 白曉青 RO Advising on Corporate Finance 2009-06-08 2011-01-10
AED197 WONG Kai Tung, Simon 黃繼東 RE Dealing in Securities 2007-07-19 2009-09-17
AED197 WONG Kai Tung, Simon 黃繼東 RE Advising on Corporate Finance 2007-07-19 2009-09-17
AED841 CHAN Ka Kit 陳家傑 RE Dealing in Securities 2004-12-09 2007-09-29
AEE776 FUNG Hao Chuen, David 馮浩存 RE Dealing in Securities 2010-04-29 2011-09-02
AEE776 FUNG Hao Chuen, David 馮浩存 RE Dealing in Futures Contracts 2010-04-29 2011-09-02
AEG183 NG John Wah 伍華安 RE Dealing in Securities 2007-10-10 2011-08-01
AEG183 NG John Wah 伍華安 RE Dealing in Futures Contracts 2007-11-14 2011-08-01
AEG183 NG John Wah 伍華安 RE Advising on Securities 2009-01-23 2011-08-01
AEH242 KWAN Ringo Cheukkai 關卓啟 RE Dealing in Securities 2007-01-22 2010-02-20
AEH242 KWAN Ringo Cheukkai 關卓啟 RE Advising on Corporate Finance 2006-12-27 2007-01-04
AEH242 KWAN Ringo Cheukkai 關卓啟 RO Advising on Corporate Finance 2007-01-04 2010-02-20
AEH947 KATSUTA Hisao 勝田久男 RE Dealing in Securities 2010-09-13 2012-02-01
AEH947 KATSUTA Hisao 勝田久男 RE Advising on Securities 2010-09-13 2012-02-01
AEH947 KATSUTA Hisao 勝田久男 RE Advising on Corporate Finance 2010-09-13 2012-02-01
AEI555 CHAN Man Hon 陳文瀚 RE Advising on Securities 2010-03-17 2014-10-01
AEK266 CHU Chun-Ju 朱俊如 RE Dealing in Securities 2009-04-28 2011-05-06
AEK317 LAW Hin Pong Joe 羅顯邦 RE Dealing in Securities 2006-08-10 2011-03-21
AEK317 LAW Hin Pong Joe 羅顯邦 RE Advising on Securities 2009-01-23 2011-03-21
AEK749 WONG Ka Man 黃家文 RE Dealing in Securities 2010-03-10
AEK749 WONG Ka Man 黃家文 RO Advising on Corporate Finance 2010-03-10
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Dealing in Securities 2004-11-18 2006-09-09
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Advising on Securities 2003-04-01 2004-11-16
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Advising on Corporate Finance 2003-04-01 2006-09-09
AEL364 WOO Chi Wang, Patrick 胡志宏 RE Asset Management 2003-04-01 2004-11-16
AEM553 MA Adeline 馬雅蓮 RE Dealing in Securities 2005-07-13 2005-07-27
AEN383 MIZUNO Masashi RE Dealing in Securities 2008-05-15 2008-10-10
AEN383 MIZUNO Masashi RO Dealing in Securities 2003-04-01 2004-05-24
AEN383 MIZUNO Masashi RE Dealing in Futures Contracts 2008-05-15 2008-10-10
AEN383 MIZUNO Masashi RE Advising on Securities 2008-05-15 2008-10-10
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Securities 2010-08-04 2012-02-16
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Futures Contracts 2010-08-04 2012-02-16
AEN763 CHAN Kin Wah 陳鍵華 RE Dealing in Securities 2010-11-20 2013-05-23
AEN763 CHAN Kin Wah 陳鍵華 RO Dealing in Securities 2013-05-23 2015-01-12
AEN763 CHAN Kin Wah 陳鍵華 RO Dealing in Futures Contracts 2013-05-23 2015-01-12
AEN772 GRABNER Heinrich 葛侃寧 RE Dealing in Securities 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Advising on Securities 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Advising on Corporate Finance 2003-04-01 2004-05-25
AEN772 GRABNER Heinrich 葛侃寧 RE Asset Management 2003-04-01 2004-05-25
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Dealing in Securities 2003-04-01 2006-06-06
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Advising on Securities 2003-04-01 2005-02-07
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEP628 CHAN Tsui Mei, Amy 陳翠薇 RE Asset Management 2003-04-01 2005-02-07
AEQ936 CHAN Chun Chung 陳振聰 RE Dealing in Securities 2010-11-20 2015-01-12
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2011-01-03 2013-06-15
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Advising on Securities 2011-01-03 2013-06-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Dealing in Securities 2003-04-01 2009-04-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Dealing in Futures Contracts 2007-10-08 2009-04-15
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Advising on Securities 2003-04-01 2005-02-07
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEV682 FUNG Ka Fai, Karfield 馮嘉輝 RE Asset Management 2003-04-01 2005-02-07
AEV843 SULLIVAN Andrew Michael RE Dealing in Securities 2004-10-11 2007-12-06
AEY314 LAM Chun Kwok, Jimmy 林振國 RE Advising on Securities 2010-11-09 2011-08-19
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Dealing in Securities 2003-04-01 2016-08-04
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Dealing in Futures Contracts 2007-10-08 2016-08-04
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Advising on Securities 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AEZ684 KOBAYASHI Sachiko 小林幸子 RE Asset Management 2003-04-01 2005-02-07
AFB221 MIU Hon Kit 繆漢傑 RE Advising on Securities 2008-03-04 2012-10-30
AFC648 KONG Hon Ming 江漢明 RE Dealing in Securities 2014-01-06 2016-05-06
AFD746 JACKAMO II Thomas Joseph RE Dealing in Securities 2010-09-01 2012-02-16
AFD746 JACKAMO II Thomas Joseph RE Advising on Corporate Finance 2010-09-01 2012-02-16
AFE060 CUDIA Celso Silva 邱明傑 RE Dealing in Securities 2014-09-01
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Securities 2005-05-17 2007-06-08
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Securities 2007-09-27 2013-05-25
AFE965 LAW Ka Po 羅嘉寶 RE Dealing in Futures Contracts 2010-01-25 2013-05-25
AFF227 LI Pak Lin, Sandy 李白蓮 RE Dealing in Securities 2006-10-23 2009-08-07
AFF227 LI Pak Lin, Sandy 李白蓮 RE Advising on Securities 2006-10-23 2009-08-07
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Dealing in Securities 2004-09-02 2012-02-16
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Advising on Securities 2008-12-29 2012-02-16
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2015-04-13
AFJ284 GARCIA Michael Anthony RE Dealing in Futures Contracts 2015-04-13
AFK428 LEUNG Chun Yue 梁振宇 RE Dealing in Securities 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Advising on Securities 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Advising on Corporate Finance 2003-04-01 2004-11-25
AFK428 LEUNG Chun Yue 梁振宇 RE Asset Management 2003-04-01 2004-11-25
AFL218 YOSHIDA Tomoko 吉田朋子 RE Dealing in Securities 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Advising on Securities 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Advising on Corporate Finance 2003-04-01 2003-06-14
AFL218 YOSHIDA Tomoko 吉田朋子 RE Asset Management 2003-04-01 2003-06-14
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Dealing in Securities 2008-04-11 2009-01-10
AFM323 CHAN Kwun Wah Derek 陳冠樺 RE Advising on Corporate Finance 2008-04-01 2008-04-28
AFM323 CHAN Kwun Wah Derek 陳冠樺 RO Advising on Corporate Finance 2008-04-28 2009-01-10
AFM432 YEUNG Pui Fung, Anna 楊佩鳳 RE Dealing in Securities 2013-06-03
AFN684 PANG On Ki 彭安琪 RE Dealing in Securities 2010-11-20 2011-09-06
AFP308 HO Wai Kei 何偉基 RE Advising on Securities 2009-08-24 2013-09-25
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Dealing in Securities 2003-04-01 2005-06-27
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Advising on Securities 2003-04-01 2005-02-07
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFQ287 YUNG Man Fong, Fion 容敏芳 RE Asset Management 2003-04-01 2005-02-07
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Dealing in Securities 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Advising on Securities 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Advising on Corporate Finance 2003-04-01 2003-11-01
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Asset Management 2003-04-01 2003-11-01
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Advising on Corporate Finance 2005-05-30 2005-06-14
AFR780 TAM Tak Wing 譚德榮 RE Dealing in Securities 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Advising on Securities 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Advising on Corporate Finance 2003-04-01 2003-08-16
AFR780 TAM Tak Wing 譚德榮 RE Asset Management 2003-04-01 2003-08-16
AFS336 KAZUI Yoshiyuki RE Dealing in Securities 2003-04-01 2008-04-14
AFS336 KAZUI Yoshiyuki RO Dealing in Securities 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RE Dealing in Futures Contracts 2007-10-08 2008-04-14
AFS336 KAZUI Yoshiyuki RO Dealing in Futures Contracts 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RE Advising on Securities 2003-04-01 2005-02-07
AFS336 KAZUI Yoshiyuki RE Advising on Securities 2008-02-15 2008-04-14
AFS336 KAZUI Yoshiyuki RO Advising on Securities 2008-04-14 2009-10-31
AFS336 KAZUI Yoshiyuki RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFS336 KAZUI Yoshiyuki RE Asset Management 2003-04-01 2005-02-07
AFS531 CHOW Ting Ka 周廷珈 RE Dealing in Securities 2007-04-10 2007-08-04
AFS531 CHOW Ting Ka 周廷珈 RE Advising on Securities 2007-04-10 2007-08-04
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Securities 2008-11-04 2011-09-10
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Securities 2013-08-19
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Futures Contracts 2008-11-04 2011-09-10
AFT616 AU-YEUNG Wing Yee, Wendy 歐陽詠儀 RE Dealing in Futures Contracts 2013-08-19
AFU290 LO Sui Yan, Rex 盧穗欣 RE Dealing in Securities 2010-11-20 2011-09-03
AFU680 LEE Hon Nam 李翰南 RE Dealing in Securities 2004-10-05 2012-02-16
AFU680 LEE Hon Nam 李翰南 RE Advising on Corporate Finance 2004-10-05 2006-08-24
AFU680 LEE Hon Nam 李翰南 RO Advising on Corporate Finance 2006-08-24 2012-02-16
AFU687 TO Tsz Wai 杜子偉 RE Dealing in Securities 2003-04-01 2005-03-10
AFU687 TO Tsz Wai 杜子偉 RE Advising on Securities 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AFU687 TO Tsz Wai 杜子偉 RE Asset Management 2003-04-01 2005-02-07
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Securities 2005-09-23
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Futures Contracts 2007-10-08
AFZ169 CHAN Shun Ho 陳舜河 RE Dealing in Securities 2007-08-20
AFZ169 CHAN Shun Ho 陳舜河 RE Dealing in Futures Contracts 2007-10-25
AGA425 YING Hak Kai 應克佳 RE Dealing in Securities 2003-06-06 2010-11-29
AGA836 NGAI Kwok Fung 魏國峰 RE Dealing in Securities 2004-11-16 2005-01-20
AGA836 NGAI Kwok Fung 魏國峰 RE Advising on Corporate Finance 2003-09-18 2005-01-20
AGA971 JOHNSON Christopher Lind RE Dealing in Securities 2010-02-11 2012-02-14
AGA971 JOHNSON Christopher Lind RE Dealing in Futures Contracts 2010-02-11 2012-02-14
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Dealing in Securities 2004-11-24 2006-10-04
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Securities 2003-04-01 2004-11-23
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Corporate Finance 2003-04-01 2006-08-22
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Advising on Corporate Finance 2006-08-22 2006-10-04
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Asset Management 2003-04-01 2004-11-23
AGC636 LIU Xiaohong 劉曉紅 RE Dealing in Securities 2006-05-29 2016-09-29
AGC636 LIU Xiaohong 劉曉紅 RE Advising on Corporate Finance 2006-05-29 2007-03-09
AGC636 LIU Xiaohong 劉曉紅 RO Advising on Corporate Finance 2007-03-09 2016-09-29
AGC833 YOKOTA Fumiko 橫田文子 RE Dealing in Securities 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Advising on Securities 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Advising on Corporate Finance 2003-04-01 2003-08-06
AGC833 YOKOTA Fumiko 橫田文子 RE Asset Management 2003-04-01 2003-08-06
AGC853 YEUNG Wing Kwong, Kenneth 楊永光 RE Dealing in Securities 2007-03-26 2013-10-18
AGC853 YEUNG Wing Kwong, Kenneth 楊永光 RE Dealing in Futures Contracts 2008-08-13 2013-10-18
AGC897 CHENG Man Chi 鄭敏芝 RE Dealing in Securities 2010-11-20 2015-01-12
AGE134 ANG Bee Leng RE Dealing in Securities 2010-10-13 2013-08-08
AGF966 KIM Jason Sung RE Dealing in Securities 2015-07-13
AGG935 WONG Wai Yan 黃惠恩 RE Dealing in Securities 2010-11-20 2013-06-21
AGG935 WONG Wai Yan 黃惠恩 RO Dealing in Securities 2013-06-21 2016-01-01
AGH360 CHAN Shuk Yin 陳淑賢 RE Dealing in Securities 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Securities 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Advising on Corporate Finance 2003-04-01 2004-01-31
AGH360 CHAN Shuk Yin 陳淑賢 RE Asset Management 2003-04-01 2004-01-31
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Dealing in Securities 2005-10-20 2006-11-14
AGI950 LOK Wai Chun, Marshal 駱瑋浚 RE Advising on Corporate Finance 2005-10-20 2006-11-14
AGJ125 WAN Maurine 溫慕蓮 RE Advising on Securities 2009-08-24
AGJ184 NG Wai Yu 吳惠如 RE Dealing in Securities 2006-08-17 2008-11-08
AGJ778 OHIRA Yuko RE Dealing in Securities 2003-04-01 2014-06-07
AGJ778 OHIRA Yuko RE Advising on Securities 2003-04-01 2005-02-07
AGJ778 OHIRA Yuko RE Advising on Corporate Finance 2003-04-01 2005-02-07
AGJ778 OHIRA Yuko RE Asset Management 2003-04-01 2005-02-07
AGK907 NG Chak Chung 吳澤松 RE Dealing in Securities 2007-08-16 2007-12-20
AGL967 TSUN Rowena Wai Hang 秦緯珩 RE Dealing in Securities 2003-12-09 2004-03-01
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Securities 2008-10-21 2011-02-12
AGM381 ZAMORA Poch Edward Imperial RE Dealing in Futures Contracts 2008-10-21 2011-02-12
AGN541 LIAN Xiaolu 連小鷺 RE Dealing in Securities 2011-06-15 2012-02-16
AGN541 LIAN Xiaolu 連小鷺 RE Advising on Corporate Finance 2011-06-15 2012-02-16
AGO032 WONG Man Kuen, Gary 黃文權 RE Dealing in Securities 2007-08-28
AGO346 CHEUNG Kwok Wah 張國華 RE Dealing in Securities 2003-04-01 2006-12-01
AGO346 CHEUNG Kwok Wah 張國華 RE Advising on Securities 2003-04-01 2005-02-07
AGO346 CHEUNG Kwok Wah 張國華 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AGO346 CHEUNG Kwok Wah 張國華 RE Asset Management 2003-04-01 2005-02-07
AGO376 LIM Swee Tin Lisa 林瑞珍 RE Dealing in Securities 2007-07-24 2008-05-05
AGO376 LIM Swee Tin Lisa 林瑞珍 RO Dealing in Securities 2008-05-05 2010-10-20
AGO376 LIM Swee Tin Lisa 林瑞珍 RE Advising on Corporate Finance 2007-08-17 2010-10-20
AGO903 SAWLANI Danny Thakurdas RE Dealing in Securities 2007-10-05 2009-08-27
AGO903 SAWLANI Danny Thakurdas RE Advising on Corporate Finance 2007-10-05 2009-08-27
AGP398 MIZUKOSHI Kazuyoshi RO Advising on Corporate Finance 2003-04-01 2004-05-24
AGP398 MIZUKOSHI Kazuyoshi RO Advising on Corporate Finance 2009-01-07 2011-10-14
AGP655 TAM Kin Fong 譚建方 RE Dealing in Securities 2008-03-06 2009-07-04
AGP655 TAM Kin Fong 譚建方 RE Advising on Corporate Finance 2008-02-21 2009-07-04
AGR037 LAU Hon 劉侃 RE Dealing in Securities 2005-09-27 2005-10-04
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Securities 2003-04-01 2004-08-10
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Securities 2015-06-18
AGU752 TOMIYAMA Takuya 富山卓也 RE Dealing in Futures Contracts 2015-06-18
AGU752 TOMIYAMA Takuya 富山卓也 RE Advising on Securities 2003-04-01 2003-06-11
AGU752 TOMIYAMA Takuya 富山卓也 RE Advising on Corporate Finance 2003-04-01 2003-06-11
AGU752 TOMIYAMA Takuya 富山卓也 RE Asset Management 2003-04-01 2003-06-11
AGW424 LI Kathy 李嘉怡 RE Dealing in Securities 2010-11-20 2012-06-20
AGW561 SIU Pui Kay, Ruby 蕭珮琪 RE Dealing in Securities 2013-09-30 2014-05-24
AGX302 LAPAKULCHAI Vacharachai 林銘輝 RE Advising on Securities 2003-10-29 2016-06-23
AGY660 THAM Mun Hon 譚文漢 RE Advising on Securities 2009-08-24 2011-09-16
AHC251 LIU Chung Hsun 劉宗勳 RE Dealing in Securities 2003-04-01
AHC251 LIU Chung Hsun 劉宗勳 RE Dealing in Futures Contracts 2007-10-08
AHC251 LIU Chung Hsun 劉宗勳 RE Advising on Securities 2003-04-01 2005-02-07
AHC251 LIU Chung Hsun 劉宗勳 RE Advising on Corporate Finance 2003-04-01 2005-02-07
AHC251 LIU Chung Hsun 劉宗勳 RE Asset Management 2003-04-01 2005-02-07
AHD220 GU Gerard Sheng RE Dealing in Securities 2010-11-08 2012-08-22
AHD220 GU Gerard Sheng RE Advising on Corporate Finance 2010-11-08 2012-08-22
AHF765 BHAMMER Vishal Mahendra Kumar RE Dealing in Securities 2010-08-30 2013-05-15
AHF765 BHAMMER Vishal Mahendra Kumar RE Advising on Securities 2010-08-30 2013-05-15
AHF798 HAN William Wei-Lee RE Dealing in Securities 2010-07-02 2012-02-07
AHF798 HAN William Wei-Lee RE Advising on Securities 2010-07-02 2012-02-07
AHG570 CHIEN Jackie Wei Jia RE Dealing in Securities 2011-05-30 2012-08-22
AHG570 CHIEN Jackie Wei Jia RE Advising on Corporate Finance 2011-05-30 2012-08-22
AHK579 SHIMADA Kenji RE Dealing in Securities 2003-04-01 2005-07-15
AHK579 SHIMADA Kenji RO Dealing in Securities 2005-07-15 2007-07-17
AHK579 SHIMADA Kenji RE Advising on Securities 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RO Advising on Securities 2005-07-15 2007-07-17
AHK579 SHIMADA Kenji RE Advising on Corporate Finance 2003-04-01 2005-02-07
AHK579 SHIMADA Kenji RE Asset Management 2003-04-01 2005-02-07
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Dealing in Securities 2011-10-27 2012-08-22
AHK750 YIP Kai Sun, Sunny 葉啟燊 RE Advising on Corporate Finance 2011-10-27 2011-12-09
AHK750 YIP Kai Sun, Sunny 葉啟燊 RO Advising on Corporate Finance 2011-12-09 2012-08-22
AHL612 MIZOGUCHI Hironori RE Dealing in Securities 2009-04-01
AHL612 MIZOGUCHI Hironori RE Advising on Securities 2009-04-01
AHS992 SASAKI Shinichi 佐佐木伸一 RE Dealing in Securities 2008-07-21 2011-04-24
AHS992 SASAKI Shinichi 佐佐木伸一 RE Dealing in Securities 2014-04-24 2014-12-19
AHS992 SASAKI Shinichi 佐佐木伸一 RO Dealing in Securities 2014-12-19
AHT095 CHAN Mong Har RE Dealing in Securities 2007-10-05 2009-02-28
AHT095 CHAN Mong Har RE Advising on Securities 2009-01-23 2009-02-28
AHU523 MATSUMOTO Satoshi RO Dealing in Securities 2003-04-01 2006-04-03
AHU523 MATSUMOTO Satoshi RO Advising on Securities 2003-04-01 2006-04-03
AHU523 MATSUMOTO Satoshi RO Advising on Corporate Finance 2003-04-01 2006-04-03
AHU748 TAM Kwok Ho, Ronald 譚國豪 RE Dealing in Securities 2011-03-11 2013-06-24
AHU748 TAM Kwok Ho, Ronald 譚國豪 RE Advising on Corporate Finance 2011-03-11 2013-06-24
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Securities 2007-10-04 2008-01-05
AIB744 CHAN Kin Yu, Ronnie 陳建宇 RE Dealing in Securities 2010-11-20 2014-01-16
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Securities 2010-02-09 2011-09-03
AIB753 COWPERTHWAITE Adam Aaron RE Dealing in Futures Contracts 2010-02-09 2011-09-03
AIB790 YUEN Ka Lai 阮嘉麗 RE Dealing in Securities 2010-11-20 2015-12-01
AIB803 LOKE Wai Ming 陸偉明 RE Dealing in Securities 2009-07-09 2011-11-08
AIB803 LOKE Wai Ming 陸偉明 RE Advising on Corporate Finance 2009-07-09 2010-03-11
AIB803 LOKE Wai Ming 陸偉明 RO Advising on Corporate Finance 2010-03-11 2011-11-08
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2003-12-09 2007-05-18
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2009-05-07 2012-07-20
AIR943 WANG Lumeng 王魯蒙 RE Advising on Securities 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Advising on Corporate Finance 2003-04-01 2003-11-10
AIR943 WANG Lumeng 王魯蒙 RE Asset Management 2003-04-01 2003-11-10
AIR944 CAILAO Antonio Del Pilar RE Dealing in Securities 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Advising on Securities 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Advising on Corporate Finance 2003-04-01 2003-10-15
AIR944 CAILAO Antonio Del Pilar RE Asset Management 2003-04-01 2003-10-15
AIR954 SHIRAISHI Takeshi 白石武 RE Advising on Corporate Finance 2003-04-16 2003-11-16
AIS610 LAM Yu Man, Priscilla 林于敏 RE Dealing in Securities 2011-05-09 2012-08-23
AIS610 LAM Yu Man, Priscilla 林于敏 RE Advising on Corporate Finance 2011-05-09 2012-08-23
AIT881 OTANI Tomono 大谷知乃 RE Dealing in Securities 2003-04-10 2004-05-31
AIX145 GORNALL Adrian Rubin RE Dealing in Securities 2003-04-23 2004-05-10
AJA361 KOT Jack Hou Eric 葛積豪 RE Dealing in Securities 2008-10-27
AJA361 KOT Jack Hou Eric 葛積豪 RE Dealing in Futures Contracts 2008-10-27
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Dealing in Securities 2009-02-18 2009-06-13
AJB997 CHEY Jung-Hyun RE Dealing in Securities 2003-07-21 2004-04-12
AJC091 LEE Jong Song 李鐘松 RE Dealing in Securities 2003-07-24 2004-04-12
AJC091 LEE Jong Song 李鐘松 RE Dealing in Securities 2004-05-17 2005-11-10
AJE235 LI Chun Yu, Benson 李振宇 RE Dealing in Securities 2008-01-31 2011-03-21
AJE235 LI Chun Yu, Benson 李振宇 RE Advising on Securities 2008-12-29 2011-03-21
AJE274 WONG Po Yee 黃寶儀 RE Advising on Securities 2009-08-24 2010-07-30
AJF996 WONG Kwun Hung 王冠雄 RE Dealing in Securities 2007-04-24 2007-07-26
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RE Dealing in Securities 2012-01-06 2014-03-22
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RE Advising on Corporate Finance 2012-01-06 2014-02-12
AJH211 AU-YEUNG Wai Kai, Angus 歐陽為鍇 RO Advising on Corporate Finance 2014-02-12 2014-03-22
AJK540 HO Ka Wai 何家偉 RE Dealing in Securities 2004-01-20 2007-01-26
AJL491 LAU Ching Yin, Justin 劉正賢 RE Advising on Securities 2010-10-25 2012-08-29
AJL552 HOEPFFNER Edouard Yves Maurice Pierre RE Dealing in Securities 2010-04-12 2011-09-03
AJL552 HOEPFFNER Edouard Yves Maurice Pierre RE Dealing in Futures Contracts 2010-04-12 2011-09-03
AJL553 SIMPSON Justin Vaughn RE Dealing in Securities 2014-01-13 2017-09-14
AJL553 SIMPSON Justin Vaughn RE Advising on Corporate Finance 2014-01-13 2017-09-14
AJL563 TERREBROOD JR Henry Lee RE Dealing in Securities 2008-11-21 2010-07-21
AJL563 TERREBROOD JR Henry Lee RE Advising on Securities 2008-12-29 2010-07-21
AJN346 SARKIS David RE Dealing in Securities 2010-02-12 2010-04-21
AJN346 SARKIS David RO Dealing in Securities 2010-04-21 2012-03-22
AJN346 SARKIS David RE Dealing in Futures Contracts 2010-02-12 2012-03-22
AJN346 SARKIS David RE Advising on Securities 2010-02-12 2010-04-21
AJN346 SARKIS David RO Advising on Securities 2010-04-21 2012-03-22
AJN951 YOSHIHARA Koji RE Dealing in Securities 2004-03-16 2004-06-01
AJN951 YOSHIHARA Koji RO Dealing in Securities 2004-06-01 2005-03-14
AJN951 YOSHIHARA Koji RE Advising on Corporate Finance 2004-03-16 2004-06-01
AJN951 YOSHIHARA Koji RO Advising on Corporate Finance 2004-06-01 2005-03-14
AJO196 WONG Anson Gong Wah 黃江華 RE Dealing in Securities 2011-05-11 2011-09-03
AJO196 WONG Anson Gong Wah 黃江華 RE Dealing in Futures Contracts 2011-05-11 2011-09-03
AJO304 CHAN Wing Chiu 陳穎釗 RE Advising on Securities 2014-01-07
AJO305 FUJISHIMA Hisako RE Dealing in Securities 2004-03-19 2007-04-16
AJO308 SAITO Shoichi 齋藤彰一 RE Dealing in Securities 2004-03-19 2004-06-01
AJO308 SAITO Shoichi 齋藤彰一 RO Dealing in Securities 2004-06-01 2008-01-11
AJO308 SAITO Shoichi 齋藤彰一 RO Dealing in Securities 2009-06-08 2012-07-18
AJO308 SAITO Shoichi 齋藤彰一 RO Advising on Securities 2005-04-13 2008-01-11
AJO308 SAITO Shoichi 齋藤彰一 RO Advising on Securities 2009-06-08 2012-07-18
AKI974 WU Yuet Ming, Grace 胡月明 RE Advising on Securities 2010-09-13 2014-05-15
AKN220 LEE Ping 李萍 RE Dealing in Securities 2004-04-28 2009-05-01
AKS933 LEE Sze Wan 李詩韻 RE Dealing in Securities 2006-09-27 2011-09-20
AKS933 LEE Sze Wan 李詩韻 RE Advising on Corporate Finance 2006-09-25 2011-09-20
AKV099 HO Ka Wai 何家維 RE Advising on Securities 2010-07-29 2012-02-16
AKX577 KITNEY Paul Michael RE Advising on Securities 2017-10-25
AKY483 NG Kwong 伍剛 RE Dealing in Securities 2006-06-29 2007-10-19
AKY483 NG Kwong 伍剛 RE Advising on Corporate Finance 2006-06-29 2007-10-19
AKY763 SARMAH Pranab Kumar RE Advising on Securities 2009-08-24 2013-09-25
ALB956 TAKASE Eiji 高瀨英二 RE Dealing in Securities 2004-08-12 2008-10-14
ALB956 TAKASE Eiji 高瀨英二 RE Advising on Corporate Finance 2004-08-12 2008-10-14
ALB983 CHEUNG Siu Kiu 張小喬 RE Dealing in Securities 2010-11-20 2015-03-09
ALF737 ONG Cheng Choo, Cilicia 王清珠 RE Dealing in Securities 2009-11-10 2011-09-16
ALF737 ONG Cheng Choo, Cilicia 王清珠 RE Advising on Securities 2009-11-10 2011-09-16
ALG188 TSANG Ka Kan, Edmund 曾嘉勤 RE Dealing in Securities 2017-02-06
ALI039 CHAN Chore Man, Germaine 陳楚雯 RE Dealing in Securities 2008-02-05 2010-06-29
ALI039 CHAN Chore Man, Germaine 陳楚雯 RE Advising on Corporate Finance 2008-01-25 2010-06-29
ALI154 LIU Chang 劉暢 RE Dealing in Securities 2004-10-11 2005-02-24
ALI154 LIU Chang 劉暢 RE Advising on Corporate Finance 2004-10-11 2005-02-24
ALI727 LEUNG Ching 梁青 RE Dealing in Securities 2006-07-18 2006-10-17
ALJ957 KWOK Dik Sze, Daisy 郭迪思 RE Dealing in Securities 2010-12-06 2013-08-31
ALJ957 KWOK Dik Sze, Daisy 郭迪思 RE Advising on Securities 2010-12-06 2013-08-31
ALJ991 CHANG Ching-Kun 張靖坤 RE Advising on Securities 2010-10-15 2012-09-01
ALK263 YUIHAMA Hirokazu RE Advising on Securities 2009-08-24 2009-10-20
ALK263 YUIHAMA Hirokazu RO Advising on Securities 2009-10-20 2010-04-09
ALN138 GUHA ROY Tathagata RE Advising on Securities 2011-06-15 2012-08-29
ALO245 MIAO Hui 繆暉 RE Advising on Securities 2013-09-02 2013-09-28
ALO548 ZHANG Xiongfeng 張雄峰 RE Dealing in Securities 2004-12-28 2010-11-09
ALO548 ZHANG Xiongfeng 張雄峰 RE Advising on Corporate Finance 2004-12-28 2010-11-09
ALR980 LO Shih-hung 羅仕泓 RE Dealing in Securities 2010-07-26 2012-05-05
ALR980 LO Shih-hung 羅仕泓 RE Dealing in Futures Contracts 2010-07-26 2012-05-05
ALS814 HIMOTO Tatsuya RE Dealing in Securities 2005-03-01 2005-04-28
ALS814 HIMOTO Tatsuya RO Dealing in Securities 2005-04-28 2008-07-31
ALS814 HIMOTO Tatsuya RO Dealing in Securities 2014-08-21 2016-04-20
ALS814 HIMOTO Tatsuya RE Advising on Corporate Finance 2005-03-01 2005-04-28
ALS814 HIMOTO Tatsuya RO Advising on Corporate Finance 2005-04-28 2008-07-31
ALS814 HIMOTO Tatsuya RO Advising on Corporate Finance 2014-08-21 2016-04-20
ALU926 FRANCE Roy RE Dealing in Securities 2010-11-20 2012-10-10
ALW236 CHU Peter Pa-en RE Dealing in Securities 2010-11-01 2013-09-25
ALW236 CHU Peter Pa-en RO Dealing in Securities 2013-09-25
ALW236 CHU Peter Pa-en RE Dealing in Futures Contracts 2010-11-01 2013-09-25
ALW236 CHU Peter Pa-en RO Dealing in Futures Contracts 2013-09-25
ALW538 CHEN Hui-ming 陳慧明 RE Advising on Securities 2010-09-21 2014-06-25
ALY361 WONG Po Chin 黃步前 RE Dealing in Securities 2005-04-23 2006-08-05
ALY689 FANG Hong 方紅 RE Dealing in Securities 2005-04-29 2009-04-24
ALZ061 CHUNG Ching Kei, Philip 鍾正祺 RE Dealing in Securities 2010-11-20 2016-01-01
ALZ369 WONG Tony Tin Wing 黃天穎 RE Dealing in Securities 2010-09-27 2012-06-28
ALZ369 WONG Tony Tin Wing 黃天穎 RE Advising on Securities 2010-09-27 2012-06-28
ALZ575 NIEDERBERGER Michael Robert RE Dealing in Securities 2011-04-07 2014-12-06
ALZ575 NIEDERBERGER Michael Robert RE Advising on Corporate Finance 2011-04-07 2014-12-06
ALZ783 AU Chi On, Paul 區子安 RE Dealing in Securities 2011-10-14 2012-06-23
ALZ783 AU Chi On, Paul 區子安 RE Advising on Securities 2011-10-14 2012-06-23
ALZ810 WONG Sheh Yung 王錫勇 RE Dealing in Securities 2007-11-13 2008-06-29
ALZ810 WONG Sheh Yung 王錫勇 RE Dealing in Futures Contracts 2007-11-13 2008-06-29
AMA103 NIGHJOY Oliver Leslie RE Dealing in Securities 2011-04-01 2012-08-22
AMA103 NIGHJOY Oliver Leslie RE Advising on Corporate Finance 2011-04-01 2012-08-22
AMA934 MARSDEN Matthew Owen RE Advising on Securities 2011-10-07 2012-02-16
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Dealing in Securities 2005-05-30 2006-09-13
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Dealing in Securities 2010-07-30 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RO Dealing in Securities 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Advising on Corporate Finance 2005-05-30 2006-09-13
AMA937 SHEN Wei Ling, Janet 沈慧玲 RE Advising on Corporate Finance 2010-07-30 2015-09-29
AMA937 SHEN Wei Ling, Janet 沈慧玲 RO Advising on Corporate Finance 2015-09-29
AMB073 ADACHI Mimiko 安達美味子 RE Dealing in Securities 2008-11-10 2009-04-18
AMC389 CHAN Andrew Shingfun 陳盛勳 RE Advising on Securities 2009-08-24 2011-06-27
AMC946 CHEUNG Chun Yue, Anthony 張振宇 RE Dealing in Securities 2007-04-11 2007-04-11
AMF506 CHEUNG Wang 張弘 RE Dealing in Securities 2013-12-31 2018-06-22
AMI340 LO Shuk Yan, Loretta 羅淑茵 RE Dealing in Securities 2005-08-05 2011-06-28
AMI499 LOK Chi Yeung 駱子洋 RE Dealing in Securities 2005-08-15 2005-12-01
AMI499 LOK Chi Yeung 駱子洋 RE Advising on Corporate Finance 2005-08-15 2005-12-01
AMJ330 KAGOTANI Kenichi RE Dealing in Securities 2005-08-16 2008-08-23
AMJ330 KAGOTANI Kenichi RE Dealing in Futures Contracts 2007-10-08 2008-08-23
AMK015 FESCHET Xavier, Boris RE Dealing in Securities 2011-03-14 2012-03-20
AMK015 FESCHET Xavier, Boris RE Dealing in Futures Contracts 2011-03-14 2012-03-20
AML475 OSAWA Miyuki RE Dealing in Securities 2007-06-18 2013-11-28
AML475 OSAWA Miyuki RE Advising on Securities 2007-06-18
AML780 HO Ting Hong, Kenny 何定康 RE Dealing in Securities 2008-08-26 2010-06-09
AML780 HO Ting Hong, Kenny 何定康 RE Advising on Corporate Finance 2008-08-07 2010-06-09
AMM346 TAM Lik Wai, Aleck 譚力維 RE Dealing in Securities 2011-05-16 2016-09-21
AMM346 TAM Lik Wai, Aleck 譚力維 RE Dealing in Futures Contracts 2011-05-16 2016-09-21
AMR136 KURASHITA Noriko 倉下紀子 RE Dealing in Securities 2014-07-07 2015-10-17
AMS327 HANNAN David James RE Dealing in Securities 2010-03-29 2011-09-03
AMS327 HANNAN David James RE Dealing in Futures Contracts 2010-03-29 2011-09-03
AMS713 YAMAGUCHI Daisuke RE Dealing in Securities 2005-11-21 2007-10-26
AMS713 YAMAGUCHI Daisuke RE Dealing in Securities 2010-10-21 2014-05-17
AMS713 YAMAGUCHI Daisuke RE Advising on Securities 2010-11-19 2014-05-17
AMT669 LO Philip 盧偉楷 RE Advising on Securities 2010-09-27 2012-08-29
AMU107 CHAN Wai Nga, Julia 陳慧雅 RE Dealing in Securities 2010-11-20 2016-01-01
AMU452 TANG Yuen Sheung, Michelle 鄧婉湘 RE Dealing in Securities 2005-12-07 2006-11-04
AMW509 IGARASHI Minori RE Dealing in Securities 2005-12-29 2015-01-31
AMW511 FUNG Cissy 馮婉詩 RE Dealing in Securities 2005-12-29
AMW511 FUNG Cissy 馮婉詩 RE Advising on Corporate Finance 2005-12-29
AMY061 CHEUNG Vivian 張惠雲 RE Dealing in Securities 2012-02-28 2013-03-20
AMY061 CHEUNG Vivian 張惠雲 RE Advising on Securities 2012-02-28 2013-03-20
AMY262 LEUNG Koon Yip, Kevin 梁冠業 RE Advising on Securities 2009-08-24 2010-07-30
AMY300 LEE Kit Shan 李潔珊 RE Dealing in Securities 2010-11-20 2011-09-03
AMY443 WEE Ern, Timothy 黃恩 RE Dealing in Securities 2012-11-20 2013-01-25
AMY443 WEE Ern, Timothy 黃恩 RE Advising on Corporate Finance 2012-11-20 2013-01-25
AMY547 LEE Patrick Maung RE Dealing in Securities 2010-08-16 2011-09-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Dealing in Securities 2008-02-26 2009-01-10
ANE330 LIU Wing Yin, Wendy 廖穎賢 RE Advising on Corporate Finance 2008-02-26 2009-01-10
ANE830 KIM Hae Ryong RE Dealing in Securities 2006-03-22 2016-02-16
ANG294 JENN Marc Steven RE Dealing in Securities 2010-11-20 2017-12-05
ANG294 JENN Marc Steven RO Dealing in Securities 2017-12-05
ANG294 JENN Marc Steven RE Dealing in Futures Contracts 2017-11-29
ANH004 HWANG Jae Hoon RE Dealing in Securities 2010-08-30 2012-06-21
ANH004 HWANG Jae Hoon RE Dealing in Futures Contracts 2010-08-30 2012-06-21
ANH760 AKAIWA Sumiyuki RO Dealing in Securities 2006-07-26 2008-04-17
ANH760 AKAIWA Sumiyuki RO Dealing in Futures Contracts 2007-10-05 2008-04-17
ANH760 AKAIWA Sumiyuki RO Advising on Securities 2006-07-26 2008-04-17
ANH760 AKAIWA Sumiyuki RO Advising on Corporate Finance 2006-05-26 2008-04-17
ANK080 LUCHANGCO Eric Roberto Mirasol RE Dealing in Securities 2006-05-24 2007-10-27
ANK080 LUCHANGCO Eric Roberto Mirasol RE Dealing in Securities 2011-07-08 2013-09-19
ANK080 LUCHANGCO Eric Roberto Mirasol RE Advising on Corporate Finance 2006-05-24 2007-10-27
ANK080 LUCHANGCO Eric Roberto Mirasol RE Advising on Corporate Finance 2011-07-08 2013-09-19
ANK861 DOBKINS Spencer Darryl RE Dealing in Securities 2010-11-20 2012-10-10
ANL837 YEN Tzu-han 嚴子涵 RE Dealing in Securities 2007-03-07 2007-05-09
ANL837 YEN Tzu-han 嚴子涵 RE Advising on Corporate Finance 2007-03-07 2007-05-09
ANM054 LATZER Alexander RE Advising on Securities 2009-08-24 2012-08-29
ANM690 HO Man Ling 何曼玲 RE Dealing in Securities 2006-06-16 2009-03-18
ANM874 SOULEYMAN Jan RE Dealing in Securities 2011-04-27 2016-02-04
ANM874 SOULEYMAN Jan RO Dealing in Securities 2016-02-04
ANM944 COLLETT Benjamin Robert RE Dealing in Securities 2007-11-01 2008-12-12
ANM944 COLLETT Benjamin Robert RE Dealing in Futures Contracts 2007-11-01 2008-12-12
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Securities 2006-06-15 2008-09-26
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Securities 2008-12-18 2011-01-14
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Futures Contracts 2007-11-20 2008-09-26
ANN014 JIM Ka Shun 詹嘉淳 RE Dealing in Futures Contracts 2008-12-18 2011-01-14
ANN058 LAM Hung Wai, Brian 林鴻煒 RE Advising on Securities 2014-11-11 2017-03-25
ANN061 KAM Wai Lun 甘偉倫 RE Advising on Securities 2009-08-24 2012-02-16
ANN270 PETIT-PASQUIER Julien RE Dealing in Securities 2010-07-30 2011-09-03
ANN270 PETIT-PASQUIER Julien RE Dealing in Futures Contracts 2010-07-30 2011-09-03
ANQ024 CHAN Yuk Bing 陳玉冰 RE Dealing in Securities 2010-11-20 2012-03-16
ANQ025 YEO Keng Chun 楊慶春 RE Dealing in Securities 2010-11-20 2014-09-26
ANQ025 YEO Keng Chun 楊慶春 RE Dealing in Futures Contracts 2012-04-19 2014-09-26
ANQ543 PRITCHARD Perry RE Dealing in Securities 2010-02-08 2011-06-10
ANQ543 PRITCHARD Perry RO Dealing in Securities 2011-06-10 2012-02-16
ANR606 BAO Danny Q 包強 RE Advising on Securities 2010-10-08 2012-02-16
ANR774 XIA Yibing 夏宜冰 RE Advising on Securities 2009-08-24 2010-10-15
ANU110 HO Serena May Yin 何美賢 RE Dealing in Securities 2011-06-07 2011-09-10
ANU110 HO Serena May Yin 何美賢 RE Advising on Securities 2011-06-07 2011-09-10
ANU347 CHEN Chun Tung, Jason 程振東 RE Dealing in Securities 2015-03-23 2015-08-18
ANU347 CHEN Chun Tung, Jason 程振東 RE Advising on Corporate Finance 2015-03-23 2015-08-18
ANU415 CHOY Yin Nga 蔡燕雅 RE Dealing in Securities 2010-01-21 2012-08-29
ANU527 SONG Yu 宋玉 RE Dealing in Securities 2008-08-05 2009-01-10
ANU527 SONG Yu 宋玉 RE Advising on Corporate Finance 2008-08-26 2009-01-10
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Securities 2011-01-04 2012-02-17
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Securities 2012-04-02 2012-04-13
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Futures Contracts 2011-01-04 2012-02-17
ANX808 WONG Jinrong, Andy 黃金融 RE Dealing in Futures Contracts 2012-04-02 2012-04-13
ANX817 ZEE Timothy Yuen Cheng RE Dealing in Securities 2008-08-07 2011-11-10
ANX817 ZEE Timothy Yuen Cheng RE Advising on Corporate Finance 2008-08-07 2011-11-10
ANX862 CHANG Jack Chun-Chieh RE Dealing in Securities 2010-03-29 2012-03-31
ANX862 CHANG Jack Chun-Chieh RE Dealing in Futures Contracts 2010-03-29 2012-03-31
AOA593 LIN Hung Yuan 林宏遠 RE Dealing in Securities 2006-10-05 2008-03-26
AOB547 TSANG Wing Chi 曾詠芝 RE Advising on Securities 2010-12-15 2014-10-01
AOB735 CHEAH Yew Wee RE Dealing in Securities 2006-10-26 2015-10-16
AOB735 CHEAH Yew Wee RE Advising on Corporate Finance 2006-10-26 2012-02-20
AOB735 CHEAH Yew Wee RO Advising on Corporate Finance 2012-02-20 2015-10-16
AOC914 HO Hoi Lam, Anita 何海琳 RE Dealing in Securities 2006-11-02 2007-07-25
AOD191 ISHII Chikara 石井主稅 RE Dealing in Securities 2006-11-07 2009-10-10
AOD191 ISHII Chikara 石井主稅 RE Advising on Corporate Finance 2006-11-07 2008-06-23
AOD191 ISHII Chikara 石井主稅 RO Advising on Corporate Finance 2008-06-23 2009-10-10
AOE212 TING Fu Wah 丁富華 RE Dealing in Securities 2010-11-20 2015-10-01
AOE212 TING Fu Wah 丁富華 RE Dealing in Futures Contracts 2012-04-10 2015-10-01
AOE329 CHANG Chiung-Wen 張瓊文 RE Dealing in Securities 2009-11-03 2011-06-03
AOE451 TSANG Yin Chun 曾然進 RE Dealing in Securities 2007-12-04 2008-06-27
AOE451 TSANG Yin Chun 曾然進 RE Dealing in Futures Contracts 2007-12-04 2008-06-27
AOE771 YU Kin Lok 庾建樂 RE Dealing in Securities 2008-01-07 2009-02-14
AOG059 CHU Pui Fan 朱佩芬 RE Dealing in Securities 2006-11-24 2009-01-10
AOG059 CHU Pui Fan 朱佩芬 RE Advising on Corporate Finance 2006-11-24 2009-01-10
AOH038 LAM Ching Lok Gary 林清樂 RE Dealing in Securities 2010-07-29 2014-08-12
AOH038 LAM Ching Lok Gary 林清樂 RE Advising on Corporate Finance 2010-07-29 2014-05-02
AOH038 LAM Ching Lok Gary 林清樂 RO Advising on Corporate Finance 2014-05-02 2014-08-12
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Dealing in Securities 2009-11-24 2010-01-16
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Advising on Securities 2009-12-16 2010-01-16
AOI875 HUO Ran 霍然 RE Advising on Securities 2010-08-16 2011-05-27
AOL528 KAM Kwok Hung 甘國雄 RE Dealing in Securities 2010-08-09 2013-07-03
AOL528 KAM Kwok Hung 甘國雄 RE Advising on Corporate Finance 2010-08-09 2013-07-03
AOM636 WANG Yong 王勇 RE Advising on Securities 2009-08-24 2011-09-27
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Securities 2010-10-14 2012-03-31
AON705 FREITAS Brian Caetano 范包容 RE Dealing in Futures Contracts 2010-10-14 2012-03-31
AOO554 PIENAAR Ross Daniel RE Dealing in Securities 2009-02-02 2014-08-06
AOO554 PIENAAR Ross Daniel RE Dealing in Futures Contracts 2009-02-02 2014-08-06
AOO554 PIENAAR Ross Daniel RE Advising on Securities 2009-02-17 2014-08-06
AOQ748 KAN Tung Fai 簡通輝 RE Dealing in Securities 2016-12-20 2018-07-17
AOQ748 KAN Tung Fai 簡通輝 RE Dealing in Futures Contracts 2016-12-20 2018-07-17
AOR544 MA Jibo 馬繼博 RE Advising on Securities 2010-09-15 2016-04-26
AOR601 SYMOENS Michiel RE Dealing in Securities 2010-11-20 2012-02-18
AOR609 DAI Wei 戴維 RE Advising on Securities 2010-05-31 2013-07-09
AOR993 TSANG Chi Kin 曾智健 RE Dealing in Securities 2009-11-02
AOR993 TSANG Chi Kin 曾智健 RE Dealing in Futures Contracts 2009-11-02
AOS002 YIU Sui Chong 姚穗莊 RE Dealing in Securities 2011-03-01 2015-04-25
AOS002 YIU Sui Chong 姚穗莊 RE Advising on Corporate Finance 2011-03-01 2015-04-25
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Dealing in Securities 2007-04-12 2009-11-24
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Dealing in Securities 2010-08-06 2011-09-28
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Advising on Corporate Finance 2007-04-12 2009-11-24
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Advising on Corporate Finance 2010-08-06 2011-09-28
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Securities 2010-07-15 2012-06-21
AOU239 CHAN Chu Heng, Roy 曾祖興 RE Dealing in Futures Contracts 2010-07-15 2012-06-21
AOU705 SUZUKI Naoto RE Dealing in Securities 2007-04-24 2007-11-28
AOU705 SUZUKI Naoto RO Dealing in Securities 2007-11-28 2009-04-01
AOU705 SUZUKI Naoto RO Dealing in Futures Contracts 2007-11-28 2009-04-01
AOU705 SUZUKI Naoto RE Advising on Securities 2007-04-24 2007-11-28
AOU705 SUZUKI Naoto RO Advising on Securities 2007-11-28 2009-04-01
AOU706 OIDE Shinya RE Dealing in Securities 2007-04-25 2008-10-10
AOU706 OIDE Shinya RE Advising on Securities 2007-04-25 2008-10-10
AOV197 LEE Yan Ki 李恩琪 RE Dealing in Securities 2007-04-26 2010-07-08
AOV197 LEE Yan Ki 李恩琪 RE Advising on Corporate Finance 2007-04-26 2010-07-08
AOV654 TSANG Andrew Chiu Yin 曾昭然 RE Dealing in Securities 2014-09-29
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Securities 2008-10-28 2011-05-21
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Futures Contracts 2008-10-28 2011-05-21
AOZ142 KEY John Richard RE Dealing in Securities 2010-11-20 2013-05-17
APB253 YAN Ka Shing, Angus 甄家誠 RE Dealing in Securities 2009-08-11 2010-04-23
APB845 WONG Kwok Hung, Lawrence 王國雄 RE Dealing in Securities 2010-11-20 2016-01-01
APB992 ELLIS-KEELER Christopher John RE Dealing in Securities 2015-01-19 2015-02-20
APC908 TANG Wai Chun 鄧惠珍 RE Dealing in Securities 2007-06-25 2007-09-18
APC928 NG Wai Kee 吳偉基 RE Dealing in Securities 2007-06-25 2008-05-28
APC928 NG Wai Kee 吳偉基 RE Dealing in Securities 2010-06-07 2012-02-16
APC928 NG Wai Kee 吳偉基 RE Advising on Securities 2010-06-07 2012-02-16
APF801 CHAN Tsz Kwan 陳芷筠 RE Dealing in Securities 2009-08-03 2010-10-28
APG493 ITASAKA Yusaku RE Dealing in Securities 2007-07-19 2012-04-14
APG493 ITASAKA Yusaku RE Dealing in Futures Contracts 2011-05-17 2012-04-14
APG493 ITASAKA Yusaku RE Advising on Securities 2007-07-19 2012-04-14
APH107 PAGLIARINI Alberto RE Dealing in Securities 2011-02-07 2013-03-01
APH107 PAGLIARINI Alberto RE Advising on Corporate Finance 2011-02-07 2013-03-01
APH491 WATKINS Bryan RE Dealing in Securities 2007-07-23 2008-05-15
APJ417 MC CONAGHA Adam Cameron RE Dealing in Securities 2007-08-06 2008-11-08
APJ449 FUKUSHIMA Yoshihiro RE Dealing in Securities 2007-08-06 2010-02-26
APJ449 FUKUSHIMA Yoshihiro RE Advising on Securities 2009-01-23 2010-02-26
APK739 KO Chi Wo 高志和 RE Dealing in Securities 2010-11-20 2011-02-17
APL004 PARK Ansik RE Dealing in Securities 2011-08-01 2013-04-16
APL004 PARK Ansik RE Dealing in Futures Contracts 2011-08-01 2013-04-16
APL477 LAU Alfred 劉雅瀚 RE Advising on Securities 2009-08-24 2009-09-11
APL590 LAW Yuen Sheung 羅婉湘 RE Advising on Securities 2010-11-15 2012-02-21
APN533 LIANG Feng Chun, Florence 梁鳳淳 RE Advising on Securities 2009-08-24 2010-03-24
APN593 CHEN Po-jen 陳柏任 RE Dealing in Securities 2010-11-16 2013-08-22
APN593 CHEN Po-jen 陳柏任 RE Advising on Securities 2010-11-16 2013-08-22
APP471 FINNEMORE CAPON Andrew Charles RE Dealing in Securities 2007-09-10 2009-01-14
APP471 FINNEMORE CAPON Andrew Charles RE Advising on Corporate Finance 2007-09-10 2009-01-14
APQ070 YAMASHITA Ichiro RE Advising on Securities 2007-09-14 2008-10-17
APQ078 TERATANI Norio RE Advising on Securities 2007-09-14 2009-03-12
APQ089 NUMATA Saneyuki 沼田真之 RE Advising on Securities 2007-09-14 2008-08-09
APQ089 NUMATA Saneyuki 沼田真之 RE Advising on Securities 2011-08-05 2013-04-12
APQ275 LAU Wai Kin, Kelvin 劉偉健 RE Advising on Securities 2009-08-24
APQ351 LAI Chi Man 賴志文 RE Advising on Securities 2009-08-24
APQ667 CHUNG Ming 叢明 RE Advising on Securities 2011-04-28 2014-04-01
APQ785 KAJI Taiki RE Advising on Securities 2009-08-24 2009-12-31
APT081 LEUNG Oi Yi, Teresa 梁靄怡 RE Dealing in Securities 2007-10-05 2008-08-02
APT081 LEUNG Oi Yi, Teresa 梁靄怡 RE Advising on Corporate Finance 2007-10-05 2008-08-02
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Securities 2008-09-08 2011-06-01
APU650 CHNG Chee Beng, Eric 莊志明 RE Dealing in Futures Contracts 2010-04-01 2011-06-01
APU664 CHUNG Wing Sze 鍾穎詩 RE Dealing in Securities 2007-10-25 2010-07-08
APU664 CHUNG Wing Sze 鍾穎詩 RE Advising on Corporate Finance 2007-10-25 2010-07-08
APU667 LO Sze Man, Wendy 盧詩敏 RE Dealing in Securities 2007-10-10 2011-09-07
APU667 LO Sze Man, Wendy 盧詩敏 RE Advising on Corporate Finance 2007-10-10 2011-09-07
APW072 CHOW Chi Yee Gee 周芝伊 RE Dealing in Securities 2014-05-20 2017-03-30
APW452 LI Jixiang RE Advising on Securities 2009-08-24 2010-01-28
APW680 GOTO Motomasa 後藤元誠 RE Dealing in Securities 2007-10-25 2011-07-17
APW680 GOTO Motomasa 後藤元誠 RE Dealing in Futures Contracts 2007-10-25 2011-07-17
APW680 GOTO Motomasa 後藤元誠 RE Advising on Securities 2008-12-29 2011-07-17
APW946 FUJII Takashi RE Dealing in Securities 2007-10-26 2008-04-12
APW946 FUJII Takashi RE Advising on Corporate Finance 2007-10-26 2008-04-12
APW953 WATANABE Ai RE Dealing in Securities 2007-10-26 2010-08-06
APW953 WATANABE Ai RE Advising on Corporate Finance 2007-10-26 2010-08-06
APX225 SAZAWA Jinya RE Dealing in Securities 2007-11-02 2009-10-17
APY329 YEO Newton Chiong RE Dealing in Securities 2017-07-24 2017-07-30
APY801 HORITA Tomotake RE Dealing in Securities 2007-11-06 2012-04-06
APY806 FUKANO Shojiro 深野正二朗 RE Dealing in Securities 2007-11-06 2011-10-15
APY946 FUKUCHI Toshimitsu RE Dealing in Securities 2007-11-08 2009-08-11
APY948 HAU Chun Kei 侯鎮基 RE Dealing in Securities 2007-11-08 2011-09-14
APZ384 TSUJI Tomonori RE Dealing in Securities 2007-11-12 2011-04-21
APZ384 TSUJI Tomonori RE Advising on Corporate Finance 2007-11-12 2011-04-21
APZ595 AROSTI Marco RE Dealing in Securities 2010-11-08 2013-03-01
APZ595 AROSTI Marco RE Advising on Corporate Finance 2010-11-08 2013-03-01
AQA095 MATSUMOTO Ko RE Dealing in Securities 2007-11-16 2009-10-17
AQA095 MATSUMOTO Ko RE Advising on Corporate Finance 2007-11-16 2009-10-17
AQD398 ANG Lee Ping 洪立彬 RE Dealing in Securities 2011-05-12 2012-08-22
AQD398 ANG Lee Ping 洪立彬 RE Advising on Corporate Finance 2011-05-12 2012-08-22
AQD803 WATANABE Naoki RE Dealing in Securities 2010-11-20 2012-10-10
AQE793 GE Xing 戈星 RE Dealing in Securities 2007-12-24 2012-09-05
AQG696 KWOK Nuen Yee 郭煖儀 RE Dealing in Securities 2008-01-11 2009-11-07
AQG696 KWOK Nuen Yee 郭煖儀 RE Advising on Corporate Finance 2008-01-11 2009-11-07
AQH373 HIRAI Akihito 平井明人 RE Advising on Securities 2008-07-24 2009-12-24
AQJ523 TANG Ho Ming 鄧可明 RE Dealing in Securities 2010-11-20 2011-09-03
AQJ874 LEUNG Chak Hay, Jason 梁澤熹 RE Dealing in Securities 2010-11-01 2012-02-16
AQJ874 LEUNG Chak Hay, Jason 梁澤熹 RE Dealing in Futures Contracts 2010-11-01 2012-02-16
AQL242 LI Hao 李豪 RE Dealing in Securities 2008-02-05 2011-08-25
AQL242 LI Hao 李豪 RE Advising on Corporate Finance 2008-02-05 2011-08-25
AQO335 CHOI Hyung Wook 崔亨旭 RE Advising on Securities 2010-10-15
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Securities 2008-03-04 2009-10-15
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Securities 2012-04-16 2012-08-01
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Futures Contracts 2008-03-04 2009-10-15
AQP647 MAETANI Masashi 前谷雅司 RE Dealing in Futures Contracts 2012-04-16 2012-08-01
AQP648 NGAN Lit Chong, Andrew 顏烈創 RE Dealing in Securities 2008-03-04 2011-06-01
AQP648 NGAN Lit Chong, Andrew 顏烈創 RE Dealing in Futures Contracts 2008-03-04 2011-06-01
AQQ504 CHAN On Lan, Alan 陳安瀾 RE Advising on Securities 2009-08-24 2009-09-18
AQQ505 NG King Chuen 吳景荃 RE Advising on Securities 2009-08-24 2010-07-09
AQQ629 LEE Yuk Man 李育文 RE Advising on Securities 2010-06-07 2012-02-16
AQQ789 CHAN Wai Kwan 陳慧筠 RE Dealing in Securities 2008-03-14 2014-12-03
AQQ789 CHAN Wai Kwan 陳慧筠 RE Dealing in Securities 2017-09-08
AQQ789 CHAN Wai Kwan 陳慧筠 RE Advising on Corporate Finance 2008-03-14 2014-12-03
AQQ789 CHAN Wai Kwan 陳慧筠 RE Advising on Corporate Finance 2017-09-08
AQS148 LO Kit Lan 羅潔蘭 RE Dealing in Securities 2010-11-20 2012-06-20
AQS325 MA Hon Kin 馬漢堅 RE Advising on Securities 2009-08-24 2011-06-11
AQT276 TSE Wai Luen, William 謝偉麟 RE Dealing in Securities 2008-04-07 2009-01-10
AQT276 TSE Wai Luen, William 謝偉麟 RE Advising on Corporate Finance 2008-04-07 2009-01-10
AQY859 KANAMURA Akihiko RO Dealing in Securities 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Dealing in Futures Contracts 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Advising on Securities 2010-06-28 2011-03-27
AQY859 KANAMURA Akihiko RO Advising on Corporate Finance 2010-06-28 2011-03-27
ARA421 TAN King Aun 陳卿晏 RE Dealing in Securities 2011-04-01
ARA421 TAN King Aun 陳卿晏 RE Advising on Corporate Finance 2011-04-01 2013-11-28
ARB500 FOK See Chun, Christopher 霍思俊 RE Dealing in Securities 2008-05-20 2008-08-19
ARF330 QIAN Zewei 錢澤偉 RE Advising on Securities 2008-06-18 2014-08-30
ARH236 LEE Kin Chun 李健駿 RE Dealing in Securities 2012-06-01 2015-12-23
ARH236 LEE Kin Chun 李健駿 RE Advising on Securities 2012-06-01 2015-12-23
ARJ145 KIANG Li Chin, Grace 姜麗菁 RE Advising on Securities 2008-07-22 2010-10-22
ARJ147 SAKURABA Masayuki 櫻庭幹維 RE Dealing in Securities 2008-07-22 2009-10-17
ARJ147 SAKURABA Masayuki 櫻庭幹維 RE Dealing in Futures Contracts 2008-07-22 2009-10-17
ARK322 NG Yin Ching 吳彥澄 RE Dealing in Securities 2014-08-14 2015-07-09
ARN036 KUO Feng-Yi 郭峯邑 RE Dealing in Securities 2008-08-13 2011-05-01
ARN036 KUO Feng-Yi 郭峯邑 RE Dealing in Futures Contracts 2008-08-13 2011-05-01
ARN485 YUEN William 袁家樂 RE Dealing in Securities 2012-05-15 2015-08-06
ARN614 INOUE Mariko RE Dealing in Securities 2008-08-20 2009-04-14
ARO126 ITO Kanako RE Dealing in Securities 2008-08-26 2012-02-16
ARO126 ITO Kanako RE Advising on Securities 2009-01-23 2012-02-16
ARO431 YANG Qing 楊青 RE Dealing in Securities 2008-09-01 2009-11-15
ARO431 YANG Qing 楊青 RE Advising on Corporate Finance 2008-09-01 2009-11-15
ARP169 WANG Michael Tsu Tsong 王智聰 RE Dealing in Securities 2008-09-17 2012-03-24
ARR518 HUI Ole Hiu Tung 許曉東 RE Advising on Securities 2010-05-25 2011-08-05
ART770 TOMINAGA Satoshi RE Dealing in Securities 2008-10-24 2010-08-17
ART915 GUPTA Niraj Mahendra RE Dealing in Securities 2011-02-08 2012-06-21
ART915 GUPTA Niraj Mahendra RE Dealing in Futures Contracts 2011-02-08 2012-06-21
ARU690 OKA Taikan RE Dealing in Securities 2008-10-30 2010-10-21
ARU690 OKA Taikan RE Dealing in Futures Contracts 2010-01-25 2010-10-21
ARU691 SUYAMA Takuro 巢山拓郎 RE Dealing in Securities 2008-10-30 2012-04-03
ARU691 SUYAMA Takuro 巢山拓郎 RE Advising on Corporate Finance 2008-10-30 2012-04-03
ARV693 KANEKO Kojiro 金子甲二郎 RE Advising on Securities 2008-11-07 2009-10-24
ARW394 ANG Soo Kee RE Advising on Securities 2009-08-24 2009-11-30
ARW945 SUN Mingchun 孫明春 RE Advising on Securities 2010-11-02 2013-05-17
ASD189 GEORGIEVA Anna Nedyalkova RE Dealing in Securities 2010-04-29 2011-08-16
ASD189 GEORGIEVA Anna Nedyalkova RE Dealing in Futures Contracts 2010-04-29 2011-08-16
ASD557 WOO Ching Han, Maggie 胡靜嫻 RE Dealing in Securities 2010-11-20 2014-09-26
ASD686 LIU Leah RE Dealing in Securities 2010-06-22 2012-03-17
ASD686 LIU Leah RE Advising on Securities 2010-06-22 2012-03-17
ASD769 TIKHOMIROFF Cyril RE Dealing in Securities 2010-07-26 2012-12-22
ASH951 CHAN Pui Ching 陳珮晶 RE Dealing in Securities 2010-06-28 2012-02-16
ASH951 CHAN Pui Ching 陳珮晶 RE Advising on Securities 2010-06-28 2012-02-16
ASP228 SASAO Mari RE Dealing in Securities 2009-05-07 2013-06-01
ASP228 SASAO Mari RE Dealing in Futures Contracts 2009-05-07 2013-06-01
ASP680 XUE Fei 薛菲 RE Dealing in Securities 2012-05-24
ASP680 XUE Fei 薛菲 RE Advising on Securities 2010-12-02
ASQ544 CAHYADI Jeffrey RE Advising on Securities 2011-07-06 2014-01-04
ASU202 VAN GULIK Robert Ken RE Dealing in Securities 2009-04-22 2010-12-24
ASU202 VAN GULIK Robert Ken RE Advising on Securities 2009-04-22 2010-12-24
ASU203 GOTO Hiroyuki 合戶宏之 RE Dealing in Securities 2009-04-21 2015-10-13
ASU203 GOTO Hiroyuki 合戶宏之 RE Advising on Securities 2009-04-21 2015-10-13
ASX211 WAN Chee Lai, Katie 溫子麗 RE Dealing in Securities 2010-11-20 2015-07-01
ASX909 FELEDY Zoltan RE Dealing in Securities 2011-05-09 2013-06-29
ASX909 FELEDY Zoltan RE Dealing in Futures Contracts 2011-05-09 2013-06-29
ASY197 LAM Lok Yee, Joyce 林樂怡 RE Dealing in Securities 2010-11-20 2015-03-09
ASY645 POON Hiu Yee RE Advising on Securities 2010-08-17 2012-08-18
ATB627 LAI Chu Hang 黎曙衡 RE Dealing in Securities 2014-01-21
ATB627 LAI Chu Hang 黎曙衡 RE Dealing in Futures Contracts 2014-01-21
ATD289 KWAN Christine Shumann 關詩敏 RE Dealing in Securities 2009-06-22 2012-02-16
ATD289 KWAN Christine Shumann 關詩敏 RE Advising on Corporate Finance 2009-06-22 2012-02-16
ATD358 MIYABE Nagahisa RE Dealing in Securities 2012-07-17 2014-05-10
ATD358 MIYABE Nagahisa RE Advising on Securities 2009-08-24 2009-10-20
ATD358 MIYABE Nagahisa RO Advising on Securities 2009-10-20 2014-05-10
ATM476 TANIMITSU Hideya RE Dealing in Securities 2009-08-17 2010-10-28
ATM945 ZHU Hongxia 諸紅霞 RE Advising on Securities 2009-09-22 2017-05-11
ATO785 LEUNG Wai Chee 梁偉志 RE Dealing in Securities 2009-08-20 2011-09-10
ATO785 LEUNG Wai Chee 梁偉志 RE Dealing in Futures Contracts 2009-08-20 2011-09-10
ATS268 KWOK Yik Man, Joyce 郭奕妏 RE Dealing in Securities 2010-08-31
ATS509 FANG Weikang 方偉康 RE Dealing in Securities 2013-10-17 2014-03-15
ATS509 FANG Weikang 方偉康 RE Advising on Corporate Finance 2013-10-17 2014-03-15
ATS799 NGAI Heung Ming 魏香鳴 RE Dealing in Securities 2009-09-14 2010-05-25
ATS799 NGAI Heung Ming 魏香鳴 RE Advising on Corporate Finance 2009-09-14 2010-05-25
ATT335 KIM Bansuk RE Dealing in Securities 2010-11-08 2012-09-08
ATT335 KIM Bansuk RE Dealing in Futures Contracts 2010-11-08 2012-09-08
AUA690 LIN Yu Ting 林育廷 RE Dealing in Securities 2009-10-23 2013-03-05
AUA690 LIN Yu Ting 林育廷 RE Advising on Corporate Finance 2009-10-23 2013-03-05
AUB274 CHAN Hoi Kay, Cynthia 陳凱琪 RE Advising on Securities 2015-06-15
AUC278 XU Qing 許清 RE Dealing in Securities 2009-11-05 2011-07-03
AUC278 XU Qing 許清 RE Advising on Corporate Finance 2009-11-05 2011-07-03
AUC490 CHAN Yuen Ting, Sharon 陳婉婷 RE Dealing in Securities 2010-11-20 2012-03-23
AUC930 ONO Jumpei RE Dealing in Securities 2009-11-06 2011-10-08
AUC930 ONO Jumpei RE Advising on Securities 2009-11-06 2011-10-08
AUC935 HSU She-Hung Danny RE Dealing in Securities 2009-11-06 2011-03-01
AUC935 HSU She-Hung Danny RE Advising on Securities 2009-11-06 2011-03-01
AUC938 SHINODA Yumi RE Dealing in Securities 2009-11-06 2011-10-08
AUC938 SHINODA Yumi RE Dealing in Futures Contracts 2009-11-06 2011-10-08
AUD160 KATO Takashi RE Dealing in Securities 2009-11-09 2017-11-15
AUD160 KATO Takashi RE Advising on Securities 2009-11-09 2017-11-15
AUE669 TADA Masami RO Dealing in Securities 2012-06-12 2013-07-03
AUE669 TADA Masami RO Dealing in Futures Contracts 2012-06-12 2013-07-03
AUE669 TADA Masami RO Advising on Securities 2012-06-12 2013-07-03
AUE669 TADA Masami RO Advising on Corporate Finance 2012-06-12 2013-07-03
AUJ263 MIYAMOTO Tsutomu RE Advising on Securities 2009-12-18 2012-04-21
AUK295 LAI Gar Ho Karl 黎家豪 RE Dealing in Securities 2018-12-06
AUM373 DU Chao 杜超 RE Dealing in Securities 2010-01-12 2011-07-07
AUM373 DU Chao 杜超 RE Advising on Corporate Finance 2010-01-12 2011-07-07
AUM922 CHAN Sau Han 陳秀嫻 RE Dealing in Securities 2010-01-13 2014-09-27
AUM922 CHAN Sau Han 陳秀嫻 RE Advising on Securities 2010-01-13 2014-09-27
AUN710 KANGA Zal Darius RE Dealing in Securities 2010-01-14 2010-03-24
AUN710 KANGA Zal Darius RE Advising on Securities 2010-01-14 2010-03-24
AUR651 IP Chit Yin 葉捷賢 RE Advising on Securities 2013-09-02
AUR989 CHEUNG Pui Yan 張珮茵 RE Dealing in Securities 2012-02-08 2012-02-11
AUS278 LI Yanjie 李嚴潔 RE Dealing in Securities 2010-02-12 2010-11-01
AUS278 LI Yanjie 李嚴潔 RE Dealing in Securities 2010-12-02 2011-03-01
AUS278 LI Yanjie 李嚴潔 RE Advising on Corporate Finance 2010-02-12 2010-11-01
AUS278 LI Yanjie 李嚴潔 RE Advising on Corporate Finance 2010-12-02 2011-03-01
AUS316 HISHIDA Wataru 菱田涉 RE Dealing in Securities 2010-03-15 2011-04-16
AUS316 HISHIDA Wataru 菱田涉 RE Dealing in Futures Contracts 2010-03-15 2011-04-16
AUS973 WU Jian 吳建 RE Dealing in Securities 2011-06-08 2013-03-01
AUS973 WU Jian 吳建 RE Advising on Corporate Finance 2011-06-08 2013-03-01
AUT774 URATA Yoshio RO Dealing in Securities 2010-03-24 2012-03-31
AUT774 URATA Yoshio RO Dealing in Futures Contracts 2011-04-06 2012-03-31
AUT774 URATA Yoshio RO Advising on Securities 2010-03-24 2012-03-31
AUT903 MCLAUGHLIN Gregory John 歌雷歌 RE Dealing in Securities 2010-02-24 2012-07-31
AUT903 MCLAUGHLIN Gregory John 歌雷歌 RE Advising on Securities 2010-02-24 2012-07-31
AUV633 SAKAMOTO Yusuke RE Dealing in Securities 2010-03-03 2012-03-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Dealing in Securities 2010-03-03 2012-04-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Dealing in Futures Contracts 2010-04-01 2012-04-06
AUV635 YOKOSUKA Takashi 橫須賀 RE Advising on Securities 2010-03-03 2012-04-06
AUV636 KAKEHASHI Sayaka RE Dealing in Securities 2010-03-03 2011-04-01
AUV636 KAKEHASHI Sayaka RE Advising on Securities 2010-03-03 2011-04-01
AUV637 TABATA Shinichi RE Dealing in Securities 2010-03-03 2015-04-25
AUV637 TABATA Shinichi RE Dealing in Futures Contracts 2010-04-01 2015-04-25
AUV637 TABATA Shinichi RE Advising on Securities 2010-03-03 2015-04-25
AUV639 FUJIWARA Sari RE Dealing in Securities 2013-05-27 2015-07-04
AUX224 BLANCHARD Dominique Jean Rene RE Dealing in Securities 2010-04-28 2012-12-20
AUX224 BLANCHARD Dominique Jean Rene RE Dealing in Futures Contracts 2010-04-28 2012-12-20
AUX224 BLANCHARD Dominique Jean Rene RE Advising on Securities 2010-04-28 2012-12-20
AUX358 YU Lijie 俞勵頡 RE Advising on Securities 2014-01-09 2014-07-19
AUZ082 SUN Chi 孫馳 RE Advising on Securities 2012-06-15 2013-06-15
AUZ727 TANG Teck Soon Patrick RE Dealing in Securities 2010-04-12 2010-05-12
AVB962 WOO Kang Yeong 吳康勇 RE Dealing in Securities 2010-04-22 2013-10-01
AVB962 WOO Kang Yeong 吳康勇 RE Dealing in Futures Contracts 2010-04-22 2013-10-01
AVC105 DOUGLAS Andrew Francis Ramsay 鄧安平 RE Dealing in Securities 2011-04-11 2014-10-21
AVC105 DOUGLAS Andrew Francis Ramsay 鄧安平 RE Advising on Securities 2011-04-11 2014-10-21
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Securities 2010-04-28 2012-01-07
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Securities 2013-08-22 2015-04-11
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Futures Contracts 2010-04-28 2012-01-07
AVC265 HORIAI Koji 堀合晃嗣 RE Dealing in Futures Contracts 2013-08-22 2015-04-11
AVC266 UNESAKI Akira 宇根崎彰 RE Advising on Securities 2010-04-28 2012-11-28
AVD234 DAI Chao 戴超 RE Advising on Securities 2010-05-03 2010-09-21
AVD313 MANS William Gerard RE Advising on Securities 2010-05-03 2010-10-04
AVD528 SATO Shinji RE Dealing in Securities 2010-05-07 2011-10-08
AVD528 SATO Shinji RE Dealing in Futures Contracts 2010-05-07 2011-10-08
AVE584 OTSUKA Sumio RO Dealing in Securities 2010-06-22 2014-03-26
AVE584 OTSUKA Sumio RO Advising on Corporate Finance 2010-06-22 2014-03-26
AVE592 SUZUKI Yohei 鈴木洋平 RE Dealing in Securities 2010-06-02 2011-06-01
AVE592 SUZUKI Yohei 鈴木洋平 RE Dealing in Futures Contracts 2010-06-02 2011-06-01
AVH100 CHIAO Hsin 焦訢 RE Dealing in Securities 2011-02-23 2011-09-06
AVH100 CHIAO Hsin 焦訢 RE Dealing in Futures Contracts 2011-02-23 2011-09-06
AVH935 WANG Jerry Gerui 王戈銳 RE Dealing in Securities 2010-07-07 2012-06-20
AVH935 WANG Jerry Gerui 王戈銳 RE Dealing in Futures Contracts 2010-07-07 2012-06-20
AVH974 LEE Kyung Min RE Dealing in Securities 2010-06-09 2011-08-01
AVH974 LEE Kyung Min RE Advising on Corporate Finance 2010-06-09 2011-08-01
AVI019 SUN Wei 孫偉 RE Dealing in Securities 2013-10-02 2014-06-26
AVI019 SUN Wei 孫偉 RE Advising on Corporate Finance 2013-10-02 2014-06-26
AVJ415 SHOJI Reika RE Dealing in Securities 2010-06-23 2012-06-23
AVJ543 ZHOU Francis Bingrong RE Advising on Securities 2011-10-03 2013-08-24
AVK926 LIN Scott Chen-Chun 林正釗 RE Dealing in Securities 2010-07-06 2012-02-17
AVK926 LIN Scott Chen-Chun 林正釗 RE Advising on Corporate Finance 2010-07-06 2012-02-17
AVM248 LIN Chun Fu 林俊甫 RE Dealing in Securities 2011-11-23 2018-05-26
AVM248 LIN Chun Fu 林俊甫 RE Advising on Corporate Finance 2011-11-23 2018-05-26
AVN286 NG Warren Brian Ka Hei 吳嘉羲 RE Dealing in Securities 2010-07-26 2016-09-13
AVN286 NG Warren Brian Ka Hei 吳嘉羲 RE Advising on Corporate Finance 2010-07-26 2016-09-13
AVP027 TAM Yuk Hang 譚玉衡 RE Dealing in Securities 2010-07-30 2012-03-24
AVR826 SUZUKI Takayuki 鈴木敬之 RE Dealing in Securities 2010-08-11 2011-07-16
AVR826 SUZUKI Takayuki 鈴木敬之 RE Dealing in Futures Contracts 2010-08-11 2011-07-16
AVR979 BENMOUSSA Hamza RE Dealing in Securities 2010-08-16 2015-03-19
AVR979 BENMOUSSA Hamza RE Dealing in Futures Contracts 2010-08-16 2015-03-19
AVR982 XU Jiafu 徐嘉甫 RE Dealing in Securities 2011-03-15 2018-06-01
AVR982 XU Jiafu 徐嘉甫 RE Advising on Corporate Finance 2011-03-15 2018-06-01
AVS858 LI Xiaoting 李小婷 RE Dealing in Securities 2011-02-23 2015-05-08
AVS858 LI Xiaoting 李小婷 RE Advising on Corporate Finance 2011-02-23 2015-05-08
AVT288 CHOW Lai Man 周麗文 RE Dealing in Securities 2010-08-24 2012-06-21
AVT288 CHOW Lai Man 周麗文 RE Dealing in Futures Contracts 2010-08-24 2012-06-21
AVT288 CHOW Lai Man 周麗文 RE Advising on Securities 2010-08-24 2012-06-21
AVV546 YANG Bei 楊北 RE Dealing in Securities 2010-09-03 2014-07-04
AVV546 YANG Bei 楊北 RE Advising on Corporate Finance 2010-09-03 2014-07-04
AVV549 CHUNG Yi-Ling 鍾怡伶 RE Advising on Securities 2011-02-25 2012-04-26
AVW688 PERRY Michael David RE Dealing in Securities 2010-09-15 2012-02-17
AVW688 PERRY Michael David RE Advising on Corporate Finance 2010-09-15 2012-02-17
AVW705 YIU Ka Hing 姚嘉興 RE Dealing in Securities 2011-01-14 2016-09-13
AVW705 YIU Ka Hing 姚嘉興 RE Advising on Corporate Finance 2011-01-14 2016-09-13
AVX195 WALKER William RE Dealing in Securities 2010-09-15 2011-11-01
AVX195 WALKER William RE Advising on Corporate Finance 2010-09-15 2011-11-01
AVY508 KIM Warren Ho-Joong RE Dealing in Securities 2010-09-24 2015-03-10
AVZ279 GIAN Kim Wen 嚴振文 RE Dealing in Securities 2010-09-30 2011-12-01
AVZ279 GIAN Kim Wen 嚴振文 RE Dealing in Futures Contracts 2010-09-30 2011-12-01
AWA566 CHETKA Katarzyna RE Dealing in Securities 2010-10-08 2010-12-21
AWC668 SUN Jie 孫潔 RE Advising on Securities 2012-06-27 2012-08-28
AWD094 PASTO JORQUERA Albert RE Dealing in Securities 2010-10-20 2013-01-01
AWD094 PASTO JORQUERA Albert RE Dealing in Futures Contracts 2010-10-20 2013-01-01
AWE081 ANO Kenjiro RE Dealing in Securities 2010-10-25 2012-04-03
AWE081 ANO Kenjiro RE Advising on Corporate Finance 2010-10-25 2012-04-03
AWE082 KITAYAMA Haruki RE Dealing in Securities 2010-10-25 2012-03-28
AWE082 KITAYAMA Haruki RE Advising on Corporate Finance 2010-10-25 2012-03-28
AWE687 KUO Yan Ki 郭恩琦 RE Advising on Securities 2010-11-03 2012-02-16
AWE691 XIE Yi 謝軼 RE Advising on Securities 2010-11-01 2012-01-27
AWE990 ISHIGAKI Tomoko 石垣朋子 RE Dealing in Securities 2010-11-02 2012-04-06
AWE990 ISHIGAKI Tomoko 石垣朋子 RE Advising on Corporate Finance 2010-11-02 2012-04-06
AWF498 CHAN Ut Ieong 陳悅楊 RE Advising on Securities 2010-11-03 2011-09-15
AWH234 GROSE George Francis RE Advising on Securities 2010-11-10
AWH496 DEN Izumi RE Dealing in Securities 2010-11-17 2011-11-12
AWH496 DEN Izumi RE Dealing in Securities 2014-10-27 2016-10-01
AWH499 MIYAUCHI Yuko RE Dealing in Securities 2010-11-17 2015-04-11
AWH500 EDANAMI Sawa RE Dealing in Securities 2010-11-17 2012-10-06
AWH555 YANG Bohan 楊博函 RE Dealing in Securities 2010-11-16 2011-04-21
AWH555 YANG Bohan 楊博函 RE Advising on Securities 2010-11-16 2011-04-21
AWI435 YIP Man Yan, Abbie 葉文炘 RE Dealing in Securities 2010-11-29 2015-07-01
AWJ860 LAU Hang, Henry 劉恆 RE Dealing in Securities 2011-12-23 2012-12-18
AWJ860 LAU Hang, Henry 劉恆 RE Advising on Corporate Finance 2011-12-23 2012-12-18
AWK579 SIU Chi Wai 蕭志偉 RE Dealing in Securities 2010-12-06 2014-11-28
AWK579 SIU Chi Wai 蕭志偉 RE Advising on Corporate Finance 2010-12-06 2014-11-28
AWK695 ZHANG Senyan 張森焱 RE Advising on Securities 2010-12-28 2017-09-30
AWL066 HUANG Wen Yau 黃文堯 RE Advising on Securities 2010-12-06 2011-11-15
AWL287 WANG Wei 王蔚 RE Dealing in Securities 2010-12-10 2014-09-30
AWL287 WANG Wei 王蔚 RE Advising on Corporate Finance 2010-12-10 2014-09-30
AWN098 JIANG Sheng 蔣昇 RE Advising on Securities 2010-12-20 2012-05-31
AWO227 YOSHIDA Kyonosuke RE Dealing in Securities 2010-12-29 2011-10-08
AWP012 LEUNG Patricia, Yuk Yee 梁玉儀 RE Dealing in Securities 2011-01-05 2012-06-21
AWP012 LEUNG Patricia, Yuk Yee 梁玉儀 RE Advising on Securities 2011-01-05 2012-06-21
AWP540 YEUNG Tsz Kong 楊子江 RE Dealing in Securities 2011-01-17 2012-02-16
AWP540 YEUNG Tsz Kong 楊子江 RE Advising on Corporate Finance 2011-01-17 2012-02-16
AWP685 LIU Xueying 劉雪瑩 RE Dealing in Securities 2011-01-10 2012-02-16
AWP685 LIU Xueying 劉雪瑩 RE Advising on Corporate Finance 2011-01-10 2012-02-16
AWP686 LIAO Meng-jung 廖孟容 RE Dealing in Securities 2011-01-10 2012-06-22
AWP686 LIAO Meng-jung 廖孟容 RE Advising on Securities 2011-01-10 2012-06-22
AWQ290 HU Jie 胡潔 RE Advising on Securities 2011-01-14 2012-07-04
AWQ521 SARKAR Mainak RE Dealing in Securities 2011-01-18 2014-12-16
AWQ521 SARKAR Mainak RE Dealing in Futures Contracts 2011-01-18 2014-12-16

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