Hong Kong SFC licence institution AAB893, CLSA Limited 中信里昂證券有限公司

These are the licence-holders that were found for SFC licence institution AAB893 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA119 ARCULLI Kim Melanie RE Dealing in Securities 2007-01-03 2009-04-24
AAA869 RIDDICK Andrew William RE Dealing in Securities 2013-12-12
AAA869 RIDDICK Andrew William RO Dealing in Securities 2003-04-01 2013-12-12
AAA869 RIDDICK Andrew William RE Advising on Securities 2013-12-12
AAA869 RIDDICK Andrew William RO Advising on Securities 2003-04-01 2013-12-12
AAA869 RIDDICK Andrew William RO Advising on Corporate Finance 2003-04-01 2004-08-17
AAA869 RIDDICK Andrew William RO Asset Management 2003-04-01 2004-08-17
AAB158 KWOK Ana 郭安妮 RE Dealing in Securities 2003-04-01 2004-03-09
AAB158 KWOK Ana 郭安妮 RE Advising on Securities 2003-04-01 2004-03-09
AAB158 KWOK Ana 郭安妮 RE Advising on Corporate Finance 2003-04-01 2004-03-09
AAB158 KWOK Ana 郭安妮 RE Asset Management 2003-04-01 2004-03-09
AAB473 WALKER James Russell RO Dealing in Securities 2003-04-01 2004-02-24
AAB473 WALKER James Russell RO Advising on Securities 2003-04-01 2004-02-24
AAB473 WALKER James Russell RO Advising on Corporate Finance 2003-04-01 2004-02-24
AAB473 WALKER James Russell RO Asset Management 2003-04-01 2004-02-24
AAB495 COULL Gary William John RO Dealing in Securities 2003-04-01 2006-10-16
AAB495 COULL Gary William John RO Advising on Securities 2003-04-01 2006-10-16
AAB495 COULL Gary William John RO Advising on Corporate Finance 2003-04-01 2004-08-17
AAB495 COULL Gary William John RO Asset Management 2003-04-01 2004-08-17
AAB508 WAI Suk Chong, Helena 衛淑莊 RO Dealing in Securities 2003-04-01
AAB508 WAI Suk Chong, Helena 衛淑莊 RO Advising on Securities 2003-04-01
AAB508 WAI Suk Chong, Helena 衛淑莊 RO Advising on Corporate Finance 2003-04-01 2004-08-17
AAB508 WAI Suk Chong, Helena 衛淑莊 RO Asset Management 2003-04-01 2004-08-17
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Dealing in Securities 2003-04-01 2004-03-23
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Advising on Securities 2003-04-01 2004-03-18
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AAB624 KAM Pui Lee, Alice 金蓓莉 RE Asset Management 2003-04-01 2004-03-18
AAB730 ISMAIL Akbar RE Dealing in Securities 2003-04-01 2004-12-28
AAB730 ISMAIL Akbar RE Advising on Securities 2003-04-01 2004-03-18
AAB730 ISMAIL Akbar RE Advising on Corporate Finance 2003-04-01 2004-03-18
AAB730 ISMAIL Akbar RE Asset Management 2003-04-01 2004-03-18
AAC928 WITTS Richard Arthur RE Dealing in Securities 2003-04-01 2008-08-08
AAC928 WITTS Richard Arthur RE Advising on Securities 2003-04-01 2004-03-18
AAC928 WITTS Richard Arthur RE Advising on Corporate Finance 2003-04-01 2004-03-18
AAC928 WITTS Richard Arthur RE Asset Management 2003-04-01 2004-03-18
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Dealing in Securities 2003-04-01 2003-06-25
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Advising on Securities 2003-04-01 2003-07-22
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Advising on Securities 2006-01-04 2007-02-05
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AAD528 ROBERTS Christopher Fenton 羅弼時 RE Asset Management 2003-04-01 2003-06-25
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Dealing in Securities 2003-04-01 2017-11-15
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Advising on Securities 2003-04-01 2004-03-18
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AAD560 LAW Yuk Ha, Lucia 羅玉霞 RE Asset Management 2003-04-01 2004-03-18
AAE135 LI Kwok Yau RE Dealing in Securities 2003-04-01 2003-11-11
AAE135 LI Kwok Yau RE Advising on Securities 2003-04-01 2003-11-11
AAE135 LI Kwok Yau RE Advising on Corporate Finance 2003-04-01 2003-11-11
AAE135 LI Kwok Yau RE Asset Management 2003-04-01 2003-11-11
AAE860 TAM Pak Chuen 譚伯全 RE Dealing in Securities 2013-08-05 2015-10-23
AAF167 MC COY Michael Andrew RE Dealing in Securities 2009-01-22 2009-09-02
AAF167 MC COY Michael Andrew RO Dealing in Securities 2003-04-01 2003-10-03
AAF167 MC COY Michael Andrew RO Advising on Securities 2003-04-01 2003-10-03
AAF167 MC COY Michael Andrew RO Advising on Corporate Finance 2003-04-01 2003-10-03
AAF167 MC COY Michael Andrew RO Asset Management 2003-04-01 2003-10-03
AAF460 WONG Ming Shing 黃明勝 RE Dealing in Securities 2003-04-01 2005-07-19
AAF460 WONG Ming Shing 黃明勝 RE Advising on Securities 2003-04-01 2004-03-18
AAF460 WONG Ming Shing 黃明勝 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AAF460 WONG Ming Shing 黃明勝 RE Asset Management 2003-04-01 2004-03-18
AAG825 KAM Yiu Man 甘耀文 RE Dealing in Securities 2003-04-01 2005-09-27
AAG825 KAM Yiu Man 甘耀文 RE Advising on Securities 2003-04-01 2004-03-16
AAG825 KAM Yiu Man 甘耀文 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AAG825 KAM Yiu Man 甘耀文 RE Asset Management 2003-04-01 2004-03-16
AAI491 LUCAS Edwin RE Dealing in Securities 2005-03-18 2008-12-31
AAI491 LUCAS Edwin RO Dealing in Securities 2004-05-21 2005-02-22
AAI491 LUCAS Edwin RE Advising on Securities 2005-03-18 2008-12-31
AAI491 LUCAS Edwin RO Advising on Securities 2004-05-21 2005-02-22
AAI493 SKINNER Donald William Lennox RE Dealing in Securities 2012-07-05 2013-01-10
AAI493 SKINNER Donald William Lennox RO Dealing in Securities 2003-04-01 2012-07-05
AAI493 SKINNER Donald William Lennox RO Dealing in Securities 2014-10-28
AAI493 SKINNER Donald William Lennox RE Advising on Securities 2012-07-05 2013-01-10
AAI493 SKINNER Donald William Lennox RO Advising on Securities 2003-04-01 2012-07-05
AAI493 SKINNER Donald William Lennox RO Advising on Corporate Finance 2003-04-01 2004-08-17
AAI493 SKINNER Donald William Lennox RO Asset Management 2003-04-01 2004-08-17
AAI585 SLONE Jonathan David RE Dealing in Securities 2007-07-03 2008-03-14
AAI585 SLONE Jonathan David RE Dealing in Securities 2018-02-01 2018-02-01
AAI585 SLONE Jonathan David RO Dealing in Securities 2018-02-01
AAV591 PRITCHARD Philip RE Dealing in Securities 2008-09-18 2013-01-31
AAV863 MCKENZIE Paul Conor RE Dealing in Securities 2003-04-01 2003-06-25
AAV863 MCKENZIE Paul Conor RE Advising on Securities 2003-04-01 2003-07-22
AAV863 MCKENZIE Paul Conor RE Advising on Securities 2012-12-24
AAV863 MCKENZIE Paul Conor RE Advising on Corporate Finance 2003-04-01 2003-06-25
AAV863 MCKENZIE Paul Conor RE Asset Management 2003-04-01 2003-06-25
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2008-06-02 2010-11-23
AAY091 CHAK Kwok Fai, Alan 翟國輝 RE Dealing in Securities 2018-03-12
ABA828 LAU Kwok Ming 劉國明 RE Dealing in Securities 2006-09-28 2006-09-29
ABE303 STILES Andrew Guy RE Dealing in Securities 2003-12-09 2008-02-13
ABH437 ONG So Po, Polly 王素寶 RE Dealing in Securities 2003-04-01
ABH437 ONG So Po, Polly 王素寶 RE Advising on Securities 2003-04-01 2004-05-04
ABH437 ONG So Po, Polly 王素寶 RE Advising on Corporate Finance 2003-04-01 2004-05-04
ABH437 ONG So Po, Polly 王素寶 RE Asset Management 2003-04-01 2004-05-04
ABM107 MOHIDEEN Khaleelur Rahman RE Dealing in Securities 2003-04-01 2003-06-23
ABM107 MOHIDEEN Khaleelur Rahman RE Advising on Securities 2003-04-01 2003-06-23
ABM107 MOHIDEEN Khaleelur Rahman RE Advising on Corporate Finance 2003-04-01 2003-06-23
ABM107 MOHIDEEN Khaleelur Rahman RE Asset Management 2003-04-01 2003-06-23
ABM977 NORRIS Jeremy Anthony RE Dealing in Securities 2005-06-06 2009-05-08
ABN490 LAM Ting, Don 林挺 RE Dealing in Securities 2006-09-14 2015-11-20
ABP198 WONG Tat Ming, Peter 黃達明 RE Dealing in Securities 2007-01-18 2009-01-23
ABP733 LI Chun Sheng 李俊盛 RE Dealing in Securities 2003-04-01 2004-12-09
ABP733 LI Chun Sheng 李俊盛 RE Advising on Securities 2003-04-01 2004-12-09
ABP733 LI Chun Sheng 李俊盛 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ABP733 LI Chun Sheng 李俊盛 RE Asset Management 2003-04-01 2004-03-18
ABQ530 BENSON Bruce Alan RE Dealing in Securities 2007-09-13 2009-11-01
ABS450 PURDIE Ross Kenyon RE Dealing in Securities 2008-09-22 2009-02-05
ABS481 TSOI Ting Sze 蔡婷思 RE Dealing in Securities 2003-04-01 2003-06-25
ABS481 TSOI Ting Sze 蔡婷思 RE Advising on Securities 2003-04-01 2003-07-22
ABS481 TSOI Ting Sze 蔡婷思 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ABS481 TSOI Ting Sze 蔡婷思 RE Asset Management 2003-04-01 2003-06-25
ABS842 BRADLEY Edmund Hugh RO Dealing in Securities 2003-04-01
ABS842 BRADLEY Edmund Hugh RO Advising on Securities 2003-04-01
ABS842 BRADLEY Edmund Hugh RO Advising on Corporate Finance 2003-04-01 2004-08-17
ABS842 BRADLEY Edmund Hugh RO Providing Automated Trading Services 2013-07-09 2017-05-10
ABS842 BRADLEY Edmund Hugh RO Asset Management 2003-04-01 2004-08-17
ABT444 WYNNIATT-HUSEY Tania Ione RE Dealing in Securities 2003-04-01 2003-10-31
ABT444 WYNNIATT-HUSEY Tania Ione RE Advising on Securities 2003-04-01 2003-10-31
ABT444 WYNNIATT-HUSEY Tania Ione RE Advising on Corporate Finance 2003-04-01 2003-10-31
ABT444 WYNNIATT-HUSEY Tania Ione RE Asset Management 2003-04-01 2003-10-31
ABT540 MARTIN Todd Stuart RE Dealing in Securities 2006-07-08 2008-11-13
ABT540 MARTIN Todd Stuart RE Advising on Securities 2006-07-08 2008-11-13
ABX016 CHEUNG Adrian Kwok Kuen 張國權 RE Dealing in Securities 2005-05-26 2006-08-04
ABX790 CHEUK Siu Bun, Alexander 卓兆斌 RE Dealing in Securities 2003-04-01 2014-07-30
ABX790 CHEUK Siu Bun, Alexander 卓兆斌 RO Dealing in Securities 2014-07-30
ABX790 CHEUK Siu Bun, Alexander 卓兆斌 RE Advising on Securities 2003-04-01 2004-03-18
ABX790 CHEUK Siu Bun, Alexander 卓兆斌 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ABX790 CHEUK Siu Bun, Alexander 卓兆斌 RE Asset Management 2003-04-01 2004-03-18
ABZ368 LO Yin Ping 勞燕萍 RE Dealing in Securities 2008-01-07 2009-03-04
ACA647 LIU Yun Yun, Louisa 劉欣欣 RE Dealing in Securities 2003-05-28 2004-06-28
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Dealing in Securities 2003-04-01 2005-04-11
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Advising on Securities 2003-04-01 2004-03-18
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACE470 CHAU Kai Chung, Raymond 周啟聰 RE Asset Management 2003-04-01 2004-03-18
ACE858 SLADE Edward John RE Dealing in Securities 2015-01-06 2016-01-20
ACE858 SLADE Edward John RE Advising on Securities 2015-01-06 2016-01-20
ACI634 CHOW Wing Hong 周永康 RE Dealing in Securities 2003-04-01 2006-09-28
ACI634 CHOW Wing Hong 周永康 RE Dealing in Securities 2007-01-25 2012-12-01
ACI634 CHOW Wing Hong 周永康 RE Advising on Securities 2003-04-01 2004-03-18
ACI634 CHOW Wing Hong 周永康 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACI634 CHOW Wing Hong 周永康 RE Asset Management 2003-04-01 2004-03-18
ACI903 BRAIBANT Marc Louis Paul Daniel RE Dealing in Securities 2016-06-29
ACJ230 CHAN Wa Ming 陳華明 RE Dealing in Securities 2003-04-01 2005-09-27
ACJ230 CHAN Wa Ming 陳華明 RE Advising on Securities 2003-04-01 2004-03-18
ACJ230 CHAN Wa Ming 陳華明 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACJ230 CHAN Wa Ming 陳華明 RE Asset Management 2003-04-01 2004-03-18
ACJ526 STONE Richard Neil RE Dealing in Securities 2003-04-01 2005-03-29
ACJ526 STONE Richard Neil RE Advising on Securities 2003-04-01 2004-03-18
ACJ526 STONE Richard Neil RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACJ526 STONE Richard Neil RE Asset Management 2003-04-01 2004-03-18
ACK647 MAYNARD Andrew Charles RE Dealing in Securities 2011-05-30 2011-11-17
ACK647 MAYNARD Andrew Charles RO Dealing in Securities 2011-11-17 2015-03-19
ACK647 MAYNARD Andrew Charles RO Advising on Securities 2012-09-07 2015-03-19
ACK647 MAYNARD Andrew Charles RO Providing Automated Trading Services 2013-07-09 2015-03-19
ACM773 BEATTIE Nigel John RO Dealing in Securities 2015-09-24
ACM773 BEATTIE Nigel John RO Advising on Securities 2015-09-24
ACM773 BEATTIE Nigel John RE Providing Automated Trading Services 2015-09-24 2017-02-24
ACM773 BEATTIE Nigel John RO Providing Automated Trading Services 2017-02-24
ACN248 CHAN Wing Tak, Kevin 陳永德 RE Advising on Securities 2012-12-17 2013-09-03
ACN975 WANG Changhong 王長虹 RE Dealing in Securities 2013-11-01 2014-12-22
ACN975 WANG Changhong 王長虹 RO Dealing in Securities 2014-12-22
ACN975 WANG Changhong 王長虹 RE Advising on Securities 2015-01-06
ACO169 TAYLOR Richard Kirby RE Dealing in Securities 2014-08-19 2018-04-23
ACO169 TAYLOR Richard Kirby RO Dealing in Securities 2018-04-23
ACO169 TAYLOR Richard Kirby RE Advising on Securities 2015-01-21 2018-04-23
ACO169 TAYLOR Richard Kirby RO Advising on Securities 2018-04-23
ACO981 LEE Sheldon 李超倫 RE Dealing in Securities 2003-04-01 2005-10-05
ACO981 LEE Sheldon 李超倫 RE Advising on Securities 2003-04-01 2005-10-05
ACO981 LEE Sheldon 李超倫 RE Advising on Corporate Finance 2003-04-01 2004-03-16
ACO981 LEE Sheldon 李超倫 RE Asset Management 2003-04-01 2004-03-16
ACP924 BUCKLE Karen Jane RE Advising on Securities 2003-04-01 2014-01-24
ACP924 BUCKLE Karen Jane RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACP924 BUCKLE Karen Jane RE Asset Management 2003-04-01 2004-03-18
ACQ676 HUI Ho Ming 許浩明 RE Dealing in Securities 2003-04-01 2005-07-27
ACQ676 HUI Ho Ming 許浩明 RE Advising on Securities 2003-04-01 2004-03-18
ACQ676 HUI Ho Ming 許浩明 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACQ676 HUI Ho Ming 許浩明 RE Asset Management 2003-04-01 2004-03-18
ACR192 GATEHOUSE Nicholas Robert RE Dealing in Securities 2003-04-01 2003-06-23
ACR192 GATEHOUSE Nicholas Robert RE Advising on Securities 2003-04-01 2003-06-23
ACR192 GATEHOUSE Nicholas Robert RE Advising on Corporate Finance 2003-04-01 2003-06-23
ACR192 GATEHOUSE Nicholas Robert RE Asset Management 2003-04-01 2003-06-23
ACR427 LEOW Siok Ling 廖淑玲 RE Dealing in Securities 2015-01-16
ACR427 LEOW Siok Ling 廖淑玲 RE Advising on Securities 2015-01-16
ACR744 MCQUEEN Lee Michael RE Dealing in Securities 2014-08-04
ACS017 YIP Chun Man 葉振文 RE Dealing in Securities 2006-11-06 2008-11-20
ACS350 BUNYARAKSH Ariya RE Dealing in Securities 2007-09-13 2011-06-24
ACS807 WATT Mary Elizabeth McNamara RE Dealing in Securities 2003-12-29 2010-05-14
ACS807 WATT Mary Elizabeth McNamara RE Advising on Securities 2003-12-29 2010-05-14
ACS947 WHITE Christopher James RE Dealing in Securities 2003-04-01 2003-05-16
ACS947 WHITE Christopher James RE Advising on Securities 2003-04-01 2003-05-16
ACS947 WHITE Christopher James RE Advising on Corporate Finance 2003-04-01 2003-05-16
ACS947 WHITE Christopher James RE Asset Management 2003-04-01 2003-05-16
ACT009 YETMAN Mark Stephen RE Dealing in Securities 2008-09-18 2008-11-24
ACT589 RUBER Matthew Albert RE Dealing in Securities 2003-04-01 2008-09-26
ACT589 RUBER Matthew Albert RE Advising on Securities 2003-04-01 2004-03-16
ACT589 RUBER Matthew Albert RE Advising on Corporate Finance 2003-04-01 2004-03-16
ACT589 RUBER Matthew Albert RE Asset Management 2003-04-01 2004-03-16
ACU450 ROCHE Thomas Damian RE Dealing in Securities 2003-04-01 2003-07-25
ACU450 ROCHE Thomas Damian RO Dealing in Securities 2003-07-25 2004-12-13
ACU450 ROCHE Thomas Damian RE Advising on Securities 2003-04-01 2003-06-10
ACU450 ROCHE Thomas Damian RE Advising on Corporate Finance 2003-04-01 2003-06-10
ACU450 ROCHE Thomas Damian RE Asset Management 2003-04-01 2003-06-10
ACV316 NAPIER Russell Allen Richard RE Dealing in Securities 2008-09-19 2010-12-29
ACZ289 HUGH Chuen Loong 丘俊隆 RE Dealing in Securities 2003-04-01 2006-01-31
ACZ289 HUGH Chuen Loong 丘俊隆 RE Advising on Securities 2003-04-01 2006-01-31
ACZ289 HUGH Chuen Loong 丘俊隆 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ACZ289 HUGH Chuen Loong 丘俊隆 RE Asset Management 2003-04-01 2004-03-18
ADA085 PATERSON James Willock RE Dealing in Securities 2006-02-10 2007-03-09
ADA085 PATERSON James Willock RE Dealing in Securities 2012-10-10 2014-11-01
ADA085 PATERSON James Willock RO Dealing in Securities 2007-03-09 2012-10-10
ADA085 PATERSON James Willock RE Advising on Securities 2003-04-01 2005-09-29
ADA085 PATERSON James Willock RE Advising on Securities 2006-02-10 2006-09-12
ADA085 PATERSON James Willock RE Advising on Corporate Finance 2003-04-01 2004-03-18
ADA085 PATERSON James Willock RE Asset Management 2003-04-01 2004-03-18
ADA209 NG Chun To, Raymond 吳鎮濤 RE Dealing in Securities 2003-04-01 2004-12-20
ADA209 NG Chun To, Raymond 吳鎮濤 RE Advising on Securities 2003-04-01 2004-03-18
ADA209 NG Chun To, Raymond 吳鎮濤 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ADA209 NG Chun To, Raymond 吳鎮濤 RE Asset Management 2003-04-01 2004-03-18
ADD588 GLADSTONE Thomas Xenophon RE Dealing in Securities 2013-01-02 2014-05-21
ADD588 GLADSTONE Thomas Xenophon RO Dealing in Securities 2014-05-21
ADI757 WAN San Ming, Sandy 萬三敏 RE Dealing in Securities 2003-09-17 2013-10-31
ADI941 SZE Wei Ling, Winnie 施惠玲 RE Dealing in Securities 2007-09-21 2010-01-05
ADI942 ULRICH Jing RE Advising on Securities 2003-04-01 2003-04-30
ADI942 ULRICH Jing RE Advising on Corporate Finance 2003-04-01 2003-04-30
ADI942 ULRICH Jing RE Asset Management 2003-04-01 2003-04-30
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2003-04-01 2006-05-30
ADI947 CHAN Yat Hang 陳日恆 RE Advising on Securities 2003-04-01 2004-03-18
ADI947 CHAN Yat Hang 陳日恆 RE Advising on Corporate Finance 2003-04-01 2004-03-18
ADI947 CHAN Yat Hang 陳日恆 RE Asset Management 2003-04-01 2004-03-18
ADK261 SUTTON Peter Thomas RE Advising on Securities 2003-04-01 2009-03-30
ADK261 SUTTON Peter Thomas RE Advising on Securities 2012-12-24 2013-08-05
ADK261 SUTTON Peter Thomas RE Advising on Corporate Finance 2003-04-01 2004-03-18
ADK261 SUTTON Peter Thomas RE Asset Management 2003-04-01 2004-03-18
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2004-07-19 2007-04-04
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Dealing in Securities 2013-11-01 2016-05-06
ADL348 MAK Yun Ching, Mica 麥潤楨 RE Advising on Securities 2015-01-13 2016-05-06
ADL598 JOHNSON Pekka David RE Dealing in Securities 2009-09-18
ADO740 HUE Ying Fai, Hideki 許英輝 RE Dealing in Securities 2003-04-01 2004-03-10
ADO740 HUE Ying Fai, Hideki 許英輝 RE Advising on Securities 2003-04-01 2004-03-09
ADO740 HUE Ying Fai, Hideki 許英輝 RE Advising on Corporate Finance 2003-04-01 2004-03-09
ADO740 HUE Ying Fai, Hideki 許英輝 RE Asset Management 2003-04-01 2004-03-09
ADP682 BAZZONI Federico RE Dealing in Securities 2015-04-23
ADQ459 MAN Christine Shu Yee 文淑誼 RE Dealing in Securities 2006-08-15 2008-03-01
ADR672 LACEY Robert William Patrick RE Dealing in Securities 2007-06-27 2007-07-16
ADS535 THOMAS Howel Gruffudd Rhys RE Advising on Securities 2003-04-01 2005-01-12
ADS535 THOMAS Howel Gruffudd Rhys RE Advising on Corporate Finance 2003-04-01 2004-05-25
ADS535 THOMAS Howel Gruffudd Rhys RE Asset Management 2003-04-01 2004-05-25
ADT651 CHONG Yu, Carmen 莊瑜 RE Dealing in Securities 2009-05-13
ADU088 CHAN Mo Yu, Kerry 陳慕瑜 RE Dealing in Securities 2004-02-05 2004-11-22
ADU465 WOOD Christopher James Russell RE Advising on Securities 2012-12-10
ADU997 WU Changgen 吳長根 RE Dealing in Securities 2008-03-27 2012-06-21
ADW025 HOWIE Fraser John Thomas RE Dealing in Securities 2003-08-08 2012-11-01
ADW634 LAM Pung 林芃 RE Dealing in Securities 2003-04-01 2004-01-07
ADW634 LAM Pung 林芃 RE Advising on Securities 2003-04-01 2004-01-07
ADW634 LAM Pung 林芃 RE Advising on Corporate Finance 2003-04-01 2004-01-07
ADW634 LAM Pung 林芃 RE Asset Management 2003-04-01 2004-01-07
ADY724 SHEK Po Wan, Winnie 石寶雲 RE Dealing in Securities 2011-01-03
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Dealing in Securities 2003-04-01 2006-08-07
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Advising on Securities 2003-04-01 2004-05-03
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Advising on Corporate Finance 2003-04-01 2004-05-03
ADZ442 CHOW Ka Ching, Jimmy 周家正 RE Asset Management 2003-04-01 2004-05-03
ADZ443 SHIU Wing Sun 蕭榮申 RE Dealing in Securities 2003-04-01
ADZ443 SHIU Wing Sun 蕭榮申 RE Advising on Securities 2003-04-01 2004-03-16
ADZ443 SHIU Wing Sun 蕭榮申 RE Advising on Corporate Finance 2003-04-01 2004-03-16
ADZ443 SHIU Wing Sun 蕭榮申 RE Asset Management 2003-04-01 2004-03-16
ADZ738 LOBELLO Christopher Michael RE Dealing in Securities 2008-09-23 2009-02-06
ADZ738 LOBELLO Christopher Michael RE Advising on Securities 2008-09-23 2009-02-06
AEA201 TAM Shing Hei 譚成希 RE Dealing in Securities 2003-04-01 2003-08-27
AEA201 TAM Shing Hei 譚成希 RE Advising on Securities 2003-04-01 2003-08-27
AEA201 TAM Shing Hei 譚成希 RE Advising on Corporate Finance 2003-04-01 2003-08-27
AEA201 TAM Shing Hei 譚成希 RE Asset Management 2003-04-01 2003-08-27
AEC837 BRUCE Robert Cameron RE Advising on Securities 2012-12-24 2014-04-12
AED786 YEE Pui Fonk, Janet 余笩昉 RO Dealing in Securities 2015-04-23
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2007-06-11 2014-10-14
AEF259 NGAI Chun Kit, Henry 倪俊傑 RE Dealing in Securities 2015-10-22 2017-12-09
AEF259 NGAI Chun Kit, Henry 倪俊傑 RO Dealing in Securities 2014-10-14 2015-10-22
AEF811 TSUI Wai Wa, Tessa 徐偉華 RE Dealing in Securities 2007-09-14 2007-10-12
AEH768 CHEN Alan Bing RE Dealing in Securities 2003-04-01 2009-09-10
AEH768 CHEN Alan Bing RE Advising on Securities 2003-04-01 2004-05-04
AEH768 CHEN Alan Bing RE Advising on Corporate Finance 2003-04-01 2004-05-04
AEH768 CHEN Alan Bing RE Asset Management 2003-04-01 2004-05-04
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Securities 2009-07-20 2010-01-13
AEI504 MOSS Adam Alexander Guy RE Dealing in Securities 2003-04-01 2010-09-20
AEI504 MOSS Adam Alexander Guy RE Advising on Securities 2003-04-01 2004-03-16
AEI504 MOSS Adam Alexander Guy RE Advising on Corporate Finance 2003-04-01 2004-03-16
AEI504 MOSS Adam Alexander Guy RE Asset Management 2003-04-01 2004-03-16
AEI659 PARK Gregory RE Dealing in Securities 2017-10-11
AEM553 MA Adeline 馬雅蓮 RE Dealing in Securities 2005-07-28 2008-11-20
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Dealing in Securities 2003-04-01 2005-04-20
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Advising on Securities 2003-04-01 2004-03-18
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AEN687 CHU Pak Ning, Patrick 朱柏寧 RE Asset Management 2003-04-01 2004-03-18
AEO164 LEE Jun Hyuk, David 李峻赫 RE Advising on Securities 2012-12-03 2013-11-26
AEY447 LAM Ze Wa, Monica 林詩華 RE Dealing in Securities 2004-12-07 2006-09-01
AEZ134 TANG Ka Yee, Miranda 鄧嘉儀 RE Dealing in Securities 2018-01-02
AEZ690 MAN Wai Lok 文偉樂 RE Advising on Securities 2012-12-17
AEZ956 BAHUREL Julien Yves RE Dealing in Securities 2003-04-01 2004-06-17
AEZ956 BAHUREL Julien Yves RE Advising on Securities 2003-04-01 2004-03-18
AEZ956 BAHUREL Julien Yves RE Advising on Corporate Finance 2003-04-01 2004-03-18
AEZ956 BAHUREL Julien Yves RE Asset Management 2003-04-01 2004-03-18
AFC185 CHENG Tau Cheung 鄭導昌 RE Dealing in Securities 2006-09-12 2008-05-03
AFC185 CHENG Tau Cheung 鄭導昌 RE Advising on Securities 2006-09-12 2008-05-03
AFC355 EVANS Matthew Neil RE Advising on Securities 2012-12-17 2015-09-30
AFC917 PHILLIPS Ned RE Dealing in Securities 2008-09-18 2009-12-31
AFD111 WILKINSON Anthony John Cooper RE Advising on Securities 2003-04-01 2011-05-27
AFD111 WILKINSON Anthony John Cooper RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFD111 WILKINSON Anthony John Cooper RE Asset Management 2003-04-01 2004-03-18
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Securities 2009-09-21 2015-03-21
AFG040 UM Austin Joon RE Dealing in Securities 2003-04-01 2003-05-02
AFG040 UM Austin Joon RE Advising on Securities 2003-04-01 2003-05-02
AFG040 UM Austin Joon RE Advising on Corporate Finance 2003-04-01 2003-05-02
AFG040 UM Austin Joon RE Asset Management 2003-04-01 2003-05-02
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Dealing in Securities 2003-04-01 2006-12-01
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Advising on Securities 2003-04-01 2004-03-18
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Asset Management 2003-04-01 2004-03-18
AFG796 SAUNDERS John Russell RE Dealing in Securities 2003-04-01 2003-05-02
AFG796 SAUNDERS John Russell RE Advising on Securities 2003-04-01 2003-05-02
AFG796 SAUNDERS John Russell RE Advising on Corporate Finance 2003-04-01 2003-05-02
AFG796 SAUNDERS John Russell RE Asset Management 2003-04-01 2003-05-02
AFH089 KINNEAR-NOCK Scott William RE Dealing in Securities 2003-04-01 2008-04-15
AFH089 KINNEAR-NOCK Scott William RE Advising on Securities 2003-04-01 2004-03-16
AFH089 KINNEAR-NOCK Scott William RE Advising on Corporate Finance 2003-04-01 2004-03-16
AFH089 KINNEAR-NOCK Scott William RE Asset Management 2003-04-01 2004-03-16
AFI537 CHUI Kit Man 崔結文 RE Dealing in Securities 2003-04-01 2004-06-17
AFI537 CHUI Kit Man 崔結文 RE Advising on Securities 2003-04-01 2004-03-18
AFI537 CHUI Kit Man 崔結文 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFI537 CHUI Kit Man 崔結文 RE Asset Management 2003-04-01 2004-03-18
AFI800 SPARROW Ji Hyun 趙智賢 RE Dealing in Securities 2003-04-01 2003-07-02
AFI800 SPARROW Ji Hyun 趙智賢 RE Advising on Securities 2003-04-01 2003-07-02
AFI800 SPARROW Ji Hyun 趙智賢 RE Advising on Corporate Finance 2003-04-01 2003-07-02
AFI800 SPARROW Ji Hyun 趙智賢 RE Asset Management 2003-04-01 2003-07-02
AFJ086 FISHWICK Eric James RE Advising on Securities 2003-04-01
AFJ086 FISHWICK Eric James RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFJ086 FISHWICK Eric James RE Asset Management 2003-04-01 2004-03-18
AFJ899 KIM Ki Soo RE Advising on Securities 2003-04-01 2004-05-10
AFJ899 KIM Ki Soo RE Advising on Corporate Finance 2003-04-01 2004-03-16
AFJ899 KIM Ki Soo RE Asset Management 2003-04-01 2004-03-16
AFK978 CHAN George Lung-cheung 陳龍翔 RE Dealing in Securities 2004-07-12 2012-06-13
AFK978 CHAN George Lung-cheung 陳龍翔 RE Advising on Securities 2004-07-12 2006-09-07
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Securities 2003-04-01 2006-11-10
AFQ905 CHAN Chau Yuen 陳秋源 RE Advising on Securities 2003-04-01 2004-03-18
AFQ905 CHAN Chau Yuen 陳秋源 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFQ905 CHAN Chau Yuen 陳秋源 RE Asset Management 2003-04-01 2004-03-18
AFR066 LEE Chun Wah 李俊華 RE Advising on Securities 2005-09-28 2006-06-30
AFS218 JOHNSON Brian David RE Advising on Securities 2009-04-14
AFS485 LUK Michael Wai Hoe RE Dealing in Securities 2018-03-12 2018-08-27
AFS485 LUK Michael Wai Hoe RO Dealing in Securities 2018-08-27
AFS485 LUK Michael Wai Hoe RE Advising on Securities 2018-03-12 2018-08-27
AFS485 LUK Michael Wai Hoe RO Advising on Securities 2018-08-27
AFT124 CHIU Sze Lai 趙施麗 RE Dealing in Securities 2015-12-21
AFT495 LEE Richard Anthony Treadgold RE Dealing in Securities 2015-01-22 2016-09-09
AFT495 LEE Richard Anthony Treadgold RE Advising on Securities 2015-01-22 2016-01-21
AFT576 LO Chiu Wai 羅昭維 RE Dealing in Securities 2003-06-16 2004-03-16
AFT585 CHAN Wai Hung, Edmund 陳偉雄 RO Dealing in Securities 2015-04-30
AFT940 LO Chi Keung 盧志強 RE Dealing in Securities 2003-09-30 2006-02-03
AFU281 GIESE Jason Andrew RE Dealing in Securities 2009-01-19 2012-01-17
AFU666 WONG Yim 王艷 RE Advising on Securities 2012-12-24
AFV085 SINGH Manmohan RE Advising on Securities 2014-02-10 2015-01-21
AFW098 WONG King Wai, Gilbert 黃景威 RE Dealing in Securities 2011-09-15
AFW955 ROTHMAN Andrew Charles RE Advising on Securities 2003-04-01 2014-03-01
AFW955 ROTHMAN Andrew Charles RE Advising on Corporate Finance 2003-04-01 2004-03-18
AFW955 ROTHMAN Andrew Charles RE Asset Management 2003-04-01 2004-03-18
AFY292 CHAN Lai Yin, Vonnie 陳麗妍 RE Dealing in Securities 2005-07-06 2006-04-24
AFY292 CHAN Lai Yin, Vonnie 陳麗妍 RE Dealing in Securities 2006-09-07
AFZ520 CHEUNG Francis Yiu Cheong 張耀昌 RE Advising on Securities 2012-12-10 2018-06-11
AGA429 LAM Chi Kwan 林志坤 RE Dealing in Securities 2005-04-13 2007-05-28
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Dealing in Securities 2017-06-13 2018-07-24
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Dealing in Securities 2018-07-24
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Securities 2017-06-13 2018-07-24
AGB307 KWONG Ho Kei, Emily 鄺可琪 RO Advising on Securities 2018-07-24
AGC469 LAM Steve Kwok Leung 林國樑 RE Dealing in Securities 2006-05-25 2007-06-25
AGC469 LAM Steve Kwok Leung 林國樑 RE Dealing in Securities 2017-08-10 2018-10-04
AGC469 LAM Steve Kwok Leung 林國樑 RO Dealing in Securities 2018-10-04
AGC469 LAM Steve Kwok Leung 林國樑 RE Advising on Securities 2017-08-10 2018-10-04
AGC469 LAM Steve Kwok Leung 林國樑 RO Advising on Securities 2018-10-04
AGE081 BOYD Geoffrey Cameron RE Advising on Securities 2006-03-30 2017-10-14
AGE134 ANG Bee Leng RE Dealing in Securities 2008-08-05 2010-06-04
AGE347 LAM Sau Lin Sally 林秀蓮 RE Dealing in Securities 2015-03-23 2015-05-29
AGF175 CHAN Ka Wai 陳嘉慧 RE Dealing in Securities 2003-09-09 2003-11-06
AGF194 CHAN Chi Chuen 陳志銓 RE Dealing in Securities 2015-04-23 2015-10-09
AGF194 CHAN Chi Chuen 陳志銓 RE Dealing in Securities 2017-05-22 2017-11-06
AGF194 CHAN Chi Chuen 陳志銓 RO Dealing in Securities 2015-10-09 2017-01-28
AGF194 CHAN Chi Chuen 陳志銓 RO Dealing in Securities 2017-11-06
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Securities 2017-05-22 2017-11-06
AGF194 CHAN Chi Chuen 陳志銓 RO Advising on Securities 2017-11-06
AGH198 AMBLER Hanna Sofia RE Dealing in Securities 2007-08-27 2010-04-01
AGI601 KESTEL Damian Paul RE Dealing in Securities 2003-04-01 2010-12-10
AGI601 KESTEL Damian Paul RE Advising on Securities 2003-04-01 2004-03-16
AGI601 KESTEL Damian Paul RE Advising on Corporate Finance 2003-04-01 2004-03-16
AGI601 KESTEL Damian Paul RE Asset Management 2003-04-01 2004-03-16
AGJ915 SIN Hong Yee, Connie 冼康怡 RE Dealing in Securities 2009-05-06 2010-07-02
AGK055 LEACH Francis Hugh Magnus RE Dealing in Securities 2015-01-06
AGK055 LEACH Francis Hugh Magnus RE Advising on Securities 2015-01-06
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Dealing in Securities 2003-04-01 2004-06-17
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Advising on Securities 2003-04-01 2004-03-16
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AGK066 LAU Suet Sum, Shirley 劉雪心 RE Asset Management 2003-04-01 2004-03-16
AGL373 PARK Carol Lee RE Dealing in Securities 2017-10-31
AGL783 LEVINE Robert Peter RE Dealing in Securities 2010-03-15 2014-09-01
AGL783 LEVINE Robert Peter RO Dealing in Securities 2014-09-01
AGN288 LEUNG Hon Ki 梁漢旗 RO Dealing in Securities 2015-04-23 2018-08-30
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Securities 2017-05-12
AGO346 CHEUNG Kwok Wah 張國華 RE Dealing in Securities 2006-12-04 2007-01-24
AGP054 NGO Long Hoang 黃龍 RE Dealing in Securities 2005-05-11 2008-01-29
AGP529 LIU Hiu Lau 廖曉柳 RE Dealing in Securities 2006-06-15 2007-07-31
AGP529 LIU Hiu Lau 廖曉柳 RE Dealing in Securities 2018-07-23
AGP529 LIU Hiu Lau 廖曉柳 RE Advising on Securities 2018-07-23
AGQ547 MORRISON Robert William Bentley RO Dealing in Securities 2003-07-25 2009-06-30
AGR372 ALEXANDER Michael Lewis RE Dealing in Securities 2004-12-22 2005-02-01
AGR372 ALEXANDER Michael Lewis RE Dealing in Securities 2005-08-04 2010-07-19
AGR372 ALEXANDER Michael Lewis RO Dealing in Securities 2005-02-01 2005-08-04
AGU696 LAWLOR Patrick Martin RE Dealing in Securities 2010-01-14 2014-05-28
AGU696 LAWLOR Patrick Martin RE Dealing in Securities 2015-11-09 2015-12-01
AGU696 LAWLOR Patrick Martin RO Dealing in Securities 2014-05-28 2015-11-09
AGU696 LAWLOR Patrick Martin RE Providing Automated Trading Services 2015-11-09 2015-12-01
AGU696 LAWLOR Patrick Martin RO Providing Automated Trading Services 2014-05-28 2015-11-09
AHA212 TSE Kin Kwok 謝建國 RE Dealing in Securities 2003-04-01 2005-01-19
AHA212 TSE Kin Kwok 謝建國 RE Advising on Securities 2003-04-01 2004-03-18
AHA212 TSE Kin Kwok 謝建國 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AHA212 TSE Kin Kwok 謝建國 RE Asset Management 2003-04-01 2004-03-18
AHB999 GILL Amar Singh RE Dealing in Securities 2017-10-31 2018-05-02
AHB999 GILL Amar Singh RE Advising on Securities 2012-12-03 2014-06-30
AHB999 GILL Amar Singh RO Advising on Securities 2014-06-30 2018-05-02
AHD687 SCHUTTE Daniel Johannes RO Advising on Securities 2012-10-18
AHF331 REYNOLDS Andrew Shawn RE Dealing in Securities 2008-04-23 2009-03-31
AHI788 WIJAYA Annie RE Dealing in Securities 2006-05-29
AHK745 TAN Gee Meng RE Dealing in Securities 2012-09-11
AHL626 CLARK Bettina Gay RE Dealing in Securities 2003-04-01 2008-01-31
AHL626 CLARK Bettina Gay RE Advising on Securities 2003-04-01 2004-03-18
AHL626 CLARK Bettina Gay RE Advising on Corporate Finance 2003-04-01 2004-03-18
AHL626 CLARK Bettina Gay RE Asset Management 2003-04-01 2004-03-18
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Dealing in Securities 2015-09-23 2016-10-12
AHQ485 FROST Michael RE Dealing in Securities 2010-03-23
AHR083 YU Kai Kai 余皆佳 RE Dealing in Securities 2003-04-01 2004-05-26
AHR083 YU Kai Kai 余皆佳 RE Advising on Securities 2003-04-01 2004-03-18
AHR083 YU Kai Kai 余皆佳 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AHR083 YU Kai Kai 余皆佳 RE Asset Management 2003-04-01 2004-03-18
AHS958 LIU Yun 劉運 RE Dealing in Securities 2004-02-05 2004-04-06
AHT205 KALB Victoria Stacey RE Dealing in Securities 2008-09-18 2010-07-28
AHX164 LAM Wai Shing 林偉成 RE Dealing in Securities 2003-04-01 2005-09-27
AHX164 LAM Wai Shing 林偉成 RE Advising on Securities 2003-04-01 2004-03-16
AHX164 LAM Wai Shing 林偉成 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AHX164 LAM Wai Shing 林偉成 RE Asset Management 2003-04-01 2004-03-16
AHX165 SO Ka Man 蘇家文 RE Dealing in Securities 2003-04-01 2008-11-24
AHX165 SO Ka Man 蘇家文 RE Advising on Securities 2003-04-01 2004-03-18
AHX165 SO Ka Man 蘇家文 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AHX165 SO Ka Man 蘇家文 RE Asset Management 2003-04-01 2004-03-18
AIC473 REID Robert Stephen RE Dealing in Securities 2009-04-14 2010-12-01
AIC939 WANG Chien-Chung 王建中 RE Dealing in Securities 2008-10-16 2012-06-21
AIC946 CHEN Xin 陳心 RE Advising on Securities 2004-05-04 2005-12-09
AIH476 LEUNG Heung Yik 梁向奕 RE Advising on Securities 2012-12-10
AIL123 KO Raymond 高力文 RE Dealing in Securities 2003-04-01 2009-09-18
AIL123 KO Raymond 高力文 RE Advising on Securities 2003-04-01 2004-03-16
AIL123 KO Raymond 高力文 RE Advising on Corporate Finance 2003-04-01 2004-03-16
AIL123 KO Raymond 高力文 RE Asset Management 2003-04-01 2004-03-16
AIN756 HUREWITZ Joel Allan RE Dealing in Securities 2008-04-11 2009-03-11
AIU344 BRNADIC Joe RE Dealing in Securities 2003-07-22 2004-05-15
AIU750 MACQUEEN Edward Charles RE Dealing in Securities 2003-08-25 2006-06-02
AIU754 LAU Chi Ning, Cyrus 劉志寧 RE Dealing in Securities 2003-05-30 2004-12-09
AIX145 GORNALL Adrian Rubin RE Dealing in Securities 2004-06-02 2008-07-17
AIZ238 CHAN Wing Han, Ivy 陳詠嫻 RE Dealing in Securities 2015-01-16 2016-12-31
AIZ238 CHAN Wing Han, Ivy 陳詠嫻 RE Advising on Securities 2015-01-16 2016-12-31
AJA998 BONSOR Edward Richard RE Dealing in Securities 2003-06-23 2004-02-15
AJA998 BONSOR Edward Richard RE Dealing in Securities 2004-03-17 2006-06-02
AJA998 BONSOR Edward Richard RE Dealing in Securities 2006-06-23 2006-09-22
AJB855 LEUNG Pui Ling, Polly RE Dealing in Securities 2003-07-17 2009-01-23
AJB993 HE Lang RE Advising on Securities 2003-07-22 2003-11-04
AJC260 MONTAGUE Jolyon Charles RE Dealing in Securities 2005-10-25 2009-09-28
AJD185 SACHANANDANI Bharat Kumar 邵巴特 RE Dealing in Securities 2003-08-13 2004-06-17
AJD455 GOLDIE Benjamin James RE Dealing in Securities 2013-09-09
AJD563 BOURMAYAN Vahe Olivier RE Dealing in Securities 2003-09-16 2004-06-16
AJD809 YANG Qinyu 楊沁宇 RE Advising on Securities 2003-09-08 2004-01-09
AJD965 ZHAO Yu 趙瑜 RE Dealing in Securities 2015-12-11
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Securities 2003-10-20 2004-06-04
AJG087 LORD Phillip Wilson RE Dealing in Securities 2010-05-17 2010-08-21
AJG583 XU Zhihua 許之樺 RE Advising on Securities 2003-11-25 2005-10-05
AJH414 DADABHOY Imran Sooleman RE Dealing in Securities 2003-12-09 2005-03-09
AJI329 SNAITH Michael Lachman RE Dealing in Securities 2003-12-18 2014-08-12
AJI329 SNAITH Michael Lachman RO Dealing in Securities 2014-08-12
AJI654 STEELE Michael Ryan RE Dealing in Securities 2003-12-23 2005-04-20
AJI706 VOHRA Dhruv RE Advising on Securities 2003-12-29 2012-06-01
AJJ626 DYAS Jonathan Luke RE Advising on Securities 2004-01-13 2005-01-12
AJL639 SHARP Richard Anthony RE Dealing in Securities 2011-10-18 2015-06-26
AJM207 YONTS Charles Anthony RE Advising on Securities 2012-12-03
AJN957 SANGIAMBUT Manop RE Advising on Securities 2005-09-28 2012-03-08
AJN963 CHAN Yick Kei 陳奕祺 RE Dealing in Securities 2018-07-25
AJN963 CHAN Yick Kei 陳奕祺 RE Advising on Securities 2018-07-25
AKI550 TSENG Tzu Wen, Maryann 曾慈雯 RE Dealing in Securities 2017-10-10
AKI975 HILL Liam Patrick RE Advising on Securities 2004-04-19 2004-05-06
AKJ006 MCILHAGGA Basil RE Dealing in Securities 2009-07-27 2009-08-28
AKJ006 MCILHAGGA Basil RO Dealing in Securities 2009-08-28 2011-12-31
AKJ197 LOW Andrew Donald RE Dealing in Securities 2015-01-30 2015-08-12
AKJ197 LOW Andrew Donald RE Dealing in Securities 2017-07-13 2018-07-03
AKJ197 LOW Andrew Donald RO Dealing in Securities 2015-08-12 2017-07-13
AKN219 WEI Xiaopo 魏晓坡 RE Advising on Securities 2012-12-31 2015-06-18
AKU347 CARUSO Richard Blaise RE Dealing in Securities 2004-10-19 2012-11-28
AKY461 BIRD John David RE Dealing in Securities 2004-12-29 2005-02-01
AKY461 BIRD John David RE Dealing in Securities 2012-02-27 2015-03-28
AKY461 BIRD John David RO Dealing in Securities 2005-02-01 2012-02-27
AKY461 BIRD John David RE Advising on Securities 2004-12-29 2005-02-01
AKY461 BIRD John David RE Advising on Securities 2012-02-27 2015-03-28
AKY461 BIRD John David RO Advising on Securities 2005-02-01 2012-02-27
AKY575 DOSHI Mihir Vinod RE Dealing in Securities 2008-09-25
ALA228 TAM Ho Yin, Jude 譚顥賢 RE Dealing in Securities 2017-08-04
ALA254 CHEN Zi Mu RE Advising on Securities 2006-03-15 2006-11-09
ALB052 WATERHOUSE Julian Brian RE Advising on Securities 2012-12-10 2017-04-01
ALB111 ENG Karen Jane 伍倚华 RE Dealing in Securities 2004-08-03
ALE828 PATTAR Jasvinder Singh RE Dealing in Securities 2017-10-30 2018-07-14
ALF255 CHEN Augustine RE Dealing in Securities 2004-09-01 2007-03-29
ALF355 BAN Hideyasu RE Advising on Securities 2018-08-06
ALG104 LEUNG Siu Ping 梁少萍 RE Dealing in Securities 2004-09-20 2005-02-15
ALG109 HUYNH Armand 曹浩朗 RE Dealing in Securities 2013-08-23 2014-11-07
ALG199 LIU Wei 劉煒 RE Dealing in Securities 2004-09-23 2007-03-19
ALS787 CHAN Chi Fung, Leo 陳志峰 RE Dealing in Securities 2015-04-23 2015-05-01
ALT790 YUNG Wing Ping, Melody 容詠萍 RE Dealing in Securities 2005-03-03 2008-02-04
ALT790 YUNG Wing Ping, Melody 容詠萍 RE Dealing in Securities 2015-01-05
ALT790 YUNG Wing Ping, Melody 容詠萍 RE Advising on Securities 2015-01-05
ALT900 DRISCOLL Andrew Tasman RE Advising on Securities 2012-12-03
ALW212 MCMURTRAY Nathan Noel RE Dealing in Securities 2017-08-01 2018-02-02
ALW212 MCMURTRAY Nathan Noel RO Dealing in Securities 2018-02-02
ALW212 MCMURTRAY Nathan Noel RE Advising on Securities 2017-08-01 2018-02-02
ALW212 MCMURTRAY Nathan Noel RO Advising on Securities 2018-02-02
ALW562 KERRIDGE Hugh Copeland RE Dealing in Securities 2016-01-18
ALW738 FISCHER Aaron Alexander 余雅樂 RE Advising on Securities 2012-12-03 2016-11-05
ALW871 QUAH Paul Wui Khaig RE Advising on Securities 2012-12-24 2013-07-01
ALY129 LI Xiaoli 李曉麗 RE Advising on Securities 2005-04-21 2007-04-12
ALY370 PERAMUNETILLEKE Desamanya C. RE Advising on Securities 2009-10-27 2014-07-10
ALY370 PERAMUNETILLEKE Desamanya C. RO Advising on Securities 2014-07-10
ALY952 TANG Xiaobo 唐驍波 RE Advising on Securities 2005-05-04 2006-09-29
ALZ161 NG Shan Yung 吳燦榕 RE Dealing in Securities 2015-10-14 2016-11-26
ALZ161 NG Shan Yung 吳燦榕 RE Advising on Securities 2015-10-14 2016-11-26
ALZ457 WILSON Stuart Richard RE Dealing in Securities 2014-11-18 2016-06-21
ALZ457 WILSON Stuart Richard RE Advising on Securities 2015-01-06 2016-06-21
ALZ458 MORROW Stuart Anthony RE Dealing in Securities 2005-05-10 2013-10-28
ALZ465 MAGGS Ashton Rex RE Dealing in Securities 2005-05-11 2006-01-31
ALZ467 YAP Li Yun RE Dealing in Securities 2005-05-11 2006-02-02
ALZ472 WHITE Jamie Paul RE Dealing in Securities 2005-05-11 2006-04-03
ALZ474 JIANG Sosia RE Dealing in Securities 2005-05-11 2012-12-07
AMC369 CHENG Yu Yuan, Matthew 鄭裕源 RE Dealing in Securities 2005-06-14 2009-03-04
AME244 LIM Dong Soo 林東秀 RE Advising on Securities 2012-12-03 2016-08-29
AMF592 WU Ting 吳婷 RE Dealing in Securities 2017-07-10 2018-04-14
AMF592 WU Ting 吳婷 RE Advising on Securities 2017-07-10 2018-04-14
AMH579 YUSUP Daniel RE Dealing in Securities 2006-04-26 2007-07-13
AMH660 LUI Wai Yip 呂偉業 RE Dealing in Securities 2005-07-27 2009-03-04
AMI208 SMITH Timothy Clement RE Dealing in Securities 2009-06-30 2012-06-13
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Securities 2006-10-10 2008-04-25
AMI359 MARKOSOV Suren Gueorgui RE Advising on Securities 2006-10-13 2008-04-25
AMJ210 LOONG Chee Wei RE Advising on Securities 2012-11-01 2015-01-23
AMJ455 JENWIPAKUL Kiattisak RE Advising on Securities 2005-08-15 2007-05-10
AMJ459 LEE SHYU Mei-Lan 徐美蘭 RE Dealing in Securities 2014-02-10 2014-04-01
AMJ481 YEUNG Shun Hei 楊舜熙 RE Dealing in Securities 2007-08-16 2009-05-08
AMJ575 SO Petrina Pui Yan 蘇佩恩 RE Dealing in Securities 2005-08-18 2008-08-08
AMJ576 SUGANDHI Mardian Jun 石駿逸 RE Dealing in Securities 2005-08-18 2007-08-31
AMJ578 CHOI PARK Jae Won 崔朴在元 RE Dealing in Securities 2005-08-18 2008-04-12
AMJ602 LEUNG Sze Wai 梁思慧 RE Advising on Securities 2012-12-31 2015-08-28
AMJ780 CASTILLO Eric Alberto RE Dealing in Securities 2014-02-24 2017-11-22
AML921 CHENG Ming-Kai 鄭名凱 RE Dealing in Securities 2009-07-02 2013-08-05
AML926 XU Weizhe 徐煒哲 RE Advising on Securities 2005-09-16 2006-08-11
AMN771 MAK Cassandra Frances Wai Kwun 麥慧君 RE Dealing in Securities 2008-04-03 2008-08-20
AMP009 PHANG Michael Tau Shien 龐道賢 RE Dealing in Securities 2005-10-17 2006-03-16
AMP537 WANG Min 王敏 RE Advising on Securities 2005-10-21 2006-11-07
AMS233 ENTICKNAP David RE Dealing in Securities 2005-11-11 2013-07-04
AMS785 ZIEGLER Richard Paul RE Dealing in Securities 2005-11-29
AMV284 HO Cheong Chak, Johnny 何昌澤 RE Dealing in Securities 2005-12-22 2006-07-19
AMV284 HO Cheong Chak, Johnny 何昌澤 RE Dealing in Securities 2008-01-28 2015-07-10
AMX921 GRUBER James RE Dealing in Securities 2006-01-17 2010-07-03
AMX921 GRUBER James RE Advising on Securities 2009-03-16 2010-07-03
AMY547 LEE Patrick Maung RE Dealing in Securities 2006-01-23 2008-05-10
AMY547 LEE Patrick Maung RE Advising on Securities 2006-01-23 2008-05-10
AMY763 CAI Yun 蔡韻 RE Dealing in Securities 2015-01-21 2015-08-14
AMY886 GOPALASWAMY Chitra Narasimha RE Advising on Securities 2011-04-20 2013-12-30
ANA057 LI On Ki 李安琪 RE Dealing in Securities 2017-10-11
ANA837 DINWOODIE Christian Gilbert RE Advising on Securities 2012-12-03 2015-10-30
ANA962 HUANG Jason Hsi RE Dealing in Securities 2006-02-20 2006-11-24
ANA971 NGUYEN Kim Thi RE Dealing in Securities 2006-02-20 2008-05-28
ANA972 DEL PAPA Massimiliano RE Dealing in Securities 2006-02-20
ANB177 YEOH Jonathan Sheung Chern RE Dealing in Securities 2006-02-20 2008-11-24
ANB180 SALDANHA Joshua Gerard RE Dealing in Securities 2006-02-20 2007-06-26
ANB187 KUKREJA Kathy Sham RE Dealing in Securities 2006-02-20 2007-05-04
ANB366 LURIE Mattan Hillel RE Dealing in Securities 2006-02-20 2006-10-16
ANB406 WANG Yinan 王軼楠 RE Dealing in Securities 2007-04-10
ANB406 WANG Yinan 王軼楠 RE Advising on Securities 2006-02-20 2007-04-30
ANB555 TANG Kam Ming, Calvin 鄧鑑明 RE Dealing in Securities 2006-02-20 2008-11-20
ANC096 KANGA Cyrus Darius RE Dealing in Securities 2006-02-22 2013-08-05
AND952 DENG Lan 鄧蘭 RE Advising on Securities 2006-03-10 2006-04-27
ANE253 YEUNG Queenie Wan Man 楊韻汶 RE Dealing in Securities 2015-01-13 2015-12-16
ANE253 YEUNG Queenie Wan Man 楊韻汶 RO Dealing in Securities 2015-12-16 2018-04-11
ANE426 LEE Michael Douglas 李嘉文 RE Dealing in Securities 2009-09-15 2012-02-16
ANF055 WEE Kheng Hoe Jason RE Advising on Securities 2006-03-29 2007-02-01
ANF060 LADEUIX Hernan RE Advising on Securities 2006-03-29 2012-04-03
ANF064 CHENG Sheng-Jung 鄭勝榮 RE Advising on Securities 2006-03-30 2007-04-21
ANG990 MAHOMED Ferheen RE Dealing in Securities 2010-09-01 2014-06-09
ANH079 YAU Michael 邱威豪 RE Dealing in Securities 2011-12-15 2017-12-20
ANI728 WOOD Malcolm George RE Dealing in Securities 2006-04-26 2008-11-20
ANI829 WEI Wei 魏薇 RE Dealing in Securities 2013-11-01 2013-11-26
ANK169 TABBUSH Daniel Lawrence RE Advising on Securities 2006-05-29 2012-03-13
ANK937 LIM Tay Her 林泰禾 RE Dealing in Securities 2006-05-23 2010-10-18
ANL835 HALLIWELL Thomas Alan RE Dealing in Securities 2010-04-20 2010-08-01
ANM185 ANG Kok Thye Ian 汪國泰 RE Dealing in Securities 2006-06-01
ANM677 HO Chi-pin RE Dealing in Securities 2006-06-09 2007-04-02
ANN416 HON Hau Ngai 韓巧藝 RE Dealing in Securities 2013-11-01 2015-06-09
ANN416 HON Hau Ngai 韓巧藝 RE Advising on Securities 2015-01-13 2015-06-09
ANQ201 COTTERCHIO David Maurice RE Dealing in Securities 2006-07-04 2016-03-18
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ANR606 BAO Danny Q 包強 RE Advising on Securities 2006-07-21 2007-01-19
ANR608 WALLIS Shane Bernard RE Dealing in Securities 2006-07-21 2015-01-09
ANR807 LUO Yong 羅詠 RE Dealing in Securities 2013-11-01 2016-08-29
ANR807 LUO Yong 羅詠 RO Dealing in Securities 2016-08-29 2017-05-02
ANR807 LUO Yong 羅詠 RE Advising on Securities 2014-12-30 2017-05-02
ANR849 KIM Eugene Hwang RE Dealing in Securities 2006-07-25 2008-11-28
ANR862 XU Ling 徐玲 RE Advising on Securities 2006-07-28 2007-04-12
ANR866 HILLEN Derek Hopkins RE Dealing in Securities 2006-07-25 2010-06-09
ANT189 SMITH Adam Alexander RE Dealing in Securities 2018-09-03
ANT825 SONG Ziyi 宋子一 RE Dealing in Securities 2017-11-08
ANT825 SONG Ziyi 宋子一 RE Advising on Securities 2017-11-08
ANV070 FRANCISCO Christopher 方宇傑 RE Dealing in Securities 2014-02-10 2015-11-03
ANV070 FRANCISCO Christopher 方宇傑 RE Advising on Securities 2014-12-30 2015-11-03
ANV115 NG Kwan Yee, Janice 吳君頤 RE Dealing in Securities 2008-01-21 2012-11-01
ANY183 FISHER Kirstie Jane RE Dealing in Securities 2006-09-18 2015-10-05
ANZ660 KEDIA Mahesh Kumar RE Advising on Securities 2012-12-17
ANZ816 PATHMAKANTHAN Shrianand RE Advising on Securities 2013-03-15 2016-03-29
AOA162 POWELL Simon Philip RE Dealing in Securities 2009-02-16 2015-04-17
AOA162 POWELL Simon Philip RE Advising on Securities 2012-12-31 2015-04-17
AOB378 YOO Peter B RE Dealing in Securities 2006-10-23 2007-08-10
AOB897 LEUNG Tye, Jason 梁泰 RE Dealing in Securities 2006-10-25 2006-11-20
AOD605 NG Chung Kwong 吳松光 RE Dealing in Securities 2017-12-07
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AOE594 CHEUNG Ho Ming 張可明 RE Advising on Securities 2015-01-21
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AOG834 LIANG Zhong 梁忠 RE Advising on Securities 2006-12-04 2007-08-06
AOH920 WAN Nga Yee, Joyce 溫雅怡 RE Dealing in Securities 2007-01-03 2008-11-19
AOH927 LI Xiao 李皛 RE Advising on Securities 2006-12-22 2008-11-11
AOL528 KAM Kwok Hung 甘國雄 RE Dealing in Securities 2016-10-14 2018-09-01
AOL528 KAM Kwok Hung 甘國雄 RE Advising on Securities 2016-10-14 2018-09-01
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AOO555 NGUYEN Nguyen Thanh RE Dealing in Securities 2007-02-21 2009-03-05
AOO682 VOSS Vanessa Christine RE Dealing in Securities 2007-02-21 2009-11-20
AOO682 VOSS Vanessa Christine RE Advising on Securities 2009-02-02 2009-11-20
AOO984 YOU Seung Min RE Dealing in Securities 2007-02-21 2008-11-24
AOO985 CAMPBELL Oliver Martin RE Dealing in Securities 2007-02-21 2014-03-01
AOO985 CAMPBELL Oliver Martin RE Advising on Securities 2012-12-24 2014-03-01
AOP006 HSIAO Eugene Yow Seng RE Dealing in Securities 2007-02-21 2009-06-16
AOP016 GAN Tanya Li Phing RE Dealing in Securities 2007-02-21
AOP017 LEE Voon Hsien 李文賢 RE Dealing in Securities 2007-02-21
AOQ827 BEDDARD Henry Terence RE Dealing in Securities 2007-03-07 2015-06-05
AOS485 BECKER Michael Nicolas RE Dealing in Securities 2007-03-28 2007-06-16
AOS687 CHEN Chia-Chi 陳佳琦 RE Advising on Securities 2012-12-10 2013-08-01
AOT367 ZHANG Weifeng 張偉峰 RE Advising on Securities 2011-04-06 2014-04-30
AOT370 BAKER Maureen Lee RE Dealing in Securities 2010-05-12 2016-04-06
AOT375 POTUKUCHI Vijay Sai RE Dealing in Securities 2007-05-30 2007-08-02
AOT398 LI Zhe 李喆 RE Advising on Securities 2011-04-06 2011-04-08
AOT505 WALTERS Andrew James RE Dealing in Securities 2014-06-26 2018-01-03
AOT744 LIN David Ping 林平 RE Dealing in Securities 2018-06-15
AOU071 LAPRISE James Scott RE Advising on Securities 2012-12-10 2015-01-22
AOU971 LESMINA Sarina RE Advising on Securities 2012-12-31
AOV706 LIN Stephen Y RE Dealing in Securities 2007-05-07 2007-08-04
AOW903 FUNG Wai Yip, Patrick 馮偉業 RE Dealing in Securities 2007-05-09 2007-09-29
AOX202 LEWIS Gareth Rhys RE Dealing in Securities 2009-10-13 2014-04-01
AOX412 CHENG Chao-Kang 鄭兆剛 RE Advising on Securities 2012-12-03 2013-11-13
AOX440 PANPIEMRAS Soraphob RE Advising on Securities 2012-12-31
AOX755 SHEN Wei Elaine RE Dealing in Securities 2012-07-12 2015-02-04
AOY381 SMITH Brad Franklin RE Dealing in Securities 2007-06-04 2010-05-31
AOY690 WONG Yew Kiang RE Advising on Securities 2012-12-31
AOY694 POPE Leavitt Joseph RE Dealing in Securities 2007-05-25 2010-08-20
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APA066 COCHRAN Shaun Donald RE Advising on Securities 2012-12-31
APA077 MOHAMED KAMAL BIN MOHD Ridzam Deva RE Dealing in Securities 2007-06-25 2011-04-05
APA077 MOHAMED KAMAL BIN MOHD Ridzam Deva RE Dealing in Securities 2014-02-17 2015-05-14
APA092 LIM Kit Yng RE Dealing in Securities 2007-06-13 2015-06-22
APA097 WARSONO Wuddy RE Dealing in Securities 2007-06-25 2015-01-30
APA364 DE DIOS Maria Martha Araullo RE Dealing in Securities 2007-06-25
APA371 DY Alfred Olmedo RE Advising on Securities 2012-11-01
APA374 ZULUETA Michael Rubin RE Dealing in Securities 2007-06-25 2009-03-04
APA551 LEUNG Kelvin Yau-teng 梁祐庭 RE Dealing in Securities 2016-08-11 2017-05-04
APA551 LEUNG Kelvin Yau-teng 梁祐庭 RO Dealing in Securities 2017-05-04 2017-07-18
APA551 LEUNG Kelvin Yau-teng 梁祐庭 RE Advising on Securities 2016-08-11 2017-05-04
APA551 LEUNG Kelvin Yau-teng 梁祐庭 RO Advising on Securities 2017-05-04 2017-07-18
APB502 TAM Sai Chiu, David 譚世昭 RE Dealing in Securities 2015-01-07
APB502 TAM Sai Chiu, David 譚世昭 RE Advising on Securities 2015-01-07
APB534 COOK Geoffrey John RE Dealing in Securities 2012-05-24 2016-09-24
APB797 CAPRON Jeremie Laurent RE Advising on Securities 2012-12-10 2017-02-28
APB991 CARINO Jasmine Magno RE Dealing in Securities 2007-07-03 2011-04-27
APC277 WAN Po Wing, Paul 溫寶榮 RE Advising on Securities 2012-12-24 2015-06-09
APC291 NEOH Chee Keat RE Dealing in Securities 2007-06-20 2010-06-25
APC356 MIDDLE Rupert Anthony Richard RE Dealing in Securities 2007-06-25 2009-03-04
APC644 DUTTA Anirudha RE Advising on Securities 2012-11-01 2012-12-11
APC653 SINHA Neel NA RE Advising on Securities 2009-05-07 2010-01-29
APD421 CHOO Shan RE Dealing in Securities 2007-07-03 2015-03-23
APD422 JAEGER Christian John RE Dealing in Securities 2007-07-03
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APD881 AIRD William Rowley RE Dealing in Securities 2014-03-05
APF163 GOYAL Atul RE Dealing in Securities 2011-08-22 2012-11-30
APF264 SCHUSTER Andreas Albert RE Advising on Securities 2012-11-01 2015-07-31
APF630 MCALINDEN Barry RE Dealing in Securities 2007-07-10 2008-11-19
APG273 BALANCO Laurence RE Advising on Securities 2009-02-16
APG277 HE Hao 何浩 RE Dealing in Securities 2018-05-02
APG277 HE Hao 何浩 RE Advising on Securities 2018-05-02
APG735 NAMBA Hiromitsu RE Dealing in Securities 2007-07-24 2011-03-25
APH254 PANITCHPAKDI Prinn RE Dealing in Securities 2007-07-23
APH256 ATTATANYAPAT Rojanin RE Dealing in Securities 2007-08-14 2009-10-09
APJ202 MITCHINSON Stacie Michelle RE Dealing in Securities 2007-08-10 2009-11-13
APJ720 MORINOBU Kaori RE Dealing in Securities 2007-08-28 2014-05-28
APJ995 WONG Mabel 黃美寶 RE Dealing in Securities 2014-04-07 2014-09-05
APK242 SHEN Yue 沈越 RE Dealing in Securities 2015-04-24
APO627 LEUNG Fiona Man Yee 梁文怡 RE Dealing in Securities 2011-08-19 2012-02-28
APP541 TANGITVET Jiralawan RE Dealing in Securities 2007-09-13 2014-04-11
APP545 SOMJITT Nipat RE Dealing in Securities 2007-09-13 2009-11-11
APP547 THAPANEEYAPAN Kanyarat RE Dealing in Securities 2007-09-13 2008-12-04
APS741 CHOW Chuen Pak 周泉柏 RE Dealing in Securities 2015-01-05
APS741 CHOW Chuen Pak 周泉柏 RE Advising on Securities 2015-01-05
APW579 PONG David Juyoung RE Dealing in Securities 2016-05-24
APW582 WONG Ngat 汪屹 RE Dealing in Securities 2015-01-16 2015-05-09
APW582 WONG Ngat 汪屹 RE Advising on Securities 2015-01-16 2015-05-09
APW807 BAARS Andrew Paul RE Dealing in Securities 2010-09-07 2013-06-04
APY383 MCDONOUGH Sean Joseph RE Dealing in Securities 2007-11-13 2011-05-10
AQA638 LEWIS Nathan Gray RE Dealing in Securities 2009-01-19 2012-01-17
AQA973 CHIN Clare Kit Ching RE Advising on Securities 2012-12-03 2014-01-23
AQA974 LEUNG Wai Ming 梁慧明 RE Dealing in Securities 2007-12-03 2011-10-25
AQB007 YIP Cheng Kwok 葉振國 RE Dealing in Securities 2007-11-28
AQC205 LAI Norman 黎樂仁 RE Dealing in Securities 2013-05-24
AQC208 SILVER Colin RE Dealing in Securities 2007-12-04 2008-05-14
AQC811 YAM Tsz Chun 任子駿 RE Advising on Securities 2012-12-31 2014-07-04
AQD161 WANG Jian 王健 RE Dealing in Securities 2015-04-24 2015-07-17
AQD401 DU Yuxi 杜玉曦 RE Dealing in Securities 2007-12-14 2008-10-24
AQD401 DU Yuxi 杜玉曦 RE Dealing in Securities 2008-11-13 2009-07-16
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AQD991 DA CRUZ Antonia Maria 告崇 RE Dealing in Securities 2010-08-27 2012-12-01
AQE291 NG Huei Suen RE Advising on Securities 2012-12-10 2012-12-31
AQE317 LEE Kam Chiu 李錦超 RE Advising on Securities 2013-10-02
AQG469 TAN Jessica Margarida 陳曉彤 RE Dealing in Securities 2014-04-28
AQG472 LI Wen Han 李文瀚 RE Dealing in Securities 2014-06-03 2016-08-20
AQH362 WONG Wing Sze 黃詠詩 RE Dealing in Securities 2010-08-03 2017-11-20
AQH362 WONG Wing Sze 黃詠詩 RO Dealing in Securities 2017-11-20
AQH362 WONG Wing Sze 黃詠詩 RE Providing Automated Trading Services 2017-09-15
AQH613 CHENG Chun Pong 鄭振邦 RE Dealing in Securities 2008-01-15 2012-08-18
AQI406 RICHTER Christopher John RE Advising on Securities 2012-12-03
AQI679 PARK Sang Eun RE Dealing in Securities 2011-02-14
AQI680 CHUNG Yong Ho RE Advising on Securities 2012-12-31
AQJ549 HUDDY John Michael RE Dealing in Securities 2008-01-31 2017-01-24
AQK105 TRIPAJAYAKORN Pangkhum RE Dealing in Securities 2008-02-04 2010-01-15
AQM091 KIM Jason Lee RE Dealing in Securities 2017-07-28 2018-09-27
AQM091 KIM Jason Lee RO Dealing in Securities 2018-09-27
AQM107 GOULD Christopher Graham RE Dealing in Securities 2008-02-14 2008-11-20
AQM108 NAGUIB HUSSIN Bin Abdul Hamid RE Dealing in Securities 2008-02-14 2015-06-22
AQM172 TSE Oi Yue 謝藹愉 RE Dealing in Securities 2008-02-06 2016-08-23
AQM286 XI Xiaojie 席曉捷 RE Dealing in Securities 2015-05-04 2017-07-31
AQM286 XI Xiaojie 席曉捷 RE Advising on Securities 2015-05-04 2017-07-31
AQM288 TAVEERATANASILP Nuntana RE Dealing in Securities 2010-03-08
AQM703 DHASMANA Vaibhav RE Dealing in Securities 2008-02-14 2011-08-26
AQM703 DHASMANA Vaibhav RE Advising on Securities 2009-02-16 2011-08-26
AQM704 DHILLON Inquilab Singh RE Dealing in Securities 2008-02-14 2011-01-24
AQM705 GALLIGAN Jonathan Philip RE Dealing in Securities 2008-02-14
AQM705 GALLIGAN Jonathan Philip RE Advising on Securities 2012-12-17
AQM706 GANDHI Vivek Subhash RE Dealing in Securities 2008-02-18 2018-07-27
AQM707 HONG Jenny RE Dealing in Securities 2008-02-18 2012-06-29
AQM707 HONG Jenny RE Advising on Securities 2009-02-26 2012-11-24
AQM708 HUANG Chen 黃晨 RE Dealing in Securities 2008-02-14 2014-05-30
AQM708 HUANG Chen 黃晨 RE Advising on Securities 2012-12-03 2014-05-30
AQM709 SHAH Kshitij RE Dealing in Securities 2008-02-14
AQM710 MENEZES Elsa Edward RE Dealing in Securities 2008-02-18 2013-08-30
AQM711 SIMSEK Cenk RE Dealing in Securities 2008-02-14 2016-07-08
AQM712 RO Soong Chu RE Dealing in Securities 2008-02-20
AQM713 WU Fei 吳菲 RE Dealing in Securities 2008-02-14 2011-04-15
AQM714 ZHANG Xi 張璽 RE Dealing in Securities 2008-02-18 2008-05-31
AQM715 ZHOU Ling 周靈 RE Advising on Securities 2011-04-06 2012-05-22
AQM721 CHOY January Y-Y RE Dealing in Securities 2008-02-15 2008-11-19
AQM722 WATSON James Tinto RE Dealing in Securities 2008-02-15 2009-11-30
AQM723 WONG Kwok Leung 王國良 RE Dealing in Securities 2008-02-13 2008-07-10
AQN361 CHUGH Saurabh RE Dealing in Securities 2008-02-28 2015-09-30
AQN362 GAN Jia C RE Dealing in Securities 2008-03-05 2010-09-03
AQN363 MOULLIN Andrew James RE Dealing in Securities 2008-02-27 2013-08-23
AQN363 MOULLIN Andrew James RE Advising on Securities 2009-03-31 2013-08-23
AQO276 FENG Dawei 馮大為 RE Dealing in Securities 2008-02-22 2018-01-20
AQO276 FENG Dawei 馮大為 RE Advising on Securities 2012-12-10 2018-01-20
AQO387 SHIN YOON SIK RE Advising on Securities 2013-09-16
AQO517 LIM Joann Phaik Gim RE Dealing in Securities 2008-03-04 2010-04-20
AQP995 KEUNG Hoi Ling, Helen 姜凱齡 RE Advising on Securities 2012-12-10 2013-11-28
AQQ263 CHOW Kenneth Ka Kit 周加傑 RE Dealing in Securities 2008-03-07 2008-11-19
AQQ471 KAN Pui Lai 簡佩麗 RE Dealing in Securities 2008-03-14 2008-10-22
AQQ472 YAMASHITA Alexander Han RE Dealing in Securities 2008-03-17 2011-08-08
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AQR573 CAMACHO RIERA Luis Francisco RE Dealing in Securities 2008-03-18 2008-11-21
AQU096 SINPRASEUTH Christopher RE Dealing in Securities 2008-04-01 2009-01-23
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Dealing in Securities 2014-02-10 2016-12-01
AQU258 LAI Patrick Pak Hung 黎柏鴻 RE Advising on Securities 2014-12-30 2016-12-01
AQU888 MUSTON Nigel Peter RE Advising on Securities 2012-12-24
AQW227 ZHU Liliang 朱麗凉 RE Dealing in Securities 2008-04-21 2011-04-01
AQW227 ZHU Liliang 朱麗凉 RE Advising on Securities 2011-04-06 2011-08-25
AQX408 SOO Chee Kin RE Dealing in Securities 2008-04-23 2012-11-30
AQY873 LUI Agnes Ka-bo 呂嘉寶 RE Dealing in Securities 2008-05-06 2008-11-11
ARA844 ROBINSON Oliver James Ashley RE Dealing in Securities 2008-05-21 2008-08-28
ARD174 WU Jiaxin 吳佳鑫 RE Advising on Securities 2011-10-26 2012-12-01
ARD193 LAU Sze Nga 劉詩雅 RE Dealing in Securities 2010-09-30 2015-08-13
ARD761 YEUNG See Ah 楊思雅 RE Dealing in Securities 2010-06-11 2013-07-18
ARF360 KUNG Suk Han, Joyce 龔淑嫻 RE Dealing in Securities 2009-10-21 2010-11-10
ARG664 SENARATNE Dee Cyril RE Dealing in Securities 2013-10-25 2017-04-01
ARG664 SENARATNE Dee Cyril RE Advising on Securities 2012-12-03 2013-11-22
ARH276 BOLON Jonathan Quinn RE Dealing in Securities 2010-05-17 2010-07-29
ARI071 WANG Xiao 王瀟 RE Dealing in Securities 2015-04-24 2016-08-05
ARI071 WANG Xiao 王瀟 RO Dealing in Securities 2016-08-05
ARM695 BOWERS John Pennington RE Advising on Securities 2012-12-24 2014-04-09
ARM699 YAMAMOTO Witranan RE Dealing in Securities 2008-09-22 2018-04-10
ARM928 STEWART Ian Colin RE Dealing in Securities 2008-09-22 2016-02-27
ARN267 LEONG Wei Qun 梁鄧為群 RE Dealing in Securities 2008-08-20 2008-11-19
ARN268 PARK Terence-Young RE Advising on Securities 2012-12-31 2015-01-16
ARN988 TAM Winson 譚子群 RE Advising on Securities 2008-09-01 2009-08-19
ARO877 MATTHEW Oliver James Gray RE Advising on Securities 2012-12-24
ARO879 WHALE Patrick Xavier RE Dealing in Securities 2008-09-10 2009-11-10
ARO890 DENTON Thomas Andrew RE Dealing in Securities 2008-09-10 2010-05-31
ARP291 CHEN SHUN-PIN 陳舜萍 RE Dealing in Securities 2008-09-18 2013-10-03
ARP376 CHUNG Eugene Bob 鍾易彤 RE Dealing in Securities 2008-09-11 2013-09-01
ARP391 CHATURVEDI Deepti RE Advising on Securities 2012-12-03
ARP468 GOTAMA Suwantara Lim RE Advising on Securities 2012-12-31 2018-11-01
ARP470 CHAMBERS Michael Edmund Carrick RE Dealing in Securities 2008-09-17 2014-02-01
ARP675 PRESLER Paul Erik RE Dealing in Securities 2008-09-17 2015-06-04
ARP678 SEAGRIM John Christopher RE Dealing in Securities 2008-09-18 2015-06-04
ARP680 LEOUZON Nicolas, Christian, Guy, Eugene RE Dealing in Securities 2008-09-18 2012-02-03
ARP680 LEOUZON Nicolas, Christian, Guy, Eugene RE Dealing in Securities 2012-08-09 2015-06-04
ARP681 YUAN Ting-Ting 袁婷婷 RE Dealing in Securities 2008-09-18 2013-10-30
ARP685 HAN Yuanping 韓元平 RE Dealing in Securities 2008-09-18 2015-01-21
ARP686 DWERRYHOUSE Alan Damian RE Advising on Securities 2012-12-03 2015-06-04
ARP693 CHIAIS GianClaudio RE Dealing in Securities 2008-09-18 2013-01-31
ARP700 FORSYTH Ian Robert RE Dealing in Securities 2008-09-18 2015-01-21
ARP703 YANG Elizabeth RE Dealing in Securities 2008-09-18 2008-11-24
ARP705 HANSOM George Ian RE Dealing in Securities 2008-09-18 2015-06-04
ARP707 KWONG Lorraine Phaik May RE Dealing in Securities 2008-09-18 2014-01-29
ARP726 LYNESS Janet Ruth RE Advising on Securities 2012-12-10 2015-06-26
ARP906 DAUZ Alexander Ludwig Lim RE Dealing in Securities 2008-09-18 2018-09-15
ARQ002 CHAN Christian James RE Dealing in Securities 2010-03-29 2010-10-08
ARQ320 YADAV Gaurav RE Dealing in Securities 2011-04-01 2012-03-26
ARQ356 VAN DINE Phillip Sean RE Dealing in Securities 2008-09-18 2009-09-01
ARQ373 PANJWANI Rajesh RE Advising on Securities 2012-12-24 2017-07-01
ARQ374 NANDURKAR Mahesh Yashwant RE Advising on Securities 2012-12-17
ARQ375 OLDFIELD Alexander Toby RE Dealing in Securities 2008-09-18 2010-05-31
ARQ375 OLDFIELD Alexander Toby RE Dealing in Securities 2018-11-27
ARQ376 AGARWAL Aashish Ashok RE Advising on Securities 2012-11-01
ARQ480 BRADY Mark Joseph RE Dealing in Securities 2016-06-24 2016-10-12
ARQ493 GUNDU Mohan Krishna RE Dealing in Securities 2008-09-22 2014-08-09
ARQ497 JAIN Sonal RE Dealing in Securities 2008-09-22
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ARQ788 XU Ping 徐娉 RE Dealing in Securities 2015-04-24
ARR894 MA Junrui 馬隽睿 RE Dealing in Securities 2015-11-16 2017-06-24
ARS103 YUEN Hang Ngai 袁恆毅 RE Advising on Securities 2012-12-03
ARS228 NEOH Jasmine Li Hoon RE Dealing in Securities 2008-10-13 2008-12-01
ASD313 PARK Edward RE Dealing in Securities 2008-12-09 2018-01-12
ASD313 PARK Edward RO Dealing in Securities 2018-01-12
ASD704 LU Kuen-Lin 呂昆霖 RE Advising on Securities 2012-11-01 2013-10-24
ASF036 HUANG Timmy Chi-ming 黃麒銘 RE Dealing in Securities 2014-10-13 2017-09-09
ASH395 SHIU Kim Chi, Patricia 蕭儉之 RE Dealing in Securities 2009-01-21 2009-04-27
ASH434 KIRTON Daniel Earle William RE Dealing in Securities 2009-01-13 2012-06-27
ASH598 JAMES Anthony Peter RE Dealing in Securities 2009-01-19 2010-01-15
ASH603 WOODS Adam James RE Dealing in Securities 2009-01-19 2012-01-17
ASH721 TONG Hoi Kit, Jeffrey 湯凱傑 RE Advising on Securities 2012-06-08
ASK682 SHI Jialong 史家龙 RE Advising on Securities 2012-12-17 2014-01-10
ASL857 KIM John Piljung RE Advising on Securities 2010-06-22 2014-10-03
ASS289 SHUTE Christopher Linford RE Dealing in Securities 2009-12-01 2010-11-01
ASS432 MOK Sze Wai 莫施煒 RE Dealing in Securities 2015-05-15 2015-06-05
ASU307 BRINKER Anthony Ambrose RE Dealing in Securities 2009-04-24 2012-01-17
ASY194 HENNING Edmund Anthony Biddulph RE Advising on Securities 2009-05-14 2012-01-17
ASY848 KANEVSKY Eugene RE Dealing in Securities 2009-11-16 2017-05-16
ASY848 KANEVSKY Eugene RO Dealing in Securities 2017-05-16
ASY848 KANEVSKY Eugene RO Providing Automated Trading Services 2014-08-13
ASY866 YEUNG Kwok Mo 楊國武 RE Dealing in Securities 2009-05-19 2012-09-28
ASZ739 TAN Shao Khing Bruce RE Dealing in Securities 2009-06-05 2010-05-29
ATB487 TU Lingfei 涂凌飛 RE Dealing in Securities 2018-03-26
ATB487 TU Lingfei 涂凌飛 RE Advising on Securities 2018-04-25
ATC963 OH Jon Teng RE Advising on Securities 2012-12-17 2017-07-22
ATD682 LEE Poh Aik RE Dealing in Securities 2009-06-19 2015-12-31
ATG678 BURNS John Patrick RE Dealing in Securities 2018-02-06
ATJ099 TAPLEY Kevin Thomas RE Dealing in Securities 2009-07-27 2014-05-31
ATM958 CHENG Oi Ching, Patricia 鄭愛晶 RE Advising on Securities 2012-12-24
ATN737 EVERAERT Veronique M. C. G. RE Dealing in Securities 2009-09-04 2015-06-04
ATO788 BROEREN Daniel Christopher RE Advising on Securities 2009-08-24 2010-05-26
ATO802 LENZNER Anna RE Dealing in Securities 2009-09-11 2015-06-04
ATR487 JOSHI Nimish Amar RE Advising on Securities 2012-12-24 2014-03-01
ATR494 CHARLTON-JONES John Murray RE Dealing in Securities 2009-09-10 2015-06-04
ATS181 KAMATH Sujay Anthony Derrick RE Dealing in Securities 2009-09-17
ATS185 BISWAS Swagatam RE Dealing in Securities 2009-09-17
ATS186 STREETER Mark RE Dealing in Securities 2009-09-14 2014-04-09
ATS209 NAIK Abhijeet Kisan RE Advising on Securities 2012-11-01 2017-08-30
ATS210 SOMANI Anirudh RE Dealing in Securities 2009-09-17
ATS911 OEN Daniel Thian Liong RE Dealing in Securities 2009-09-17
ATT423 NAHAR Pawan RE Dealing in Securities 2009-09-18 2012-03-14
ATW081 SAMTER Mark Graham RE Advising on Securities 2009-09-29 2012-01-17
ATY162 DOWNES Dianne Michelle RE Advising on Securities 2009-10-15 2012-01-16
AUB086 BYRNE Luke William RE Dealing in Securities 2012-03-23 2013-12-03
AUB134 COLLETT Michael James RE Dealing in Securities 2010-06-09 2010-07-22
AUD641 FAN Lin 樊林 RE Dealing in Securities 2011-09-01 2013-05-07
AUG278 YUAN Quan 袁泉 RE Advising on Securities 2016-02-17 2016-06-07
AUG569 LI Jing 李靜 RE Dealing in Securities 2013-11-01 2015-07-24
AUG571 LAU Ka Yeung 劉嘉陽 RE Advising on Securities 2014-05-08
AUI935 HO Kam Kai 何錦佳 RE Dealing in Securities 2017-09-12
AUI935 HO Kam Kai 何錦佳 RE Advising on Securities 2017-09-12
AUI940 LIU Wenyun 劉文韞 RE Dealing in Securities 2014-08-08
AUI940 LIU Wenyun 劉文韞 RE Advising on Securities 2014-12-30
AUK285 KULVANICHPISIT Yuvadee RE Dealing in Securities 2010-01-04 2010-05-14
AUK285 KULVANICHPISIT Yuvadee RE Dealing in Securities 2010-07-28 2012-09-21
AUN839 WOODS John Joseph RE Advising on Securities 2012-12-17 2015-06-11
AUQ932 YU Yinghua 於穎華 RE Dealing in Securities 2017-02-01 2018-01-27
AUQ932 YU Yinghua 於穎華 RE Advising on Securities 2017-02-01 2018-01-27
AUR285 CHEN Zibo 陳子博 RE Advising on Securities 2012-12-31 2013-11-16
AUS277 LAM Tim Yi, Emily 林恬兒 RE Dealing in Securities 2010-02-09 2010-10-11
AUS277 LAM Tim Yi, Emily 林恬兒 RE Dealing in Securities 2010-11-08 2014-12-16
AUS969 VATCHKOVA Denitza Plamenova RE Dealing in Securities 2014-09-01 2017-06-01
AUU962 CAI Yingwei 蔡英煒 RE Dealing in Securities 2017-12-04
AUU962 CAI Yingwei 蔡英煒 RE Advising on Securities 2017-12-04
AUV895 CHEN Qianqian 陳乾乾 RE Advising on Securities 2012-12-31 2015-06-26
AUV896 O'NEILL John Daniel RE Dealing in Securities 2010-03-09 2011-06-21
AUW139 WU Nan 吳楠 RE Dealing in Securities 2018-03-02
AUW243 LIU Hanhua 劉漢華 RE Dealing in Securities 2015-04-23 2017-09-30
AUW243 LIU Hanhua 劉漢華 RE Dealing in Securities 2018-02-21
AUW905 TANG Weiguo 唐維國 RE Dealing in Securities 2014-02-10
AUZ195 THOMSON Stuart Douglas Peter RE Dealing in Securities 2010-04-12 2012-06-13
AUZ199 CHUN Jung-Won RE Dealing in Securities 2010-04-08 2010-11-04
AUZ206 PARK Linda Sharon RE Dealing in Securities 2010-04-08 2017-04-06
AUZ227 KIM Jongmin RE Dealing in Securities 2010-04-08
AUZ307 CHONG Jack Chung-Taek RE Dealing in Securities 2010-04-08
AUZ510 ENGEL James Andrew RE Advising on Securities 2010-03-31 2010-08-24
AUZ521 TOOHEY Daniel Paul RE Advising on Securities 2010-04-12 2011-05-06
AUZ522 BAIRSTOW Hayden Peter RE Advising on Securities 2010-04-07 2013-04-17
AUZ544 KRIEN Alexander David RE Advising on Securities 2010-04-13 2012-01-17
AUZ660 GILMOUR Digby Neil RE Advising on Securities 2010-04-19 2012-01-17
AUZ661 HUDSON Scott Lyndon RE Advising on Securities 2010-04-08 2012-01-17
AUZ700 ZHU Qing 祝青 RE Dealing in Securities 2015-04-24 2015-10-09
AUZ701 CHEN Chen 陳晨 RE Dealing in Securities 2015-04-23 2015-05-28
AUZ703 YU Yang 于楊 RE Dealing in Securities 2015-04-24 2018-01-10
AUZ703 YU Yang 于楊 RO Dealing in Securities 2018-01-10
AVA611 LAO Ruby Margaret Tan RE Dealing in Securities 2010-05-03
AVA613 KAM Joel Wing 甘穎 RE Advising on Securities 2010-05-10 2012-01-17
AVC115 STANFORD Michael Robert RE Dealing in Securities 2010-04-30 2012-01-17
AVC118 MENG Fanjie 孟凡杰 RE Advising on Securities 2012-12-10 2018-04-25
AVC916 BROWNE Daniel Joseph RE Dealing in Securities 2011-07-25 2016-11-15
AVD234 DAI Chao 戴超 RE Advising on Securities 2018-08-10
AVE181 KOU Chung Yin, Mariana 高頌妍 RE Advising on Securities 2012-12-24
AVE766 BYUN Yong Hoon, Ralph RE Dealing in Securities 2010-05-20 2014-12-15
AVF163 MOK Nga Woon Shirley 莫雅媛 RE Dealing in Securities 2010-05-20 2011-06-21
AVF324 ROBERTS Peter Bruce RE Dealing in Securities 2010-06-15 2012-01-17
AVF334 WENHAM James Alexander Scott RE Dealing in Securities 2010-05-20
AVF503 STEWART James Michael RE Advising on Securities 2010-05-25 2012-01-17
AVH108 TSAI Sze Wui 蔡詩滙 RE Advising on Securities 2015-06-01 2015-07-10
AVH936 YANG Lingxiu 楊灵修 RE Advising on Securities 2018-05-07
AVI752 ROPER Ian David RE Advising on Securities 2010-06-18 2015-09-10
AVI890 JIANG Xiongxiao 蔣熊孝 RE Dealing in Securities 2014-02-10 2015-01-20
AVJ086 RUTKOWSKI Paul William RE Dealing in Securities 2010-06-29 2012-01-17
AVJ282 SIU Hiu Wang 蕭曉泓 RE Dealing in Securities 2015-04-24 2017-07-26
AVJ511 LUO Yijue 羅一珏 RE Dealing in Securities 2014-02-10 2016-04-12
AVJ511 LUO Yijue 羅一珏 RE Advising on Securities 2015-01-13 2016-04-12
AVJ538 FRANKISH Ian Peter RE Dealing in Securities 2010-06-29 2012-01-17
AVJ725 TO Chak Yan, William 陶澤恩 RE Dealing in Securities 2010-07-19 2012-06-13
AVJ727 HUANG Li Shun 黃立舜 RE Dealing in Securities 2010-07-19 2011-09-02
AVJ727 HUANG Li Shun 黃立舜 RE Advising on Securities 2012-12-24 2015-01-22
AVK730 GUIDERA Nicholas James RE Dealing in Securities 2010-07-19 2012-01-17
AVK731 ZHAO Yingxiang 趙英向 RE Advising on Securities 2010-07-02 2015-10-01
AVK792 YAN Qi 嚴琦 RE Dealing in Securities 2010-07-19 2011-07-15
AVK792 YAN Qi 嚴琦 RE Advising on Securities 2011-04-27 2011-07-15
AVK938 LO Ka Ying 羅嘉盈 RE Dealing in Securities 2010-07-19 2012-11-30
AVK949 CHEN Wen-yu, Winnie 陳玟伃 RE Dealing in Securities 2010-07-05 2011-07-28
AVL099 HOWITT Bryan William RE Advising on Securities 2010-07-06 2012-01-17
AVL288 TSE Yan Kei 謝欣冀 RE Dealing in Securities 2018-06-21
AVL288 TSE Yan Kei 謝欣冀 RE Advising on Securities 2018-06-21
AVL306 XU Xu 許煦 RE Dealing in Securities 2015-04-24 2015-05-01
AVL713 GILL Zachary Charles RE Dealing in Securities 2010-07-19 2011-07-15
AVL713 GILL Zachary Charles RE Advising on Securities 2012-12-31 2015-04-24
AVM591 CHENG Ning Hin, Eric 鄭寧軒 RE Dealing in Securities 2010-07-19 2016-06-03
AVM748 VIDALE Nicholas John RE Dealing in Securities 2010-08-24 2012-06-29
AVO929 SINGH Saurabh Devendra RE Dealing in Securities 2010-08-02 2011-06-27
AVQ907 MOLNAR Michelle RE Dealing in Securities 2010-08-10 2011-06-24
AVS029 MCKEE Simon Charles RE Dealing in Securities 2010-08-16 2011-09-23
AVS126 LARCOMBE Clayton Mark RE Dealing in Securities 2010-08-18 2011-04-01
AVS728 POON Ying Heung, Charlotte 潘凝香 RE Dealing in Securities 2015-04-23 2017-07-22
AVT312 GOH Andrew Thian Beng RE Dealing in Securities 2010-08-27 2013-08-08
AVU642 IMAZU Nanako RE Dealing in Securities 2012-12-17 2013-11-01
AVU642 IMAZU Nanako RE Advising on Securities 2012-12-17 2012-12-17
AVU840 MEHTA Viraf Dinshaw RE Dealing in Securities 2010-09-03
AVU841 PANGALI Pawandeep RE Dealing in Securities 2010-09-09 2014-07-09
AVU842 LEEMING Marsali Mary RE Dealing in Securities 2010-09-03 2012-12-01
AVU843 LISAHAPANYA Narongpand RE Advising on Securities 2012-12-17
AVU977 WAINWRIGHT Lee Spencer RE Dealing in Securities 2010-09-03 2010-11-15
AVU983 REID Jonathan Paul RE Dealing in Securities 2010-09-03 2017-04-19
AVU988 MAHESHWARI Vivek RE Advising on Securities 2012-12-31
AVU992 GUPTA Manish RE Dealing in Securities 2010-09-03 2015-04-27
AVU992 GUPTA Manish RE Dealing in Securities 2016-06-29 2018-04-14
AVU997 COOPER Richard David RE Dealing in Securities 2010-09-03 2017-05-11
AVV362 WILSON Edward Paul RE Dealing in Securities 2010-09-06 2012-01-17
AVV363 GARG Amit RE Advising on Securities 2012-11-01
AVV364 YUSUI (BOURLET) Edward Kai RE Advising on Securities 2012-12-03
AVV547 CHEN Tzung-Chi 陳宗岐 RE Dealing in Securities 2010-09-07 2013-09-12
AVV559 BLANQUET Ludovic, Marcel, Michel RE Dealing in Securities 2010-09-06 2012-06-30
AVV704 CHEN Cheng-Kai 陳振凱 RE Dealing in Securities 2010-09-07 2012-06-19
AVV713 LEE Beom Jun RE Dealing in Securities 2010-09-09 2016-08-29
AVV718 TANEDO Corrince Hazel Gan RE Advising on Securities 2012-12-10 2016-10-21
AVV760 LEE Yuna RE Dealing in Securities 2010-09-09
AVV761 CONDE Ma. Cristina Menez RE Dealing in Securities 2010-09-08 2010-10-22
AVV762 YOUK Won Seok RE Dealing in Securities 2010-09-09 2012-10-20
AVV764 MEI Jingping 梅璟萍 RE Advising on Securities 2010-09-10 2012-11-03
AVV777 REDBOURN James Robert RE Dealing in Securities 2016-03-16

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