Hong Kong SFC licence institution AAB947, Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAB947 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA213 WONG Chun Wah 王俊華 RE Dealing in Securities 2003-04-01 2006-10-01
AAA213 WONG Chun Wah 王俊華 RE Advising on Securities 2003-04-01 2004-05-31
AAA213 WONG Chun Wah 王俊華 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAA213 WONG Chun Wah 王俊華 RE Asset Management 2003-04-01 2004-05-31
AAA878 PETCH Jolyon Robert RE Advising on Securities 2003-04-01 2003-06-20
AAA878 PETCH Jolyon Robert RE Advising on Corporate Finance 2003-04-01 2003-06-20
AAA878 PETCH Jolyon Robert RE Asset Management 2003-04-01 2003-06-20
AAB227 CROSS David Frederick RO Dealing in Securities 2003-04-01 2010-07-01
AAB227 CROSS David Frederick RO Advising on Securities 2003-04-01 2004-09-28
AAB227 CROSS David Frederick RO Advising on Corporate Finance 2003-04-01 2004-09-24
AAB227 CROSS David Frederick RO Asset Management 2003-04-01 2004-09-24
AAD084 POON Chun Pong Daniel 潘振邦 RE Dealing in Securities 2003-04-01 2005-07-11
AAD084 POON Chun Pong Daniel 潘振邦 RE Advising on Securities 2003-04-01 2005-03-23
AAD084 POON Chun Pong Daniel 潘振邦 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AAD084 POON Chun Pong Daniel 潘振邦 RE Asset Management 2003-04-01 2004-09-24
AAE969 POON Shu Fai, Ben 潘樹輝 RE Dealing in Securities 2003-04-01 2012-06-23
AAE969 POON Shu Fai, Ben 潘樹輝 RE Advising on Securities 2003-04-01 2004-06-01
AAE969 POON Shu Fai, Ben 潘樹輝 RE Advising on Corporate Finance 2003-04-01 2004-06-01
AAE969 POON Shu Fai, Ben 潘樹輝 RE Asset Management 2003-04-01 2004-06-01
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Dealing in Securities 2003-04-01 2005-09-30
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Advising on Securities 2003-04-01 2005-03-23
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AAE985 NG Po Yuen, Pauline 吳溥潤 RE Asset Management 2003-04-01 2004-09-24
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Dealing in Securities 2003-04-01 2012-06-30
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Advising on Securities 2003-04-01 2004-05-31
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAG055 LAU Ka Seung, Jimmy 劉嘉相 RE Asset Management 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Dealing in Securities 2003-04-01 2008-10-09
AAH588 LEE Wai Yin, Alice 李偉賢 RE Advising on Securities 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAH588 LEE Wai Yin, Alice 李偉賢 RE Asset Management 2003-04-01 2004-05-31
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Dealing in Securities 2003-04-01 2006-06-13
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Advising on Securities 2003-04-01 2005-03-23
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AAI487 LAU Tak Chuen, Airy 劉德泉 RE Asset Management 2003-04-01 2004-09-24
AAV422 WONG Wah Lam 黃華林 RE Dealing in Securities 2009-03-25 2012-06-30
AAV895 LUNG Man Han Alice 龍敏嫻 RE Dealing in Securities 2003-04-01 2007-01-25
AAV895 LUNG Man Han Alice 龍敏嫻 RE Advising on Securities 2003-04-01 2005-03-23
AAV895 LUNG Man Han Alice 龍敏嫻 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AAV895 LUNG Man Han Alice 龍敏嫻 RE Asset Management 2003-04-01 2004-09-24
AAW090 IP Lai Fan, Kalina 葉麗芬 RE Advising on Securities 2003-04-01 2003-11-06
AAW090 IP Lai Fan, Kalina 葉麗芬 RE Advising on Corporate Finance 2003-04-01 2003-11-06
AAW090 IP Lai Fan, Kalina 葉麗芬 RE Asset Management 2003-04-01 2003-11-06
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Securities 2003-04-01 2006-09-30
AAX339 MAN Kam Chiu 文錦超 RE Advising on Securities 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AAX339 MAN Kam Chiu 文錦超 RE Asset Management 2003-04-01 2004-05-31
ABA264 LEVENTHORPE Thomas Rooper RE Dealing in Securities 2003-04-01 2007-01-23
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Securities 2003-04-01 2005-03-23
ABA264 LEVENTHORPE Thomas Rooper RE Advising on Corporate Finance 2003-04-01 2004-09-24
ABA264 LEVENTHORPE Thomas Rooper RE Asset Management 2003-04-01 2004-09-24
ABH139 LUI Ngai Him, James 雷毅謙 RE Dealing in Securities 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Advising on Securities 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Advising on Corporate Finance 2003-04-01 2004-04-28
ABH139 LUI Ngai Him, James 雷毅謙 RE Asset Management 2003-04-01 2004-04-28
ABH321 LAU Kwok Lap, Eddie 劉國立 RE Advising on Securities 2003-04-01 2005-10-26
ABH321 LAU Kwok Lap, Eddie 劉國立 RO Advising on Securities 2005-10-26 2006-03-11
ABH321 LAU Kwok Lap, Eddie 劉國立 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ABH321 LAU Kwok Lap, Eddie 劉國立 RE Asset Management 2003-04-01 2004-09-24
ABK611 YAU Oi Man, Maurien 丘愛敏 RE Advising on Securities 2004-05-19 2004-08-19
ABL850 LAW Kin Fat 羅建發 RE Dealing in Securities 2006-09-07 2007-04-02
ABM629 CHENG Chi Wah 鄭志華 RE Dealing in Securities 2003-04-01 2007-12-28
ABM629 CHENG Chi Wah 鄭志華 RE Advising on Securities 2003-04-01 2005-03-23
ABM629 CHENG Chi Wah 鄭志華 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ABM629 CHENG Chi Wah 鄭志華 RE Asset Management 2003-04-01 2004-09-24
ABM769 SEYMOUR Steven James RE Dealing in Securities 2009-05-15 2009-08-12
ABM769 SEYMOUR Steven James RO Dealing in Securities 2009-08-12 2011-09-05
ABM893 WONG Mei Tseun 王美純 RE Dealing in Securities 2003-04-01 2008-11-08
ABM893 WONG Mei Tseun 王美純 RE Advising on Securities 2003-04-01 2004-06-01
ABM893 WONG Mei Tseun 王美純 RE Advising on Corporate Finance 2003-04-01 2004-06-01
ABM893 WONG Mei Tseun 王美純 RE Asset Management 2003-04-01 2004-06-01
ABM912 LEE Wing Tak, Mickey 李永德 RE Dealing in Securities 2005-09-12 2006-10-01
ABP247 TODER Jeffrey RE Advising on Securities 2004-08-18 2006-07-01
ABW773 GODFRAY John Verden RO Advising on Securities 2003-04-01 2005-12-15
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Securities 2003-04-01 2004-08-27
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RO Advising on Securities 2004-08-27 2005-02-16
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Advising on Corporate Finance 2003-04-01 2004-06-23
ABX294 MAK Kar Wai, Carol Michele 麥嘉慧 RE Asset Management 2003-04-01 2004-06-23
ABZ124 TAN Kee Meng 陳基明 RE Dealing in Securities 2004-06-07 2006-05-13
ABZ481 WONG Yiu, Eddie 黃耀 RE Advising on Securities 2003-04-01 2005-08-29
ABZ481 WONG Yiu, Eddie 黃耀 RO Advising on Securities 2005-08-29 2007-02-01
ABZ481 WONG Yiu, Eddie 黃耀 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ABZ481 WONG Yiu, Eddie 黃耀 RE Asset Management 2003-04-01 2004-09-24
ACA503 CHEN Fei 陳緋 RE Dealing in Securities 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Advising on Securities 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Advising on Corporate Finance 2003-04-01 2003-06-03
ACA503 CHEN Fei 陳緋 RE Asset Management 2003-04-01 2003-06-03
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2011-08-18 2012-04-12
ACB673 ZAO Audrey 邵志佳 RE Dealing in Securities 2006-12-05 2007-03-10
ACC652 JOHNSON Richard William Cramer RE Dealing in Securities 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Advising on Securities 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACC652 JOHNSON Richard William Cramer RE Asset Management 2003-04-01 2003-06-25
ACD184 LO Karen Ka-wai 盧嘉慧 RE Dealing in Securities 2004-02-25 2007-03-02
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2004-06-17 2006-09-30
ACI723 CHEUNG Kin Sang 張健生 RE Dealing in Securities 2008-07-15 2008-10-21
ACI723 CHEUNG Kin Sang 張健生 RO Dealing in Securities 2008-10-21 2013-09-27
ACL103 BLIGHT Warren Nicholas RE Advising on Securities 2003-04-01 2005-04-18
ACL103 BLIGHT Warren Nicholas RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACL103 BLIGHT Warren Nicholas RE Asset Management 2003-04-01 2004-09-24
ACN129 WONG Chak Wai 黃集蔚 RE Dealing in Securities 2005-06-07 2005-07-20
ACN129 WONG Chak Wai 黃集蔚 RO Dealing in Securities 2005-07-20 2010-11-01
ACN932 KWANG Mang Tak 鄺孟德 RE Advising on Securities 2003-04-01 2006-03-14
ACN932 KWANG Mang Tak 鄺孟德 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACN932 KWANG Mang Tak 鄺孟德 RE Asset Management 2003-04-01 2004-09-24
ACO054 FUNG Choi Ming, Adrian 馮載明 RE Advising on Securities 2003-04-01 2003-12-11
ACO054 FUNG Choi Ming, Adrian 馮載明 RE Advising on Corporate Finance 2003-04-01 2003-12-11
ACO054 FUNG Choi Ming, Adrian 馮載明 RE Asset Management 2003-04-01 2003-12-11
ACO919 DYER Ashley George RE Dealing in Securities 2006-07-10 2006-08-25
ACO919 DYER Ashley George RO Dealing in Securities 2006-08-25 2012-06-30
ACP853 TANG Peter Jee Ho 鄧志豪 RE Advising on Securities 2005-08-15 2007-04-01
ACR459 ABBISS Justin John RE Dealing in Securities 2003-04-01 2006-01-19
ACR459 ABBISS Justin John RE Advising on Securities 2003-04-01 2005-03-23
ACR459 ABBISS Justin John RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACR459 ABBISS Justin John RE Asset Management 2003-04-01 2004-09-24
ACR495 MCCANN Neil Anthony RE Dealing in Securities 2003-09-25 2004-05-25
ACR502 FAN Cheuk Wan 范卓雲 RE Advising on Securities 2003-04-01 2006-08-26
ACR502 FAN Cheuk Wan 范卓雲 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACR502 FAN Cheuk Wan 范卓雲 RE Asset Management 2003-04-01 2004-09-24
ACR548 TANG Tsz Kit 鄧子傑 RE Advising on Securities 2003-04-01 2013-06-18
ACR548 TANG Tsz Kit 鄧子傑 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACR548 TANG Tsz Kit 鄧子傑 RE Asset Management 2003-04-01 2004-09-24
ACT009 YETMAN Mark Stephen RE Dealing in Securities 2003-04-01 2003-05-20
ACT009 YETMAN Mark Stephen RE Advising on Securities 2003-04-01 2003-05-20
ACT009 YETMAN Mark Stephen RE Advising on Corporate Finance 2003-04-01 2003-05-20
ACT009 YETMAN Mark Stephen RE Asset Management 2003-04-01 2003-05-20
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Dealing in Securities 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Dealing in Securities 2005-02-21 2006-06-29
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Advising on Securities 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Advising on Corporate Finance 2003-04-01 2004-08-12
ACT431 LO Lai Kwan, Thebes 羅麗群 RE Asset Management 2003-04-01 2004-08-12
ACV298 LIM Choot RE Dealing in Securities 2005-12-12 2006-05-18
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Dealing in Securities 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Advising on Securities 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ACY139 LIU Kit Yee, Kate 廖潔儀 RE Asset Management 2003-04-01 2003-04-17
ACY281 LI Shuk Fat 李淑法 RE Dealing in Securities 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Advising on Securities 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Advising on Corporate Finance 2003-04-01 2003-06-03
ACY281 LI Shuk Fat 李淑法 RE Asset Management 2003-04-01 2003-06-03
ADA785 HO Sin Yi 何善儀 RE Dealing in Securities 2003-04-01 2012-06-30
ADA785 HO Sin Yi 何善儀 RE Advising on Securities 2003-04-01 2004-05-31
ADA785 HO Sin Yi 何善儀 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ADA785 HO Sin Yi 何善儀 RE Asset Management 2003-04-01 2004-05-31
ADB510 SUTCH Jeremy Rupert Peter RE Advising on Securities 2003-04-01 2004-03-27
ADB510 SUTCH Jeremy Rupert Peter RE Advising on Corporate Finance 2003-04-01 2004-03-27
ADB510 SUTCH Jeremy Rupert Peter RE Asset Management 2003-04-01 2004-03-27
ADB641 ROBERTS David Northam RE Dealing in Securities 2004-06-07 2005-05-06
ADB641 ROBERTS David Northam RE Dealing in Securities 2005-11-01 2008-11-22
ADB641 ROBERTS David Northam RO Dealing in Securities 2005-05-06 2005-11-01
ADB915 WATSON James Robert RE Dealing in Securities 2018-03-19
ADB915 WATSON James Robert RE Advising on Securities 2018-03-19
ADE819 DUAN Hong 段宏 RO Dealing in Securities 2003-12-24 2008-05-09
ADF140 WAN Yew Chye 范有財 RO Dealing in Securities 2003-04-01 2006-09-30
ADF140 WAN Yew Chye 范有財 RO Asset Management 2003-04-01 2004-09-24
ADH093 MILLIGAN Christopher Patrick RE Dealing in Securities 2004-06-08 2006-05-09
ADH219 TSO Key Man, Kevin 曹繼敏 RE Dealing in Securities 2008-10-20 2012-06-30
ADH898 CONNOR David Jonathan RE Dealing in Securities 2003-04-01 2005-07-26
ADH898 CONNOR David Jonathan RE Asset Management 2003-04-01 2004-06-08
ADH944 FONG Herman Yat Wo 方逸禾 RE Dealing in Securities 2004-10-13 2005-01-05
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2004-06-17 2006-09-30
ADJ619 STIMPSON John Matthew RE Dealing in Securities 2004-01-16 2005-03-15
ADQ312 LAM Ka Man, Karvan 林嘉敏 RE Dealing in Securities 2004-07-12 2005-08-31
ADR277 TSE Ka Wai, Jaff 謝家威 RE Dealing in Securities 2003-06-12 2008-09-01
ADS004 TONG Shing Kit, Jack 湯承傑 RE Dealing in Securities 2006-12-05 2007-05-21
ADS695 CHIU Wing Fai 趙永輝 RE Advising on Securities 2006-08-31 2008-04-07
ADU030 KANG Josef Chung Hwan RE Dealing in Securities 2006-01-09 2006-03-07
ADU457 CHAN Sau Wai, Sylvia 陳秀慧 RE Advising on Securities 2003-04-01 2004-07-17
ADU457 CHAN Sau Wai, Sylvia 陳秀慧 RE Advising on Corporate Finance 2003-04-01 2004-07-17
ADU457 CHAN Sau Wai, Sylvia 陳秀慧 RE Asset Management 2003-04-01 2004-07-17
ADV020 KIM Hong Shik 金弘植 RE Dealing in Securities 2004-05-27 2006-03-07
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Securities 2010-10-11 2011-06-15
ADV539 WONG Wai Ling 王慧鈴 RO Dealing in Securities 2011-06-15 2012-06-16
ADV914 POON Kai Chung 潘繼宗 RE Advising on Securities 2003-04-01 2003-05-20
ADV914 POON Kai Chung 潘繼宗 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ADV914 POON Kai Chung 潘繼宗 RE Asset Management 2003-04-01 2003-05-20
ADW293 DUNBAR David Greig RE Dealing in Securities 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Advising on Securities 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Advising on Corporate Finance 2003-04-01 2004-01-01
ADW293 DUNBAR David Greig RE Asset Management 2003-04-01 2004-01-01
ADZ105 TULK Philip W RE Advising on Securities 2010-03-08 2011-06-10
ADZ105 TULK Philip W RO Advising on Securities 2011-06-10 2012-04-13
AEE170 HO Tak Leung, Simon 何德亮 RE Advising on Securities 2004-06-07 2007-04-18
AEE170 HO Tak Leung, Simon 何德亮 RO Advising on Securities 2007-04-18 2008-07-16
AEE534 TSANG Heddy 曾愷悌 RE Dealing in Securities 2005-05-24 2006-06-27
AEE775 YIM Heung Yue 嚴香如 RE Dealing in Securities 2006-09-08 2013-05-01
AEF923 MOK Yan Ting 莫恩庭 RE Advising on Securities 2011-08-01 2012-04-10
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2007-07-12 2007-12-22
AEI504 MOSS Adam Alexander Guy RE Dealing in Securities 2011-02-02 2012-06-30
AEM493 KANG Stephen Soo Hwan RE Dealing in Securities 2004-05-04 2006-03-07
AEM557 HILTON Peter Roland RO Advising on Securities 2008-10-09 2012-06-30
AEQ060 RAMAN Lalita RE Dealing in Securities 2004-11-18 2007-07-16
AEQ060 RAMAN Lalita RE Dealing in Securities 2009-07-24 2012-01-09
AEV226 LOCKE Joseph Neal Geoffrey RE Advising on Securities 2003-04-01 2003-08-04
AEV226 LOCKE Joseph Neal Geoffrey RE Advising on Corporate Finance 2003-04-01 2003-08-04
AEV226 LOCKE Joseph Neal Geoffrey RE Asset Management 2003-04-01 2003-08-04
AFA326 THONY Suwandy RE Advising on Securities 2003-04-01 2007-01-25
AFA326 THONY Suwandy RE Advising on Corporate Finance 2003-04-01 2004-09-24
AFA326 THONY Suwandy RE Asset Management 2003-04-01 2004-09-24
AFC167 LEE Kwok Wang, Jason 李國宏 RE Dealing in Securities 2005-11-23 2007-01-15
AFC755 BOYTON Jamie Phillip RE Dealing in Securities 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Advising on Securities 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Advising on Corporate Finance 2003-04-01 2004-08-19
AFC755 BOYTON Jamie Phillip RE Asset Management 2003-04-01 2004-08-19
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Securities 2003-04-01 2006-04-08
AFE596 LEE Martin Kin Mann 李健文 RE Advising on Securities 2003-04-01 2004-05-31
AFE596 LEE Martin Kin Mann 李健文 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AFE596 LEE Martin Kin Mann 李健文 RE Asset Management 2003-04-01 2004-05-31
AFH014 KING Yuk Shun, Augusto 金毓珣 RE Advising on Securities 2012-05-22 2012-06-18
AFH014 KING Yuk Shun, Augusto 金毓珣 RO Advising on Securities 2012-06-18 2013-03-09
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Securities 2003-04-01 2003-07-08
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Corporate Finance 2003-04-01 2003-07-08
AFH197 CHAN Pui Ting 陳佩婷 RE Asset Management 2003-04-01 2003-07-08
AFK424 ZHU Helen Yue 朱悅 RE Advising on Securities 2003-04-01 2006-03-14
AFK424 ZHU Helen Yue 朱悅 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AFK424 ZHU Helen Yue 朱悅 RE Asset Management 2003-04-01 2004-09-24
AFM257 NG Siok Leng 黃淑玲 RE Advising on Securities 2009-02-27 2010-08-23
AFN580 CHEUNG Sze Ting, Jessie 張詩婷 RE Dealing in Securities 2011-08-12 2012-04-17
AFO889 ATTAVAR Abhijit Raghuvir RE Advising on Securities 2006-10-10 2007-03-08
AFO889 ATTAVAR Abhijit Raghuvir RO Advising on Securities 2007-03-08 2007-10-22
AFO928 SUH Young Suk RE Dealing in Securities 2010-03-08 2011-06-01
AFO928 SUH Young Suk RE Dealing in Securities 2012-07-24 2013-06-28
AFO928 SUH Young Suk RO Dealing in Securities 2011-06-01 2012-07-24
AFP611 HO Gerwin Cheuk Wing 何卓榮 RE Advising on Securities 2003-04-01 2004-04-17
AFP611 HO Gerwin Cheuk Wing 何卓榮 RE Advising on Corporate Finance 2003-04-01 2004-04-17
AFP611 HO Gerwin Cheuk Wing 何卓榮 RE Asset Management 2003-04-01 2004-04-17
AFP852 LIM Chwee Suan, Corrina Doris RE Advising on Securities 2003-04-01 2005-11-01
AFP852 LIM Chwee Suan, Corrina Doris RE Advising on Corporate Finance 2003-04-01 2004-09-24
AFP852 LIM Chwee Suan, Corrina Doris RE Asset Management 2003-04-01 2004-09-24
AFS647 TAN Yew Boon 陳友文 RE Dealing in Securities 2004-06-21 2006-03-11
AFT708 KWAN Man Ki 關敏琪 RE Dealing in Securities 2003-04-01 2006-08-25
AFT708 KWAN Man Ki 關敏琪 RE Advising on Securities 2003-04-01 2005-03-23
AFT708 KWAN Man Ki 關敏琪 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AFT708 KWAN Man Ki 關敏琪 RE Asset Management 2003-04-01 2004-09-24
AFT796 JOHNSON David Leslie RE Advising on Securities 2009-11-02 2011-04-22
AFT822 STEPHENS John William RE Dealing in Securities 2012-08-07 2012-11-13
AFU143 LAM Tat Wai, Darwin 林達威 RE Advising on Securities 2009-04-29 2009-10-10
AFU666 WONG Yim 王艷 RE Advising on Securities 2003-04-01 2003-05-20
AFU666 WONG Yim 王艷 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AFU666 WONG Yim 王艷 RE Asset Management 2003-04-01 2003-05-20
AFU931 CHIANG Kee Hong 蔣紀康 RE Dealing in Securities 2003-11-24 2010-11-27
AFY753 HO Daniel King Wah 何景華 RE Dealing in Securities 2006-09-01 2008-04-01
AFY848 ROYDS Thomas Alexander RO Dealing in Securities 2003-04-01 2005-06-06
AFY848 ROYDS Thomas Alexander RO Advising on Securities 2003-04-01 2004-09-24
AFY848 ROYDS Thomas Alexander RO Advising on Corporate Finance 2003-04-01 2004-09-24
AFY848 ROYDS Thomas Alexander RO Asset Management 2003-04-01 2004-09-24
AGA310 STEVENSON Andrew Mark Bryce RE Advising on Securities 2003-04-01 2004-05-22
AGA310 STEVENSON Andrew Mark Bryce RE Advising on Corporate Finance 2003-04-01 2004-05-22
AGA310 STEVENSON Andrew Mark Bryce RE Asset Management 2003-04-01 2004-05-22
AGB470 LAPPIN Graham Michael RE Dealing in Securities 2003-04-01 2007-04-02
AGB470 LAPPIN Graham Michael RE Advising on Securities 2003-04-01 2005-03-23
AGB470 LAPPIN Graham Michael RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGB470 LAPPIN Graham Michael RE Asset Management 2003-04-01 2004-09-24
AGB942 WOODROW John Thomas RE Dealing in Securities 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Advising on Securities 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Advising on Corporate Finance 2003-04-01 2004-03-15
AGB942 WOODROW John Thomas RE Asset Management 2003-04-01 2004-03-15
AGC134 LAU Hin Tat 劉顯達 RE Advising on Securities 2004-01-02 2006-03-31
AGC942 WANG Jinglin 王靜凜 RE Dealing in Securities 2011-12-09 2012-04-12
AGD017 MANN Patrick William RE Dealing in Securities 2004-03-22 2006-08-25
AGE853 LEE Wai Kei 李偉基 RE Dealing in Securities 2005-04-25 2006-02-28
AGG952 LAM Wing Sze 藍詠詩 RE Advising on Securities 2003-04-01 2006-04-28
AGG952 LAM Wing Sze 藍詠詩 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGG952 LAM Wing Sze 藍詠詩 RE Asset Management 2003-04-01 2004-09-24
AGH180 YEE Ho Ming 余浩銘 RE Advising on Securities 2003-04-01 2007-03-21
AGH180 YEE Ho Ming 余浩銘 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGH180 YEE Ho Ming 余浩銘 RE Asset Management 2003-04-01 2004-09-24
AGH978 LEE Yu Chuan RE Dealing in Securities 2003-04-01 2004-10-06
AGH978 LEE Yu Chuan RE Advising on Securities 2003-04-01 2004-10-06
AGH978 LEE Yu Chuan RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGH978 LEE Yu Chuan RE Asset Management 2003-04-01 2004-09-24
AGJ134 LAW Chung Po, Wagner 羅忠寶 RE Dealing in Securities 2003-04-01 2012-05-01
AGJ134 LAW Chung Po, Wagner 羅忠寶 RE Advising on Securities 2003-04-01 2005-03-23
AGJ134 LAW Chung Po, Wagner 羅忠寶 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGJ134 LAW Chung Po, Wagner 羅忠寶 RE Asset Management 2003-04-01 2004-09-24
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Advising on Securities 2003-04-01 2005-05-18
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Asset Management 2003-04-01 2004-09-24
AGL486 FUNG Wai Kei, Vicky 馮瑋琪 RE Advising on Securities 2003-04-01 2012-05-05
AGL486 FUNG Wai Kei, Vicky 馮瑋琪 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGL486 FUNG Wai Kei, Vicky 馮瑋琪 RE Asset Management 2003-04-01 2004-09-24
AGL487 NALLAMALA Mayur Raoul RE Advising on Securities 2003-04-01 2005-05-19
AGL487 NALLAMALA Mayur Raoul RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGL487 NALLAMALA Mayur Raoul RE Asset Management 2003-04-01 2004-09-24
AGM902 YU Hiu To 余曉濤 RE Advising on Securities 2003-12-05 2004-09-14
AGN135 BARROW Jason Paul RO Dealing in Securities 2003-04-01 2005-01-17
AGN387 CAUGHEY Nicholas Egerton RE Dealing in Securities 2003-04-01 2006-03-15
AGN387 CAUGHEY Nicholas Egerton RE Advising on Securities 2003-04-01 2005-03-23
AGN387 CAUGHEY Nicholas Egerton RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGN387 CAUGHEY Nicholas Egerton RE Asset Management 2003-04-01 2004-09-24
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Securities 2003-04-01 2007-03-16
AGN388 AGOSTINI John Edward Cobcroft RE Advising on Securities 2003-04-01 2005-03-23
AGN388 AGOSTINI John Edward Cobcroft RE Advising on Corporate Finance 2003-04-01 2004-09-24
AGN388 AGOSTINI John Edward Cobcroft RE Asset Management 2003-04-01 2004-09-24
AGN567 CHEUNG Desmond Clinton 張漢樑 RE Advising on Securities 2010-05-26 2012-06-30
AGN917 CHEUNG Virginia Pui Sze 張珮詩 RE Dealing in Securities 2005-05-11 2007-04-08
AGN976 COSGROVE Jenny Louise RE Advising on Securities 2011-07-11 2012-04-12
AGT132 YIONG Hoi San 楊海山 RE Dealing in Securities 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Advising on Securities 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AGT132 YIONG Hoi San 楊海山 RE Asset Management 2003-04-01 2003-05-31
AGT675 KWAN Yat Tung, David 關日東 RE Dealing in Securities 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Advising on Securities 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AGT675 KWAN Yat Tung, David 關日東 RE Asset Management 2003-04-01 2003-12-10
AGU943 GIBSON Scott Caseley RE Advising on Securities 2003-04-01 2004-05-01
AGU943 GIBSON Scott Caseley RE Advising on Securities 2006-07-24 2006-08-25
AGU943 GIBSON Scott Caseley RO Advising on Securities 2006-08-25 2007-04-01
AGU943 GIBSON Scott Caseley RE Advising on Corporate Finance 2003-04-01 2004-05-01
AGU943 GIBSON Scott Caseley RE Asset Management 2003-04-01 2004-05-01
AGX020 RYAN Jonathan David RE Dealing in Securities 2003-04-01 2004-04-15
AGX020 RYAN Jonathan David RE Advising on Securities 2003-04-01 2003-09-01
AGX020 RYAN Jonathan David RE Advising on Corporate Finance 2003-04-01 2003-09-01
AGX020 RYAN Jonathan David RE Asset Management 2003-04-01 2003-09-01
AGY660 THAM Mun Hon 譚文漢 RE Advising on Securities 2005-08-30 2008-07-26
AHA360 PEARD Andrew Davis Lozada RE Advising on Securities 2003-04-01 2003-05-29
AHA360 PEARD Andrew Davis Lozada RE Advising on Corporate Finance 2003-04-01 2003-05-29
AHA360 PEARD Andrew Davis Lozada RE Asset Management 2003-04-01 2003-05-29
AHA576 YOON Jerry Chan 尹燦 RE Dealing in Securities 2010-12-31 2011-08-09
AHA576 YOON Jerry Chan 尹燦 RO Dealing in Securities 2011-08-09 2012-11-13
AHC350 LAI King Kai 黎擎楷 RE Dealing in Securities 2004-07-15 2009-01-13
AHC682 TAN Alvin Sabino Sy RE Advising on Securities 2003-04-01 2004-12-17
AHC682 TAN Alvin Sabino Sy RE Advising on Corporate Finance 2003-04-01 2004-09-24
AHC682 TAN Alvin Sabino Sy RE Asset Management 2003-04-01 2004-09-24
AHD221 MARCONATO Diego L. RE Advising on Securities 2003-04-01 2004-06-19
AHD221 MARCONATO Diego L. RE Advising on Corporate Finance 2003-04-01 2004-06-19
AHD221 MARCONATO Diego L. RE Asset Management 2003-04-01 2004-06-19
AHE138 GORDON Daniel RE Dealing in Securities 2003-04-01 2008-09-01
AHE138 GORDON Daniel RE Advising on Securities 2003-04-01 2003-09-01
AHE138 GORDON Daniel RE Advising on Corporate Finance 2003-04-01 2003-09-01
AHE138 GORDON Daniel RE Asset Management 2003-04-01 2003-09-01
AHE139 BAPTISTA Michael Peter RO Advising on Securities 2003-04-01 2009-08-20
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RE Advising on Securities 2005-05-03 2007-08-17
AHF265 SIM Siok Hwee, Jeannette Ann 沈淑慧 RO Advising on Securities 2007-08-17 2012-06-30
AHF464 CHAN Wai Chi 陳慧芝 RE Dealing in Securities 2006-09-19 2009-05-07
AHF673 WANG Yeqing 王叶青 RE Dealing in Securities 2004-02-18 2007-06-21
AHJ596 TSAO Theodore Tsuhua RE Dealing in Securities 2010-05-06 2010-10-12
AHK485 HUANG Yung-Chao 黃勇超 RE Dealing in Securities 2003-04-01 2003-05-20
AHK485 HUANG Yung-Chao 黃勇超 RE Advising on Securities 2003-04-01 2003-05-20
AHK485 HUANG Yung-Chao 黃勇超 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AHK485 HUANG Yung-Chao 黃勇超 RE Asset Management 2003-04-01 2003-05-20
AHK971 AN Tae Jin RE Dealing in Securities 2010-09-06 2013-06-28
AHN533 PARRY Giles Hubert RE Dealing in Securities 2003-04-01 2007-02-14
AHN533 PARRY Giles Hubert RE Advising on Securities 2003-04-01 2005-03-23
AHN533 PARRY Giles Hubert RE Advising on Corporate Finance 2003-04-01 2004-09-24
AHN533 PARRY Giles Hubert RE Asset Management 2003-04-01 2004-09-24
AHN633 HENDEL Mark Joseph RO Dealing in Securities 2003-04-01 2006-07-01
AHQ351 NICHOLLS Matthew Peter RE Dealing in Securities 2005-04-08 2008-08-29
AHR316 GORAWARA Abhinav RE Dealing in Securities 2011-07-25 2011-08-22
AHR316 GORAWARA Abhinav RO Dealing in Securities 2011-08-22 2012-04-06
AHR787 HOWARD Stephen Douglas RE Dealing in Securities 2004-10-15 2005-07-21
AHR787 HOWARD Stephen Douglas RE Dealing in Securities 2006-01-19 2009-03-05
AHR787 HOWARD Stephen Douglas RO Dealing in Securities 2005-07-21 2006-01-19
AHR787 HOWARD Stephen Douglas RO Dealing in Securities 2009-03-05 2014-09-27
AHU522 SO Suet Fun 蘇雪芬 RE Advising on Securities 2003-04-01 2006-08-05
AHU522 SO Suet Fun 蘇雪芬 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AHU522 SO Suet Fun 蘇雪芬 RE Asset Management 2003-04-01 2004-09-24
AIB976 CHUY KON Alejandro Jose RE Dealing in Securities 2008-10-13 2014-09-27
AIC014 CHENG James Vincent RE Dealing in Securities 2004-05-11 2006-02-25
AIC504 LIANG Terran Hua-Wen 梁華文 RE Dealing in Securities 2003-04-01 2003-05-20
AIC504 LIANG Terran Hua-Wen 梁華文 RE Advising on Securities 2003-04-01 2003-05-20
AIC504 LIANG Terran Hua-Wen 梁華文 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AIC504 LIANG Terran Hua-Wen 梁華文 RE Asset Management 2003-04-01 2003-05-20
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2005-03-03 2006-09-30
AIC878 RUDD Benjamin Jeremy Kenneth RE Advising on Securities 2003-04-01 2005-08-01
AIC878 RUDD Benjamin Jeremy Kenneth RE Advising on Corporate Finance 2003-04-01 2004-09-24
AIC878 RUDD Benjamin Jeremy Kenneth RE Asset Management 2003-04-01 2004-09-24
AIK892 KANG Gyong Hee RE Dealing in Securities 2003-04-01 2006-08-23
AIK892 KANG Gyong Hee RE Advising on Securities 2003-04-01 2005-03-23
AIK892 KANG Gyong Hee RE Advising on Corporate Finance 2003-04-01 2004-09-24
AIK892 KANG Gyong Hee RE Asset Management 2003-04-01 2004-09-24
AIN882 CHEUNG Kar Man 張嘉文 RE Dealing in Securities 2008-06-23 2010-11-03
AIO026 TSANG Ching Fai 曾程輝 RE Dealing in Securities 2010-11-24 2011-11-10
AIR147 WANG Feili 王斐麗 RE Advising on Securities 2003-04-01 2010-08-21
AIR147 WANG Feili 王斐麗 RE Advising on Corporate Finance 2003-04-01 2004-09-24
AIR147 WANG Feili 王斐麗 RE Asset Management 2003-04-01 2004-09-24
AIR404 RHOADES Wing Man, Vivien 歐陽穎雯 RE Dealing in Securities 2010-08-26 2012-06-30
AIR725 CHOI Sang Woong RE Dealing in Securities 2003-11-24 2005-09-01
AIR741 TSANG Man Chung, Timothy 曾敏聰 RE Dealing in Securities 2003-11-24 2005-06-16
AIR743 WONG Sui Kwan, Sylvania 黃紹群 RE Dealing in Securities 2003-11-24 2004-02-10
AIR798 CHAN Siu Lun, Pedro Carlos 陳小倫 RE Dealing in Securities 2007-01-08 2008-05-26
AIU216 BOOTH Graeme Wayne RE Dealing in Securities 2006-03-03 2006-03-20
AIU216 BOOTH Graeme Wayne RO Dealing in Securities 2006-03-20 2009-06-09
AIU275 TSOI Man 蔡雯 RE Advising on Securities 2006-08-17 2008-04-07
AIU534 TAN Too Boon, Andrew RE Advising on Securities 2003-05-06 2006-07-03
AIU565 SALGAOCAR Rohit Anil RE Dealing in Securities 2009-05-26 2010-10-29
AIX180 BARR Alastair Barclay RE Dealing in Securities 2003-05-02 2003-07-24
AIX180 BARR Alastair Barclay RO Dealing in Securities 2003-07-24 2005-05-24
AIZ281 LEEMING Andrew Bernard RE Advising on Securities 2003-06-30 2003-08-29
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Dealing in Securities 2010-11-24 2012-03-23
AJB405 MAHADEVAN Suresh Ayodya RE Advising on Securities 2005-07-14 2006-09-22
AJC408 TAN Wee Kiat RE Advising on Securities 2003-08-04 2007-03-27
AJD705 HWANG Min Seong RE Advising on Securities 2003-09-19 2004-08-10
AJD791 HO Kai Chung 何啟聰 RE Dealing in Securities 2005-06-01 2010-01-05
AJD792 TSANG Kam Wing 曾錦榮 RE Dealing in Securities 2007-04-13 2008-06-01
AJE687 LI Jiun-Wei 李君唯 RE Advising on Securities 2003-10-07 2004-07-20
AJF011 MAN Howard RE Advising on Securities 2003-10-20 2006-05-26
AJF371 AU Tin Wai 區天偉 RE Dealing in Securities 2009-09-04 2012-06-30
AJG057 CHU Ren Yee, Alexander 朱仁毅 RO Dealing in Securities 2015-07-31 2016-12-06
AJG057 CHU Ren Yee, Alexander 朱仁毅 RO Advising on Securities 2012-06-19 2016-12-06
AJG926 CHAN Weng Chih, Matthew RE Advising on Securities 2003-11-25 2006-01-20
AJK607 CHWEI Mein Sze 徐敏思 RE Advising on Securities 2010-05-17 2011-07-15
AJK665 ZAKI Adam Anwar RE Dealing in Securities 2004-01-27 2004-08-26
AJL240 PRELLER Raoul Gustav RE Dealing in Securities 2008-10-20 2011-02-09
AJL563 TERREBROOD JR Henry Lee RE Dealing in Securities 2010-09-03 2012-04-13
AJM026 TURNER Alfred Martin RE Dealing in Securities 2011-01-24 2012-06-30
AJN346 SARKIS David RE Dealing in Securities 2006-05-10 2007-11-01
AJN346 SARKIS David RO Dealing in Securities 2007-11-01 2008-12-01
AKI922 GILBERT Laurent Luc RE Dealing in Securities 2011-08-31 2012-04-13
AKL702 NG Ka Chun 吳嘉俊 RE Advising on Securities 2008-11-20 2011-07-26
AKO636 WONG Tai Cheung, Andrew 黃棣彰 RE Dealing in Securities 2011-08-12 2011-10-15
AKO901 MORRIS Lyndon James RE Dealing in Securities 2004-05-13 2005-08-31
AKT480 GARG Manish RE Dealing in Securities 2006-09-13 2014-02-08
AKU877 LIU Mingdi 劉鳴鏑 RE Advising on Securities 2008-05-16 2011-05-24
AKU877 LIU Mingdi 劉鳴鏑 RO Advising on Securities 2011-05-24 2012-04-12
AKW728 MCKINLAY John Heriot RE Advising on Securities 2004-06-29 2004-09-09
AKW728 MCKINLAY John Heriot RO Advising on Securities 2004-09-09 2005-08-12
AKX258 WONG Chi Tai 黃志泰 RE Dealing in Securities 2004-07-09 2006-04-29
ALB698 RHEE Hae Young 李海姈 RE Advising on Securities 2004-08-09 2005-09-10
ALF245 GUHA Krishna Jyoti RE Dealing in Securities 2008-09-26 2010-05-25
ALG238 YUAN Weibin RE Dealing in Securities 2007-08-02 2013-12-17
ALQ596 CHO Yui Kwan, Larry 曹銳焜 RE Advising on Securities 2011-07-28 2012-06-01
ALQ872 CHOW Yin Wai, Yvonne 鄒延蔚 RE Advising on Securities 2005-02-01 2006-08-15
ALS696 CHAN Ching Yu, Katherine 陳菁瑜 RE Advising on Securities 2006-10-18 2012-06-30
ALT907 MANSFIELD David Thomas RE Dealing in Securities 2006-06-01 2008-06-16
ALW648 CHAN Benjamin Yu-ki 曾裕基 RE Dealing in Securities 2005-06-15 2008-05-13
ALW649 KHAN Mustufa Shah RE Dealing in Securities 2005-06-07 2006-05-13
ALW650 DIVITO Paul Francis RE Dealing in Securities 2005-06-15 2005-07-11
ALW653 HUANG Jen 黃仁 RE Dealing in Securities 2011-08-03 2012-03-23
ALZ166 RHO Ju Mi RE Dealing in Securities 2005-06-24 2008-07-01
ALZ307 FUNG Kin Chueng 馮健昌 RE Dealing in Securities 2008-08-21 2011-08-08
ALZ819 ANDERSON Gordon Alasdair RE Dealing in Securities 2005-05-19 2005-07-08
AMB071 LAM Chit Fai, Ashley 林皙暉 RE Dealing in Securities 2005-06-01 2006-10-28
AMB073 ADACHI Mimiko 安達美味子 RE Dealing in Securities 2005-06-30 2008-06-01
AMB970 SARRAN William Patrick RE Dealing in Securities 2006-09-07 2009-01-14
AME414 ROTHENHAUSER Rupertus RE Dealing in Securities 2005-06-27 2005-07-28
AME414 ROTHENHAUSER Rupertus RO Dealing in Securities 2005-07-28 2005-10-22
AMF045 SHIU Jeffrey Ma RE Dealing in Securities 2005-07-25 2005-10-07
AMF464 BREWER Jeffrey Michael RE Dealing in Securities 2005-07-13 2009-10-12
AMG956 CARLTON Nicholas Edward RE Dealing in Securities 2012-04-24 2012-06-30
AMK234 YANG Lei 楊蕾 RE Advising on Securities 2005-08-31 2012-06-30
AML145 KILLIAN Michael Laughlin RE Dealing in Securities 2005-09-05 2006-10-01
AML738 LEUNG Spencer Yu Cheong 梁裕昌 RE Advising on Securities 2006-08-30 2008-04-11
AMN591 CHEUNG Gin Ho, Grayson 張展灝 RE Advising on Securities 2005-09-28 2006-02-10
AMN594 REYNIER Jean-Marc, Emmanuel RE Dealing in Securities 2005-09-28 2006-10-01
AMQ699 KONG Jennifer Sohyoen RE Dealing in Securities 2010-07-16 2012-11-13
AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Securities 2008-09-22 2009-07-25
AMT925 PANG Howard Gar Wai 彭家威 RE Advising on Securities 2006-01-13 2006-05-13
ANA974 CHANG Michael Poyung 張保勇 RE Advising on Securities 2006-02-22 2006-09-17
ANA990 KIM Sang Hyun RE Advising on Securities 2006-02-17 2007-04-24
ANA993 LUI Laura 呂靄華 RE Dealing in Securities 2006-02-17 2012-06-01
ANB204 HONG Sung Kap 洪性甲 RE Dealing in Securities 2006-02-21 2006-09-17
ANB204 HONG Sung Kap 洪性甲 RE Dealing in Securities 2008-07-07 2009-12-01
ANE006 NG Kut Yin, Jeffrey 吳吉然 RE Dealing in Securities 2009-10-09 2010-01-04
ANG116 LING Yee Man, May 凌意文 RE Dealing in Securities 2007-05-30 2012-06-29
ANG455 SEDDON James Edward RE Dealing in Securities 2006-04-04 2008-05-01
ANJ021 HSU Yi Ying 徐怡盈 RE Dealing in Securities 2007-08-30 2011-09-05
ANM620 KIM Jee Yeon 金志妍 RE Dealing in Securities 2006-06-08 2008-12-02
ANM687 CHEN Yi 陳藝 RE Advising on Securities 2006-06-15 2008-04-03
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Securities 2008-10-27 2009-09-08
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RE Dealing in Securities 2010-03-08 2012-06-30
ANR872 FREYRE-SANDERS Andrew David Nuno D.S. RO Dealing in Securities 2009-09-08 2010-03-08
ANR984 HUTTON Ian RE Dealing in Securities 2006-07-31 2008-09-01
ANT228 LOU Chung-te 樓中德 RE Advising on Securities 2006-08-03 2007-04-02
ANT245 CHAN Ka Chung 陳家琮 RE Dealing in Securities 2006-08-04 2008-12-02
ANT279 BIAN Chenxi 卞晨希 RE Dealing in Securities 2010-11-24 2011-12-05
ANU726 ASHTON Miles RE Dealing in Securities 2006-08-23 2008-08-01
ANV102 ZHANG Jing 張靖 RE Dealing in Securities 2006-08-28 2013-07-01
ANV262 SHAH Arik Pradip RE Dealing in Securities 2006-08-28 2008-11-17
ANV268 FU Jie 傅杰 RE Dealing in Securities 2006-08-28 2008-07-15
ANV286 KO Man Ho 高文灝 RE Dealing in Securities 2006-08-28 2011-08-08
AOB660 CHUN Julian Howe 陳嘉豪 RE Dealing in Securities 2011-01-18 2011-11-10
AOD054 PRITCHARD Callum Gary RE Dealing in Securities 2010-02-04 2014-03-31
AOD214 MAK Rick G. RE Dealing in Securities 2006-11-08 2007-02-27
AOE440 HAGEN Nicole RE Dealing in Securities 2006-11-21 2007-08-09
AOF925 ZHAO Zhen 趙震 RE Dealing in Securities 2006-12-05 2007-07-01
AOF932 WONGSASUTTHIKUL Paitoon RE Dealing in Securities 2006-11-27 2007-06-01
AOG388 GE Jia 葛佳 RE Advising on Securities 2006-12-05 2010-07-24
AOG389 GARNIER Arnaud Antonie Dominique Patrick RE Dealing in Securities 2006-12-05 2008-06-01
AOG962 ATMANI Mohamed RE Dealing in Securities 2006-12-29 2007-06-23
AOH219 LUI Martin Wing Kei 雷永基 RE Dealing in Securities 2006-12-28 2010-10-08
AOH669 XU Peilai 徐沛來 RE Dealing in Securities 2008-09-26 2013-01-08
AOJ156 HENRICKS Peter Alan RE Dealing in Securities 2007-01-09 2008-06-06
AOJ901 LIM Sae Whan 林世煥 RE Dealing in Securities 2007-03-21 2007-06-07
AOJ905 CHAN Lydia Suk Kuan 陳淑鈞 RE Advising on Securities 2007-01-25 2007-02-01
AOL205 LI Chun Wai 李俊蔚 RE Dealing in Securities 2007-01-25 2009-08-24
AOL206 LAUW Aik Han 劉益漢 RE Dealing in Securities 2007-01-18 2007-08-27
AOL505 NGAN Ying Kit Angus 顏英傑 RE Dealing in Securities 2008-01-15 2008-12-02
AON592 DOSHI Nishi Jyotindra RE Dealing in Securities 2011-07-11 2012-06-30
AON592 DOSHI Nishi Jyotindra RE Advising on Securities 2010-05-26 2011-06-28
AOO211 TAM Lap Hang, Eli 譚立恒 RE Dealing in Securities 2007-02-16 2009-02-09
AOP179 TAI Tsz Lan, Katherine 戴梓蘭 RE Advising on Securities 2010-05-17 2012-06-30
AOQ960 HUANG Hiu Tan 黃曉丹 RE Advising on Securities 2010-03-09 2012-04-03
AOR789 CHONG Yiu Hung, Thomas 莊耀鴻 RE Advising on Securities 2011-06-28 2012-04-11
AOV836 LAM Ka Wai 林家威 RE Dealing in Securities 2010-03-19 2014-09-19
AOV923 WILDER Benjamin Linley RE Dealing in Securities 2010-12-02 2012-12-17
AOX418 IP Chi Kong 葉智剛 RE Dealing in Securities 2007-05-14 2008-12-02
AOX418 IP Chi Kong 葉智剛 RE Dealing in Securities 2010-01-22 2011-04-07
AOX760 PISANO Luke RE Dealing in Securities 2009-07-16 2009-08-24
AOY170 CHAN Ka Yan 陳嘉欣 RE Advising on Securities 2007-05-22 2008-10-11
AOY508 KUMAR Gaurav RE Dealing in Securities 2007-05-29 2012-11-13
AOY872 DESAI Mohan Kumar RE Dealing in Securities 2007-05-29 2009-10-14
AOZ032 CHAN Mei Kwan 陳美君 RE Dealing in Securities 2007-05-29 2010-01-05
APA130 WONG Sharnie Wing San 黃穎珊 RE Advising on Securities 2007-05-30 2010-10-14
APA405 HO Catherine Yee Yin 何綺盈 RE Dealing in Securities 2007-06-05 2009-09-15
APA612 LAU Ming Hong Henry 劉名康 RE Dealing in Securities 2007-06-05 2007-07-07
APA618 LU Ming-hung 呂明鴻 RE Dealing in Securities 2007-06-12 2008-01-12
APB503 LEWIS Paul William John RE Dealing in Securities 2007-06-12 2008-09-27
APB677 LAW Oliver Tin-Loong 羅天龍 RE Dealing in Securities 2007-06-12 2013-03-16
APC643 CHEN Huilin 陳輝林 RE Dealing in Securities 2007-06-18 2008-07-04
APD410 CHAN Pui Sze 陳佩思 RE Dealing in Securities 2007-07-03 2007-10-11
APD418 CHEUNG Ka Mun, Carmen 張嘉敏 RE Dealing in Securities 2007-06-26 2012-08-15
APD419 WONG Yun Fai 黃潤輝 RE Dealing in Securities 2007-06-26 2008-09-03
APG883 MALKA Benjamin Simon Joseph RE Dealing in Securities 2007-07-16 2011-11-10
APH173 KWOK Chun Hei, Kenneth 郭俊熙 RE Dealing in Securities 2007-07-23 2009-10-14
APJ943 HUANG Zhiyun 黃志芸 RE Advising on Securities 2008-10-13 2012-06-30
APK743 CHAN Ming Hang 陳銘恆 RE Advising on Securities 2007-08-15 2008-04-07
APL191 CHIN Ke-vin RE Dealing in Securities 2010-02-05 2012-03-23
APL764 WANG Yue 王悅 RE Dealing in Securities 2007-08-24 2009-01-01
APM133 BEHL Arminder Singh RE Dealing in Securities 2007-09-03 2008-06-01
APO550 HAN Ki Hoon RE Dealing in Securities 2007-09-05 2013-03-29
APP371 MENSER Brooke Josephine RE Dealing in Securities 2011-07-29 2013-01-15
APW070 FARRELL Stephen Robert RE Dealing in Securities 2007-10-30 2012-06-30
APZ219 BARRACLOUGH Christopher James RE Dealing in Securities 2007-11-07 2008-07-21
APZ443 LEUNG Lisa 梁麗珊 RE Dealing in Securities 2010-01-29 2011-04-19
AQA190 DAI Qijia 戴麒佳 RE Advising on Securities 2010-10-13 2012-05-05
AQE830 HUI Sun Lam 許新林 RE Dealing in Securities 2007-12-24 2008-05-09
AQG469 TAN Jessica Margarida 陳曉彤 RE Dealing in Securities 2011-08-08 2012-06-30
AQL178 ARCHIBALD James Maxwell RE Dealing in Securities 2008-02-04 2010-04-11
AQM623 GOEL Kshitij RE Dealing in Securities 2008-02-14 2008-05-29
AQM623 GOEL Kshitij RE Dealing in Securities 2009-11-02 2013-03-29
AQN415 CHAN Kam Yiu, Victor 陳敢耀 RE Dealing in Securities 2011-08-29 2012-03-23
AQN811 LEE Wang Kei 李宏基 RE Dealing in Securities 2008-02-25 2009-01-02
AQQ142 CHIU Chiao 邱喬 RE Dealing in Securities 2008-03-11 2011-11-10
AQR043 CHEN Tian 陳添 RE Dealing in Securities 2008-03-18 2009-08-19
AQS214 CANNAMELA Cyril RE Dealing in Securities 2009-06-02 2009-10-16
AQS214 CANNAMELA Cyril RO Dealing in Securities 2009-10-16 2012-11-16
AQS811 GAO Jianfeng 高劍鋒 RE Advising on Securities 2010-07-12 2011-08-25
AQX906 PENG Shuo 彭碩 RE Dealing in Securities 2010-07-02 2012-06-21
ARA404 LO Fai 羅暉 RE Dealing in Securities 2008-05-16 2011-05-12
ARB771 KANG Jong Hak 姜宗學 RE Dealing in Securities 2008-05-26 2012-03-23
ARB848 HUI Tze Kai 許子佳 RE Dealing in Securities 2010-06-08 2012-01-04
ARD487 BATCHELOR Joseph James RE Dealing in Securities 2008-06-04 2011-04-29
ARD488 PANG Man Wai 彭敏惠 RE Dealing in Securities 2008-06-11 2008-12-02
ARF813 GLASSOCK Lee Douglas RE Dealing in Securities 2008-06-27 2012-06-08
ARG528 HSUEH Ya-chi 薛雅琦 RE Dealing in Securities 2008-07-02 2009-11-09
ARH869 BARRETT James Richard RE Advising on Securities 2010-05-13 2012-06-30
ARQ985 TAN An Li 陳安里 RE Dealing in Securities 2008-10-02 2009-06-22
ARU443 LO Chi Lok, Michelle 盧子樂 RE Advising on Securities 2011-10-12 2012-02-14
ARX026 KOH Poh Soon 許寶順 RE Dealing in Securities 2008-11-28 2009-07-20
ARX026 KOH Poh Soon 許寶順 RO Dealing in Securities 2009-07-20 2012-06-01
ASW834 AGRAWAL Vineet RE Dealing in Securities 2011-10-31 2013-03-29
ASX078 WHITNEY Sean William RE Dealing in Securities 2009-05-07 2009-10-24
ASY380 IRVINE Peter Stuart RE Dealing in Securities 2009-05-15 2009-09-08
ASY380 IRVINE Peter Stuart RE Dealing in Securities 2010-03-08 2011-06-16
ASY380 IRVINE Peter Stuart RO Dealing in Securities 2009-09-08 2010-03-08
ASY380 IRVINE Peter Stuart RO Dealing in Securities 2011-06-16 2012-06-30
ATT501 PANG Siu Lun 彭兆麟 RE Dealing in Securities 2009-09-28 2011-04-06
AUO117 CHONG Ting Piu 莊庭彪 RE Dealing in Securities 2010-02-08 2010-07-25
AUQ301 STAMBULICH Aaron John RE Dealing in Securities 2010-02-03 2011-07-23
AUS310 CHYE Nyit Shin 蔡日昇 RE Dealing in Securities 2010-02-18 2012-11-13
AUV506 MYRON Jason Louis RE Dealing in Securities 2010-03-09 2012-06-30
AUV596 ZHANG Qin 張琴 RE Advising on Securities 2010-03-08 2011-04-21
AUW051 LIU Wai Ming 廖偉明 RE Advising on Securities 2010-03-12 2011-07-26
AUX224 BLANCHARD Dominique Jean Rene RO Dealing in Securities 2018-10-09
AUX224 BLANCHARD Dominique Jean Rene RO Advising on Securities 2018-10-09
AUX378 LU Chih-Heng Jack 呂志亨 RE Advising on Securities 2010-03-19 2013-03-29
AVA234 TSENG Hsu-Liang 曾緒良 RE Advising on Securities 2010-04-15 2011-01-25
AVC344 HUANG Ying 黃英 RE Advising on Securities 2010-05-04 2012-03-09
AVC345 LIU Chien-Hung RE Dealing in Securities 2010-05-04 2011-07-01
AVE037 CHANG Chih-Hung 張致竑 RE Advising on Securities 2010-05-13 2013-03-29
AVE602 WANG Yanan 王亞南 RE Advising on Securities 2010-05-26 2012-05-05
AVF113 CHEN Yiwen 陳軼雯 RE Advising on Securities 2010-05-31 2012-06-01
AVG755 ORCHARD Andrew John RE Advising on Securities 2010-06-04 2012-06-30
AVH084 SHAH Gaurik Atul RE Dealing in Securities 2010-06-07 2011-01-01
AVH099 LIU Ka Yip, Thomson 廖嘉業 RE Dealing in Securities 2010-06-08 2014-06-06
AVH100 CHIAO Hsin 焦訢 RE Dealing in Securities 2010-06-08 2011-01-01
AVL467 BIRD Raymond Andrew RE Dealing in Securities 2010-07-09 2012-12-17
AVM342 FOO Tze Min Gerald RE Dealing in Securities 2010-07-14 2011-01-12
AVQ217 HUNG Franky Chun Chung 洪振中 RE Advising on Securities 2010-08-06 2012-05-05
AVW617 ENG Shu Ling Amanda RE Advising on Securities 2010-09-16 2011-08-29
AWD076 HAO Tong 郝彤 RE Dealing in Securities 2010-10-26 2011-10-07
AWD081 JIANG Bo 姜博 RE Dealing in Securities 2010-10-26 2011-11-10
AWE539 WONG Shun Kit 黃信傑 RE Dealing in Securities 2010-10-28 2010-11-24
AWE763 TANG Li-yu 湯立宇 RE Advising on Securities 2010-11-03 2012-04-13
AWE965 ZHU Yi 朱軼 RE Advising on Securities 2010-11-03 2012-06-16
AWH797 VITRY Frantz RE Dealing in Securities 2010-11-17 2013-04-27
AWS219 ANDROSIUK Carl Matthew RE Dealing in Securities 2011-01-24 2012-10-06
AWT950 TONG Chan Kit 唐振杰 RO Dealing in Securities 2013-08-15 2016-12-06
AWT950 TONG Chan Kit 唐振杰 RO Advising on Securities 2013-08-15 2016-12-06
AWZ404 TSO Yam Fan 曹音凡 RE Advising on Securities 2011-03-21 2012-06-30
AXB635 BHASKARAN Pillai Saradamony, Jayakesh RE Dealing in Securities 2014-05-02 2016-10-31
AXB635 BHASKARAN Pillai Saradamony, Jayakesh RE Advising on Securities 2014-05-02 2016-10-31
AXF372 LEUNG Kwok Wai, Dominic 梁國威 RE Dealing in Securities 2011-04-28 2012-03-23
AXG918 LEE Sheung Yee, Anna 李湘宜 RE Dealing in Securities 2011-05-18 2013-03-29
AXI226 OYOSHI Kazuhiro RE Dealing in Securities 2011-05-26 2012-12-17
AXK735 LI Ching 李靜 RE Dealing in Securities 2018-04-26
AXK735 LI Ching 李靜 RE Advising on Securities 2018-04-26
AXQ393 MAYE Kieron Luke RE Dealing in Securities 2011-07-28 2012-03-23
AXS854 LO Ho Chung, Brian 盧可聰 RE Dealing in Securities 2011-08-03 2012-06-01
AXX160 FUH Yuan Juin 傳元駿 RE Dealing in Securities 2011-08-22 2012-03-23
AXY627 CAI Weiheng 蔡蔚珩 RE Dealing in Securities 2011-09-05 2013-06-28
AYA408 FEI Qi 費琦 RE Dealing in Securities 2011-09-20 2012-06-09
AYH495 XU Min 徐敏 RE Advising on Securities 2011-10-18 2012-06-30
AYH771 WONG Tsz Hin Chris 王梓軒 RE Dealing in Securities 2011-10-25 2012-06-30
AYJ687 ZHANG He 張賀 RE Dealing in Securities 2011-11-08 2012-06-30
AYJ720 PENG Weifeng 彭偉峰 RE Dealing in Securities 2011-11-08 2014-01-10
AYK476 LUK Wing Chung, Tony 陸永頌 RE Advising on Securities 2011-11-10 2012-02-29
AYO038 LIN Chi Jen 林琦臻 RE Dealing in Securities 2011-12-05 2013-06-28
AYO608 GONG Tiancheng 龔天成 RE Advising on Securities 2011-12-06 2012-06-30
AYR195 LEE Sok Hee RE Advising on Securities 2011-12-14 2012-04-12
AYW668 DOWNARD Andrew RE Dealing in Securities 2012-01-27 2012-06-30
AZC162 JAMIL Zahid RE Dealing in Securities 2012-02-27 2012-09-22
BAC199 MOMOZAKI Takahiro RE Dealing in Securities 2012-08-31 2014-08-23
BAE134 PRADEEP KANSARA Bhavika RE Dealing in Securities 2012-09-07 2013-01-01
BAJ601 ZHOU Daijun 周岱俊 RE Dealing in Securities 2012-11-05 2013-01-08
BBB350 DARBON Lilian Albert Raymond RO Dealing in Securities 2018-05-30
BBB350 DARBON Lilian Albert Raymond RO Advising on Securities 2018-05-30
BBE977 HINTERKOERNER Roland RO Dealing in Securities 2014-07-23 2015-10-12
BBE977 HINTERKOERNER Roland RO Advising on Securities 2014-07-23 2015-10-12
BBP182 KURUVILLA Anup Thomas RO Dealing in Securities 2013-08-16 2014-07-17
BBP182 KURUVILLA Anup Thomas RO Advising on Securities 2013-08-16 2014-07-17
BDA068 LUQMAN Karim Rauno RE Dealing in Securities 2014-03-03 2014-07-31
BDF257 LI Douglas Yee Lap 李以立 RE Dealing in Securities 2014-04-02 2015-08-31
BDJ767 BHANDARI Subodh RE Dealing in Securities 2014-05-12 2015-07-14
BDJ767 BHANDARI Subodh RE Advising on Securities 2014-05-12 2015-07-14
BDJ959 YIM Sau King David 嚴守敬 RO Dealing in Securities 2014-07-02 2015-08-13
BDJ959 YIM Sau King David 嚴守敬 RO Advising on Securities 2014-07-02 2015-08-13
BDN285 KANG In Hwan RE Dealing in Securities 2014-06-05 2015-07-14
BDN285 KANG In Hwan RE Advising on Securities 2014-06-05 2015-07-14
BFD862 DARGENT Franck Jacques Pierre RO Dealing in Securities 2016-11-24 2017-11-16
BFD862 DARGENT Franck Jacques Pierre RO Advising on Securities 2016-11-24 2017-11-16
BHE064 LAFON Pierre Jean Philippe Noel RO Dealing in Securities 2016-11-24
BHE064 LAFON Pierre Jean Philippe Noel RO Advising on Securities 2016-11-24
BIH331 LAMBERG Benjamin Philippe Valery RO Dealing in Securities 2018-05-30
BIH331 LAMBERG Benjamin Philippe Valery RO Advising on Securities 2018-05-30
BIQ747 LUK Kin Man John 陸建文 RE Dealing in Securities 2016-11-28
BIQ747 LUK Kin Man John 陸建文 RE Advising on Securities 2016-11-28
BIQ771 JANG Minhyeok 張玟赫 RE Dealing in Securities 2016-11-28 2017-05-12
BIQ771 JANG Minhyeok 張玟赫 RE Advising on Securities 2016-11-28 2017-05-12
BIQ776 YAU Gary Tsz Kit RE Advising on Securities 2016-11-28 2018-10-27
BIQ781 SUI Nan Xu 眭楠 RE Dealing in Securities 2016-11-28
BIQ781 SUI Nan Xu 眭楠 RE Advising on Securities 2016-11-28
BIZ603 COYAULT Frederik Jean Lucien RO Dealing in Securities 2017-11-28
BIZ603 COYAULT Frederik Jean Lucien RO Advising on Securities 2017-11-28
BLZ747 YOON Hae Sol RE Dealing in Securities 2018-01-23
BLZ747 YOON Hae Sol RE Advising on Securities 2018-01-23
BLZ749 HAN Sangjoon 韓相俊 RE Dealing in Securities 2018-01-22
BLZ749 HAN Sangjoon 韓相俊 RE Advising on Securities 2018-01-22
BMJ965 EDWARDS Matthew John RE Dealing in Securities 2018-03-08
BMJ965 EDWARDS Matthew John RE Advising on Securities 2018-03-08
BMS668 KAPLONY Krisztina RE Dealing in Securities 2018-06-14 2018-10-03
BMS668 KAPLONY Krisztina RE Advising on Securities 2018-06-14 2018-10-03
BNB200 MA Mali RE Dealing in Securities 2018-07-04 2018-10-03
BNB200 MA Mali RE Advising on Securities 2018-07-04 2018-10-03

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