Hong Kong SFC licence institution AAC198, Merrill Lynch (Asia Pacific) Limited

These are the licence-holders that were found for SFC licence institution AAC198 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA157 CHEUNG Hung Fat 張洪發 RE Dealing in Securities 2003-04-01 2015-09-29
AAA157 CHEUNG Hung Fat 張洪發 RE Advising on Securities 2003-04-01 2005-03-23
AAA157 CHEUNG Hung Fat 張洪發 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAA157 CHEUNG Hung Fat 張洪發 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAA157 CHEUNG Hung Fat 張洪發 RE Asset Management 2003-04-01 2005-01-25
AAB182 HUNG Gary 洪基立 RE Dealing in Securities 2003-04-01 2004-08-25
AAB182 HUNG Gary 洪基立 RE Dealing in Securities 2004-11-15 2008-07-01
AAB182 HUNG Gary 洪基立 RE Advising on Securities 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Providing Automated Trading Services 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Asset Management 2003-04-01 2003-11-12
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Dealing in Securities 2003-04-01 2008-03-13
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Advising on Securities 2003-04-01 2005-03-23
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Asset Management 2003-04-01 2005-01-25
AAB955 HO Hin Hung, Henry 何顯鴻 RE Dealing in Securities 2003-04-01 2004-06-19
AAB955 HO Hin Hung, Henry 何顯鴻 RE Advising on Securities 2003-04-01 2004-06-19
AAB955 HO Hin Hung, Henry 何顯鴻 RE Advising on Corporate Finance 2003-04-01 2004-06-19
AAB955 HO Hin Hung, Henry 何顯鴻 RE Providing Automated Trading Services 2003-04-01 2004-06-19
AAB955 HO Hin Hung, Henry 何顯鴻 RE Asset Management 2003-04-01 2004-06-19
AAB989 LI Sun Yuen Elric 李燊元 RE Dealing in Securities 2003-04-01 2013-11-09
AAB989 LI Sun Yuen Elric 李燊元 RE Advising on Securities 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Advising on Securities 2011-10-24 2013-11-09
AAB989 LI Sun Yuen Elric 李燊元 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Asset Management 2003-04-01 2005-01-25
AAC002 LO Teresa 羅如英 RE Dealing in Securities 2003-04-01 2012-04-30
AAC002 LO Teresa 羅如英 RE Advising on Securities 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Advising on Securities 2011-10-31 2012-04-30
AAC002 LO Teresa 羅如英 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Asset Management 2003-04-01 2005-01-25
AAC022 LY Hao, Alexander 李豪 RE Dealing in Securities 2003-04-01 2009-07-01
AAC022 LY Hao, Alexander 李豪 RE Advising on Securities 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Asset Management 2003-04-01 2005-01-25
AAC041 TAN Lilian H 陳涵 RE Dealing in Securities 2003-04-01 2013-07-13
AAC041 TAN Lilian H 陳涵 RE Advising on Securities 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Advising on Securities 2011-11-14 2013-07-13
AAC041 TAN Lilian H 陳涵 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Asset Management 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Dealing in Securities 2003-04-01 2012-05-28
AAC047 TANG Tak Nam 鄧德南 RE Advising on Securities 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Advising on Securities 2011-11-08 2012-05-28
AAC047 TANG Tak Nam 鄧德南 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Providing Automated Trading Services 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Asset Management 2003-04-01 2005-01-25
AAC063 VAN Chia Shun 萬家聲 RE Dealing in Securities 2003-04-01 2011-03-01
AAC063 VAN Chia Shun 萬家聲 RE Advising on Securities 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Asset Management 2003-04-01 2005-01-25
AAC082 WONG Sai Pik, Zenobia 王茜碧 RE Dealing in Securities 2004-03-05 2013-03-23
AAC082 WONG Sai Pik, Zenobia 王茜碧 RE Advising on Securities 2011-11-08 2013-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Dealing in Securities 2003-04-01 2013-11-09
AAC090 YUEN King Yue, David 阮敬如 RE Advising on Securities 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Advising on Securities 2011-10-24 2013-11-09
AAC090 YUEN King Yue, David 阮敬如 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Asset Management 2003-04-01 2005-01-25
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Dealing in Securities 2003-04-01 2013-07-13
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Advising on Securities 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Advising on Securities 2011-10-24 2013-07-13
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Asset Management 2003-04-01 2005-01-25
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Dealing in Securities 2003-04-01 2013-11-09
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Advising on Securities 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Advising on Securities 2011-11-03 2013-11-09
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Asset Management 2003-04-01 2005-01-25
AAC133 FANG Hsieh Shen 方學淳 RE Dealing in Securities 2003-04-01 2013-07-13
AAC133 FANG Hsieh Shen 方學淳 RE Advising on Securities 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Advising on Securities 2011-10-24 2013-07-13
AAC133 FANG Hsieh Shen 方學淳 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Providing Automated Trading Services 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Asset Management 2003-04-01 2003-11-12
AAC141 COCKELL Janny 郭珍妮 RE Dealing in Securities 2003-04-01 2013-05-25
AAC141 COCKELL Janny 郭珍妮 RE Advising on Securities 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Advising on Securities 2011-11-10 2013-05-25
AAC141 COCKELL Janny 郭珍妮 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Asset Management 2003-04-01 2005-01-25
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Dealing in Securities 2003-04-01 2005-09-21
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Advising on Securities 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Providing Automated Trading Services 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Asset Management 2003-04-01 2005-01-25
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Dealing in Securities 2003-04-01 2013-09-07
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Advising on Securities 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Advising on Securities 2011-10-24 2013-09-07
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Providing Automated Trading Services 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Asset Management 2003-04-01 2005-01-25
AAC170 CHAN Chang Yu, Francis 陳暢餘 RE Dealing in Securities 2005-03-29 2008-09-13
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Dealing in Securities 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Advising on Securities 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Advising on Corporate Finance 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Providing Automated Trading Services 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Asset Management 2003-04-01 2005-01-25
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Dealing in Securities 2003-04-01 2005-09-10
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Dealing in Securities 2007-09-04 2012-03-20
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Advising on Securities 2003-04-01 2005-03-23
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Asset Management 2003-04-01 2005-01-25
AAC858 SO Wai Sang 蘇偉生 RE Dealing in Securities 2009-12-30 2010-03-03
AAC858 SO Wai Sang 蘇偉生 RO Dealing in Securities 2010-03-03 2013-11-09
AAC858 SO Wai Sang 蘇偉生 RO Advising on Securities 2011-10-18 2013-11-09
AAC936 CHIU Suk Yue 趙淑如 RE Dealing in Securities 2011-07-15 2013-09-07
AAC936 CHIU Suk Yue 趙淑如 RE Advising on Securities 2011-11-10 2013-09-07
AAD009 FUKUI Noboru RE Dealing in Securities 2003-04-01 2013-09-07
AAD009 FUKUI Noboru RE Advising on Securities 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Advising on Securities 2011-11-03 2013-09-07
AAD009 FUKUI Noboru RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Asset Management 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Dealing in Securities 2003-04-01 2013-08-08
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Advising on Securities 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Advising on Securities 2011-11-18 2013-08-08
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Providing Automated Trading Services 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Asset Management 2003-04-01 2005-01-25
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Securities 2010-11-30 2013-05-25
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Advising on Securities 2011-11-22 2013-05-25
AAF813 IP Gar Bo, Victoria 葉嘉寶 RE Dealing in Securities 2011-09-26 2011-11-16
AAF813 IP Gar Bo, Victoria 葉嘉寶 RO Dealing in Securities 2011-11-16 2013-08-31
AAF813 IP Gar Bo, Victoria 葉嘉寶 RE Advising on Securities 2011-10-31 2011-11-16
AAF813 IP Gar Bo, Victoria 葉嘉寶 RO Advising on Securities 2011-11-16 2013-08-31
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2014-11-17 2014-11-21
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2015-06-23 2015-06-24
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2015-10-27 2015-10-29
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2016-01-14 2016-01-15
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2016-05-23 2016-05-27
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2016-09-06 2016-09-12
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2017-02-17 2017-02-21
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2017-09-18 2017-09-20
AAI265 GONZALES Emeterio III David RE Dealing in Securities 2018-01-26 2018-01-30
AAI265 GONZALES Emeterio III David RE Advising on Securities 2014-11-17 2014-11-21
AAI265 GONZALES Emeterio III David RE Advising on Securities 2015-06-23 2015-06-24
AAI265 GONZALES Emeterio III David RE Advising on Securities 2015-10-27 2015-10-29
AAI265 GONZALES Emeterio III David RE Advising on Securities 2016-01-14 2016-01-15
AAI265 GONZALES Emeterio III David RE Advising on Securities 2016-05-23 2016-05-27
AAI265 GONZALES Emeterio III David RE Advising on Securities 2016-09-06 2016-09-12
AAI265 GONZALES Emeterio III David RE Advising on Securities 2017-02-17 2017-02-21
AAI265 GONZALES Emeterio III David RE Advising on Securities 2017-09-18 2017-09-20
AAI265 GONZALES Emeterio III David RE Advising on Securities 2018-01-26 2018-01-30
AAI265 GONZALES Emeterio III David RE Advising on Securities 2018-09-10 2018-09-12
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Dealing in Securities 2003-04-01 2013-11-09
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Advising on Securities 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Advising on Securities 2011-11-18 2013-11-09
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Asset Management 2003-04-01 2005-01-25
AAI686 WONG Kwai Lam 黃桂林 RE Dealing in Securities 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Dealing in Securities 2005-10-13 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RE Advising on Securities 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Advising on Securities 2003-04-01 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RE Advising on Corporate Finance 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Advising on Corporate Finance 2003-04-01 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RO Asset Management 2003-04-01 2005-01-25
AAI981 HUNG Yuk Hung, Antony 孔旭洪 RO Dealing in Securities 2003-04-01 2011-01-27
AAI981 HUNG Yuk Hung, Antony 孔旭洪 RO Advising on Securities 2005-08-16 2011-01-27
AAI981 HUNG Yuk Hung, Antony 孔旭洪 RO Providing Automated Trading Services 2003-04-01 2011-01-27
AAJ540 WIHLBORN Anders Jerker RE Dealing in Securities 2003-04-01 2015-07-08
AAJ540 WIHLBORN Anders Jerker RE Advising on Securities 2003-04-01 2005-03-23
AAJ540 WIHLBORN Anders Jerker RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAJ540 WIHLBORN Anders Jerker RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAJ540 WIHLBORN Anders Jerker RE Asset Management 2003-04-01 2005-01-25
AAJ643 WONG Lai Wo 黃禮和 RE Dealing in Securities 2003-04-01 2008-10-21
AAJ643 WONG Lai Wo 黃禮和 RE Advising on Securities 2003-04-01 2005-03-23
AAJ643 WONG Lai Wo 黃禮和 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAJ643 WONG Lai Wo 黃禮和 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAJ643 WONG Lai Wo 黃禮和 RE Asset Management 2003-04-01 2005-01-25
AAJ834 PEARSON Andrew John RE Dealing in Securities 2005-09-20 2007-07-12
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Dealing in Securities 2003-04-01 2013-07-13
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Advising on Securities 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Advising on Securities 2011-11-03 2013-07-13
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Asset Management 2003-04-01 2005-01-25
AAN991 NEWMAN Daniel Antony RE Dealing in Securities 2008-04-25 2009-05-08
AAN991 NEWMAN Daniel Antony RE Advising on Securities 2008-04-25 2009-05-08
AAN991 NEWMAN Daniel Antony RE Advising on Corporate Finance 2008-04-25 2009-05-08
AAP437 TONG King Hong, Alex 唐景康 RE Dealing in Securities 2006-07-27 2008-05-17
AAQ462 LO Francisca RE Dealing in Securities 2003-04-01 2013-04-02
AAQ462 LO Francisca RE Advising on Securities 2003-04-01 2005-03-23
AAQ462 LO Francisca RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAQ462 LO Francisca RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAQ462 LO Francisca RE Asset Management 2003-04-01 2005-01-25
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Dealing in Securities 2003-04-01 2013-07-13
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Advising on Securities 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Advising on Securities 2011-11-15 2013-07-13
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Asset Management 2003-04-01 2005-01-25
AAV788 DAVIES Anthony Miles RE Dealing in Securities 2003-10-23 2005-05-27
AAV788 DAVIES Anthony Miles RO Dealing in Securities 2005-05-27 2009-02-27
AAV946 LOO Kwok Wing 盧國榮 RE Dealing in Securities 2003-04-01 2005-07-20
AAV946 LOO Kwok Wing 盧國榮 RE Advising on Securities 2003-04-01 2005-03-23
AAV946 LOO Kwok Wing 盧國榮 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAV946 LOO Kwok Wing 盧國榮 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAV946 LOO Kwok Wing 盧國榮 RE Asset Management 2003-04-01 2005-01-25
AAW059 LAM Wing Kit 林榮傑 RE Dealing in Securities 2003-04-01 2012-02-24
AAW059 LAM Wing Kit 林榮傑 RE Advising on Securities 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Advising on Securities 2011-11-25 2012-02-24
AAW059 LAM Wing Kit 林榮傑 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Asset Management 2003-04-01 2005-01-25
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2003-04-01 2004-07-28
AAX447 O'SULLIVAN Ian James RE Advising on Securities 2003-04-01 2004-07-28
AAX447 O'SULLIVAN Ian James RE Advising on Corporate Finance 2003-04-01 2004-07-28
AAX447 O'SULLIVAN Ian James RE Providing Automated Trading Services 2003-04-01 2004-07-28
AAX447 O'SULLIVAN Ian James RE Asset Management 2003-04-01 2004-07-28
AAY534 HO James Y RE Dealing in Securities 2003-04-01 2013-11-09
AAY534 HO James Y RE Advising on Securities 2003-04-01 2005-03-23
AAY534 HO James Y RE Advising on Securities 2011-11-03 2013-11-09
AAY534 HO James Y RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAY534 HO James Y RE Providing Automated Trading Services 2003-04-01 2005-03-23
AAY534 HO James Y RE Asset Management 2003-04-01 2005-01-25
AAY546 CARTON Ian Paul RE Dealing in Securities 2004-08-02 2009-01-08
AAY546 CARTON Ian Paul RE Advising on Securities 2005-04-22 2009-01-08
AAY546 CARTON Ian Paul RE Advising on Corporate Finance 2005-04-22 2009-01-08
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Securities 2007-11-02 2011-08-12
AAZ192 IP Yeng Kwen 葉映均 RE Dealing in Securities 2008-04-21 2009-02-07
ABA948 CHIM Kai Ming 詹繼明 RE Dealing in Securities 2007-07-05 2011-08-09
ABB541 TSANG Ho Kei 曾浩基 RE Dealing in Securities 2003-04-01 2012-09-28
ABB541 TSANG Ho Kei 曾浩基 RE Advising on Securities 2003-04-01 2005-03-23
ABB541 TSANG Ho Kei 曾浩基 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABB541 TSANG Ho Kei 曾浩基 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABB541 TSANG Ho Kei 曾浩基 RE Asset Management 2003-04-01 2005-01-25
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Securities 2007-08-13 2009-03-31
ABD392 KIM Hun Soo RO Dealing in Securities 2003-04-01 2012-05-02
ABD392 KIM Hun Soo RO Advising on Securities 2003-04-01 2005-01-25
ABD392 KIM Hun Soo RO Advising on Securities 2010-05-18 2012-05-02
ABD392 KIM Hun Soo RO Advising on Corporate Finance 2003-04-01 2005-01-25
ABD392 KIM Hun Soo RO Providing Automated Trading Services 2003-04-01 2005-01-25
ABD392 KIM Hun Soo RO Asset Management 2003-04-01 2005-01-25
ABE627 SYKES Roderick Peter RE Dealing in Securities 2004-06-28 2005-07-14
ABE627 SYKES Roderick Peter RE Advising on Securities 2004-06-28 2005-07-14
ABE627 SYKES Roderick Peter RE Advising on Corporate Finance 2005-04-22 2005-07-14
ABE860 LI Wing Ping, Desmond 李永平 RE Dealing in Securities 2007-04-26 2008-07-16
ABE860 LI Wing Ping, Desmond 李永平 RE Providing Automated Trading Services 2007-10-22 2008-07-16
ABF874 NG Pui Yu, Connie 吳佩諭 RE Dealing in Securities 2003-04-01 2009-04-15
ABF874 NG Pui Yu, Connie 吳佩諭 RE Advising on Securities 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Asset Management 2003-04-01 2005-01-25
ABH763 LI Lap Sun 李立新 RE Dealing in Securities 2003-04-01 2004-09-21
ABH763 LI Lap Sun 李立新 RE Advising on Securities 2003-04-01 2004-09-21
ABH763 LI Lap Sun 李立新 RE Advising on Corporate Finance 2003-04-01 2004-09-21
ABH763 LI Lap Sun 李立新 RE Providing Automated Trading Services 2003-04-01 2004-09-21
ABH763 LI Lap Sun 李立新 RE Asset Management 2003-04-01 2004-09-21
ABI722 LIU Yik Hung 劉亦雄 RE Dealing in Securities 2007-01-18 2007-03-24
ABL674 TAN Victor Kay 陳凱 RE Dealing in Securities 2003-04-01 2007-04-25
ABL674 TAN Victor Kay 陳凱 RO Dealing in Securities 2007-04-25 2008-11-01
ABL674 TAN Victor Kay 陳凱 RE Advising on Securities 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Providing Automated Trading Services 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Asset Management 2003-04-01 2005-01-25
ABL735 YU Wai Kwan 余慧群 RE Dealing in Securities 2010-06-24 2012-12-07
ABL735 YU Wai Kwan 余慧群 RE Advising on Securities 2011-12-06 2012-12-07
ABL850 LAW Kin Fat 羅建發 RE Dealing in Securities 2007-04-17 2009-07-03
ABM263 PENTON Dominic Jon RE Dealing in Securities 2005-07-04 2016-06-01
ABM380 LAM Ka Kei 林家驥 RE Dealing in Securities 2003-04-01 2013-07-13
ABM380 LAM Ka Kei 林家驥 RE Advising on Securities 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Advising on Securities 2011-11-01 2013-07-13
ABM380 LAM Ka Kei 林家驥 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Asset Management 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Dealing in Securities 2003-04-01 2007-12-24
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Advising on Securities 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Providing Automated Trading Services 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Asset Management 2003-04-01 2005-01-25
ABM948 O'SHEA Stephen Gerard RE Dealing in Securities 2013-07-10
ABM948 O'SHEA Stephen Gerard RE Providing Automated Trading Services 2013-07-10 2013-09-23
ABN253 CHAN Kam Chi, Angello 陳錦池 RE Dealing in Securities 2009-04-02 2016-11-18
ABN253 CHAN Kam Chi, Angello 陳錦池 RO Dealing in Securities 2016-11-18 2018-10-02
ABN253 CHAN Kam Chi, Angello 陳錦池 RE Advising on Securities 2010-04-08 2016-11-18
ABN253 CHAN Kam Chi, Angello 陳錦池 RO Advising on Securities 2016-11-18
ABN350 LEE Wai Chong, Mary 李潓莊 RE Dealing in Securities 2009-03-30 2010-07-22
ABO381 WEIR Euan James Lind RE Dealing in Securities 2005-01-27 2006-12-12
ABP526 CHAN Mee Yee, May 陳美兒 RE Dealing in Securities 2003-04-01 2013-07-13
ABP526 CHAN Mee Yee, May 陳美兒 RE Advising on Securities 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Advising on Securities 2011-11-08 2013-07-13
ABP526 CHAN Mee Yee, May 陳美兒 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Asset Management 2003-04-01 2005-01-25
ABP528 SIU Wai Ching, Shirley 蕭慧晶 RE Dealing in Securities 2004-09-09 2005-05-06
ABR710 CHENG Kin Lung, David 鄭建龍 RE Dealing in Securities 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Dealing in Securities 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Securities 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Securities 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Corporate Finance 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Corporate Finance 2015-11-30
ABR876 WONG Constance 黃子欣 RE Dealing in Securities 2010-06-10 2012-06-25
ABS185 FLETCHER Alexander Graham RE Dealing in Securities 2003-04-01 2012-09-28
ABS185 FLETCHER Alexander Graham RE Advising on Securities 2003-04-01 2005-03-23
ABS185 FLETCHER Alexander Graham RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABS185 FLETCHER Alexander Graham RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABS185 FLETCHER Alexander Graham RE Asset Management 2003-04-01 2005-01-25
ABT017 CHEUNG King Wai Annie 張敬慧 RE Dealing in Securities 2003-04-01 2013-11-09
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Securities 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Securities 2011-11-10 2013-11-09
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Providing Automated Trading Services 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Asset Management 2003-04-01 2003-10-21
ABT073 STALKER Norman Anthony RO Dealing in Securities 2003-04-01 2004-02-19
ABT073 STALKER Norman Anthony RO Advising on Securities 2003-04-01 2004-02-19
ABT073 STALKER Norman Anthony RO Advising on Corporate Finance 2003-04-01 2004-02-19
ABT073 STALKER Norman Anthony RO Providing Automated Trading Services 2003-04-01 2004-02-19
ABT073 STALKER Norman Anthony RO Asset Management 2003-04-01 2004-02-19
ABT425 EIO Choon Yin, Cara RE Dealing in Securities 2006-06-23 2008-10-21
ABT542 FANG Wei An, Anthony 方維安 RE Dealing in Securities 2004-07-13 2010-11-06
ABT543 CHEUNG Ming 張明 RE Dealing in Securities 2003-04-01 2013-11-09
ABT543 CHEUNG Ming 張明 RE Advising on Securities 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Advising on Securities 2011-10-24 2013-11-09
ABT543 CHEUNG Ming 張明 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Asset Management 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Dealing in Securities 2003-04-01 2012-04-19
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Advising on Securities 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Advising on Securities 2011-11-15 2012-04-19
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Providing Automated Trading Services 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Asset Management 2003-04-01 2005-01-25
ABT659 REN Margaret Keying 任克英 RE Dealing in Securities 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Dealing in Securities 2013-01-14
ABT659 REN Margaret Keying 任克英 RE Advising on Securities 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Advising on Securities 2013-01-14
ABT659 REN Margaret Keying 任克英 RE Advising on Corporate Finance 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Advising on Corporate Finance 2013-01-14
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Dealing in Securities 2003-04-01 2005-06-20
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Advising on Securities 2003-04-01 2005-06-20
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Advising on Corporate Finance 2003-04-01 2005-06-20
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Asset Management 2003-04-01 2005-01-25
ABY869 LIU Erh Fei 劉二飛 RO Dealing in Securities 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Advising on Securities 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Advising on Corporate Finance 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Providing Automated Trading Services 2003-04-01 2005-01-25
ABY869 LIU Erh Fei 劉二飛 RO Asset Management 2003-04-01 2005-01-25
ABY936 SHEK Yuen Leung 石元良 RE Dealing in Securities 2003-04-01 2005-07-05
ABY936 SHEK Yuen Leung 石元良 RE Advising on Securities 2003-04-01 2005-03-23
ABY936 SHEK Yuen Leung 石元良 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABY936 SHEK Yuen Leung 石元良 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABY936 SHEK Yuen Leung 石元良 RE Asset Management 2003-04-01 2005-01-25
ABY976 HO Lau Mei 何柳湄 RE Dealing in Securities 2003-04-01 2015-03-24
ABY976 HO Lau Mei 何柳湄 RE Advising on Securities 2003-04-01 2005-03-23
ABY976 HO Lau Mei 何柳湄 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABY976 HO Lau Mei 何柳湄 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ABY976 HO Lau Mei 何柳湄 RE Asset Management 2003-04-01 2005-01-25
ABZ884 WONG Che Lik 黃自力 RE Dealing in Securities 2003-07-09 2004-06-19
ACA305 KAPUR Ajay Singh RE Dealing in Securities 2013-06-24 2018-09-05
ACA305 KAPUR Ajay Singh RE Advising on Securities 2013-06-24
ACA475 CHENG Vivinne 鄭慧玄 RE Dealing in Securities 2004-02-23 2005-03-21
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2004-10-25 2008-03-08
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Dealing in Securities 2003-04-01 2010-11-01
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Advising on Securities 2003-04-01 2005-03-23
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Asset Management 2003-04-01 2005-01-25
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Dealing in Securities 2003-04-01 2013-11-09
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Advising on Securities 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Advising on Securities 2011-11-14 2013-11-09
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Asset Management 2003-04-01 2005-01-25
ACB900 LEE So Chun, Kathryn 李素珍 RE Dealing in Securities 2003-04-01 2013-10-26
ACB900 LEE So Chun, Kathryn 李素珍 RE Advising on Securities 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Advising on Securities 2011-10-24 2013-10-26
ACB900 LEE So Chun, Kathryn 李素珍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Asset Management 2003-04-01 2005-01-25
ACC552 TSAI Alfred 蔡亞輝 RE Dealing in Securities 2008-04-22 2009-07-01
ACD717 NG Shing Joe, Kester 吳繩祖 RE Dealing in Securities 2003-04-01 2006-05-26
ACD717 NG Shing Joe, Kester 吳繩祖 RE Advising on Securities 2003-04-01 2006-05-26
ACD717 NG Shing Joe, Kester 吳繩祖 RE Advising on Corporate Finance 2003-04-01 2006-05-26
ACD717 NG Shing Joe, Kester 吳繩祖 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACD717 NG Shing Joe, Kester 吳繩祖 RE Asset Management 2003-04-01 2005-01-25
ACD837 WARD Rodney Gordon RE Dealing in Securities 2012-07-09 2015-05-01
ACD837 WARD Rodney Gordon RE Advising on Securities 2012-07-09 2015-05-01
ACD837 WARD Rodney Gordon RE Advising on Corporate Finance 2012-07-09 2015-05-01
ACD926 YANG Shih Fong, Katie Simmone 楊世芳 RE Dealing in Securities 2006-08-25 2008-11-28
ACD929 LEE Miu Ling 李妙玲 RE Dealing in Securities 2004-01-05 2013-11-09
ACD929 LEE Miu Ling 李妙玲 RE Advising on Securities 2011-12-07 2013-11-09
ACE151 JACOBELLI Giuseppe 岳啟堯 RE Dealing in Securities 2003-04-01 2008-05-31
ACE151 JACOBELLI Giuseppe 岳啟堯 RE Advising on Securities 2003-04-01 2005-03-23
ACE151 JACOBELLI Giuseppe 岳啟堯 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACE151 JACOBELLI Giuseppe 岳啟堯 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACE151 JACOBELLI Giuseppe 岳啟堯 RE Asset Management 2003-04-01 2005-01-25
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Dealing in Securities 2005-09-08 2006-09-08
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Providing Automated Trading Services 2005-09-08 2006-09-08
ACE273 MARTIN Paul RE Dealing in Securities 2003-04-01 2009-02-27
ACE273 MARTIN Paul RE Advising on Securities 2003-04-01 2005-03-23
ACE273 MARTIN Paul RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACE273 MARTIN Paul RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACE273 MARTIN Paul RE Asset Management 2003-04-01 2005-01-25
ACE755 SCOTT Giles Richard Winstone RE Dealing in Securities 2003-04-01 2007-02-16
ACE755 SCOTT Giles Richard Winstone RO Dealing in Securities 2007-02-16 2008-04-25
ACE755 SCOTT Giles Richard Winstone RE Advising on Securities 2003-04-01 2005-03-23
ACE755 SCOTT Giles Richard Winstone RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACE755 SCOTT Giles Richard Winstone RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACE755 SCOTT Giles Richard Winstone RE Asset Management 2003-04-01 2005-01-25
ACG024 WRIGHT Symon Robert RE Dealing in Securities 2006-05-10 2012-04-16
ACG599 LAM Lok Yee, Ada 林洛宜 RE Dealing in Securities 2010-07-26 2012-04-24
ACG599 LAM Lok Yee, Ada 林洛宜 RE Providing Automated Trading Services 2010-07-26 2012-04-24
ACG637 YAO Lan Mai, Margaret 姚蘭玫 RE Dealing in Securities 2005-06-17 2013-11-09
ACG637 YAO Lan Mai, Margaret 姚蘭玫 RE Advising on Securities 2011-11-18 2013-11-09
ACH990 LAU Yuen Pan, Anna 劉源彬 RE Dealing in Securities 2007-04-16 2009-08-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Dealing in Securities 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Dealing in Securities 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Advising on Securities 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Advising on Securities 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Advising on Corporate Finance 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Advising on Corporate Finance 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACI535 LEE Chen Kwok, John 李鎮國 RE Asset Management 2003-04-01 2005-01-25
ACI895 LO Yin Yee, Eva 盧燕儀 RE Dealing in Securities 2011-03-11 2013-11-09
ACI896 NAM Jong Won RE Dealing in Securities 2003-04-01 2003-07-01
ACI896 NAM Jong Won RE Advising on Securities 2003-04-01 2003-07-01
ACI896 NAM Jong Won RE Advising on Corporate Finance 2003-04-01 2003-07-01
ACI896 NAM Jong Won RE Providing Automated Trading Services 2003-04-01 2003-07-01
ACI896 NAM Jong Won RE Asset Management 2003-04-01 2003-07-01
ACJ065 FOURNIER Gregory John Kennedy RE Dealing in Securities 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Dealing in Securities 2009-06-23 2015-03-24
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Securities 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Securities 2009-06-23 2015-03-24
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Corporate Finance 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Corporate Finance 2009-06-23 2015-03-24
ACJ181 LEE Joseph B RE Dealing in Securities 2011-04-27 2015-08-25
ACJ181 LEE Joseph B RO Dealing in Securities 2015-08-25
ACJ281 HO Wing Sze, Ada 何潁思 RE Dealing in Securities 2010-03-17 2010-05-03
ACJ281 HO Wing Sze, Ada 何潁思 RE Advising on Securities 2010-03-17 2010-05-03
ACJ317 PANG See Kit Alwyn 彭思杰 RE Dealing in Securities 2011-04-18 2013-07-04
ACJ317 PANG See Kit Alwyn 彭思杰 RE Advising on Securities 2011-04-18 2013-07-04
ACJ320 TSE Wing Keung 謝永強 RE Dealing in Securities 2005-09-01 2008-10-21
ACJ392 POON Wing Chuen, Tony 潘永全 RE Dealing in Securities 2003-04-01 2004-11-09
ACJ392 POON Wing Chuen, Tony 潘永全 RO Dealing in Securities 2004-11-09 2011-03-01
ACJ392 POON Wing Chuen, Tony 潘永全 RE Advising on Securities 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RE Advising on Corporate Finance 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RE Providing Automated Trading Services 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RE Asset Management 2003-04-01 2004-07-29
ACJ393 CHAN Mei Ling 陳美玲 RE Dealing in Securities 2003-04-01 2013-10-12
ACJ393 CHAN Mei Ling 陳美玲 RE Advising on Securities 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Advising on Securities 2011-11-10 2013-10-12
ACJ393 CHAN Mei Ling 陳美玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Asset Management 2003-04-01 2005-01-25
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Dealing in Securities 2003-04-01 2013-11-09
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Advising on Securities 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Advising on Securities 2011-11-03 2013-11-09
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Advising on Corporate Finance 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Providing Automated Trading Services 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Asset Management 2003-04-01 2003-12-12
ACJ878 CHEUNG Wing Yee 張詠儀 RE Dealing in Securities 2003-04-01 2013-07-13
ACJ878 CHEUNG Wing Yee 張詠儀 RE Advising on Securities 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Advising on Securities 2011-11-10 2013-07-13
ACJ878 CHEUNG Wing Yee 張詠儀 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Asset Management 2003-04-01 2005-01-25
ACK647 MAYNARD Andrew Charles RE Dealing in Securities 2003-04-01 2003-12-19
ACK647 MAYNARD Andrew Charles RO Dealing in Securities 2003-12-19 2011-03-01
ACK647 MAYNARD Andrew Charles RE Advising on Securities 2003-04-01 2003-08-14
ACK647 MAYNARD Andrew Charles RE Advising on Corporate Finance 2003-04-01 2003-08-14
ACK647 MAYNARD Andrew Charles RE Providing Automated Trading Services 2003-04-01 2003-08-14
ACK647 MAYNARD Andrew Charles RO Providing Automated Trading Services 2007-11-26 2011-03-01
ACK647 MAYNARD Andrew Charles RE Asset Management 2003-04-01 2003-08-14
ACK853 CHANG Tracy Sheldon 張曉冬 RE Dealing in Securities 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Advising on Securities 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Providing Automated Trading Services 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Asset Management 2003-04-01 2003-05-20
ACL122 ONG Chong Jin 王宗仁 RE Dealing in Securities 2003-04-01 2005-04-15
ACL122 ONG Chong Jin 王宗仁 RE Advising on Securities 2003-04-01 2003-12-12
ACL122 ONG Chong Jin 王宗仁 RE Advising on Securities 2004-01-29 2005-04-15
ACL122 ONG Chong Jin 王宗仁 RE Advising on Corporate Finance 2003-04-01 2003-12-12
ACL122 ONG Chong Jin 王宗仁 RE Advising on Corporate Finance 2004-01-29 2005-04-15
ACL122 ONG Chong Jin 王宗仁 RE Providing Automated Trading Services 2003-04-01 2003-12-12
ACL122 ONG Chong Jin 王宗仁 RE Asset Management 2003-04-01 2003-12-12
ACL608 APUNDAR Emelie O. RE Dealing in Securities 2003-04-01 2013-11-09
ACL608 APUNDAR Emelie O. RE Advising on Securities 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Advising on Securities 2011-12-23 2013-11-09
ACL608 APUNDAR Emelie O. RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Asset Management 2003-04-01 2005-01-25
ACL796 CHAU Richard RE Dealing in Securities 2018-04-10 2018-08-06
ACL796 CHAU Richard RO Dealing in Securities 2018-08-06
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Dealing in Securities 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Dealing in Securities 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Dealing in Securities 2007-10-09 2008-10-10
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Securities 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Securities 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Advising on Securities 2007-10-09 2008-10-10
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Corporate Finance 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Corporate Finance 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Advising on Corporate Finance 2007-10-09 2008-10-10
ACL979 PHAM Tri Luu RE Dealing in Securities 2003-04-01 2003-05-01
ACL979 PHAM Tri Luu RE Advising on Securities 2003-04-01 2003-05-01
ACL979 PHAM Tri Luu RE Advising on Corporate Finance 2003-04-01 2003-05-01
ACL979 PHAM Tri Luu RE Providing Automated Trading Services 2003-04-01 2003-05-01
ACL979 PHAM Tri Luu RE Asset Management 2003-04-01 2003-05-01
ACM480 MAK Chui Wah 麥翠華 RE Dealing in Securities 2003-04-01 2008-03-01
ACM480 MAK Chui Wah 麥翠華 RE Advising on Securities 2003-04-01 2005-03-23
ACM480 MAK Chui Wah 麥翠華 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACM480 MAK Chui Wah 麥翠華 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACM480 MAK Chui Wah 麥翠華 RE Asset Management 2003-04-01 2005-01-25
ACM547 HSU Chu Li 許茱利 RE Dealing in Securities 2003-04-01 2007-07-21
ACM547 HSU Chu Li 許茱利 RE Advising on Securities 2003-04-01 2005-03-23
ACM547 HSU Chu Li 許茱利 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACM547 HSU Chu Li 許茱利 RE Providing Automated Trading Services 2003-04-01 2007-07-21
ACM547 HSU Chu Li 許茱利 RE Asset Management 2003-04-01 2005-01-25
ACM773 BEATTIE Nigel John RE Dealing in Securities 2003-04-01 2004-03-24
ACM773 BEATTIE Nigel John RE Dealing in Securities 2004-11-05 2005-05-27
ACM773 BEATTIE Nigel John RO Dealing in Securities 2005-05-27 2008-01-21
ACM773 BEATTIE Nigel John RE Advising on Securities 2003-04-01 2004-03-24
ACM773 BEATTIE Nigel John RE Advising on Corporate Finance 2003-04-01 2004-03-24
ACM773 BEATTIE Nigel John RE Providing Automated Trading Services 2003-04-01 2004-03-24
ACM773 BEATTIE Nigel John RO Providing Automated Trading Services 2007-11-26 2008-01-21
ACM773 BEATTIE Nigel John RE Asset Management 2003-04-01 2004-03-24
ACN461 DAVIDSON Sylvie RE Dealing in Securities 2003-04-01 2008-04-25
ACN461 DAVIDSON Sylvie RE Advising on Securities 2003-04-01 2005-03-23
ACN461 DAVIDSON Sylvie RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACN461 DAVIDSON Sylvie RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACN461 DAVIDSON Sylvie RE Asset Management 2003-04-01 2005-01-25
ACN581 FUNG Chui Wah 馮翠華 RE Dealing in Securities 2003-04-01 2007-04-05
ACN581 FUNG Chui Wah 馮翠華 RE Advising on Securities 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Asset Management 2003-04-01 2005-01-25
ACN988 LI Zemin 李則旻 RE Dealing in Securities 2008-09-12 2009-01-09
ACN988 LI Zemin 李則旻 RE Advising on Securities 2008-09-12 2009-01-09
ACN988 LI Zemin 李則旻 RE Advising on Corporate Finance 2008-09-12 2009-01-09
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Dealing in Securities 2007-04-20 2009-09-17
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Securities 2007-04-20 2009-09-17
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Corporate Finance 2007-04-20 2009-09-17
ACO279 HAN Bruce Wook RE Dealing in Securities 2009-04-27 2010-10-18
ACO461 SCOTT Alistair Grant RE Dealing in Securities 2003-04-01 2005-09-09
ACO461 SCOTT Alistair Grant RE Advising on Securities 2003-04-01 2005-03-23
ACO461 SCOTT Alistair Grant RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACO461 SCOTT Alistair Grant RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACO461 SCOTT Alistair Grant RE Asset Management 2003-04-01 2005-01-25
ACO556 LI Xiaojia, Charles 李小加 RO Dealing in Securities 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Advising on Securities 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Advising on Corporate Finance 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Providing Automated Trading Services 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Asset Management 2003-04-01 2003-04-28
ACO819 KEYES Terence Francois RE Dealing in Securities 2008-07-03 2008-09-24
ACO819 KEYES Terence Francois RO Dealing in Securities 2008-09-24 2009-06-25
ACO819 KEYES Terence Francois RE Advising on Securities 2008-07-24 2008-09-24
ACO819 KEYES Terence Francois RO Advising on Securities 2008-09-24 2009-06-25
ACO819 KEYES Terence Francois RE Advising on Corporate Finance 2008-07-03 2008-09-24
ACO819 KEYES Terence Francois RO Advising on Corporate Finance 2008-09-24 2009-06-25
ACO821 CHUI Chun Kit 徐駿傑 RE Dealing in Securities 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Advising on Securities 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Advising on Corporate Finance 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Providing Automated Trading Services 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Asset Management 2003-04-01 2005-01-25
ACO850 WU Gang 吳剛 RE Dealing in Securities 2003-11-13 2004-09-09
ACO850 WU Gang 吳剛 RE Advising on Securities 2003-11-13 2004-09-09
ACO850 WU Gang 吳剛 RE Advising on Corporate Finance 2003-11-13 2004-09-09
ACP792 CHEONG Kin 張健 RE Dealing in Securities 2008-05-29 2008-06-14
ACQ004 CURRIMBHOY Sadiq RE Dealing in Securities 2009-05-08 2011-03-02
ACQ004 CURRIMBHOY Sadiq RE Advising on Securities 2010-04-21 2011-03-02
ACQ093 CHEUNG Yiu Wai 張耀威 RE Dealing in Securities 2003-04-23 2012-02-24
ACQ093 CHEUNG Yiu Wai 張耀威 RE Advising on Securities 2011-11-18 2012-02-24
ACR162 IRVING Keith Warren RE Dealing in Securities 2003-04-01 2005-09-21
ACR162 IRVING Keith Warren RE Advising on Securities 2003-04-01 2005-03-23
ACR162 IRVING Keith Warren RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACR162 IRVING Keith Warren RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACR162 IRVING Keith Warren RE Asset Management 2003-04-01 2005-01-25
ACR175 KIPPING Bryan Edward RE Dealing in Securities 2005-01-07 2009-08-14
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Dealing in Securities 2004-05-22 2013-11-09
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Advising on Securities 2011-12-02 2013-11-09
ACR602 GELBER Randy Scott RE Dealing in Securities 2009-02-19 2010-05-04
ACR602 GELBER Randy Scott RE Advising on Securities 2009-02-19 2010-05-04
ACR602 GELBER Randy Scott RE Advising on Corporate Finance 2009-02-19 2010-05-04
ACR957 LING Vivian 林蔚然 RE Dealing in Securities 2004-03-11 2008-05-10
ACS592 TUPPER Nigel Robert RE Dealing in Securities 2011-10-11 2018-09-13
ACS592 TUPPER Nigel Robert RE Advising on Securities 2011-10-11
ACS786 ZHENG Xingjuan 鄭杏娟 RE Dealing in Securities 2004-08-16 2009-11-09
ACS786 ZHENG Xingjuan 鄭杏娟 RE Advising on Securities 2004-08-16 2005-04-23
ACT483 MACPHERSON Rupert Angus RE Dealing in Securities 2003-04-01 2004-07-31
ACT483 MACPHERSON Rupert Angus RE Advising on Securities 2003-04-01 2004-07-31
ACT483 MACPHERSON Rupert Angus RE Advising on Corporate Finance 2003-04-01 2004-07-31
ACT483 MACPHERSON Rupert Angus RE Providing Automated Trading Services 2003-04-01 2004-07-31
ACT483 MACPHERSON Rupert Angus RE Asset Management 2003-04-01 2004-07-31
ACT729 CHOW Wai Ming 周維明 RE Dealing in Securities 2007-05-22 2015-06-08
ACT729 CHOW Wai Ming 周維明 RE Advising on Securities 2007-06-21 2015-06-08
ACT729 CHOW Wai Ming 周維明 RE Advising on Corporate Finance 2007-05-22 2015-06-08
ACU514 LEE Pui Wan 李佩雲 RE Dealing in Securities 2003-04-01 2013-10-19
ACU514 LEE Pui Wan 李佩雲 RE Advising on Securities 2003-04-01 2005-03-23
ACU514 LEE Pui Wan 李佩雲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACU514 LEE Pui Wan 李佩雲 RE Providing Automated Trading Services 2003-04-01 2013-10-19
ACU514 LEE Pui Wan 李佩雲 RE Asset Management 2003-04-01 2005-01-25
ACU882 NG Ka Hing 伍家興 RE Dealing in Securities 2015-06-04 2016-03-01
ACU882 NG Ka Hing 伍家興 RO Dealing in Securities 2016-03-01 2017-09-26
ACW077 BARDEN David William RE Dealing in Securities 2014-06-23 2014-06-24
ACW077 BARDEN David William RE Dealing in Securities 2015-03-23 2015-03-26
ACW077 BARDEN David William RE Dealing in Securities 2015-09-22 2015-09-24
ACW077 BARDEN David William RE Dealing in Securities 2017-05-08 2017-05-10
ACW077 BARDEN David William RE Advising on Securities 2014-06-23 2014-06-24
ACW077 BARDEN David William RE Advising on Securities 2015-03-23 2015-03-26
ACW077 BARDEN David William RE Advising on Securities 2015-09-22 2015-09-24
ACW077 BARDEN David William RE Advising on Securities 2017-05-08 2017-05-10
ACW077 BARDEN David William RE Advising on Securities 2018-09-19 2018-09-21
ACX408 WU Johnson 胡宗迅 RE Dealing in Securities 2005-04-07 2009-02-27
ACX995 HASSAN Shamus RE Dealing in Securities 2006-04-04
ACX995 HASSAN Shamus RE Advising on Securities 2006-04-04
ACX995 HASSAN Shamus RE Advising on Corporate Finance 2006-04-04
ACZ365 WONG Linda Wai Ling 黃慧玲 RE Dealing in Securities 2006-02-01
ACZ477 BROWN Andrew Ollie RE Dealing in Securities 2014-06-12 2016-03-08
ACZ478 LAM Hung Kai 林鴻楷 RE Dealing in Securities 2003-04-01 2005-06-01
ACZ478 LAM Hung Kai 林鴻楷 RO Dealing in Securities 2005-06-01 2006-06-17
ACZ478 LAM Hung Kai 林鴻楷 RE Advising on Securities 2003-04-01 2005-03-23
ACZ478 LAM Hung Kai 林鴻楷 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACZ478 LAM Hung Kai 林鴻楷 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ACZ478 LAM Hung Kai 林鴻楷 RE Asset Management 2003-04-01 2005-01-25
ADA056 HUSSAIN Sadiq Syed RE Dealing in Securities 2003-04-01 2003-07-01
ADA056 HUSSAIN Sadiq Syed RE Advising on Securities 2003-04-01 2003-07-01
ADA056 HUSSAIN Sadiq Syed RE Advising on Corporate Finance 2003-04-01 2003-07-01
ADA056 HUSSAIN Sadiq Syed RE Providing Automated Trading Services 2003-04-01 2003-07-01
ADA056 HUSSAIN Sadiq Syed RE Asset Management 2003-04-01 2003-07-01
ADA211 RYAN Jason Kieran RE Dealing in Securities 2007-01-23 2007-05-24
ADA383 DEVONSHIRE Mark Charles RE Dealing in Securities 2006-06-13 2008-11-01
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Dealing in Securities 2011-06-13 2013-08-10
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Securities 2011-06-13 2013-08-10
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Corporate Finance 2011-06-13 2013-08-10
ADA685 LUI Yim Yin 雷艷燕 RE Dealing in Securities 2010-11-30 2013-05-18
ADA685 LUI Yim Yin 雷艷燕 RE Advising on Securities 2011-11-30 2013-05-18
ADA948 GUAN Jian 關健 RE Dealing in Securities 2003-04-01 2008-07-01
ADA948 GUAN Jian 關健 RE Advising on Securities 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Advising on Corporate Finance 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Providing Automated Trading Services 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Asset Management 2003-04-01 2005-01-25
ADB412 DICK Barry Eric RE Dealing in Securities 2003-04-01 2005-05-27
ADB412 DICK Barry Eric RO Dealing in Securities 2005-05-27 2008-04-22
ADB412 DICK Barry Eric RE Advising on Securities 2003-04-01 2005-03-23
ADB412 DICK Barry Eric RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADB412 DICK Barry Eric RE Providing Automated Trading Services 2003-04-01 2005-05-27
ADB412 DICK Barry Eric RO Providing Automated Trading Services 2005-05-27 2008-04-22
ADB412 DICK Barry Eric RE Asset Management 2003-04-01 2005-01-25
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Dealing in Securities 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Advising on Securities 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Advising on Corporate Finance 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Providing Automated Trading Services 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Asset Management 2003-04-01 2004-07-12
ADC059 SUEN Ming Chit 孫明哲 RE Dealing in Securities 2003-04-01 2004-03-23
ADC059 SUEN Ming Chit 孫明哲 RE Advising on Securities 2003-04-01 2004-03-23
ADC059 SUEN Ming Chit 孫明哲 RE Advising on Corporate Finance 2003-04-01 2004-03-23
ADC059 SUEN Ming Chit 孫明哲 RE Providing Automated Trading Services 2003-04-01 2004-03-23
ADC059 SUEN Ming Chit 孫明哲 RE Asset Management 2003-04-01 2004-03-23
ADC233 WANG Guohua 王國華 RE Dealing in Securities 2003-04-01 2003-07-03
ADC233 WANG Guohua 王國華 RE Advising on Securities 2003-04-01 2003-07-03
ADC233 WANG Guohua 王國華 RE Advising on Corporate Finance 2003-04-01 2003-07-03
ADC233 WANG Guohua 王國華 RE Providing Automated Trading Services 2003-04-01 2003-07-03
ADC233 WANG Guohua 王國華 RE Asset Management 2003-04-01 2003-07-03
ADC300 CHONG Wan Yee 莊韻兒 RE Dealing in Securities 2008-07-30 2010-05-04
ADC300 CHONG Wan Yee 莊韻兒 RE Advising on Securities 2008-07-30 2010-05-04
ADC300 CHONG Wan Yee 莊韻兒 RE Advising on Corporate Finance 2008-07-30 2010-05-04
ADD571 SUZUKI Takenori RE Dealing in Securities 2005-04-23 2007-04-26
ADF372 KIM Moon Soo 金文洙 RE Dealing in Securities 2004-06-24 2006-07-25
ADG964 HO Man Tat 何聞達 RE Dealing in Securities 2003-04-01 2005-01-20
ADG964 HO Man Tat 何聞達 RE Advising on Securities 2003-04-01 2005-01-20
ADG964 HO Man Tat 何聞達 RE Advising on Corporate Finance 2003-04-01 2005-01-20
ADG964 HO Man Tat 何聞達 RE Providing Automated Trading Services 2003-04-01 2005-01-20
ADG964 HO Man Tat 何聞達 RE Asset Management 2003-04-01 2005-01-20
ADH078 BROOKHOUSE Simon Douglas RO Dealing in Securities 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Advising on Securities 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Advising on Corporate Finance 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Providing Automated Trading Services 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Asset Management 2003-04-01 2003-10-01
ADH217 LEUNG Lai Ping 梁麗萍 RE Dealing in Securities 2003-04-01 2013-12-07
ADH217 LEUNG Lai Ping 梁麗萍 RE Advising on Securities 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Advising on Securities 2011-12-02 2013-12-07
ADH217 LEUNG Lai Ping 梁麗萍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Asset Management 2003-04-01 2005-01-25
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Securities 2005-01-04 2007-02-13
ADH524 POON Cho Fai 潘祖輝 RE Dealing in Securities 2003-04-01 2004-05-31
ADH524 POON Cho Fai 潘祖輝 RE Advising on Securities 2003-04-01 2004-05-31
ADH524 POON Cho Fai 潘祖輝 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ADH524 POON Cho Fai 潘祖輝 RE Providing Automated Trading Services 2003-04-01 2004-05-31
ADH524 POON Cho Fai 潘祖輝 RE Asset Management 2003-04-01 2004-05-31
ADI131 WONG Siu Fan 黃小分 RE Dealing in Securities 2006-07-21 2008-06-09
ADI465 LUK Siu Yin 陸小燕 RE Dealing in Securities 2003-04-01 2009-01-01
ADI465 LUK Siu Yin 陸小燕 RE Advising on Securities 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Asset Management 2003-04-01 2005-01-25
ADI571 HO Chi Min Patrick 何知勉 RE Dealing in Securities 2003-04-01 2013-09-07
ADI571 HO Chi Min Patrick 何知勉 RE Advising on Securities 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Advising on Securities 2011-11-10 2013-09-07
ADI571 HO Chi Min Patrick 何知勉 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Asset Management 2003-04-01 2005-01-25
ADI605 WANG Zhonghe 王仲何 RE Dealing in Securities 2003-04-01 2005-09-29
ADI605 WANG Zhonghe 王仲何 RE Advising on Securities 2003-04-01 2005-09-29
ADI605 WANG Zhonghe 王仲何 RE Advising on Corporate Finance 2003-04-01 2005-09-29
ADI605 WANG Zhonghe 王仲何 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADI605 WANG Zhonghe 王仲何 RE Asset Management 2003-04-01 2005-01-25
ADI852 SUNG Kin Man 宋建文 RE Dealing in Securities 2005-04-20 2007-02-17
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Dealing in Securities 2003-04-01 2013-11-09
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Advising on Securities 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Advising on Securities 2011-10-24 2013-11-09
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Asset Management 2003-04-01 2005-01-25
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Dealing in Securities 2003-04-01 2013-07-13
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Securities 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Securities 2011-12-06 2013-07-13
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Corporate Finance 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Providing Automated Trading Services 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Asset Management 2003-04-01 2003-11-12
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2015-07-20 2016-08-03
ADI960 IVERSEN Benjamin Rupert Lars RE Dealing in Securities 2003-04-01 2004-02-14
ADI960 IVERSEN Benjamin Rupert Lars RE Advising on Securities 2003-04-01 2004-02-14
ADI960 IVERSEN Benjamin Rupert Lars RE Advising on Corporate Finance 2003-04-01 2004-02-14
ADI960 IVERSEN Benjamin Rupert Lars RE Providing Automated Trading Services 2003-04-01 2004-02-14
ADI960 IVERSEN Benjamin Rupert Lars RE Asset Management 2003-04-01 2004-02-14
ADI982 ZHANG Lin RE Dealing in Securities 2003-04-01 2007-07-07
ADI982 ZHANG Lin RE Advising on Securities 2003-04-01 2007-07-07
ADI982 ZHANG Lin RE Advising on Corporate Finance 2003-04-01 2007-07-07
ADI982 ZHANG Lin RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADI982 ZHANG Lin RE Asset Management 2003-04-01 2005-01-25
ADJ395 MAK Kam Ling 麥錦玲 RE Dealing in Securities 2010-09-24 2011-01-25
ADJ410 FONG Robert Hing 方興 RE Dealing in Securities 2006-10-04 2009-07-27
ADJ670 NGAI Chi Hung 魏志鴻 RE Dealing in Securities 2010-12-14 2016-09-28
ADJ670 NGAI Chi Hung 魏志鴻 RE Advising on Securities 2010-12-14 2016-09-28
ADK046 CHOY Chi Ting, Eva 蔡志婷 RE Dealing in Securities 2007-08-16 2008-11-26
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Dealing in Securities 2003-04-01 2007-08-01
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Advising on Securities 2003-04-01 2005-03-23
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Asset Management 2003-04-01 2005-01-25
ADK592 LANGNER Gilbert Fred RE Dealing in Securities 2013-05-28 2014-01-03
ADK592 LANGNER Gilbert Fred RE Providing Automated Trading Services 2013-05-28 2013-09-23
ADK736 SO Mei Lun 蘇美倫 RE Dealing in Securities 2006-06-16 2011-10-04
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2003-04-01 2004-06-05
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2007-05-07 2010-05-31
ADK867 TING Carter Richard 丁文達 RE Advising on Securities 2003-04-01 2004-06-05
ADK867 TING Carter Richard 丁文達 RE Advising on Corporate Finance 2003-04-01 2004-06-05
ADK867 TING Carter Richard 丁文達 RE Providing Automated Trading Services 2003-04-01 2004-06-05
ADK867 TING Carter Richard 丁文達 RE Asset Management 2003-04-01 2004-06-05
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Dealing in Securities 2003-04-01 2003-09-08
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Advising on Securities 2003-04-01 2003-09-08
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Advising on Corporate Finance 2003-04-01 2003-09-08
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Providing Automated Trading Services 2003-04-01 2003-09-08
ADL075 WONG Wan Ching, Fiona 黃韻青 RE Asset Management 2003-04-01 2003-09-08
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Dealing in Securities 2004-06-30 2013-11-07
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Advising on Securities 2011-12-13 2013-11-07
ADL600 PANG Lin Ho 彭蓮好 RE Dealing in Securities 2003-04-01 2013-11-09
ADL600 PANG Lin Ho 彭蓮好 RE Advising on Securities 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Advising on Securities 2011-12-13 2013-11-09
ADL600 PANG Lin Ho 彭蓮好 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Asset Management 2003-04-01 2005-01-25
ADM062 HSU Calvin James 許聖賚 RE Dealing in Securities 2008-06-02 2013-04-05
ADM062 HSU Calvin James 許聖賚 RE Advising on Securities 2011-11-01 2013-04-05
ADM183 TAM Wai Keung 譚偉強 RE Dealing in Securities 2007-05-08 2008-10-22
ADM183 TAM Wai Keung 譚偉強 RE Providing Automated Trading Services 2007-05-08 2008-10-22
ADM816 RAHMAN Ajmal RO Dealing in Securities 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Advising on Securities 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Advising on Corporate Finance 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Providing Automated Trading Services 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Asset Management 2003-04-01 2003-06-16
ADM901 LO Patrick 盧培德 RE Dealing in Securities 2006-07-13 2008-06-13
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Dealing in Securities 2003-04-01 2012-10-27
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Advising on Securities 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Asset Management 2003-04-01 2005-01-25
ADP040 BUI Linda 貝力思 RE Dealing in Securities 2003-04-01 2006-03-01
ADP040 BUI Linda 貝力思 RE Advising on Securities 2003-04-01 2005-03-23
ADP040 BUI Linda 貝力思 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADP040 BUI Linda 貝力思 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADP040 BUI Linda 貝力思 RE Asset Management 2003-04-01 2005-01-25
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Dealing in Securities 2003-04-01 2013-07-13
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Advising on Securities 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Advising on Securities 2011-11-10 2013-07-13
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Asset Management 2003-04-01 2005-01-25
ADQ307 MALHOTRA Ashish RE Dealing in Securities 2004-03-29 2012-12-28
ADQ307 MALHOTRA Ashish RO Dealing in Securities 2012-12-28 2013-04-09
ADQ307 MALHOTRA Ashish RE Advising on Securities 2012-04-18 2012-12-28
ADQ307 MALHOTRA Ashish RO Advising on Securities 2012-12-28 2013-04-09
ADQ307 MALHOTRA Ashish RE Advising on Corporate Finance 2012-04-18 2013-04-09
ADQ669 TO Christine Oi Yan 杜愛茵 RE Dealing in Securities 2010-05-31 2010-06-30
ADQ857 CHO Michael Min-Kuk RE Dealing in Securities 2004-04-14 2012-01-10
ADQ857 CHO Michael Min-Kuk RE Advising on Securities 2004-04-14 2012-01-10
ADQ857 CHO Michael Min-Kuk RE Advising on Corporate Finance 2004-04-14 2012-01-10
ADR283 MAZUR Gregory Chad RE Dealing in Securities 2005-01-21 2005-11-02
ADR283 MAZUR Gregory Chad RE Advising on Securities 2005-01-21 2005-11-02
ADR283 MAZUR Gregory Chad RE Advising on Corporate Finance 2005-01-21 2005-11-02
ADR497 CHAI Denise Sara 蔡龍姬 RE Dealing in Securities 2005-07-06 2011-08-01
ADR497 CHAI Denise Sara 蔡龍姬 RE Dealing in Securities 2014-10-15 2014-10-16
ADR497 CHAI Denise Sara 蔡龍姬 RE Dealing in Securities 2016-08-01 2016-08-05
ADR497 CHAI Denise Sara 蔡龍姬 RE Advising on Securities 2010-09-22 2011-08-01
ADR497 CHAI Denise Sara 蔡龍姬 RE Advising on Securities 2014-10-15 2014-10-16
ADR497 CHAI Denise Sara 蔡龍姬 RE Advising on Securities 2016-08-01 2016-08-05
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Securities 2004-06-11 2010-05-12
ADS283 HASAN Haroon RE Dealing in Securities 2003-07-09 2006-09-05
ADS384 TUNG Hong, Erik 童慷 RE Dealing in Securities 2003-04-01 2005-08-30
ADS384 TUNG Hong, Erik 童慷 RE Advising on Securities 2003-04-01 2005-08-30
ADS384 TUNG Hong, Erik 童慷 RE Advising on Corporate Finance 2003-04-01 2005-08-30
ADS384 TUNG Hong, Erik 童慷 RE Providing Automated Trading Services 2003-04-01 2004-08-16
ADS384 TUNG Hong, Erik 童慷 RE Asset Management 2003-04-01 2004-08-16
ADS520 SIM Thiam Chwee RE Dealing in Securities 2005-08-12 2006-03-10
ADS520 SIM Thiam Chwee RE Dealing in Securities 2006-04-03 2007-06-02
ADS697 CHEUNG Chun Ying, Victor 張俊英 RE Dealing in Securities 2009-04-02 2018-08-06
ADT141 KUAN Agnes 關德馨 RE Dealing in Securities 2006-01-23 2008-04-02
ADT376 YEUNG Kwok Ki, Keith 楊國基 RE Dealing in Securities 2006-08-14 2007-01-30
ADT376 YEUNG Kwok Ki, Keith 楊國基 RO Dealing in Securities 2007-01-30 2009-01-08
ADT743 LI Kwan Leung 李君樑 RE Dealing in Securities 2009-06-16 2010-04-08
ADT852 MAK Kam Kuen 麥錦娟 RE Dealing in Securities 2003-04-01 2007-08-01
ADT852 MAK Kam Kuen 麥錦娟 RE Advising on Securities 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Asset Management 2003-04-01 2005-01-25
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Dealing in Securities 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Advising on Securities 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Providing Automated Trading Services 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Asset Management 2003-04-01 2003-06-16
ADU274 HONG Yu Sik 洪裕植 RE Dealing in Securities 2010-06-25 2011-01-11
ADU276 LEUNG Kai Tong 梁啟棠 RE Dealing in Securities 2004-10-26 2006-07-22
ADU276 LEUNG Kai Tong 梁啟棠 RE Advising on Securities 2004-10-14 2005-04-23
ADU278 YIP Ting Keung, David 葉定強 RE Dealing in Securities 2005-04-23 2008-03-01
ADU278 YIP Ting Keung, David 葉定強 RE Advising on Securities 2003-10-29 2005-04-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Dealing in Securities 2003-04-01 2013-11-07
ADV066 YIM Hoi Ling 嚴凱玲 RE Advising on Securities 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Advising on Securities 2011-12-02 2013-11-07
ADV066 YIM Hoi Ling 嚴凱玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Asset Management 2003-04-01 2005-01-25
ADV076 YANG Jim Jinbum RE Dealing in Securities 2006-10-18 2007-08-01
ADV211 YU Raymundo A Jr RE Dealing in Securities 2003-04-01 2009-05-29
ADV211 YU Raymundo A Jr RE Advising on Securities 2003-04-01 2005-03-23
ADV211 YU Raymundo A Jr RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADV211 YU Raymundo A Jr RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADV211 YU Raymundo A Jr RE Asset Management 2003-04-01 2005-01-25
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Securities 2007-04-25 2009-01-23
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Dealing in Securities 2010-01-14 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Dealing in Securities 2011-10-14 2015-06-15
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Advising on Securities 2010-01-14 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Advising on Securities 2011-10-14 2015-06-15
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Advising on Corporate Finance 2009-12-16 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Advising on Corporate Finance 2011-10-14 2015-06-15
ADW127 AU Wai Keung, Stephen 區偉強 RE Dealing in Securities 2003-04-01 2013-11-09
ADW127 AU Wai Keung, Stephen 區偉強 RE Advising on Securities 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Advising on Securities 2011-11-03 2013-11-09
ADW127 AU Wai Keung, Stephen 區偉強 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Asset Management 2003-04-01 2005-01-25
ADW196 LEUNG Man Ping 梁曼屏 RE Dealing in Securities 2003-04-01 2013-09-07
ADW196 LEUNG Man Ping 梁曼屏 RE Advising on Securities 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Advising on Securities 2011-11-03 2013-09-07
ADW196 LEUNG Man Ping 梁曼屏 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Asset Management 2003-04-01 2005-01-25
ADW635 WANG Fei 王緋 RE Dealing in Securities 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Advising on Securities 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Advising on Corporate Finance 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Providing Automated Trading Services 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Asset Management 2003-04-01 2003-09-06
ADW695 WONG Chung Yin, Walton 黃仲賢 RE Dealing in Securities 2003-04-01 2004-10-26
ADW695 WONG Chung Yin, Walton 黃仲賢 RE Advising on Securities 2003-04-01 2004-10-26
ADW695 WONG Chung Yin, Walton 黃仲賢 RE Advising on Corporate Finance 2003-04-01 2004-10-26
ADW695 WONG Chung Yin, Walton 黃仲賢 RE Providing Automated Trading Services 2003-04-01 2004-10-26
ADW695 WONG Chung Yin, Walton 黃仲賢 RE Asset Management 2003-04-01 2004-10-26
ADW766 CHAN Choi Ling 陳彩玲 RE Dealing in Securities 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Advising on Securities 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Advising on Corporate Finance 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Providing Automated Trading Services 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Asset Management 2003-04-01 2003-07-01
ADW849 LIU Hsing Wei 劉醒威 RE Dealing in Securities 2003-04-01 2010-05-10
ADW849 LIU Hsing Wei 劉醒威 RE Advising on Securities 2003-04-01 2005-03-23
ADW849 LIU Hsing Wei 劉醒威 RE Advising on Securities 2010-04-08 2010-05-10
ADW849 LIU Hsing Wei 劉醒威 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADW849 LIU Hsing Wei 劉醒威 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADW849 LIU Hsing Wei 劉醒威 RE Asset Management 2003-04-01 2005-01-25
ADX193 LUO Yi 羅一 RE Dealing in Securities 2003-04-01 2003-04-24
ADX193 LUO Yi 羅一 RE Advising on Securities 2003-04-01 2003-04-24
ADX193 LUO Yi 羅一 RE Advising on Corporate Finance 2003-04-01 2003-04-24
ADX193 LUO Yi 羅一 RE Providing Automated Trading Services 2003-04-01 2003-04-24
ADX193 LUO Yi 羅一 RE Asset Management 2003-04-01 2003-04-24
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2006-05-17 2008-02-23
ADX256 LAM Yu Ling 林俞伶 RE Dealing in Securities 2003-04-01 2004-08-18
ADX256 LAM Yu Ling 林俞伶 RE Advising on Securities 2003-04-01 2004-08-18
ADX256 LAM Yu Ling 林俞伶 RE Advising on Corporate Finance 2003-04-01 2004-08-18
ADX256 LAM Yu Ling 林俞伶 RE Providing Automated Trading Services 2003-04-01 2004-08-18
ADX256 LAM Yu Ling 林俞伶 RE Asset Management 2003-04-01 2004-08-18
ADX363 SCOTT David Paul Mcleod RE Dealing in Securities 2003-04-01 2006-09-01
ADX363 SCOTT David Paul Mcleod RE Advising on Securities 2003-04-01 2005-03-23
ADX363 SCOTT David Paul Mcleod RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADX363 SCOTT David Paul Mcleod RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADX363 SCOTT David Paul Mcleod RE Asset Management 2003-04-01 2005-01-25
ADX541 REED Timothy Cameron RE Dealing in Securities 2015-01-15 2016-03-08
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Dealing in Securities 2003-04-01 2013-11-09
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Advising on Securities 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Advising on Securities 2011-11-14 2013-11-09
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Asset Management 2003-04-01 2005-01-25
ADY077 JOO Hui Chan RE Dealing in Securities 2006-11-30 2010-07-15
ADY077 JOO Hui Chan RE Advising on Securities 2006-11-30 2010-07-15
ADY077 JOO Hui Chan RE Advising on Corporate Finance 2006-11-30 2010-07-15
ADY270 WONG Wing Yan, Kathy 黃詠恩 RE Dealing in Securities 2003-05-22 2012-04-24
ADY270 WONG Wing Yan, Kathy 黃詠恩 RE Advising on Securities 2011-11-22 2012-04-24
ADY288 HUNG Lok Ming, Gary 熊洛銘 RE Dealing in Securities 2006-04-11 2007-07-31
ADY779 YU Wing Yee, Monique 余穎怡 RE Dealing in Securities 2003-04-01 2003-06-21
ADY779 YU Wing Yee, Monique 余穎怡 RE Advising on Securities 2003-04-01 2003-06-21
ADY779 YU Wing Yee, Monique 余穎怡 RE Advising on Corporate Finance 2003-04-01 2003-06-21
ADY779 YU Wing Yee, Monique 余穎怡 RE Providing Automated Trading Services 2003-04-01 2003-06-21
ADY779 YU Wing Yee, Monique 余穎怡 RE Asset Management 2003-04-01 2003-06-21
ADY959 TEO Wee Meng, Calvin 張偉明 RE Dealing in Securities 2018-08-16
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Securities 2018-08-16
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Corporate Finance 2018-08-16
ADZ150 LAMBA Romnesh RE Dealing in Securities 2003-04-01 2008-08-18
ADZ150 LAMBA Romnesh RE Advising on Securities 2003-04-01 2008-08-18
ADZ150 LAMBA Romnesh RE Advising on Corporate Finance 2003-04-01 2008-08-18
ADZ150 LAMBA Romnesh RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADZ150 LAMBA Romnesh RE Asset Management 2003-04-01 2005-01-25
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Dealing in Securities 2003-04-01 2013-08-31
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Advising on Securities 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Advising on Securities 2011-12-02 2013-08-31
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Asset Management 2003-04-01 2005-01-25
ADZ437 DESAI Kalpana RE Dealing in Securities 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Dealing in Securities 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Advising on Securities 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Advising on Securities 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Advising on Corporate Finance 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Advising on Corporate Finance 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Providing Automated Trading Services 2003-04-01 2004-08-10
ADZ437 DESAI Kalpana RE Asset Management 2003-04-01 2004-08-10
ADZ441 YU Man Kiu, Janice 茹蔓喬 RE Dealing in Securities 2004-03-01 2005-05-06
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Dealing in Securities 2003-04-01 2013-11-09
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Advising on Securities 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Advising on Securities 2011-10-24 2013-11-09
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Advising on Corporate Finance 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Providing Automated Trading Services 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Asset Management 2003-04-01 2003-11-12
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Dealing in Securities 2011-02-18 2013-11-09
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Advising on Securities 2011-11-03 2013-11-09
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Dealing in Securities 2003-04-01 2017-05-17
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Advising on Securities 2003-04-01 2005-03-23
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Providing Automated Trading Services 2003-04-01 2005-03-23
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Asset Management 2003-04-01 2005-01-25
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2013-09-16 2013-11-27
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Dealing in Securities 2013-11-27 2015-08-11
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Securities 2013-09-16 2014-06-06
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Securities 2014-06-06 2015-08-11
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Corporate Finance 2013-09-16 2013-11-27
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Corporate Finance 2013-11-27 2015-08-11
AEA282 WEI Guozheng 魏國正 RE Dealing in Securities 2007-01-08 2008-05-01
AEA621 STANTON III Walter Xavier RE Dealing in Securities 2007-06-25 2009-09-28
AEB509 SHEIKH Nauman Latif RE Dealing in Securities 2007-04-04 2007-05-04
AEB576 YAU Siu Ling 邱少玲 RE Dealing in Securities 2003-07-11 2004-07-06
AEB576 YAU Siu Ling 邱少玲 RE Dealing in Securities 2004-12-03 2014-04-01
AEB576 YAU Siu Ling 邱少玲 RE Advising on Securities 2011-12-12 2014-04-01
AEC764 DEVGAN Sanjeet RE Dealing in Securities 2008-10-08 2009-01-23
AEC898 CHEN I Chun, Heidi 陳宜君 RE Dealing in Securities 2004-03-09 2006-03-01
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Dealing in Securities 2006-06-01 2010-09-01
AED017 CHU Hoi Che, Carolyn 朱凱之 RE Advising on Securities 2010-04-08 2010-09-01
AED051 YIP Yi Wai 葉禕偉 RE Dealing in Securities 2003-04-01 2003-05-10
AED051 YIP Yi Wai 葉禕偉 RE Advising on Securities 2003-04-01 2003-05-10
AED051 YIP Yi Wai 葉禕偉 RE Advising on Corporate Finance 2003-04-01 2003-05-10
AED051 YIP Yi Wai 葉禕偉 RE Providing Automated Trading Services 2003-04-01 2003-05-10
AED051 YIP Yi Wai 葉禕偉 RE Asset Management 2003-04-01 2003-05-10
AED386 WATTS Kevan Vincent RE Dealing in Securities 2007-09-14 2008-04-15
AED386 WATTS Kevan Vincent RE Advising on Securities 2007-09-14 2008-04-15
AED386 WATTS Kevan Vincent RE Advising on Corporate Finance 2007-09-14 2008-04-15
AED494 ROBSON John Mcgowan RE Dealing in Securities 2003-04-01 2005-02-28
AED494 ROBSON John Mcgowan RE Advising on Securities 2003-04-01 2005-02-23
AED494 ROBSON John Mcgowan RE Advising on Corporate Finance 2003-04-01 2005-02-23
AED494 ROBSON John Mcgowan RE Providing Automated Trading Services 2003-04-01 2005-02-23
AED494 ROBSON John Mcgowan RE Asset Management 2003-04-01 2005-02-23
AED690 SUEN Lai Shan, Lisa 孫麗珊 RE Dealing in Securities 2003-06-06 2004-04-16
AED762 CANNIFFE Brian John RE Dealing in Securities 2007-01-15 2008-06-25
AED762 CANNIFFE Brian John RO Dealing in Securities 2008-06-25 2012-03-23
AED925 TSANG Kai Yin 曾啟賢 RE Dealing in Securities 2005-10-03
AEE310 ZAMORA Ruben Llenado RE Dealing in Securities 2014-11-17 2014-11-21
AEE310 ZAMORA Ruben Llenado RE Dealing in Securities 2015-06-23 2015-06-24
AEE310 ZAMORA Ruben Llenado RE Dealing in Securities 2016-01-14 2016-01-15
AEE310 ZAMORA Ruben Llenado RE Advising on Securities 2014-11-17 2014-11-21
AEE310 ZAMORA Ruben Llenado RE Advising on Securities 2015-06-23 2015-06-24
AEE310 ZAMORA Ruben Llenado RE Advising on Securities 2016-01-14 2016-01-15
AEE607 SIU Yiu Han, Michael 蕭耀恒 RE Advising on Securities 2003-07-28 2004-06-23
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2011-08-02 2014-03-03
AEE749 HOLSHEIMER Ryan Hans RO Providing Automated Trading Services 2011-08-02 2013-10-31
AEF431 CHUIDIAN BARTOLOME Lourdes Maria Reyes RE Dealing in Securities 2004-06-03 2010-07-01

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