Hong Kong SFC licence institution AAC207, DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司

These are the licence-holders that were found for SFC licence institution AAC207 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB827 LEUNG Yut Chiu 梁溢釗 RO Dealing in Securities 2003-04-01 2004-01-02
AAB827 LEUNG Yut Chiu 梁溢釗 RO Advising on Securities 2003-04-01 2004-01-02
AAB827 LEUNG Yut Chiu 梁溢釗 RO Advising on Corporate Finance 2003-04-01 2003-10-10
AAB827 LEUNG Yut Chiu 梁溢釗 RO Asset Management 2003-04-01 2003-10-10
AAB891 NG Chung Wai 吳松偉 RE Dealing in Securities 2003-04-01 2003-10-27
AAB891 NG Chung Wai 吳松偉 RE Advising on Securities 2003-04-01 2003-10-20
AAB891 NG Chung Wai 吳松偉 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AAB891 NG Chung Wai 吳松偉 RE Asset Management 2003-04-01 2003-10-20
AAB994 WOO Wing Hay, Eddie 胡永熙 RE Dealing in Securities 2003-04-01 2003-10-28
AAB994 WOO Wing Hay, Eddie 胡永熙 RE Advising on Securities 2003-04-01 2003-10-20
AAB994 WOO Wing Hay, Eddie 胡永熙 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AAB994 WOO Wing Hay, Eddie 胡永熙 RE Asset Management 2003-04-01 2003-10-20
AAC101 LEE Tai Hoi 李棣開 RO Dealing in Securities 2003-04-01 2004-01-02
AAC890 TAN Khee Chye 陳啟財 RE Dealing in Securities 2003-04-01 2003-10-27
AAC890 TAN Khee Chye 陳啟財 RE Advising on Securities 2003-04-01 2003-10-21
AAC890 TAN Khee Chye 陳啟財 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AAC890 TAN Khee Chye 陳啟財 RE Asset Management 2003-04-01 2003-10-21
AAD095 YEUNG Sau Hung, Alex 楊守雄 RO Dealing in Securities 2003-04-01 2004-01-02
AAD095 YEUNG Sau Hung, Alex 楊守雄 RO Advising on Securities 2003-04-01 2004-01-02
AAF177 AU On Leung, Andrew 歐安良 RO Dealing in Securities 2003-04-01 2004-01-02
AAG138 HO Chong Yee, Maria 何莊儀 RE Dealing in Securities 2003-04-01 2003-10-24
AAG138 HO Chong Yee, Maria 何莊儀 RE Advising on Securities 2003-04-01 2003-10-22
AAG138 HO Chong Yee, Maria 何莊儀 RE Advising on Corporate Finance 2003-04-01 2003-10-22
AAG138 HO Chong Yee, Maria 何莊儀 RE Asset Management 2003-04-01 2003-10-22
AAV649 WAN King Fai 溫景輝 RE Dealing in Securities 2003-04-01 2004-01-02
AAV649 WAN King Fai 溫景輝 RE Advising on Securities 2003-04-01 2004-01-02
AAV649 WAN King Fai 溫景輝 RE Advising on Corporate Finance 2003-04-01 2003-10-10
AAV649 WAN King Fai 溫景輝 RE Asset Management 2003-04-01 2003-10-10
AAZ238 LAW Chi Cheong, Franco 羅志昌 RE Dealing in Securities 2003-04-01 2003-10-30
AAZ238 LAW Chi Cheong, Franco 羅志昌 RE Advising on Securities 2003-04-01 2003-10-21
AAZ238 LAW Chi Cheong, Franco 羅志昌 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AAZ238 LAW Chi Cheong, Franco 羅志昌 RE Asset Management 2003-04-01 2003-10-21
ABE788 TAN Guek Eng, Veronica RE Dealing in Securities 2003-04-01 2003-10-27
ABE788 TAN Guek Eng, Veronica RE Advising on Securities 2003-04-01 2003-10-18
ABE788 TAN Guek Eng, Veronica RE Advising on Corporate Finance 2003-04-01 2003-10-18
ABE788 TAN Guek Eng, Veronica RE Asset Management 2003-04-01 2003-10-18
ABG093 LEE Ka Lick, Peter 李嘉力 RE Dealing in Securities 2003-04-01 2003-10-25
ABG093 LEE Ka Lick, Peter 李嘉力 RE Advising on Securities 2003-04-01 2003-10-21
ABG093 LEE Ka Lick, Peter 李嘉力 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABG093 LEE Ka Lick, Peter 李嘉力 RE Asset Management 2003-04-01 2003-10-21
ABP408 FUNG Kar Wah 馮嘉華 RE Dealing in Securities 2003-04-01 2003-10-22
ABP408 FUNG Kar Wah 馮嘉華 RE Advising on Securities 2003-04-01 2003-10-21
ABP408 FUNG Kar Wah 馮嘉華 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABP408 FUNG Kar Wah 馮嘉華 RE Asset Management 2003-04-01 2003-10-21
ABS581 TANG Kwok Cheong 鄧國昌 RE Dealing in Securities 2003-04-01 2003-10-27
ABS581 TANG Kwok Cheong 鄧國昌 RE Advising on Securities 2003-04-01 2003-10-18
ABS581 TANG Kwok Cheong 鄧國昌 RE Advising on Corporate Finance 2003-04-01 2003-10-18
ABS581 TANG Kwok Cheong 鄧國昌 RE Asset Management 2003-04-01 2003-10-18
ABS983 CHAN Chun Kwok, Andy 陳鎮國 RE Dealing in Securities 2003-04-01 2003-10-27
ABS983 CHAN Chun Kwok, Andy 陳鎮國 RE Advising on Securities 2003-04-01 2003-10-20
ABS983 CHAN Chun Kwok, Andy 陳鎮國 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ABS983 CHAN Chun Kwok, Andy 陳鎮國 RE Asset Management 2003-04-01 2003-10-20
ABZ591 YEUNG Wing Kan 楊永根 RE Dealing in Securities 2003-04-01 2003-10-30
ABZ591 YEUNG Wing Kan 楊永根 RE Advising on Securities 2003-04-01 2003-08-26
ABZ591 YEUNG Wing Kan 楊永根 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ABZ591 YEUNG Wing Kan 楊永根 RE Asset Management 2003-04-01 2003-08-26
ACN889 CHOW Wai Kwok 周偉國 RE Dealing in Securities 2003-04-01 2003-10-27
ACN889 CHOW Wai Kwok 周偉國 RE Advising on Securities 2003-04-01 2003-10-20
ACN889 CHOW Wai Kwok 周偉國 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ACN889 CHOW Wai Kwok 周偉國 RE Asset Management 2003-04-01 2003-10-20
ACN893 LAU Wing Nam 劉永楠 RE Dealing in Securities 2003-04-01 2003-10-24
ACN893 LAU Wing Nam 劉永楠 RE Advising on Securities 2003-04-01 2003-10-21
ACN893 LAU Wing Nam 劉永楠 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ACN893 LAU Wing Nam 劉永楠 RE Asset Management 2003-04-01 2003-10-21
ACR173 CHOY Ho Yin 蔡浩然 RE Dealing in Securities 2003-04-01 2003-05-07
ACR173 CHOY Ho Yin 蔡浩然 RE Advising on Securities 2003-04-01 2003-05-07
ACR173 CHOY Ho Yin 蔡浩然 RE Advising on Corporate Finance 2003-04-01 2003-05-07
ACR173 CHOY Ho Yin 蔡浩然 RE Asset Management 2003-04-01 2003-05-07
ACU975 NG Chi Wai, Nicholas 吳志偉 RE Dealing in Securities 2003-04-01 2003-10-28
ACU975 NG Chi Wai, Nicholas 吳志偉 RE Advising on Securities 2003-04-01 2003-10-20
ACU975 NG Chi Wai, Nicholas 吳志偉 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ACU975 NG Chi Wai, Nicholas 吳志偉 RE Asset Management 2003-04-01 2003-10-20
ACV877 AU Man Kwong 區文光 RE Dealing in Securities 2003-04-01 2003-10-30
ACV877 AU Man Kwong 區文光 RE Advising on Securities 2003-04-01 2003-08-26
ACV877 AU Man Kwong 區文光 RE Advising on Corporate Finance 2003-04-01 2003-08-26
ACV877 AU Man Kwong 區文光 RE Asset Management 2003-04-01 2003-08-26
ACX463 CHEUNG Kin Wah, Peter 張健華 RE Dealing in Securities 2003-04-01 2003-10-24
ACX463 CHEUNG Kin Wah, Peter 張健華 RE Advising on Securities 2003-04-01 2003-10-21
ACX463 CHEUNG Kin Wah, Peter 張健華 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ACX463 CHEUNG Kin Wah, Peter 張健華 RE Asset Management 2003-04-01 2003-10-21
ACY923 MA Wang Chiu 馬宏超 RE Dealing in Securities 2003-04-01 2003-10-27
ACY923 MA Wang Chiu 馬宏超 RE Advising on Securities 2003-04-01 2003-10-20
ACY923 MA Wang Chiu 馬宏超 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ACY923 MA Wang Chiu 馬宏超 RE Asset Management 2003-04-01 2003-10-20
ADA583 WONG Ka Lok 黃嘉樂 RE Dealing in Securities 2003-04-01 2003-10-21
ADA583 WONG Ka Lok 黃嘉樂 RE Advising on Securities 2003-04-01 2003-10-20
ADA583 WONG Ka Lok 黃嘉樂 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ADA583 WONG Ka Lok 黃嘉樂 RE Asset Management 2003-04-01 2003-10-20
ADC292 YUEN Siu Hong, Andy 袁少康 RE Dealing in Securities 2003-04-01 2003-10-28
ADC292 YUEN Siu Hong, Andy 袁少康 RE Advising on Securities 2003-04-01 2003-10-20
ADC292 YUEN Siu Hong, Andy 袁少康 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ADC292 YUEN Siu Hong, Andy 袁少康 RE Asset Management 2003-04-01 2003-10-20
ADH551 LEE Kei Hung 李祺雄 RE Dealing in Securities 2003-04-01 2003-10-25
ADH551 LEE Kei Hung 李祺雄 RE Advising on Securities 2003-04-01 2003-10-21
ADH551 LEE Kei Hung 李祺雄 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ADH551 LEE Kei Hung 李祺雄 RE Asset Management 2003-04-01 2003-10-21
ADI197 SIU Ying, Cudy 蕭迎 RE Dealing in Securities 2003-04-01 2003-10-27
ADI197 SIU Ying, Cudy 蕭迎 RE Advising on Securities 2003-04-01 2003-10-18
ADI197 SIU Ying, Cudy 蕭迎 RE Advising on Corporate Finance 2003-04-01 2003-10-18
ADI197 SIU Ying, Cudy 蕭迎 RE Asset Management 2003-04-01 2003-10-18
ADU091 CHAN Yu Ching 陳宇正 RE Dealing in Securities 2003-04-01 2003-10-27
ADU091 CHAN Yu Ching 陳宇正 RE Advising on Securities 2003-04-01 2003-10-20
ADU091 CHAN Yu Ching 陳宇正 RE Advising on Corporate Finance 2003-04-01 2003-10-20
ADU091 CHAN Yu Ching 陳宇正 RE Asset Management 2003-04-01 2003-10-20
AEC897 WONG Sin Wah 黃羨華 RE Dealing in Securities 2003-04-01 2003-10-27
AEC897 WONG Sin Wah 黃羨華 RE Advising on Securities 2003-04-01 2003-10-21
AEC897 WONG Sin Wah 黃羨華 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEC897 WONG Sin Wah 黃羨華 RE Asset Management 2003-04-01 2003-10-21
AED023 CHEUNG King Tsz, Jeannie 張敬慈 RE Dealing in Securities 2003-04-01 2003-10-24
AED023 CHEUNG King Tsz, Jeannie 張敬慈 RE Advising on Securities 2003-04-01 2003-10-22
AED023 CHEUNG King Tsz, Jeannie 張敬慈 RE Advising on Corporate Finance 2003-04-01 2003-10-22
AED023 CHEUNG King Tsz, Jeannie 張敬慈 RE Asset Management 2003-04-01 2003-10-22
AEG461 HO Siu Po 何小寶 RE Dealing in Securities 2003-04-01 2003-10-25
AEG461 HO Siu Po 何小寶 RE Advising on Securities 2003-04-01 2003-10-21
AEG461 HO Siu Po 何小寶 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEG461 HO Siu Po 何小寶 RE Asset Management 2003-04-01 2003-10-21
AEL751 CHAN Yeuk Yi, Angela 陳若儀 RE Dealing in Securities 2003-04-01 2003-10-22
AEL751 CHAN Yeuk Yi, Angela 陳若儀 RE Advising on Securities 2003-04-01 2003-10-21
AEL751 CHAN Yeuk Yi, Angela 陳若儀 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEL751 CHAN Yeuk Yi, Angela 陳若儀 RE Asset Management 2003-04-01 2003-10-21
AEM778 LAW Sin Kay 羅善基 RE Dealing in Securities 2003-04-01 2003-10-30
AEM778 LAW Sin Kay 羅善基 RE Advising on Securities 2003-04-01 2003-08-26
AEM778 LAW Sin Kay 羅善基 RE Advising on Corporate Finance 2003-04-01 2003-08-26
AEM778 LAW Sin Kay 羅善基 RE Asset Management 2003-04-01 2003-08-26
AEP548 SHIU Yik Hung 蕭奕雄 RE Dealing in Securities 2003-04-01 2003-10-27
AEP548 SHIU Yik Hung 蕭奕雄 RE Advising on Securities 2003-04-01 2003-10-18
AEP548 SHIU Yik Hung 蕭奕雄 RE Advising on Corporate Finance 2003-04-01 2003-10-18
AEP548 SHIU Yik Hung 蕭奕雄 RE Asset Management 2003-04-01 2003-10-18
AEP602 CHAN Ka Kin 陳家健 RE Dealing in Securities 2003-04-01 2003-10-27
AEP602 CHAN Ka Kin 陳家健 RE Advising on Securities 2003-04-01 2003-10-20
AEP602 CHAN Ka Kin 陳家健 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AEP602 CHAN Ka Kin 陳家健 RE Asset Management 2003-04-01 2003-10-20
AFO661 LIN Ping 林蘋 RE Dealing in Securities 2003-04-01 2003-10-28
AFO661 LIN Ping 林蘋 RE Advising on Securities 2003-04-01 2003-10-20
AFO661 LIN Ping 林蘋 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AFO661 LIN Ping 林蘋 RE Asset Management 2003-04-01 2003-10-20
AFS653 WONG Yuen Chau 黃元冑 RE Dealing in Securities 2003-04-01 2003-10-27
AFS653 WONG Yuen Chau 黃元冑 RE Advising on Securities 2003-04-01 2003-10-20
AFS653 WONG Yuen Chau 黃元冑 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AFS653 WONG Yuen Chau 黃元冑 RE Asset Management 2003-04-01 2003-10-20
AFV776 HO Tsz Ho, Andy 何子浩 RE Dealing in Securities 2003-04-01 2003-10-25
AFV776 HO Tsz Ho, Andy 何子浩 RE Advising on Securities 2003-04-01 2003-10-21
AFV776 HO Tsz Ho, Andy 何子浩 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AFV776 HO Tsz Ho, Andy 何子浩 RE Asset Management 2003-04-01 2003-10-21
AFV785 LUI Wai Kit 呂偉傑 RE Dealing in Securities 2003-04-01 2003-10-27
AFV785 LUI Wai Kit 呂偉傑 RE Advising on Securities 2003-04-01 2003-10-20
AFV785 LUI Wai Kit 呂偉傑 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AFV785 LUI Wai Kit 呂偉傑 RE Asset Management 2003-04-01 2003-10-20
AGD557 IP Chung Hin 葉仲軒 RE Dealing in Securities 2003-04-01 2003-10-30
AGD557 IP Chung Hin 葉仲軒 RE Advising on Securities 2003-04-01 2003-10-21
AGD557 IP Chung Hin 葉仲軒 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AGD557 IP Chung Hin 葉仲軒 RE Asset Management 2003-04-01 2003-10-21
AGJ023 CHENG Chun Ying, Carty 鄭俊英 RE Dealing in Securities 2003-04-01 2003-10-27
AGJ023 CHENG Chun Ying, Carty 鄭俊英 RE Advising on Securities 2003-04-01 2003-10-20
AGJ023 CHENG Chun Ying, Carty 鄭俊英 RE Advising on Corporate Finance 2003-04-01 2003-10-20
AGJ023 CHENG Chun Ying, Carty 鄭俊英 RE Asset Management 2003-04-01 2003-10-20

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