These are the licence-holders that were found for SFC licence institution AAC246 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC235 | CHAN Woo | 陳和 | RO | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAC235 | CHAN Woo | 陳和 | RO | Advising on Securities | 2003-04-01 | 2005-03-02 |
| AAC235 | CHAN Woo | 陳和 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-03-02 |
| AAC235 | CHAN Woo | 陳和 | RO | Asset Management | 2003-04-01 | 2005-03-02 |
| AAC240 | CHAN Cheung Chee | 陳祥慈 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAC240 | CHAN Cheung Chee | 陳祥慈 | RE | Advising on Securities | 2003-04-01 | 2004-03-30 |
| AAC240 | CHAN Cheung Chee | 陳祥慈 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-30 |
| AAC240 | CHAN Cheung Chee | 陳祥慈 | RE | Asset Management | 2003-04-01 | 2004-03-30 |
| AAF006 | LI Chun Chung | 李振忠 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAF006 | LI Chun Chung | 李振忠 | RE | Advising on Securities | 2003-04-01 | 2003-09-20 |
| AAF006 | LI Chun Chung | 李振忠 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-20 |
| AAF006 | LI Chun Chung | 李振忠 | RE | Asset Management | 2003-04-01 | 2003-09-20 |
| AAF379 | LEUNG Shun Lin | 梁順年 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAF379 | LEUNG Shun Lin | 梁順年 | RE | Advising on Securities | 2003-04-01 | 2004-01-28 |
| AAF379 | LEUNG Shun Lin | 梁順年 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-28 |
| AAF379 | LEUNG Shun Lin | 梁順年 | RE | Asset Management | 2003-04-01 | 2004-01-28 |
| AAF388 | LI Kong Ki | 李降基 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAF388 | LI Kong Ki | 李降基 | RE | Advising on Securities | 2003-04-01 | 2003-06-16 |
| AAF388 | LI Kong Ki | 李降基 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-16 |
| AAF388 | LI Kong Ki | 李降基 | RE | Asset Management | 2003-04-01 | 2003-06-16 |
| ABL646 | CHAN Hing Fun | 陳慶芬 | RE | Dealing in Securities | 2003-04-01 | 2003-08-13 |
| ABL646 | CHAN Hing Fun | 陳慶芬 | RO | Dealing in Securities | 2003-08-13 | 2005-03-31 |
| ABL646 | CHAN Hing Fun | 陳慶芬 | RE | Advising on Securities | 2003-04-01 | 2003-06-05 |
| ABL646 | CHAN Hing Fun | 陳慶芬 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-06-05 |
| ABL646 | CHAN Hing Fun | 陳慶芬 | RE | Asset Management | 2003-04-01 | 2003-06-05 |
| ACI630 | CHEANG Si Kin | 鄭斯堅 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| ACI630 | CHEANG Si Kin | 鄭斯堅 | RE | Advising on Securities | 2003-04-01 | 2003-11-20 |
| ACI630 | CHEANG Si Kin | 鄭斯堅 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-20 |
| ACI630 | CHEANG Si Kin | 鄭斯堅 | RE | Asset Management | 2003-04-01 | 2003-11-20 |
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