Hong Kong SFC licence institution AAC257, Barclays Capital Asia Limited 巴克萊亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAC257 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ818 CHIN Ping Yan 錢炳恩 RE Dealing in Securities 2007-08-31 2008-12-16
AAJ818 CHIN Ping Yan 錢炳恩 RE Advising on Corporate Finance 2007-08-31 2008-12-16
AAN604 SWEENEY Kirk Chester RE Dealing in Securities 2010-02-12 2011-05-12
AAN604 SWEENEY Kirk Chester RO Dealing in Securities 2011-05-12 2013-05-13
AAN604 SWEENEY Kirk Chester RE Dealing in Futures Contracts 2010-02-12 2011-05-12
AAN604 SWEENEY Kirk Chester RO Dealing in Futures Contracts 2011-05-12 2013-05-13
AAN604 SWEENEY Kirk Chester RE Advising on Securities 2010-02-12 2013-05-13
AAN604 SWEENEY Kirk Chester RE Advising on Corporate Finance 2010-02-12 2011-05-12
AAN604 SWEENEY Kirk Chester RO Advising on Corporate Finance 2011-05-12 2013-05-13
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Securities 2013-09-24 2016-01-21
AAV369 LI Sau Han, Ester Joyse 李秀嫻 RE Dealing in Futures Contracts 2013-09-24 2016-01-21
AAV788 DAVIES Anthony Miles RE Dealing in Securities 2010-04-29 2016-12-02
AAV788 DAVIES Anthony Miles RO Dealing in Securities 2016-12-02
AAV788 DAVIES Anthony Miles RE Dealing in Futures Contracts 2010-04-29 2016-12-02
AAV788 DAVIES Anthony Miles RO Advising on Securities 2016-12-02
AAX418 SZE Tak Tai, May 施得娣 RE Dealing in Securities 2007-01-24 2007-08-03
AAZ527 LI Kin Ho 李健豪 RE Dealing in Securities 2006-07-04 2008-10-14
AAZ527 LI Kin Ho 李健豪 RE Dealing in Futures Contracts 2006-07-28 2008-10-14
ABB931 LU Wing Man, Melissa 呂榮雯 RE Dealing in Securities 2004-04-26 2004-12-15
ABB931 LU Wing Man, Melissa 呂榮雯 RE Advising on Corporate Finance 2004-04-26 2004-12-15
ABM624 CHAN Kent W B RE Advising on Securities 2010-08-30 2011-08-02
ABM624 CHAN Kent W B RE Advising on Securities 2012-01-17 2015-06-23
ABM977 NORRIS Jeremy Anthony RE Dealing in Securities 2010-03-10 2010-10-06
ABM977 NORRIS Jeremy Anthony RO Dealing in Securities 2010-10-06 2013-03-31
ABM992 FUJII Ken RE Dealing in Securities 2012-10-03 2014-08-27
ABM992 FUJII Ken RO Dealing in Securities 2014-08-27 2014-11-25
ABM992 FUJII Ken RE Dealing in Futures Contracts 2012-10-03 2014-08-27
ABM992 FUJII Ken RO Dealing in Futures Contracts 2014-08-27 2014-11-25
ABR486 CHAN Man Wai, Mark 陳孟為 RE Dealing in Securities 2004-11-26 2007-06-28
ABR486 CHAN Man Wai, Mark 陳孟為 RE Advising on Corporate Finance 2004-11-29 2007-06-28
ABU687 KOO George Chen Yu 顧震宇 RE Dealing in Securities 2003-04-01 2006-06-06
ABU687 KOO George Chen Yu 顧震宇 RE Advising on Corporate Finance 2003-04-01 2006-06-06
ABV918 CHAN Lai 陳麗 RE Dealing in Securities 2003-04-01 2007-04-27
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Dealing in Securities 2007-03-01 2011-01-12
ABY844 VONG Nicolas Shi-Ming 黃思明 RE Advising on Corporate Finance 2007-03-01 2011-01-12
ABY977 ZHANG Shou Lin 張守林 RE Dealing in Securities 2005-03-29 2011-07-04
ABY977 ZHANG Shou Lin 張守林 RE Advising on Corporate Finance 2005-03-29 2011-07-04
ACA862 LAI Tat Sze, Darcy 黎達詩 RE Dealing in Securities 2003-04-01 2004-12-02
ACA862 LAI Tat Sze, Darcy 黎達詩 RO Dealing in Securities 2004-12-02 2009-02-24
ACA862 LAI Tat Sze, Darcy 黎達詩 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACA862 LAI Tat Sze, Darcy 黎達詩 RO Advising on Corporate Finance 2004-12-02 2009-02-24
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2012-06-11 2015-06-18
ACC083 DIAO Stephen RE Dealing in Securities 2003-04-01 2006-04-28
ACC083 DIAO Stephen RE Advising on Securities 2003-04-01 2004-08-31
ACC083 DIAO Stephen RE Advising on Corporate Finance 2003-04-01 2006-04-28
ACC083 DIAO Stephen RE Asset Management 2003-04-01 2004-08-31
ACC188 LING Chi Yau, Royce 凌志友 RE Dealing in Securities 2007-07-10 2008-10-31
ACC188 LING Chi Yau, Royce 凌志友 RE Dealing in Futures Contracts 2005-01-31 2008-10-31
ACG009 YAU Yim Mui, Samantha 丘艷梅 RE Dealing in Securities 2004-04-30 2016-01-21
ACH256 HUI Yung, Chris 許勇 RE Dealing in Securities 2003-04-01 2004-12-02
ACH256 HUI Yung, Chris 許勇 RO Dealing in Securities 2004-12-02 2010-04-23
ACH256 HUI Yung, Chris 許勇 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACH256 HUI Yung, Chris 許勇 RO Advising on Corporate Finance 2004-12-02 2010-04-23
ACH929 SAKAI Kazunori RE Dealing in Securities 2003-05-06 2005-08-19
ACH929 SAKAI Kazunori RE Advising on Corporate Finance 2003-05-06 2005-08-19
ACI903 BRAIBANT Marc Louis Paul Daniel RE Dealing in Securities 2011-11-07 2016-01-21
ACM458 WAH Anthony Ming Chit 華明哲 RE Dealing in Securities 2005-08-02 2008-07-16
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Dealing in Securities 2003-04-01 2004-12-02
ACN915 KWAN Chun Yue, Patrick 關振宇 RO Dealing in Securities 2004-12-02 2016-09-13
ACN915 KWAN Chun Yue, Patrick 關振宇 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ACN915 KWAN Chun Yue, Patrick 關振宇 RO Advising on Corporate Finance 2004-12-02 2016-09-13
ACN916 IBASCO Ronaldo D. RE Dealing in Securities 2005-03-04 2013-07-31
ACN916 IBASCO Ronaldo D. RE Advising on Corporate Finance 2005-03-04 2013-07-31
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Securities 2009-12-28 2011-04-13
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Futures Contracts 2009-12-28 2011-04-13
ACP610 YIP Yan Tion, Samson 葉仁犉 RE Dealing in Securities 2004-02-16 2010-10-12
ACP610 YIP Yan Tion, Samson 葉仁犉 RO Dealing in Securities 2010-10-12
ACR153 SUN Steven John 孫常勝 RE Dealing in Securities 2009-02-20 2011-07-15
ACR153 SUN Steven John 孫常勝 RE Advising on Corporate Finance 2009-02-20 2011-07-15
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Securities 2006-07-18 2016-10-20
ACR453 AU-YEUNG Tin, Annie 歐陽靝 RE Dealing in Futures Contracts 2006-07-18 2016-10-20
ACR602 GELBER Randy Scott RE Dealing in Securities 2010-08-12 2014-06-30
ACR602 GELBER Randy Scott RE Advising on Securities 2010-08-12 2014-06-30
ACR602 GELBER Randy Scott RE Advising on Corporate Finance 2010-08-12 2014-06-30
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Securities 2014-05-21 2014-07-17
ACU447 MILLER Daniel Owen 但米勒 RO Dealing in Securities 2014-07-17 2016-06-29
ACU447 MILLER Daniel Owen 但米勒 RE Dealing in Futures Contracts 2014-05-21 2016-06-29
ACY421 SANDEFORD Mark Charles RO Dealing in Securities 2010-07-22 2014-04-22
ACY421 SANDEFORD Mark Charles RE Dealing in Futures Contracts 2010-11-15 2014-04-22
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RE Dealing in Securities 2003-04-01 2005-01-20
ADC046 HAN Wai Hung, Jacques 韓偉鴻 RO Dealing in Securities 2005-01-20 2006-12-04
ADC296 TSE Man Yan 謝萬仁 RE Advising on Securities 2003-04-01 2003-10-31
ADC296 TSE Man Yan 謝萬仁 RE Advising on Corporate Finance 2003-04-01 2003-10-31
ADC296 TSE Man Yan 謝萬仁 RE Asset Management 2003-04-01 2003-10-31
ADC307 GIBBONS Robin John RE Dealing in Securities 2003-04-01 2011-12-23
ADC307 GIBBONS Robin John RE Advising on Securities 2003-04-01 2004-08-31
ADC307 GIBBONS Robin John RE Advising on Corporate Finance 2003-04-01 2011-12-23
ADC307 GIBBONS Robin John RE Asset Management 2003-04-01 2004-08-31
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Dealing in Securities 2003-04-01 2004-12-02
ADC308 TANG Yuk Hin Richard 鄧煜騫 RO Dealing in Securities 2004-12-02 2006-07-27
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Advising on Securities 2003-04-01 2004-08-31
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ADC308 TANG Yuk Hin Richard 鄧煜騫 RO Advising on Corporate Finance 2004-12-02 2006-07-27
ADC308 TANG Yuk Hin Richard 鄧煜騫 RE Asset Management 2003-04-01 2004-08-31
ADC316 CHEAM Shou Sen 詹蘇姍 RE Dealing in Securities 2003-04-01 2013-05-31
ADC316 CHEAM Shou Sen 詹蘇姍 RE Advising on Corporate Finance 2003-04-01 2013-05-31
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Dealing in Securities 2003-04-01 2014-06-03
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Advising on Securities 2003-04-01 2004-08-30
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Advising on Corporate Finance 2003-04-01 2014-06-03
ADC635 LEE Sau Kuen, Dora 李秀娟 RE Asset Management 2003-04-01 2004-08-30
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Securities 2005-01-31 2008-07-31
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Futures Contracts 2005-01-31 2008-07-31
ADF528 LAU Tat Wai, David 劉達維 RE Dealing in Securities 2009-04-07 2009-06-18
ADF528 LAU Tat Wai, David 劉達維 RO Dealing in Securities 2009-06-18 2011-06-28
ADF528 LAU Tat Wai, David 劉達維 RE Advising on Corporate Finance 2009-04-07 2009-06-18
ADF528 LAU Tat Wai, David 劉達維 RO Advising on Corporate Finance 2009-06-18 2011-06-28
ADG060 TAM Hai Wei, Grace 譚希慧 RE Dealing in Securities 2003-04-01 2004-12-02
ADG060 TAM Hai Wei, Grace 譚希慧 RO Dealing in Securities 2004-12-02 2006-06-15
ADG060 TAM Hai Wei, Grace 譚希慧 RO Advising on Securities 2003-04-01 2004-12-02
ADG060 TAM Hai Wei, Grace 譚希慧 RO Advising on Corporate Finance 2003-04-01 2006-06-15
ADG060 TAM Hai Wei, Grace 譚希慧 RO Asset Management 2003-04-01 2004-12-02
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Dealing in Securities 2003-04-01 2006-08-07
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Advising on Securities 2003-04-01 2004-08-30
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Advising on Corporate Finance 2003-04-01 2006-08-07
ADH481 CHAN Wai Ling, Christina 陳慧玲 RE Asset Management 2003-04-01 2004-08-30
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RE Dealing in Securities 2004-06-15 2011-05-27
ADH562 CHAN Susan Wai-lan 陳蕙蘭 RO Dealing in Futures Contracts 2005-01-12 2011-05-27
ADH898 CONNOR David Jonathan RE Dealing in Securities 2007-11-15 2010-07-13
ADH898 CONNOR David Jonathan RE Dealing in Futures Contracts 2007-11-15 2010-07-13
ADI032 WOO Cheung Yee, Jimmy 吳祥貽 RE Dealing in Securities 2011-07-08 2016-01-21
ADI057 HONG Albert RE Dealing in Securities 2008-05-14 2011-04-29
ADI176 GINSBURG Matthew David RE Dealing in Securities 2009-09-17 2010-01-13
ADI176 GINSBURG Matthew David RO Dealing in Securities 2010-01-13 2014-05-15
ADI176 GINSBURG Matthew David RE Advising on Corporate Finance 2009-09-17 2010-01-13
ADI176 GINSBURG Matthew David RO Advising on Corporate Finance 2010-01-13 2014-05-15
ADJ311 LIU Sean Meng-hsiung 劉孟雄 RE Dealing in Securities 2003-11-28 2006-08-11
ADJ311 LIU Sean Meng-hsiung 劉孟雄 RE Advising on Corporate Finance 2003-11-28 2006-08-11
ADJ647 DING Yibing 丁一賓 RE Dealing in Securities 2010-10-11 2010-12-09
ADJ647 DING Yibing 丁一賓 RO Dealing in Securities 2010-12-09 2014-12-12
ADJ647 DING Yibing 丁一賓 RE Advising on Corporate Finance 2010-10-11 2010-12-09
ADJ647 DING Yibing 丁一賓 RO Advising on Corporate Finance 2010-12-09 2014-12-12
ADJ799 YAU Sheung Kam 邱湘琴 RE Dealing in Securities 2005-02-01 2005-02-28
ADJ799 YAU Sheung Kam 邱湘琴 RO Dealing in Securities 2005-02-28 2011-01-20
ADM460 WANG Hoi, Gloria 汪愷 RE Dealing in Securities 2008-03-05 2009-02-10
ADM460 WANG Hoi, Gloria 汪愷 RE Advising on Corporate Finance 2008-03-05 2009-02-10
ADQ242 PARK Sung Wan 朴性玩 RE Dealing in Securities 2010-01-28 2011-08-17
ADQ686 NGUYEN Thanh Cao RE Dealing in Securities 2014-10-22 2016-01-21
ADQ686 NGUYEN Thanh Cao RE Dealing in Futures Contracts 2014-10-22 2016-01-21
ADR449 GVOZDEN Alexander Robin RE Advising on Securities 2006-01-09 2007-11-23
ADR449 GVOZDEN Alexander Robin RO Advising on Securities 2007-11-23 2008-02-22
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Securities 2010-08-18 2016-01-21
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Futures Contracts 2010-08-18 2016-01-21
ADT214 SCRIVENS Jason William RE Dealing in Securities 2013-02-07 2013-09-17
ADT214 SCRIVENS Jason William RO Dealing in Securities 2013-09-17 2014-12-29
ADT354 QIU Zhi Zhong RE Dealing in Securities 2009-07-15 2013-06-01
ADT354 QIU Zhi Zhong RE Advising on Corporate Finance 2009-07-15 2013-06-01
ADW037 HAMERSMA Sander Bastiaan RE Dealing in Securities 2008-06-20 2016-01-21
ADW037 HAMERSMA Sander Bastiaan RE Advising on Corporate Finance 2008-06-20 2016-01-21
ADW623 VAN DER SCHAFT Pieter RE Advising on Securities 2003-04-01 2004-10-26
ADW623 VAN DER SCHAFT Pieter RO Advising on Securities 2004-10-26 2006-02-14
ADX189 YUNG Ling Ling, Lilian 楊玲玲 RE Dealing in Securities 2003-04-01 2007-07-17
ADX523 NG Lap Fung 伍立峯 RE Dealing in Securities 2003-04-01 2004-12-06
ADX523 NG Lap Fung 伍立峯 RO Dealing in Securities 2004-12-06 2006-02-13
ADX523 NG Lap Fung 伍立峯 RE Advising on Corporate Finance 2003-04-01 2004-12-06
ADX523 NG Lap Fung 伍立峯 RO Advising on Corporate Finance 2004-12-06 2006-02-13
ADX634 WU Sheng 武胜 RE Dealing in Securities 2010-09-08 2013-06-03
ADX634 WU Sheng 武胜 RO Dealing in Securities 2013-06-03
ADX634 WU Sheng 武胜 RE Advising on Corporate Finance 2010-09-08 2013-06-03
ADX634 WU Sheng 武胜 RO Advising on Corporate Finance 2013-06-03
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Dealing in Securities 2008-07-02 2008-07-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Dealing in Securities 2008-07-11 2013-02-05
ADX809 LEUNG Ka Fai, Fred 梁家輝 RE Advising on Corporate Finance 2008-07-02 2008-07-11
ADX809 LEUNG Ka Fai, Fred 梁家輝 RO Advising on Corporate Finance 2008-07-11 2013-02-05
ADZ064 DEVONALD Andrew James RO Dealing in Securities 2005-01-19 2007-02-27
ADZ064 DEVONALD Andrew James RO Dealing in Futures Contracts 2005-01-19 2007-02-27
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2010-06-11 2010-11-18
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Futures Contracts 2010-06-11 2010-11-18
AEC577 LAWRENCE Andrew John RE Advising on Securities 2010-08-25 2013-01-24
AEC626 GIRAULT Denis Raymond RE Dealing in Securities 2005-11-04 2006-08-29
AEC626 GIRAULT Denis Raymond RE Advising on Corporate Finance 2005-11-04 2006-08-29
AED170 RIJNBEEK Jason Martin RO Dealing in Securities 2008-07-11 2014-05-08
AED170 RIJNBEEK Jason Martin RO Advising on Corporate Finance 2008-07-11 2014-05-08
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RE Dealing in Securities 2005-01-11 2013-01-24
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RE Advising on Corporate Finance 2005-01-11 2008-08-26
AED568 TSANG Ling Biu, Gilbert 曾令鏢 RO Advising on Corporate Finance 2008-08-26 2013-01-24
AED932 LEE Kar Ming, Kenneth 李嘉明 RE Dealing in Securities 2013-03-20 2013-06-05
AED932 LEE Kar Ming, Kenneth 李嘉明 RE Advising on Corporate Finance 2013-03-20 2013-06-05
AEF812 TSAO Philip 曹為實 RE Dealing in Securities 2011-06-30 2015-02-11
AEF812 TSAO Philip 曹為實 RE Advising on Corporate Finance 2011-06-30 2015-02-11
AEH768 CHEN Alan Bing RE Dealing in Securities 2014-08-05 2016-01-21
AEH768 CHEN Alan Bing RE Dealing in Futures Contracts 2014-08-05 2016-01-21
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Dealing in Securities 2006-07-13 2010-05-24
AES876 LOUIE Kwok Yi , Paul 雷國怡 RE Advising on Securities 2013-09-17 2014-01-08
AES876 LOUIE Kwok Yi , Paul 雷國怡 RO Advising on Securities 2014-01-08 2016-04-21
AEU258 LEUNG Sik Chong, Noelle 梁式莊 RE Dealing in Securities 2003-04-01 2005-07-27
AEU275 CHEUNG Wing Tim 張永添 RE Dealing in Securities 2004-09-06 2009-03-27
AEU275 CHEUNG Wing Tim 張永添 RE Advising on Corporate Finance 2004-09-06 2009-03-27
AEV978 CHANG Fei Fu 張飛虎 RE Dealing in Securities 2010-04-19 2011-05-20
AEW788 LUK Man To 陸文滔 RE Dealing in Securities 2007-01-30 2010-11-18
AEW788 LUK Man To 陸文滔 RE Dealing in Futures Contracts 2007-01-30 2010-11-18
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Dealing in Securities 2003-04-01 2006-07-13
AEX291 TANG Hing Pang, Donmany 鄧慶鵬 RE Advising on Corporate Finance 2003-04-01 2006-07-13
AEZ571 SYQUIA Juan Martin Lagdameo RE Dealing in Securities 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Securities 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Advising on Corporate Finance 2003-04-01 2003-10-31
AEZ571 SYQUIA Juan Martin Lagdameo RE Asset Management 2003-04-01 2003-10-31
AEZ731 KING Edward Kai 金愷 RE Dealing in Securities 2010-09-07 2011-03-18
AEZ731 KING Edward Kai 金愷 RO Dealing in Securities 2011-03-18 2014-03-31
AEZ731 KING Edward Kai 金愷 RE Advising on Corporate Finance 2010-09-07 2011-03-18
AEZ731 KING Edward Kai 金愷 RO Advising on Corporate Finance 2011-03-18 2014-03-31
AFC187 CHUANG Man, Anastasia 莊敏 RE Dealing in Securities 2003-04-01 2007-03-03
AFC187 CHUANG Man, Anastasia 莊敏 RE Advising on Securities 2003-04-01 2004-08-30
AFC187 CHUANG Man, Anastasia 莊敏 RE Advising on Corporate Finance 2003-04-01 2007-03-03
AFC187 CHUANG Man, Anastasia 莊敏 RE Asset Management 2003-04-01 2004-08-30
AFC240 BOEY Yew Pun RE Dealing in Securities 2004-05-04 2004-12-02
AFD745 KWOK Oi Lung, Roy 郭凱龍 RE Dealing in Securities 2011-01-24 2012-02-16
AFD745 KWOK Oi Lung, Roy 郭凱龍 RE Advising on Corporate Finance 2011-01-24 2012-02-16
AFE041 GREGORY Paul Martin RE Dealing in Securities 2003-04-01 2004-12-02
AFE041 GREGORY Paul Martin RO Dealing in Securities 2004-12-02 2006-03-03
AFE041 GREGORY Paul Martin RE Advising on Securities 2003-04-01 2004-08-31
AFE041 GREGORY Paul Martin RE Advising on Corporate Finance 2003-04-01 2004-12-02
AFE041 GREGORY Paul Martin RO Advising on Corporate Finance 2004-12-02 2006-03-03
AFE041 GREGORY Paul Martin RE Asset Management 2003-04-01 2004-08-31
AFE044 YANG Kirk Y-C 楊應超 RE Advising on Securities 2010-08-30 2010-11-17
AFE044 YANG Kirk Y-C 楊應超 RO Advising on Securities 2010-11-17 2016-04-21
AFE061 RAMACHANDRAN Anand RE Advising on Securities 2011-05-03 2011-05-17
AFE061 RAMACHANDRAN Anand RO Advising on Securities 2011-05-17 2013-07-14
AFE074 KWAN Kwok Yung 關國勇 RE Dealing in Securities 2003-04-01 2007-03-06
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Securities 2003-04-01 2004-08-30
AFE074 KWAN Kwok Yung 關國勇 RE Advising on Corporate Finance 2003-04-01 2007-03-06
AFE074 KWAN Kwok Yung 關國勇 RE Asset Management 2003-04-01 2004-08-30
AFE173 YU Pui Shan, Angela 余珮珊 RE Dealing in Securities 2010-11-04 2011-08-17
AFE173 YU Pui Shan, Angela 余珮珊 RE Dealing in Futures Contracts 2010-11-04 2011-08-17
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Securities 2016-01-18 2016-01-21
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Futures Contracts 2016-01-18 2016-01-21
AFF166 SCHRANTZ Alexander RE Dealing in Securities 2011-08-03 2012-08-25
AFF166 SCHRANTZ Alexander RE Advising on Corporate Finance 2011-08-03 2011-09-23
AFF166 SCHRANTZ Alexander RO Advising on Corporate Finance 2011-09-23 2012-08-25
AFF729 LEONG Gary Douglas RE Dealing in Securities 2010-01-20 2011-01-10
AFJ236 CHU Min Huei, Lucille RE Dealing in Securities 2004-08-23 2006-03-16
AFJ236 CHU Min Huei, Lucille RE Advising on Corporate Finance 2004-08-23 2006-03-16
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2010-08-24 2013-03-28
AFJ284 GARCIA Michael Anthony RE Dealing in Futures Contracts 2010-08-24 2013-03-28
AFJ463 ONG Boon Kin, Lloyd 王文景 RE Advising on Securities 2003-04-01 2004-02-17
AFJ912 RAGUSA Francis Anthony RE Dealing in Securities 2007-10-29 2009-07-08
AFJ912 RAGUSA Francis Anthony RE Dealing in Futures Contracts 2007-10-29 2009-07-08
AFM321 SUN Cheuk Wa 孫卓華 RE Dealing in Securities 2013-12-10
AFN819 PEH Chin Ann, Bernard 白振安 RE Advising on Securities 2003-04-01 2004-12-02
AFN819 PEH Chin Ann, Bernard 白振安 RO Advising on Securities 2004-12-02 2008-04-30
AFQ371 CHEN Kuan-ting 陳冠婷 RE Dealing in Securities 2011-08-29 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RO Dealing in Securities 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RE Advising on Corporate Finance 2011-08-29 2016-11-30
AFQ371 CHEN Kuan-ting 陳冠婷 RO Advising on Corporate Finance 2016-11-30
AFR195 ZUBERI Azmat RE Dealing in Securities 2003-04-01 2005-09-05
AFR195 ZUBERI Azmat RE Advising on Corporate Finance 2003-04-01 2005-09-05
AFR216 SHUM Anthony Chi-chung 岑志中 RE Dealing in Securities 2003-04-01 2010-06-28
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Securities 2003-04-01 2004-08-30
AFR216 SHUM Anthony Chi-chung 岑志中 RE Advising on Corporate Finance 2003-04-01 2010-06-28
AFR216 SHUM Anthony Chi-chung 岑志中 RE Asset Management 2003-04-01 2004-08-30
AFR230 SOLARZ Philip Geoffrey RE Dealing in Securities 2013-06-21 2016-02-05
AFR241 SHARMA Vineet Kulbandhu RE Advising on Securities 2010-08-18 2012-04-10
AFR241 SHARMA Vineet Kulbandhu RO Advising on Securities 2012-04-10 2016-04-21
AFS879 ZENG Weijing 曾衛京 RE Dealing in Securities 2003-04-01 2005-03-07
AFU383 HUANG Bernice RE Dealing in Securities 2007-08-02 2008-11-14
AFU383 HUANG Bernice RE Advising on Corporate Finance 2007-08-02 2008-11-14
AFV312 KIM Hyung Kon RE Dealing in Securities 2004-12-02 2006-07-02
AFV312 KIM Hyung Kon RE Advising on Securities 2003-04-01 2004-08-31
AFV312 KIM Hyung Kon RE Advising on Corporate Finance 2003-04-01 2006-07-02
AFV312 KIM Hyung Kon RE Asset Management 2003-04-01 2004-08-31
AFW239 HUANG Yiping 黃益平 RE Advising on Securities 2011-08-15 2013-06-28
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RE Dealing in Securities 2011-05-18 2014-08-21
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RO Dealing in Securities 2014-08-21
AFX588 KOO Vanessa Lee Ying 顧琍瀅 RO Advising on Corporate Finance 2011-05-18
AFY161 CHENG Kong Miu, Mille 程亢苗 RE Dealing in Securities 2011-07-18 2013-05-24
AFY161 CHENG Kong Miu, Mille 程亢苗 RE Advising on Corporate Finance 2011-07-18 2013-05-24
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Securities 2006-07-27 2007-07-31
AFY781 WONG Sheh Chung, Michael 王錫聰 RO Dealing in Securities 2007-07-31 2012-06-08
AFY781 WONG Sheh Chung, Michael 王錫聰 RE Dealing in Futures Contracts 2006-07-27 2012-06-08
AGA156 WONG Koon Chung, Stephen 王貫中 RE Dealing in Securities 2007-07-27 2008-02-26
AGA156 WONG Koon Chung, Stephen 王貫中 RE Advising on Corporate Finance 2007-07-27 2008-02-26
AGA304 CRANE Justin Alan RE Advising on Securities 2003-04-01 2004-01-06
AGA304 CRANE Justin Alan RE Advising on Corporate Finance 2003-04-01 2004-01-06
AGA304 CRANE Justin Alan RE Asset Management 2003-04-01 2004-01-06
AGB203 CHAN Ka Yee, Rosa 陳嘉儀 RE Dealing in Securities 2006-04-24 2012-11-19
AGC021 HORN Thomas Marshall 鄭學恩 RE Dealing in Securities 2013-09-02 2014-06-04
AGC021 HORN Thomas Marshall 鄭學恩 RE Dealing in Futures Contracts 2013-09-02 2014-06-04
AGC021 HORN Thomas Marshall 鄭學恩 RE Advising on Corporate Finance 2013-12-20 2014-06-04
AGC697 WEINER Erik Helge RO Dealing in Securities 2011-03-23 2014-06-03
AGC697 WEINER Erik Helge RO Advising on Corporate Finance 2011-03-23 2014-06-03
AGF004 KERNEIS Sophie Caroline Emma RE Dealing in Securities 2009-08-26 2011-11-14
AGF004 KERNEIS Sophie Caroline Emma RE Dealing in Futures Contracts 2009-08-26 2011-11-14
AGG692 HIRAKAWA Alan Bruce RE Dealing in Securities 2007-06-04 2009-05-19
AGG692 HIRAKAWA Alan Bruce RE Advising on Corporate Finance 2007-06-04 2009-05-19
AGH290 NAYLEN SORRELL Susan Jane RE Dealing in Securities 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Advising on Securities 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Advising on Corporate Finance 2003-04-01 2003-04-25
AGH290 NAYLEN SORRELL Susan Jane RE Asset Management 2003-04-01 2003-04-25
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2014-08-01 2017-06-02
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Futures Contracts 2014-08-01 2017-06-02
AGI658 DOWNES Larissa Anne RE Advising on Securities 2012-07-17 2016-01-21
AGI658 DOWNES Larissa Anne RO Advising on Securities 2010-11-04 2012-07-17
AGJ781 LAW Yin Wan, Mary 羅燕雲 RE Dealing in Securities 2007-09-11 2008-12-11
AGL179 TONG Pui Kwan, Michele 唐珮君 RE Dealing in Securities 2005-10-26 2011-11-04
AGL179 TONG Pui Kwan, Michele 唐珮君 RE Advising on Corporate Finance 2005-10-26 2011-11-04
AGL236 CHAN Wing Kwong 陳永光 RE Dealing in Securities 2003-04-01 2012-10-19
AGL236 CHAN Wing Kwong 陳永光 RE Advising on Securities 2003-04-01 2004-08-30
AGL236 CHAN Wing Kwong 陳永光 RE Advising on Corporate Finance 2003-04-01 2012-10-19
AGL236 CHAN Wing Kwong 陳永光 RE Asset Management 2003-04-01 2004-08-30
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Dealing in Securities 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Advising on Securities 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Advising on Corporate Finance 2003-04-01 2003-07-07
AGN545 TAO Dawn Hiu Ming 杜曉明 RE Asset Management 2003-04-01 2003-07-07
AGN692 WONG Ka Ku, Frankie 王加駒 RE Dealing in Securities 2009-08-18 2013-12-02
AGN910 PRATT Jon Vaughan Merrick RE Dealing in Securities 2010-10-11 2014-02-07
AGN910 PRATT Jon Vaughan Merrick RO Dealing in Securities 2014-02-07 2016-04-21
AGN910 PRATT Jon Vaughan Merrick RE Advising on Securities 2010-10-11 2016-04-21
AGN910 PRATT Jon Vaughan Merrick RE Advising on Corporate Finance 2010-10-11 2014-02-07
AGN910 PRATT Jon Vaughan Merrick RO Advising on Corporate Finance 2014-02-07 2016-04-21
AGN971 CHAUDHRY Anoop 周德禮 RE Dealing in Securities 2009-07-13 2016-01-21
AGN971 CHAUDHRY Anoop 周德禮 RE Advising on Corporate Finance 2009-07-13 2016-01-21
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Securities 2010-11-09 2011-06-07
AGO293 CHOW Chin Shuen, Stella 鄒展璇 RE Dealing in Futures Contracts 2010-11-09 2011-06-07
AGO947 LAW Fong Yuen 羅方圓 RE Dealing in Securities 2005-08-25 2012-03-01
AGO947 LAW Fong Yuen 羅方圓 RE Advising on Corporate Finance 2005-08-25 2012-03-01
AGR742 LEVEN Hans Johan RE Dealing in Securities 2014-03-12 2014-06-03
AGR742 LEVEN Hans Johan RE Advising on Corporate Finance 2009-12-28 2010-10-15
AGR742 LEVEN Hans Johan RO Advising on Corporate Finance 2010-10-15 2014-06-03
AGT922 LAST Timothy Philip RE Dealing in Securities 2009-05-22 2010-11-19
AGT922 LAST Timothy Philip RE Dealing in Futures Contracts 2009-05-22 2010-11-19
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Securities 2009-12-07 2011-08-17
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Futures Contracts 2009-12-07 2011-08-17
AGW118 CHAU Christopher K 周啟峯 RE Dealing in Securities 2005-06-24 2007-03-23
AGW118 CHAU Christopher K 周啟峯 RE Advising on Corporate Finance 2005-06-24 2007-03-23
AGW425 METCALF Philip Neil RE Dealing in Securities 2007-12-24 2010-11-18
AHA548 PECOT III Charles Matthew RE Dealing in Securities 2018-05-08
AHA548 PECOT III Charles Matthew RE Dealing in Futures Contracts 2018-05-08
AHA930 YANG Ming Lik, Alec 楊鳴歷 RE Dealing in Securities 2007-06-25 2009-10-14
AHA930 YANG Ming Lik, Alec 楊鳴歷 RE Advising on Corporate Finance 2007-06-25 2009-10-14
AHC600 LU Cosmas Yi-Hou RE Dealing in Securities 2005-03-08 2014-11-13
AHF351 CHAPMAN Peter John RE Dealing in Securities 2008-06-17 2011-05-09
AHF351 CHAPMAN Peter John RE Advising on Corporate Finance 2008-06-17 2011-05-09
AHI515 GOH Chou Eng RE Dealing in Futures Contracts 2005-01-31 2006-11-01
AHJ511 MORRICE Robert Alexander RE Dealing in Securities 2003-04-01 2004-12-02
AHJ511 MORRICE Robert Alexander RO Dealing in Securities 2004-12-02 2014-06-30
AHJ511 MORRICE Robert Alexander RE Advising on Corporate Finance 2003-04-01 2004-12-02
AHJ511 MORRICE Robert Alexander RO Advising on Corporate Finance 2004-12-02 2014-06-30
AHK087 KUO Yen-Ting 郭彥廷 RE Dealing in Securities 2010-04-30 2011-01-12
AHK087 KUO Yen-Ting 郭彥廷 RE Dealing in Futures Contracts 2010-04-30 2011-01-12
AHM500 LEUNG Lai Ching Frances 梁麗貞 RE Dealing in Securities 2011-11-14 2013-03-01
AHP773 EICK Holger 魏浩家 RE Dealing in Securities 2003-04-01 2005-04-29
AHP773 EICK Holger 魏浩家 RE Dealing in Securities 2006-10-25 2014-11-30
AHP773 EICK Holger 魏浩家 RE Advising on Securities 2003-04-01 2004-08-30
AHP773 EICK Holger 魏浩家 RE Advising on Corporate Finance 2003-04-01 2005-04-29
AHP773 EICK Holger 魏浩家 RE Advising on Corporate Finance 2006-10-25 2014-11-30
AHP773 EICK Holger 魏浩家 RE Asset Management 2003-04-01 2004-08-30
AHR321 COHEN-ADDAD Nicolas Paul RE Dealing in Securities 2005-02-02 2005-05-20
AHR321 COHEN-ADDAD Nicolas Paul RO Dealing in Securities 2005-05-20 2010-11-18
AHR321 COHEN-ADDAD Nicolas Paul RO Dealing in Futures Contracts 2005-05-20 2010-11-18
AHR324 SHIBANO Kasumi 柴野香澄 RE Dealing in Securities 2011-08-23 2013-02-05
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Dealing in Securities 2003-04-01 2006-12-15
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Advising on Securities 2003-04-01 2004-08-30
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Advising on Corporate Finance 2003-04-01 2006-12-15
AHU587 CHUA Oei Teck, Derek 蔡維泰 RE Asset Management 2003-04-01 2004-08-30
AHU773 HUG Stephane RE Dealing in Securities 2007-06-04 2012-09-07
AHZ633 KIM Bum Soo RE Dealing in Securities 2017-08-07
AHZ633 KIM Bum Soo RE Dealing in Futures Contracts 2017-08-07
AIB347 BREEZE Wayne Thomas Sydney RE Dealing in Securities 2003-04-01 2003-05-01
AIC041 LAU Karen Ga-yun 劉家欣 RE Dealing in Securities 2007-04-16 2007-08-03
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Securities 2011-05-30 2013-06-11
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Securities 2016-10-11
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Futures Contracts 2011-05-30 2011-11-22
AIC797 POON Philip Chung Hein 潘頌軒 RE Dealing in Futures Contracts 2016-07-13
AIC797 POON Philip Chung Hein 潘頌軒 RO Dealing in Futures Contracts 2011-11-22 2013-06-11
AIL062 FLETCHER Luke RE Dealing in Securities 2011-08-30 2013-01-24
AIL062 FLETCHER Luke RE Dealing in Futures Contracts 2011-08-30 2013-01-24
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Securities 2011-06-02 2013-01-24
AIN998 TAN Sabrina Ong 陳美美 RE Dealing in Futures Contracts 2011-11-07 2013-01-24
AIR797 GARRETT Philip RE Dealing in Securities 2003-04-01 2006-11-01
AIR798 CHAN Siu Lun, Pedro Carlos 陳小倫 RE Advising on Securities 2003-04-01 2004-02-17
AIR804 AUYEUNG Samson Sheungyan 歐陽尚欣 RE Advising on Securities 2003-04-01 2004-03-10
AIR805 BENNETT John Alexander RE Dealing in Securities 2003-04-01 2004-12-02
AIR805 BENNETT John Alexander RO Dealing in Securities 2004-12-02 2005-02-23
AIR808 FIRTH Charles Richard Bartholomew 霍逸倫 RE Dealing in Securities 2003-04-01 2007-02-27
AIR815 TURNER Alan Jeffrey RE Dealing in Securities 2003-04-01 2007-07-04
AIR815 TURNER Alan Jeffrey RE Advising on Corporate Finance 2003-04-01 2007-07-04
AIR817 CORTES Jose III Valencia RE Dealing in Securities 2003-04-01 2006-05-22
AIR817 CORTES Jose III Valencia RE Advising on Corporate Finance 2003-04-01 2006-05-22
AIR846 WONG Sueh Mei 黃雪梅 RE Dealing in Securities 2003-04-01 2007-01-23
AIR846 WONG Sueh Mei 黃雪梅 RE Advising on Corporate Finance 2003-04-01 2007-01-23
AIR850 LEE Lorraine Mei Sze 呂美詩 RE Dealing in Securities 2003-04-01 2006-06-14
AIR850 LEE Lorraine Mei Sze 呂美詩 RE Advising on Corporate Finance 2003-04-01 2006-06-14
AIR851 WONG Ken Wei 黃建偉 RE Dealing in Securities 2003-04-01 2007-03-30
AIR851 WONG Ken Wei 黃建偉 RE Dealing in Securities 2018-09-04
AIR851 WONG Ken Wei 黃建偉 RE Advising on Corporate Finance 2003-04-01 2007-03-30
AIR851 WONG Ken Wei 黃建偉 RE Advising on Corporate Finance 2018-09-04
AIR853 TAN Yun 談芸 RE Dealing in Securities 2003-04-01 2008-12-24
AIR853 TAN Yun 談芸 RE Advising on Corporate Finance 2003-04-01 2008-12-24
AIR854 OH Joo Hyun RE Dealing in Securities 2003-04-01 2011-07-20
AIR854 OH Joo Hyun RE Advising on Corporate Finance 2003-04-01 2011-07-20
AIR855 ZHAO Lingfeng 趙凌風 RE Dealing in Securities 2003-04-01 2005-06-03
AIR855 ZHAO Lingfeng 趙凌風 RE Dealing in Securities 2006-09-15 2009-06-19
AIR855 ZHAO Lingfeng 趙凌風 RE Advising on Corporate Finance 2003-04-01 2005-06-03
AIR855 ZHAO Lingfeng 趙凌風 RE Advising on Corporate Finance 2006-09-15 2009-06-19
AIR960 SHUKLA Raju RE Dealing in Securities 2003-04-01 2004-12-02
AIR960 SHUKLA Raju RO Dealing in Securities 2004-12-02 2005-01-12
AIR960 SHUKLA Raju RE Advising on Corporate Finance 2003-04-01 2004-12-02
AIR960 SHUKLA Raju RO Advising on Corporate Finance 2004-12-02 2005-01-12
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Securities 2010-10-08
AIU431 LEE Kin Chung, Alex 李建中 RE Dealing in Futures Contracts 2010-10-08
AIV508 CHALLIS Philip John RE Dealing in Securities 2007-02-14 2007-05-17
AIV508 CHALLIS Philip John RE Dealing in Securities 2009-09-28 2012-03-15
AIZ577 IP Hiu Man, Florence 葉曉雯 RE Dealing in Securities 2010-11-15 2012-03-22
AIZ577 IP Hiu Man, Florence 葉曉雯 RE Dealing in Futures Contracts 2010-11-15 2012-03-22
AIZ906 LEE How Chih 李厚志 RE Dealing in Securities 2004-09-20 2011-08-11
AJC206 AWYOUNG Derek RE Dealing in Securities 2013-10-22 2014-07-07
AJC206 AWYOUNG Derek RE Advising on Corporate Finance 2013-10-22 2014-07-07
AJF095 GLEDHILL Ben Quentin RE Dealing in Securities 2008-07-02 2008-07-11
AJF095 GLEDHILL Ben Quentin RO Dealing in Securities 2008-07-11 2011-04-30
AJF095 GLEDHILL Ben Quentin RE Advising on Corporate Finance 2008-07-02 2008-07-11
AJF095 GLEDHILL Ben Quentin RO Advising on Corporate Finance 2008-07-11 2011-04-30
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Securities 2005-05-26 2016-07-22
AJF241 MACHAYEKHI Emmanuel Dana RE Dealing in Futures Contracts 2005-05-26 2016-07-22
AJF683 WONG Wing Ho, Isaac 黃穎灝 RE Dealing in Securities 2003-11-14 2004-07-16
AJF683 WONG Wing Ho, Isaac 黃穎灝 RE Advising on Corporate Finance 2003-11-14 2004-07-16
AJF684 CHNG Chit Ming 莊志銘 RE Dealing in Securities 2003-11-14 2013-01-24
AJF684 CHNG Chit Ming 莊志銘 RE Advising on Corporate Finance 2003-11-14 2013-01-24
AJH131 WANG Yi 王宜 RE Dealing in Securities 2004-01-14 2004-08-20
AJH131 WANG Yi 王宜 RE Dealing in Securities 2004-10-20 2006-12-15
AJH131 WANG Yi 王宜 RE Advising on Corporate Finance 2004-01-14 2004-08-20
AJH131 WANG Yi 王宜 RE Advising on Corporate Finance 2004-10-20 2006-12-15
AJH349 JIN Ryul RE Dealing in Securities 2012-06-20 2016-07-29
AJH349 JIN Ryul RE Dealing in Futures Contracts 2012-06-20 2016-07-29
AJI248 LIU Bing 劉冰 RE Dealing in Securities 2008-11-03 2009-07-10
AJI248 LIU Bing 劉冰 RE Advising on Corporate Finance 2008-11-03 2009-07-10
AJI294 BACHER Ryan Rudolf RE Dealing in Securities 2009-10-12 2014-07-10
AJI294 BACHER Ryan Rudolf RE Dealing in Futures Contracts 2009-10-12 2014-07-10
AJJ538 WONG Bart 黃博韜 RE Dealing in Securities 2004-01-13 2009-12-17
AJJ538 WONG Bart 黃博韜 RE Advising on Corporate Finance 2004-01-13 2009-12-17
AJJ600 HSIN Sze Wai 忻思慧 RE Dealing in Securities 2009-09-15 2016-01-21
AJJ615 CHAN Yuet Hang, Danny 陳悅恆 RE Dealing in Securities 2011-08-03 2018-05-02
AJJ615 CHAN Yuet Hang, Danny 陳悅恆 RE Advising on Corporate Finance 2017-03-07 2018-05-02
AJL234 QUARMBY Thomas Edward RE Advising on Securities 2010-10-07 2012-08-23
AJL554 CHEUNG Wendy Ho Ting 張皓婷 RE Dealing in Securities 2009-07-07 2010-07-15
AJL554 CHEUNG Wendy Ho Ting 張皓婷 RE Dealing in Futures Contracts 2009-07-07 2010-07-15
AJM901 NAKAJIMA Philip Harald RE Advising on Securities 2003-04-01 2004-02-02
AJM908 GRAINGER Richard Peter RE Dealing in Securities 2003-04-01 2008-09-29
AJM908 GRAINGER Richard Peter RE Advising on Corporate Finance 2003-04-01 2008-09-29
AJN197 WANG Dahai 汪大海 RE Dealing in Securities 2005-07-14 2014-08-21
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Securities 2013-10-23
AJN777 LO Kathleen Oikay 盧藹琪 RE Dealing in Futures Contracts 2013-10-23
AJO244 CHAN Godwin Kwok Wai 陳國威 RE Dealing in Securities 2010-04-29 2010-09-24
AJO244 CHAN Godwin Kwok Wai 陳國威 RE Advising on Corporate Finance 2010-04-29 2010-09-24
AJO483 SMITH Guy William RE Dealing in Securities 2004-03-22 2016-01-21
AJO483 SMITH Guy William RE Advising on Corporate Finance 2004-03-22 2016-01-21
AKJ039 WONG Sze Wing 黃思穎 RE Dealing in Securities 2004-04-20 2006-08-02
AKJ143 LEE Sang Kyo RE Dealing in Securities 2010-08-13 2011-04-11
AKJ143 LEE Sang Kyo RO Dealing in Securities 2011-04-11
AKJ143 LEE Sang Kyo RE Dealing in Futures Contracts 2015-11-17 2016-05-04
AKJ143 LEE Sang Kyo RO Dealing in Futures Contracts 2016-05-04
AKN224 TSE Maria 謝韶明 RE Dealing in Securities 2004-04-30 2014-06-03
AKN224 TSE Maria 謝韶明 RE Advising on Corporate Finance 2004-04-30 2014-06-03
AKN225 LI Zhenyu 李震宇 RE Dealing in Securities 2004-04-30 2006-03-20
AKN225 LI Zhenyu 李震宇 RE Advising on Corporate Finance 2004-04-30 2006-03-20
AKO917 BENTON Marc Robert RE Dealing in Securities 2009-10-07 2014-04-14
AKO917 BENTON Marc Robert RE Advising on Securities 2009-10-07 2014-04-14
AKO917 BENTON Marc Robert RE Advising on Corporate Finance 2009-10-07 2014-04-14
AKP046 ZHAO Josie Xi RE Dealing in Securities 2004-05-11 2005-04-21
AKP046 ZHAO Josie Xi RE Advising on Corporate Finance 2004-05-11 2005-04-21
AKP047 DUAN Hui 段暉 RE Dealing in Securities 2004-05-11 2007-08-31
AKP047 DUAN Hui 段暉 RE Advising on Corporate Finance 2004-05-11 2007-08-31
AKP354 LEE Jae Young 李在英 RE Dealing in Securities 2015-12-07
AKP354 LEE Jae Young 李在英 RE Dealing in Futures Contracts 2015-12-07
AKU003 CHING Yi Edmund RE Dealing in Securities 2006-07-17 2007-07-23
AKU003 CHING Yi Edmund RE Dealing in Futures Contracts 2006-07-17 2007-07-23
AKU003 CHING Yi Edmund RE Advising on Securities 2006-06-27 2007-07-13
AKV064 JUAN Chien Ming 阮建銘 RE Dealing in Securities 2005-05-13 2017-08-04
AKV065 BANUS Rodney Ramon RO Dealing in Securities 2007-12-03 2008-06-02
AKV065 BANUS Rodney Ramon RO Dealing in Futures Contracts 2005-01-12 2010-02-08
AKV098 CHEUNG Vincent Sai Sing 張世成 RE Dealing in Securities 2008-05-09 2009-07-31
AKW734 CAO John 曹鈞 RE Dealing in Securities 2009-05-05 2013-01-24
AKW734 CAO John 曹鈞 RE Dealing in Securities 2014-05-05 2014-06-03
AKW734 CAO John 曹鈞 RE Advising on Corporate Finance 2009-05-05 2013-01-24
AKW734 CAO John 曹鈞 RE Advising on Corporate Finance 2014-05-05 2014-06-03
AKX076 CHOI Tze Fai, Jeffrey 蔡子暉 RE Dealing in Securities 2004-07-02 2009-05-19
AKX076 CHOI Tze Fai, Jeffrey 蔡子暉 RE Advising on Corporate Finance 2004-07-02 2009-05-19
AKX543 THAKUR Avinash RE Dealing in Securities 2014-08-01 2017-02-27
AKX543 THAKUR Avinash RO Dealing in Securities 2017-02-27
AKX543 THAKUR Avinash RE Advising on Corporate Finance 2014-08-01 2017-02-27
AKX543 THAKUR Avinash RO Advising on Corporate Finance 2017-02-27
AKY104 MENDES Carlos Juan D'Oliveira RE Dealing in Securities 2009-10-22 2012-10-23
AKY777 TAM Chee Yun, Joyce 談知恩 RE Dealing in Securities 2004-07-27 2007-03-08
AKY777 TAM Chee Yun, Joyce 談知恩 RE Advising on Corporate Finance 2004-07-27 2007-03-08
AKY943 CHAN Koon Shing, Dominic 陳冠成 RE Dealing in Securities 2008-08-29 2009-08-19
ALC249 MITCHELL Clarissa RE Dealing in Securities 2004-08-17 2005-03-21
ALD238 YANG Hui Chu 楊惠珠 RE Dealing in Securities 2004-08-20 2011-01-03
ALD238 YANG Hui Chu 楊惠珠 RE Advising on Corporate Finance 2004-08-20 2011-01-03
ALE841 WANG Yaoping 王瑤平 RE Advising on Securities 2015-07-29 2016-01-21
ALF260 HUANG Jiaying 黃佳瑩 RE Advising on Securities 2011-08-11 2014-06-06
ALF375 YAN Ka Yee Connie 甄家怡 RE Dealing in Securities 2011-08-08 2013-01-24
ALF375 YAN Ka Yee Connie 甄家怡 RE Dealing in Futures Contracts 2011-08-08 2013-01-24
ALG491 HUANG Chenli 黃辰立 RE Dealing in Securities 2007-08-20 2008-03-07
ALG491 HUANG Chenli 黃辰立 RE Advising on Corporate Finance 2007-08-20 2008-03-07
ALI159 MAK Stephen Ka Wei 麥家偉 RE Dealing in Securities 2004-10-11 2015-06-08
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Dealing in Securities 2017-07-14
ALI310 YEUNG Shuet Fan, Pamela 楊雪芬 RE Advising on Corporate Finance 2017-07-14
ALI345 ONG Eugene Hanwee 王瀚瑋 RE Dealing in Securities 2007-07-19 2008-11-06
ALI346 BEATTIE Russell William RE Dealing in Securities 2010-10-08 2014-06-03
ALI346 BEATTIE Russell William RE Dealing in Futures Contracts 2010-10-08 2010-11-22
ALI346 BEATTIE Russell William RE Dealing in Futures Contracts 2012-02-13 2014-06-03
ALI346 BEATTIE Russell William RO Dealing in Futures Contracts 2010-11-22 2012-02-13
ALK520 LI Ye 勵曄 RE Advising on Securities 2011-10-07 2013-07-09
ALL221 PAPANICHOLA Peter RE Dealing in Securities 2007-04-19 2007-08-17
ALL221 PAPANICHOLA Peter RE Dealing in Futures Contracts 2007-04-19 2007-08-17
ALN647 XIONG Ying 熊瑛 RE Dealing in Securities 2004-12-14 2005-05-10
ALO211 GRONOW Michael Justin RE Dealing in Securities 2005-01-31 2005-12-14
ALQ556 CHEN Cheng-Yen 陳貞燕 RE Dealing in Securities 2005-10-10 2013-05-16
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2007-04-09 2008-02-29
ALQ908 TANG Kwan Ting, Queenie 鄧坤婷 RE Dealing in Securities 2005-01-31 2007-08-10
ALQ908 TANG Kwan Ting, Queenie 鄧坤婷 RE Advising on Corporate Finance 2005-01-31 2007-08-10
ALQ909 WONG Shiu On 王秀安 RE Dealing in Securities 2005-01-31 2011-01-12
ALQ909 WONG Shiu On 王秀安 RE Advising on Corporate Finance 2005-01-31 2011-01-12
ALQ960 LIN Stella RE Dealing in Securities 2008-01-22 2009-07-17
ALQ960 LIN Stella RE Dealing in Futures Contracts 2008-01-22 2009-07-17
ALR740 LIAO Ming 廖明 RE Dealing in Securities 2011-05-30 2012-10-22
ALR740 LIAO Ming 廖明 RE Advising on Corporate Finance 2011-05-30 2012-10-22
ALR926 LEPSOE Kevin RE Dealing in Securities 2005-02-07 2006-03-15
ALR976 CHANDRAKAR Shirish RE Dealing in Securities 2005-02-07 2007-10-04
ALR976 CHANDRAKAR Shirish RE Dealing in Futures Contracts 2006-06-01 2007-10-04
ALS055 HO Yue Cheung 何裕璋 RE Dealing in Securities 2008-07-17 2014-07-16
ALS055 HO Yue Cheung 何裕璋 RE Dealing in Futures Contracts 2008-07-17 2014-07-16
ALS060 CHAPMAN James Richard RE Dealing in Securities 2009-06-08 2013-07-19
ALS060 CHAPMAN James Richard RE Advising on Corporate Finance 2009-06-08 2013-07-19
ALS206 AU YEUNG Ka Man 歐陽嘉敏 RE Dealing in Securities 2007-11-16 2013-10-02
ALU441 LI Chun Kit, Joseph 李駿傑 RE Dealing in Securities 2005-03-11 2005-07-19
ALU441 LI Chun Kit, Joseph 李駿傑 RE Advising on Corporate Finance 2005-03-11 2005-07-19
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Securities 2008-06-23
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Futures Contracts 2008-12-19
ALW177 NG Yuen Hung, Sylvia 吳婉鴻 RE Dealing in Securities 2007-08-13 2008-09-06
ALW177 NG Yuen Hung, Sylvia 吳婉鴻 RE Advising on Corporate Finance 2007-08-13 2008-09-06
ALW569 TAN Catherine 陳佳寧 RE Dealing in Securities 2005-04-13 2006-09-21
ALW771 NOORANI ANANTHANARAYANAN Hariharan RE Dealing in Securities 2015-08-04 2018-06-29
ALW771 NOORANI ANANTHANARAYANAN Hariharan RE Dealing in Futures Contracts 2015-08-04 2018-06-29
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ALY131 SUN Xiangxiao 孫祥霄 RE Dealing in Futures Contracts 2007-03-07 2007-08-10
ALY320 LLOYD Rachel Freda 羅愛欣 RE Dealing in Securities 2005-04-23 2006-04-26
ALY320 LLOYD Rachel Freda 羅愛欣 RE Advising on Corporate Finance 2005-04-23 2006-04-26
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ALZ169 WONG Hoi Fung, Amy 王海楓 RE Advising on Corporate Finance 2005-05-10 2010-09-17
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ALZ472 WHITE Jamie Paul RE Dealing in Futures Contracts 2010-08-20 2013-03-28
ALZ665 YIP Fung 葉豐 RE Dealing in Securities 2005-05-13 2007-03-15
ALZ665 YIP Fung 葉豐 RE Dealing in Futures Contracts 2005-05-13 2007-03-15
AMB433 MUNOZ PEREZ Jorge Juan RE Dealing in Securities 2010-08-17 2016-01-21
AMB433 MUNOZ PEREZ Jorge Juan RE Advising on Corporate Finance 2010-08-17 2016-01-21
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AMB590 JAN Shun Yet 詹勳業 RE Dealing in Futures Contracts 2010-08-17 2011-11-21
AMB970 SARRAN William Patrick RE Dealing in Securities 2005-06-13 2006-03-08
AMB970 SARRAN William Patrick RE Dealing in Futures Contracts 2005-06-13 2006-03-08
AMC404 LEE Soo Ling 李淑玲 RE Dealing in Securities 2005-06-13 2011-08-17
AMC941 MA Tianyu 馬天宇 RE Dealing in Securities 2010-08-11 2010-11-03
AMC941 MA Tianyu 馬天宇 RE Advising on Corporate Finance 2010-08-11 2010-11-03
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AMF257 LI Meng 李猛 RO Dealing in Securities 2014-01-30 2014-06-04
AMF257 LI Meng 李猛 RE Advising on Corporate Finance 2011-07-11 2014-01-30
AMF257 LI Meng 李猛 RO Advising on Corporate Finance 2014-01-30 2014-06-04
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AMF353 KATO Masahito RE Dealing in Securities 2015-03-31 2015-04-03
AMF353 KATO Masahito RE Dealing in Securities 2015-05-26 2015-05-28
AMF752 VONGKITBUNCHA Viravate RE Dealing in Securities 2005-07-18 2009-05-19
AMF752 VONGKITBUNCHA Viravate RE Advising on Corporate Finance 2005-07-18 2009-05-19
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AMJ476 MARTINEZ ACOSTA Jorge Carlos RE Advising on Corporate Finance 2015-09-04
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AMJ504 DHIR Nikhil Rahul Amichand RE Dealing in Futures Contracts 2005-08-15 2006-06-20
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AMJ506 TAN Shiming 談世銘 RE Dealing in Securities 2008-12-29 2011-03-11
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AMJ798 QIAN Jin 錢進 RE Dealing in Securities 2005-08-19 2007-07-20
AMJ798 QIAN Jin 錢進 RE Advising on Corporate Finance 2005-08-19 2007-07-20
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AMK229 KAY Lo Hei 紀鷺禧 RE Advising on Corporate Finance 2005-08-29 2007-06-18
AMK229 KAY Lo Hei 紀鷺禧 RE Advising on Corporate Finance 2007-07-25 2012-09-18
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AMK253 LEUNG Chi Fai 梁志輝 RE Advising on Corporate Finance 2007-06-25 2010-01-14
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AML918 NAVILLE David Maurice Pyrame RE Advising on Corporate Finance 2005-09-16 2012-01-18
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AMM241 CHAN Yun May RE Advising on Corporate Finance 2005-09-20 2010-12-28
AMM276 JUNG Jae Min 鄭在敏 RE Dealing in Securities 2005-09-20 2006-12-22
AMM276 JUNG Jae Min 鄭在敏 RE Advising on Corporate Finance 2005-09-20 2006-12-22
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AMN873 LIU Chengen 劉成恩 RE Dealing in Securities 2005-10-13 2007-04-11
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AMP582 MAK Shui On 麥瑞安 RE Advising on Corporate Finance 2005-10-25 2012-10-05
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AMP596 LIN Yanjun 林彥軍 RO Advising on Corporate Finance 2013-01-08 2015-03-24
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AMQ356 TSE Lee 謝莉 RE Advising on Corporate Finance 2005-10-31 2010-09-24
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AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Securities 2011-08-15 2015-04-17
AMR665 OW Shin Yeuan 歐欣遠 RE Dealing in Futures Contracts 2011-08-15 2015-04-17
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AMR696 CHAN Wing Yee 陳穎異 RE Advising on Corporate Finance 2010-05-12 2014-01-29
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AMS032 HU Ke 胡柯 RE Advising on Corporate Finance 2005-11-11 2011-01-12
AMS327 HANNAN David James RE Dealing in Securities 2005-11-15 2008-09-01
AMS327 HANNAN David James RE Dealing in Futures Contracts 2005-11-15 2008-09-01
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AMS644 HON Pui Wan, Wandy 項佩韻 RE Advising on Corporate Finance 2005-11-23 2007-06-26
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AMS723 CHUI Jun Mun, Alvin 崔俊文 RE Dealing in Futures Contracts 2010-06-07 2013-03-13
AMT847 JUDGE Randeep Kaur RE Dealing in Securities 2005-11-28 2009-01-31
AMT847 JUDGE Randeep Kaur RE Advising on Corporate Finance 2005-11-28 2009-01-31
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AMU474 HUANG Haizhou 黃海洲 RO Advising on Securities 2006-02-14 2007-11-09
AMU550 HAO Christina Jieyu 郝洁羽 RE Dealing in Securities 2011-10-17 2012-10-19
AMU550 HAO Christina Jieyu 郝洁羽 RE Advising on Corporate Finance 2011-10-17 2012-10-19
AMV206 CHOI Wing Yin, Winnie 蔡穎妍 RE Advising on Securities 2005-12-21 2006-07-24
AMW506 ZHAI Shuo 翟碩 RE Dealing in Securities 2005-12-29 2008-07-31
AMW506 ZHAI Shuo 翟碩 RE Advising on Corporate Finance 2005-12-29 2008-07-31
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AMY549 MAO Shuguang 毛曙光 RE Dealing in Securities 2013-05-29 2015-09-21
AMY549 MAO Shuguang 毛曙光 RE Advising on Corporate Finance 2008-07-16 2008-12-16
AMY549 MAO Shuguang 毛曙光 RE Advising on Corporate Finance 2013-05-29 2015-09-21
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ANA782 TEO Laura Whei Lyn 張偉玲 RE Dealing in Futures Contracts 2011-06-14 2012-07-06
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ANB474 CHOI Yunna RE Advising on Corporate Finance 2009-12-31 2012-08-31
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ANE006 NG Kut Yin, Jeffrey 吳吉然 RE Dealing in Futures Contracts 2010-01-29 2011-11-15
ANE106 FUNG Ka Yee 馮家怡 RE Dealing in Securities 2006-03-13 2006-12-29
ANE735 MACPHERSON Matthew Steven RE Dealing in Securities 2006-03-17 2008-06-27
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ANG616 KENNEDY Stephen Paca RE Dealing in Securities 2006-04-07 2011-01-12
ANG616 KENNEDY Stephen Paca RE Dealing in Futures Contracts 2006-04-07 2011-01-12
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ANH319 LO Sze Man 勞詩敏 RE Dealing in Securities 2015-10-16
ANH319 LO Sze Man 勞詩敏 RE Dealing in Futures Contracts 2015-10-16
ANI749 CHUNG You Moon RE Dealing in Securities 2007-08-20 2012-10-22
ANI749 CHUNG You Moon RE Advising on Corporate Finance 2007-08-20 2012-10-22
ANJ002 WARD Mathew Jonathan RE Dealing in Securities 2006-05-03 2007-08-22
ANJ002 WARD Mathew Jonathan RE Advising on Corporate Finance 2006-05-03 2007-08-22
ANJ133 CHAN Hoi Hin, William 陳海軒 RE Dealing in Securities 2006-05-08 2007-11-26
ANJ133 CHAN Hoi Hin, William 陳海軒 RE Advising on Corporate Finance 2006-05-08 2007-11-26
ANJ393 WHELAN Cynthia Alicia RE Dealing in Securities 2006-05-11 2008-12-31
ANJ393 WHELAN Cynthia Alicia RE Advising on Corporate Finance 2006-05-11 2008-12-31
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ANK165 GEERTSEMA Paul Geert RE Advising on Securities 2006-05-16 2007-03-20
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ANK472 LI Cheng 李澄 RE Dealing in Securities 2006-05-19 2007-05-14
ANK472 LI Cheng 李澄 RE Advising on Corporate Finance 2006-05-19 2007-05-14
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ANK932 WONG Siu Leung 黃紹良 RE Advising on Securities 2009-05-13 2012-10-19
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Dealing in Securities 2008-06-19 2009-04-17
ANM107 LAM Chun Kwan, Kelvin 林俊均 RE Advising on Corporate Finance 2008-06-19 2009-04-17
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ANN089 WONG Chi Ming 黃智明 RE Advising on Securities 2013-09-17 2016-01-21
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ANQ007 HONG Colin Chor Lok 方崇宇 RE Advising on Securities 2009-10-29 2012-03-22
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ANQ750 SHEN Zheqing 沈哲清 RE Advising on Corporate Finance 2011-06-22 2014-05-26
ANQ750 SHEN Zheqing 沈哲清 RO Advising on Corporate Finance 2014-05-26 2015-03-09
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ANR972 QIN Qian 秦黔 RE Dealing in Securities 2006-07-27 2011-06-17
ANT257 HUANG Yu 黃昱 RE Dealing in Securities 2010-07-13 2011-04-14
ANT257 HUANG Yu 黃昱 RE Advising on Corporate Finance 2010-07-13 2011-04-14
ANT406 LUK Hoi Yee 陸凱儀 RE Dealing in Securities 2006-08-03 2010-04-27
ANT778 YEONG Zhen Chao 楊振超 RE Dealing in Securities 2006-08-07 2009-11-01
ANU254 OMOTO Atsushi RE Dealing in Securities 2013-11-26 2015-01-01
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ANU254 OMOTO Atsushi RE Dealing in Futures Contracts 2013-11-26 2015-01-01
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ANU382 WHANG Youn Sung 黃允聖 RE Dealing in Securities 2006-08-15 2007-01-02
ANU382 WHANG Youn Sung 黃允聖 RE Advising on Corporate Finance 2006-08-15 2007-01-02
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ANU649 HAN Yoon Jae 韓允齊 RE Advising on Corporate Finance 2006-08-18 2016-03-30
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ANU908 PARTHASARATHY Aditya RO Dealing in Securities 2017-08-02
ANU908 PARTHASARATHY Aditya RE Dealing in Futures Contracts 2006-08-21 2017-08-02
ANU908 PARTHASARATHY Aditya RO Dealing in Futures Contracts 2017-08-02
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ANW221 SHARMA Naveen Prakash RE Dealing in Futures Contracts 2016-04-13 2016-04-15
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ANW389 LEE Seng Chuen 李成彥 RE Advising on Corporate Finance 2010-04-30 2013-01-24
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ANX798 LOW Siew Ling 劉秀玲 RE Advising on Corporate Finance 2008-06-24 2010-12-31
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ANX799 DOUIN Guillaume Marie Benoit RE Advising on Corporate Finance 2008-06-18 2013-01-24
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ANX817 ZEE Timothy Yuen Cheng RE Advising on Corporate Finance 2006-09-12 2007-07-03
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AOB450 CHOI Yung Woo RE Advising on Corporate Finance 2006-10-24 2015-12-10
AOB480 WANG Ying 王穎 RE Dealing in Securities 2006-10-19 2008-05-16
AOB480 WANG Ying 王穎 RE Advising on Corporate Finance 2006-10-19 2008-05-16
AOC929 FANG Pin-yin 方冰瑩 RE Dealing in Securities 2006-10-31 2010-08-30
AOC929 FANG Pin-yin 方冰瑩 RE Advising on Corporate Finance 2006-10-31 2010-08-30
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AOE199 XU Xiaofeng 徐曉峰 RE Dealing in Futures Contracts 2009-11-26 2010-04-07
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AOG942 MIAO Ko-huei 苗可慧 RE Dealing in Securities 2006-12-07 2007-10-31
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AOH457 WONG Che Shing, Nelson 黃志成 RE Dealing in Securities 2010-04-01 2011-06-20
AOH493 CHAN Ki Chun 陳祈雋 RE Dealing in Securities 2006-12-15 2009-06-26
AOH882 YEE Jack Sam RE Dealing in Securities 2011-08-29 2015-09-09
AOH882 YEE Jack Sam RE Advising on Corporate Finance 2011-08-29 2015-09-09
AOI910 MUTHUSWAMY Pradeep RE Dealing in Securities 2009-05-22 2013-01-24
AOI910 MUTHUSWAMY Pradeep RE Dealing in Futures Contracts 2009-05-22 2013-01-24
AOJ251 LEOW Chiun-Yi Jonathan RE Dealing in Securities 2006-12-29 2009-06-18
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Securities 2007-01-04 2008-05-05
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Futures Contracts 2007-01-04 2008-05-05
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AON705 FREITAS Brian Caetano 范包容 RE Dealing in Futures Contracts 2014-12-16 2017-05-15
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AOP100 LEVINE Ryan Brent RE Dealing in Securities 2010-07-22 2012-10-19
AOP100 LEVINE Ryan Brent RE Advising on Corporate Finance 2010-07-22 2012-10-19
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AOP135 BATTENFELD Brenton George RE Dealing in Futures Contracts 2007-02-26 2016-11-24
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AOP204 RATHI Amberish RE Dealing in Futures Contracts 2011-06-13 2014-02-21
AOQ901 TSENG Chang Wen 曾長文 RE Dealing in Securities 2007-03-06 2008-08-29
AOQ996 CU UNJIENG Anna Howell RE Dealing in Securities 2007-03-06 2007-08-20
AOQ996 CU UNJIENG Anna Howell RE Advising on Corporate Finance 2007-03-06 2007-08-20
AOR114 WONG Yee Ching 黃宇正 RE Dealing in Securities 2007-07-26 2012-04-18
AOR114 WONG Yee Ching 黃宇正 RE Advising on Corporate Finance 2007-07-05 2012-01-18
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AOR607 LEE Hoo Wan, Owen 李浩雲 RE Dealing in Futures Contracts 2010-05-11 2016-01-21
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AOR778 LAVIS Adam Geoffrey RE Dealing in Futures Contracts 2010-08-02 2011-08-10
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AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Securities 2007-03-16 2007-11-05
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Securities 2009-01-22 2010-06-09
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Futures Contracts 2007-03-16 2007-11-05
AOR808 CHIA Douglas Boon Liang 謝文良 RE Dealing in Futures Contracts 2009-01-22 2010-06-09
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AOS215 LIM James Teik Beng RE Advising on Corporate Finance 2010-07-13 2014-06-03
AOS321 HE Shan 何杉 RE Dealing in Securities 2007-03-23 2008-08-14
AOS321 HE Shan 何杉 RE Dealing in Futures Contracts 2007-03-23 2008-08-14
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AOT357 CUI Liang 崔亮 RE Dealing in Futures Contracts 2007-03-29 2015-03-19
AOT896 LEE Jenny Jungwon RE Dealing in Securities 2007-04-10 2008-06-30
AOT896 LEE Jenny Jungwon RE Advising on Corporate Finance 2007-04-10 2008-06-30
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AOV401 LAHIRI Prithvijit RE Dealing in Securities 2010-06-15 2013-01-24
AOV401 LAHIRI Prithvijit RE Advising on Securities 2010-06-15 2013-01-24
AOV401 LAHIRI Prithvijit RE Advising on Corporate Finance 2010-06-15 2013-01-24
AOV761 NG Ming Fei RE Dealing in Securities 2009-06-25 2010-05-28
AOV761 NG Ming Fei RE Advising on Corporate Finance 2009-06-25 2010-05-28
AOV763 JOSHI Niteesh RE Dealing in Securities 2018-04-03 2018-07-19
AOV905 CHOI Quinton 蔡衍霆 RE Dealing in Securities 2011-07-28 2014-06-13
AOV905 CHOI Quinton 蔡衍霆 RE Advising on Corporate Finance 2011-07-28 2014-06-13
AOV935 LI Baomin 李寶敏 RE Dealing in Securities 2007-05-09 2010-04-01
AOV935 LI Baomin 李寶敏 RE Advising on Corporate Finance 2007-05-09 2010-04-01
AOV963 THOR Lian Ai RE Dealing in Securities 2007-05-09 2008-06-30
AOV963 THOR Lian Ai RE Advising on Corporate Finance 2007-05-09 2008-06-30
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Dealing in Securities 2010-07-08 2013-08-29
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Dealing in Securities 2014-10-06
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Advising on Corporate Finance 2010-07-08 2013-08-29
AOW881 YUE Chung Hang, Samuel 庾頌恆 RE Advising on Corporate Finance 2014-10-06
AOX162 MURPHY Donough Thomas RE Dealing in Securities 2010-08-09 2014-04-24
AOX162 MURPHY Donough Thomas RE Dealing in Futures Contracts 2010-08-09 2014-04-24
AOX188 HSU Jeffrey 徐大恆 RE Dealing in Securities 2007-05-14 2010-08-24
AOX188 HSU Jeffrey 徐大恆 RE Dealing in Futures Contracts 2007-05-14 2010-08-24
AOX871 MOK Li Yee RE Dealing in Securities 2007-05-16 2010-12-31
AOX871 MOK Li Yee RE Advising on Corporate Finance 2007-05-16 2010-12-31
AOY296 YANG Jichuan RE Dealing in Securities 2007-05-25 2009-12-09
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2007-05-25 2011-04-13
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2012-05-25 2015-08-31
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-09-25 2015-10-02
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-11-09 2015-11-13
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2015-12-18 2015-12-31
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2007-05-25 2011-04-13
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2012-05-25 2015-08-31
AOY475 ZHOU Nina RE Dealing in Securities 2009-10-12 2013-01-24
AOY475 ZHOU Nina RE Advising on Securities 2009-10-12 2013-01-24
AOY475 ZHOU Nina RE Advising on Corporate Finance 2009-10-12 2013-01-24
AOY775 SHUM Kelly Sheung Yi 沈尚怡 RE Dealing in Securities 2007-05-28 2007-08-13
AOY775 SHUM Kelly Sheung Yi 沈尚怡 RE Advising on Corporate Finance 2007-05-28 2007-08-13
AOY949 ERSOY Alan Metin RE Dealing in Securities 2015-09-09 2016-01-21
AOY949 ERSOY Alan Metin RE Dealing in Futures Contracts 2015-09-09 2016-01-21
AOZ135 KIM Chul Hwan 金哲煥 RE Dealing in Securities 2008-12-18 2013-01-24
AOZ135 KIM Chul Hwan 金哲煥 RE Advising on Corporate Finance 2008-12-15 2013-01-24
APA130 WONG Sharnie Wing San 黃穎珊 RE Advising on Securities 2010-11-09 2016-12-19
APA390 YU Lilian RE Dealing in Securities 2007-06-04 2008-04-28
APA390 YU Lilian RE Advising on Corporate Finance 2007-06-04 2008-04-28
APB335 PEH Chek Leng 白澤龍 RE Dealing in Securities 2007-06-05 2014-04-15
APB335 PEH Chek Leng 白澤龍 RE Dealing in Futures Contracts 2007-06-05 2014-04-15
APB500 WANG Leping 王樂平 RE Dealing in Securities 2008-07-18 2009-07-13
APB617 YOUL Gordon Phillip RE Dealing in Securities 2011-09-02
APB617 YOUL Gordon Phillip RE Advising on Corporate Finance 2011-09-02
APC389 O'SULLIVAN Stephen John RO Advising on Securities 2010-03-31 2011-11-30
APC594 YIN Shi 殷實 RE Dealing in Securities 2011-09-22 2012-07-31
APC594 YIN Shi 殷實 RE Advising on Corporate Finance 2011-09-22 2012-07-31
APC870 LE JUGE DE SEGRAIS Cedrik Marie-Joseph Bertrand RE Dealing in Securities 2008-06-23 2012-08-13
APC870 LE JUGE DE SEGRAIS Cedrik Marie-Joseph Bertrand RE Advising on Corporate Finance 2008-06-23 2012-08-13
APD362 WONG Alan 黃亞倫 RE Dealing in Securities 2010-10-19 2016-01-21
APD362 WONG Alan 黃亞倫 RE Dealing in Futures Contracts 2010-10-19 2016-01-21
APD485 SEAH Wan Qing, Althea RE Dealing in Securities 2007-06-28 2008-06-30
APD485 SEAH Wan Qing, Althea RE Advising on Corporate Finance 2007-06-28 2008-06-30
APD544 LI Xuan 李璇 RE Dealing in Securities 2007-06-28 2008-03-14
APD544 LI Xuan 李璇 RE Advising on Corporate Finance 2007-06-28 2008-03-14
APD582 YEUNG Pan Na 楊彬娜 RE Dealing in Securities 2007-06-28 2016-11-16
APD582 YEUNG Pan Na 楊彬娜 RO Dealing in Securities 2016-11-16
APD582 YEUNG Pan Na 楊彬娜 RO Advising on Securities 2016-11-16
APD818 LEE Gregory Joseph RO Dealing in Securities 2014-08-15 2016-07-13
APF168 TAN Leng Cheng, Aaron 陳龍清 RE Dealing in Securities 2007-07-06 2009-04-09
APF168 TAN Leng Cheng, Aaron 陳龍清 RE Advising on Corporate Finance 2007-07-06 2009-04-09
APF207 YIP Wai Ho 葉偉豪 RE Dealing in Securities 2007-07-04 2010-11-12
APF207 YIP Wai Ho 葉偉豪 RE Dealing in Futures Contracts 2007-07-04 2010-11-12
APF774 SHIU Flora Ka Yan 邵家欣 RE Dealing in Securities 2010-07-13 2013-06-21
APF774 SHIU Flora Ka Yan 邵家欣 RE Advising on Corporate Finance 2010-07-13 2013-06-21
APF778 YU Meng 于萌 RE Dealing in Securities 2011-01-26 2016-01-21
APF778 YU Meng 于萌 RE Advising on Corporate Finance 2011-01-26 2016-01-21
APF813 DEPAEPE Alexis Rene Christian RE Dealing in Securities 2017-03-15 2017-03-17
APF813 DEPAEPE Alexis Rene Christian RE Dealing in Securities 2018-03-07 2018-03-07
APG205 OH Changhyuk Stanley RE Dealing in Securities 2007-07-16 2011-01-12
APG205 OH Changhyuk Stanley RE Advising on Corporate Finance 2007-07-16 2011-01-12
APG285 SAWANT Sushil Ganesh RE Dealing in Securities 2007-07-10 2014-01-14
APG501 WANG Xingguang 王星光 RE Dealing in Securities 2011-06-16 2013-03-04
APG501 WANG Xingguang 王星光 RE Advising on Corporate Finance 2011-06-16 2013-03-04
APG514 WONG Lai Kei, Denise 黃澧棋 RE Dealing in Securities 2008-12-18
APG514 WONG Lai Kei, Denise 黃澧棋 RE Advising on Corporate Finance 2008-11-26
APH048 SINHA Somshankar RE Advising on Securities 2012-09-19 2016-01-21
APH610 LEE Duncan 李德勤 RE Dealing in Securities 2007-07-23 2015-06-18
APH610 LEE Duncan 李德勤 RE Advising on Corporate Finance 2007-07-23 2015-06-18
APH924 TSE Phoebe Yuen Ting 謝宛庭 RE Advising on Securities 2011-07-18 2015-12-07
API074 KELLY Brian Churchill RE Dealing in Securities 2009-06-24 2011-05-13
API074 KELLY Brian Churchill RE Advising on Corporate Finance 2009-06-24 2011-05-13
APJ231 WINDHAM Jonathan Mark RE Advising on Securities 2010-10-18 2015-05-31
APJ336 LI Xiangyu 李翔宇 RE Dealing in Securities 2007-08-02 2008-03-14
APJ336 LI Xiangyu 李翔宇 RE Dealing in Securities 2009-01-14 2011-03-21
APJ336 LI Xiangyu 李翔宇 RE Advising on Corporate Finance 2007-08-02 2008-03-14
APJ336 LI Xiangyu 李翔宇 RE Advising on Corporate Finance 2009-01-14 2011-03-21
APJ987 PRADANA Jeff Arif RE Dealing in Securities 2011-01-06 2015-05-08
APJ987 PRADANA Jeff Arif RE Dealing in Futures Contracts 2011-01-06 2015-05-08
APK216 HU Kwang Ren, Peter RE Dealing in Securities 2007-08-13 2012-02-15
APK219 KIM Hae Jin RE Dealing in Securities 2007-08-13 2011-01-12
APK488 LI Minyu 李敏瑜 RE Dealing in Securities 2007-08-15 2009-08-11
APK593 SUBRAMANIAN Viswanathan R RE Dealing in Securities 2011-01-27 2013-05-03
APK593 SUBRAMANIAN Viswanathan R RE Dealing in Futures Contracts 2011-01-27 2013-05-03
APK998 DASH Kaushik RE Dealing in Securities 2007-08-17 2008-06-04
APK998 DASH Kaushik RE Dealing in Securities 2017-03-01
APK998 DASH Kaushik RE Advising on Corporate Finance 2017-03-01
APK999 ZHANG Xiaoying 張曉櫻 RE Dealing in Securities 2007-08-17
APL208 LI Yirong 李苡榕 RE Dealing in Securities 2009-06-08 2009-08-14
APL208 LI Yirong 李苡榕 RE Advising on Corporate Finance 2009-07-03 2009-08-14
APL241 YU Raymond Waikit 余瑋傑 RE Dealing in Securities 2009-06-22
APL241 YU Raymond Waikit 余瑋傑 RE Advising on Corporate Finance 2009-06-22
APL279 GHOSH Tvishampati RE Dealing in Securities 2007-08-17 2011-03-30
APL279 GHOSH Tvishampati RE Dealing in Futures Contracts 2007-08-17 2011-03-30
APL281 TAN Yuqing RE Dealing in Securities 2007-08-17 2010-11-17
APL281 TAN Yuqing RE Advising on Corporate Finance 2007-08-17 2010-11-17
APL282 WEI Lisa Ping Ping RE Dealing in Securities 2007-08-17 2010-03-10
APL282 WEI Lisa Ping Ping RE Advising on Corporate Finance 2007-08-17 2010-03-10
APL283 CHAN Pui Loong, Perry 陳沛龍 RE Dealing in Securities 2007-08-17 2008-07-31
APL283 CHAN Pui Loong, Perry 陳沛龍 RE Advising on Corporate Finance 2007-08-17 2008-07-31
APL470 WANG Song 王松 RE Dealing in Securities 2007-08-17 2010-07-15
APL470 WANG Song 王松 RE Advising on Corporate Finance 2007-08-17 2010-07-15
APL605 BIZID Abdelhamid Ameur RE Dealing in Securities 2007-08-22 2011-11-15
APL605 BIZID Abdelhamid Ameur RE Dealing in Futures Contracts 2007-08-22 2011-11-15
APL696 PELHAM Miles Christian RE Dealing in Securities 2012-02-16 2013-05-30
APL696 PELHAM Miles Christian RE Dealing in Futures Contracts 2012-02-16 2013-05-30
APN526 HANG Hiu Wa 幸曉華 RE Dealing in Securities 2007-11-28 2011-01-12
APO882 LUO Yunting 駱昀婷 RE Dealing in Securities 2016-01-12 2016-07-13
APO882 LUO Yunting 駱昀婷 RE Dealing in Futures Contracts 2016-01-12 2016-07-13
APO882 LUO Yunting 駱昀婷 RE Advising on Securities 2010-10-18 2013-08-28
APP696 CHAN Yee Chun 陳怡真 RE Dealing in Securities 2007-09-10 2011-04-18
APP697 WAN Yun Chuan 溫潤泉 RE Dealing in Securities 2007-09-10 2010-10-31
APP697 WAN Yun Chuan 溫潤泉 RE Advising on Corporate Finance 2007-09-10 2010-10-31
APQ500 HU Xiaobing 胡小冰 RE Dealing in Securities 2007-09-17 2010-10-07
APQ516 WHEELER David George RE Dealing in Securities 2007-09-17 2010-12-31
APQ516 WHEELER David George RE Dealing in Futures Contracts 2007-09-17 2010-12-31
APS569 ARYA Parth RE Dealing in Securities 2007-10-02 2012-01-01
APS569 ARYA Parth RE Advising on Corporate Finance 2007-10-02 2012-01-01
APU248 SMITH Robert Guy Frederick RE Dealing in Securities 2009-06-18
APU248 SMITH Robert Guy Frederick RE Advising on Corporate Finance 2009-06-18
APU515 NAGAYA James Eiichi RE Dealing in Securities 2010-07-13 2015-07-29
APU515 NAGAYA James Eiichi RE Advising on Corporate Finance 2010-07-13 2015-07-29
APV165 OLSSON James Martin RE Dealing in Securities 2009-09-15 2014-01-29
APV519 WANG Qian 王倩 RE Dealing in Securities 2007-10-15 2008-12-18
APV519 WANG Qian 王倩 RE Advising on Corporate Finance 2007-10-15 2008-12-18
APW110 LIAO Enping 廖恩平 RE Dealing in Securities 2007-10-17 2014-09-26
APW121 CAO Jing 曹靜 RE Dealing in Securities 2007-10-17 2014-11-13
APW121 CAO Jing 曹靜 RE Advising on Corporate Finance 2007-10-17 2012-04-18
APW359 GREGORY-ROBERTS Simon Arnold John RE Dealing in Securities 2007-10-25 2010-08-20
APW359 GREGORY-ROBERTS Simon Arnold John RE Dealing in Futures Contracts 2007-10-25 2010-08-20
APW367 LEE John RE Dealing in Securities 2015-05-05 2016-01-21
APW367 LEE John RE Dealing in Futures Contracts 2015-05-05 2016-01-21
APW579 PONG David Juyoung RE Dealing in Securities 2007-10-25 2008-04-14
APW579 PONG David Juyoung RE Advising on Corporate Finance 2007-10-25 2008-04-14
APY405 PEDRONO Benoit Vincent Gerard RE Dealing in Securities 2007-10-29 2010-04-28
APY405 PEDRONO Benoit Vincent Gerard RE Dealing in Futures Contracts 2007-10-29 2010-04-28
APY406 CATALIG Anatoly Gatbonton RE Dealing in Securities 2007-11-05 2012-03-22
APY406 CATALIG Anatoly Gatbonton RE Dealing in Futures Contracts 2007-11-05 2012-03-22
APY467 TEO Ei Leen 張依玲 RE Dealing in Securities 2007-11-01 2011-11-07
APY817 LEUNG Enrica Mankay 梁敏琦 RE Dealing in Securities 2010-08-16 2016-09-26
APY826 CAO LiJuan 曹麗娟 RE Dealing in Securities 2007-11-05 2008-04-07
AQA101 WONG Yiu Wan 黃曉雲 RE Advising on Securities 2014-05-26 2015-05-31
AQA119 WONG Wai Chi, Erica 黃瑋姿 RE Dealing in Securities 2007-11-15 2011-08-17
AQA190 DAI Qijia 戴麒佳 RE Advising on Securities 2012-06-08 2016-01-21
AQA214 LEE Payling 李佩玲 RE Dealing in Securities 2007-11-15 2017-06-05
AQA214 LEE Payling 李佩玲 RE Advising on Corporate Finance 2007-11-15 2017-06-05
AQA494 CHANG Jeanette RE Dealing in Securities 2007-11-20 2011-01-06
AQA494 CHANG Jeanette RE Advising on Corporate Finance 2007-11-20 2011-01-06
AQA804 DI IORIO Michael Anthony RO Dealing in Securities 2010-11-04 2013-08-02
AQA804 DI IORIO Michael Anthony RO Dealing in Futures Contracts 2010-11-04 2013-08-02
AQB033 YU Yang 虞陽 RE Dealing in Securities 2008-06-18 2010-09-17
AQB033 YU Yang 虞陽 RE Advising on Corporate Finance 2008-06-18 2010-09-17
AQB165 CROSS Ian Cameron RE Dealing in Securities 2018-11-16
AQB165 CROSS Ian Cameron RE Dealing in Futures Contracts 2018-11-16
AQC383 SIMMONS Dirk Vincent RE Dealing in Securities 2013-01-14 2016-01-21
AQC383 SIMMONS Dirk Vincent RE Advising on Corporate Finance 2013-01-14 2016-01-21
AQD051 THORKELSSON Sigurbjorn RE Dealing in Securities 2010-05-10 2011-07-03
AQD051 THORKELSSON Sigurbjorn RE Dealing in Futures Contracts 2010-05-10 2011-07-03
AQD163 KEYES Justin S RE Dealing in Securities 2010-03-09 2013-11-30
AQD329 LERMYTE Jason Joseph Emile RE Dealing in Securities 2010-11-09 2012-02-01
AQD400 YUEN Robin 袁肇鋒 RE Advising on Securities 2010-10-18 2011-07-25
AQD648 TAN Hua Wei, Christopher RE Dealing in Securities 2007-12-12 2008-03-11
AQD648 TAN Hua Wei, Christopher RE Advising on Corporate Finance 2007-12-12 2008-03-11
AQE028 BELLEMIN Velik Alexandre RE Dealing in Securities 2007-12-17 2008-03-16
AQE299 YANG Ling 楊玲 RE Dealing in Securities 2011-08-15 2013-01-24
AQE299 YANG Ling 楊玲 RE Advising on Corporate Finance 2011-08-15 2013-01-24
AQE987 NEARY James Joseph RE Dealing in Securities 2013-08-06 2016-01-21
AQE987 NEARY James Joseph RE Dealing in Futures Contracts 2013-08-06 2016-01-21
AQG415 CHENG Clement Kin Kwan 鄭健琨 RE Dealing in Securities 2008-01-04 2009-03-09
AQG416 SEAH Ang 謝安 RE Dealing in Securities 2008-01-04 2008-11-05
AQG749 JIANG Minming 姜旻明 RE Dealing in Securities 2010-10-18 2012-10-19
AQG749 JIANG Minming 姜旻明 RE Advising on Securities 2010-10-18 2012-10-19
AQG749 JIANG Minming 姜旻明 RE Advising on Corporate Finance 2010-10-18 2012-10-19
AQG781 LI Jie 李婕 RE Dealing in Securities 2008-01-08 2010-01-08
AQG781 LI Jie 李婕 RE Advising on Corporate Finance 2008-01-08 2010-01-08
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Securities 2011-02-14 2016-01-21
AQG922 LEE Nelson Ho-Wing 李浩榮 RE Dealing in Futures Contracts 2011-02-14 2016-01-21
AQM091 KIM Jason Lee RE Dealing in Securities 2016-02-05 2016-09-08
AQM091 KIM Jason Lee RO Dealing in Securities 2016-09-08 2017-04-24
AQM091 KIM Jason Lee RE Dealing in Futures Contracts 2016-02-05 2016-09-08
AQM091 KIM Jason Lee RO Dealing in Futures Contracts 2016-09-08 2017-04-24
AQM703 DHASMANA Vaibhav RE Advising on Securities 2012-01-12 2013-02-18
AQN174 YU Sze Wan, Gisela 余詩韻 RE Dealing in Securities 2008-02-19 2009-05-15
AQN174 YU Sze Wan, Gisela 余詩韻 RE Advising on Corporate Finance 2008-02-19 2009-05-15
AQN267 LO Suet Fan, Violet 盧雪芬 RE Dealing in Securities 2009-07-31 2010-04-01
AQN267 LO Suet Fan, Violet 盧雪芬 RE Advising on Corporate Finance 2009-07-31 2010-04-01
AQO341 RYAN Ross Owen RE Dealing in Securities 2012-11-22 2016-10-04
AQO341 RYAN Ross Owen RE Dealing in Futures Contracts 2012-11-22 2016-10-04
AQP870 CHAN Nga Yee, Lilian 陳雅儀 RE Dealing in Securities 2008-03-04 2012-06-18
AQP870 CHAN Nga Yee, Lilian 陳雅儀 RE Dealing in Futures Contracts 2008-03-04 2012-06-18
AQQ126 YUEN Ming Wai, Josephine 袁明慧 RE Dealing in Securities 2008-06-17 2012-05-28
AQQ126 YUEN Ming Wai, Josephine 袁明慧 RE Advising on Corporate Finance 2008-06-17 2012-05-28

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