Hong Kong SFC licence institution AAC298, BOCI Securities Limited 中銀國際證券有限公司

These are the licence-holders that were found for SFC licence institution AAC298 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA136 KAM Yan Sang 甘仁生 RE Dealing in Securities 2012-09-13 2013-11-15
AAA136 KAM Yan Sang 甘仁生 RE Advising on Securities 2012-09-13 2013-11-15
AAA153 WONG Chung Mun 黃仲文 RE Dealing in Securities 2004-01-02 2004-02-03
AAA153 WONG Chung Mun 黃仲文 RO Dealing in Securities 2004-02-03 2016-12-01
AAA153 WONG Chung Mun 黃仲文 RO Dealing in Futures Contracts 2005-10-06 2016-12-01
AAA153 WONG Chung Mun 黃仲文 RO Leveraged Foreign Exchange Trading 2011-02-25 2015-07-02
AAA153 WONG Chung Mun 黃仲文 RO Advising on Securities 2004-11-03 2016-12-01
AAA153 WONG Chung Mun 黃仲文 RO Advising on Futures Contracts 2005-10-06 2016-12-01
AAA284 LIU Nam Yuk, Oliver 廖南育 RE Dealing in Securities 2014-01-07
AAA284 LIU Nam Yuk, Oliver 廖南育 RE Dealing in Futures Contracts 2014-01-07
AAA284 LIU Nam Yuk, Oliver 廖南育 RE Leveraged Foreign Exchange Trading 2014-01-07 2014-11-26
AAA298 LI Kum Hing 李錦慶 RE Dealing in Securities 2014-01-30 2018-02-28
AAA298 LI Kum Hing 李錦慶 RE Dealing in Futures Contracts 2014-01-30 2018-02-28
AAA298 LI Kum Hing 李錦慶 RE Leveraged Foreign Exchange Trading 2014-01-30 2014-11-28
AAA316 LAI Ming Kit, Franki 黎明傑 RE Dealing in Securities 2014-01-13 2018-07-13
AAA316 LAI Ming Kit, Franki 黎明傑 RE Dealing in Futures Contracts 2014-01-13 2018-07-13
AAA316 LAI Ming Kit, Franki 黎明傑 RE Leveraged Foreign Exchange Trading 2014-01-13 2014-11-26
AAA321 HO Yui Kwong, Kenny 何銳光 RE Dealing in Securities 2004-10-14 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RO Dealing in Securities 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RE Dealing in Futures Contracts 2005-10-24 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RO Dealing in Futures Contracts 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RO Leveraged Foreign Exchange Trading 2011-08-10 2015-07-03
AAA321 HO Yui Kwong, Kenny 何銳光 RE Advising on Securities 2004-11-11 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RO Advising on Securities 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RE Advising on Futures Contracts 2005-10-24 2009-08-14
AAA321 HO Yui Kwong, Kenny 何銳光 RO Advising on Futures Contracts 2009-08-14
AAA331 CRUZ Thomas 高志強 RE Dealing in Securities 2011-02-01 2011-12-30
AAA331 CRUZ Thomas 高志強 RE Dealing in Futures Contracts 2011-02-01 2011-12-30
AAA331 CRUZ Thomas 高志強 RE Leveraged Foreign Exchange Trading 2011-06-22 2011-12-30
AAA375 CHOW Yim Man, Raymond 周炎文 RE Dealing in Securities 2004-02-10 2017-01-19
AAA375 CHOW Yim Man, Raymond 周炎文 RE Dealing in Futures Contracts 2005-10-25 2017-01-19
AAA375 CHOW Yim Man, Raymond 周炎文 RE Leveraged Foreign Exchange Trading 2011-05-03 2014-11-27
AAA393 CHEUNG Kam Fai 張錦輝 RE Dealing in Securities 2014-01-20
AAA393 CHEUNG Kam Fai 張錦輝 RE Dealing in Futures Contracts 2014-01-20
AAA393 CHEUNG Kam Fai 張錦輝 RE Leveraged Foreign Exchange Trading 2014-01-20 2014-11-27
AAA393 CHEUNG Kam Fai 張錦輝 RE Advising on Securities 2018-09-06
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Securities 2004-06-30 2005-07-28
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Securities 2006-12-13
AAA992 TANG Chi Wai 鄧志偉 RE Dealing in Futures Contracts 2006-12-13
AAA992 TANG Chi Wai 鄧志偉 RE Leveraged Foreign Exchange Trading 2011-07-20 2014-11-27
AAA992 TANG Chi Wai 鄧志偉 RE Advising on Securities 2018-09-06
AAB012 LEE Wing Hong, Ricky 李榮康 RE Dealing in Securities 2006-08-25 2008-12-01
AAB012 LEE Wing Hong, Ricky 李榮康 RE Dealing in Futures Contracts 2006-08-25 2008-12-01
AAB209 CHAN Shing Cheong 陳成昌 RE Dealing in Securities 2004-10-05 2012-12-31
AAB209 CHAN Shing Cheong 陳成昌 RE Dealing in Futures Contracts 2005-10-24 2012-12-31
AAB298 LEE Po Ching 李寶貞 RE Dealing in Securities 2007-03-01
AAB300 LAU Che Wah 劉志華 RE Dealing in Securities 2007-10-05
AAB300 LAU Che Wah 劉志華 RE Dealing in Futures Contracts 2012-01-17
AAB358 MAK Shiu Ki 麥兆岐 RO Dealing in Securities 2003-04-01
AAB358 MAK Shiu Ki 麥兆岐 RO Dealing in Futures Contracts 2005-11-28
AAB358 MAK Shiu Ki 麥兆岐 RO Advising on Securities 2004-03-01
AAB613 LO Yip Cheong, Lawrence 盧業昌 RE Dealing in Securities 2011-01-17 2013-10-20
AAB613 LO Yip Cheong, Lawrence 盧業昌 RE Dealing in Futures Contracts 2011-01-17 2013-10-20
AAB613 LO Yip Cheong, Lawrence 盧業昌 RE Leveraged Foreign Exchange Trading 2011-06-08 2013-10-20
AAC154 LAM Tze Chung 林子鍾 RE Dealing in Securities 2003-04-01 2018-08-23
AAC154 LAM Tze Chung 林子鍾 RE Dealing in Futures Contracts 2005-10-14 2018-08-23
AAC154 LAM Tze Chung 林子鍾 RE Advising on Securities 2003-04-01 2004-01-12
AAC154 LAM Tze Chung 林子鍾 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAC154 LAM Tze Chung 林子鍾 RE Asset Management 2003-04-01 2004-01-12
AAC233 CHAN Kit Ching 陳潔貞 RE Dealing in Securities 2003-04-01
AAC233 CHAN Kit Ching 陳潔貞 RE Advising on Securities 2003-04-01 2004-01-12
AAC233 CHAN Kit Ching 陳潔貞 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAC233 CHAN Kit Ching 陳潔貞 RE Asset Management 2003-04-01 2004-01-12
AAC262 CHAN Kevin Kwok Keung 陳國強 RE Dealing in Securities 2004-04-06 2005-01-31
AAD811 KAM Pak Wah, Franklin 金百華 RE Dealing in Securities 2005-07-12 2011-05-04
AAE138 HO To, Alan 何鍍 RE Dealing in Securities 2004-11-30 2005-09-28
AAE259 YEUNG Kam Wing 楊錦榮 RE Dealing in Securities 2014-02-12 2017-10-13
AAE259 YEUNG Kam Wing 楊錦榮 RE Dealing in Futures Contracts 2014-02-12 2017-10-13
AAE259 YEUNG Kam Wing 楊錦榮 RE Leveraged Foreign Exchange Trading 2014-02-12 2014-11-27
AAE443 CHENG Sze Ming, Rebecca 鄭詩明 RE Dealing in Securities 2003-04-01 2009-07-01
AAE443 CHENG Sze Ming, Rebecca 鄭詩明 RE Dealing in Futures Contracts 2005-10-13 2009-07-01
AAE443 CHENG Sze Ming, Rebecca 鄭詩明 RE Advising on Securities 2003-04-01 2003-10-02
AAE443 CHENG Sze Ming, Rebecca 鄭詩明 RE Advising on Corporate Finance 2003-04-01 2003-10-02
AAE443 CHENG Sze Ming, Rebecca 鄭詩明 RE Asset Management 2003-04-01 2003-10-02
AAF535 LI Siu On 李紹安 RE Dealing in Securities 2003-04-01 2013-12-31
AAF535 LI Siu On 李紹安 RE Dealing in Futures Contracts 2005-10-13 2013-12-31
AAF535 LI Siu On 李紹安 RE Leveraged Foreign Exchange Trading 2011-12-13 2013-12-31
AAF535 LI Siu On 李紹安 RE Advising on Securities 2003-04-01 2004-01-12
AAF535 LI Siu On 李紹安 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAF535 LI Siu On 李紹安 RE Asset Management 2003-04-01 2004-01-12
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Securities 2011-06-23 2014-07-01
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Futures Contracts 2011-06-23 2014-07-01
AAG250 LEUNG Ting Wah 梁定華 RE Dealing in Securities 2005-12-20 2006-11-30
AAG250 LEUNG Ting Wah 梁定華 RE Dealing in Futures Contracts 2005-12-20 2006-11-30
AAH245 CHU Andrew 朱立年 RE Dealing in Securities 2012-12-03 2014-04-01
AAH245 CHU Andrew 朱立年 RE Dealing in Futures Contracts 2012-12-03 2014-04-01
AAH245 CHU Andrew 朱立年 RE Leveraged Foreign Exchange Trading 2012-12-03 2014-04-01
AAH279 TAM Woon Kong 譚煥江 RE Dealing in Securities 2004-09-02 2004-12-01
AAI093 SHING Kung Yu, Gary 成公儒 RE Dealing in Securities 2008-12-22 2009-08-26
AAI093 SHING Kung Yu, Gary 成公儒 RE Dealing in Futures Contracts 2009-01-29 2009-08-26
AAI128 NG Chi To, Graham 伍志濤 RE Dealing in Securities 2004-01-05 2006-07-10
AAI128 NG Chi To, Graham 伍志濤 RO Dealing in Securities 2006-07-10 2016-05-31
AAI128 NG Chi To, Graham 伍志濤 RE Dealing in Futures Contracts 2005-11-11 2006-07-10
AAI128 NG Chi To, Graham 伍志濤 RO Dealing in Futures Contracts 2006-07-10 2016-05-31
AAI128 NG Chi To, Graham 伍志濤 RE Advising on Securities 2004-12-15 2006-07-10
AAI128 NG Chi To, Graham 伍志濤 RO Advising on Securities 2006-07-10 2016-05-31
AAI128 NG Chi To, Graham 伍志濤 RE Advising on Futures Contracts 2005-11-11 2006-07-10
AAI128 NG Chi To, Graham 伍志濤 RO Advising on Futures Contracts 2006-07-10 2016-05-31
AAI218 CHIU Huk Tat 趙克達 RE Dealing in Securities 2003-04-01 2004-04-06
AAI218 CHIU Huk Tat 趙克達 RE Advising on Securities 2003-04-01 2004-01-12
AAI218 CHIU Huk Tat 趙克達 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAI218 CHIU Huk Tat 趙克達 RE Asset Management 2003-04-01 2004-01-12
AAI320 PANG Wai Yuen, Marvin 彭偉源 RE Dealing in Securities 2005-10-10 2008-03-25
AAI320 PANG Wai Yuen, Marvin 彭偉源 RE Dealing in Futures Contracts 2005-10-27 2008-03-25
AAI986 HANG Kwong Lam, David 幸廣林 RO Dealing in Securities 2003-04-01 2012-10-01
AAI986 HANG Kwong Lam, David 幸廣林 RO Dealing in Futures Contracts 2005-10-06 2012-10-01
AAI986 HANG Kwong Lam, David 幸廣林 RO Leveraged Foreign Exchange Trading 2011-02-25 2012-10-01
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Securities 2003-04-01 2003-06-10
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Securities 2004-10-29 2012-10-01
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Futures Contracts 2005-10-06 2012-10-01
AAI986 HANG Kwong Lam, David 幸廣林 RO Advising on Corporate Finance 2003-04-01 2003-06-10
AAI986 HANG Kwong Lam, David 幸廣林 RO Asset Management 2003-04-01 2003-06-10
AAJ268 POON To Sing 潘道成 RE Dealing in Securities 2004-06-16 2006-06-09
AAJ972 LAI Yat Fai 黎溢輝 RE Dealing in Securities 2004-11-22 2006-06-16
AAK372 YUE Man Kin, Edward 余文堅 RE Dealing in Securities 2014-01-09 2015-09-01
AAK372 YUE Man Kin, Edward 余文堅 RE Dealing in Futures Contracts 2014-01-09 2015-09-01
AAK372 YUE Man Kin, Edward 余文堅 RE Leveraged Foreign Exchange Trading 2014-01-09 2014-11-26
AAM201 KWAN Lai On, Warren 關澧安 RE Dealing in Securities 2003-04-01 2004-12-03
AAM201 KWAN Lai On, Warren 關澧安 RO Dealing in Securities 2004-12-03 2006-04-13
AAM201 KWAN Lai On, Warren 關澧安 RO Dealing in Futures Contracts 2005-10-06 2006-04-13
AAM201 KWAN Lai On, Warren 關澧安 RE Advising on Securities 2003-04-01 2003-06-10
AAM201 KWAN Lai On, Warren 關澧安 RE Advising on Corporate Finance 2003-04-01 2003-06-10
AAM201 KWAN Lai On, Warren 關澧安 RE Asset Management 2003-04-01 2003-06-10
AAM383 LIU Yuen Shan 廖婉珊 RE Dealing in Securities 2014-07-14
AAM383 LIU Yuen Shan 廖婉珊 RE Dealing in Futures Contracts 2014-07-14
AAV165 CHEUNG Kwok On 張國安 RE Dealing in Securities 2014-01-09
AAV165 CHEUNG Kwok On 張國安 RE Dealing in Futures Contracts 2014-01-09
AAV165 CHEUNG Kwok On 張國安 RE Leveraged Foreign Exchange Trading 2014-01-09 2014-11-26
AAV276 HO Kin Bor 何建波 RE Dealing in Securities 2003-04-01 2005-11-07
AAV276 HO Kin Bor 何建波 RE Dealing in Futures Contracts 2005-10-13 2005-11-07
AAV276 HO Kin Bor 何建波 RE Advising on Securities 2003-04-01 2003-09-08
AAV276 HO Kin Bor 何建波 RE Advising on Corporate Finance 2003-04-01 2003-09-08
AAV276 HO Kin Bor 何建波 RE Asset Management 2003-04-01 2003-09-08
AAV289 LAU John Chee On 劉自安 RE Dealing in Securities 2003-04-01 2006-12-28
AAV289 LAU John Chee On 劉自安 RE Dealing in Securities 2012-03-27 2012-06-12
AAV289 LAU John Chee On 劉自安 RO Dealing in Securities 2006-12-28 2010-06-22
AAV289 LAU John Chee On 劉自安 RO Dealing in Securities 2012-06-12
AAV289 LAU John Chee On 劉自安 RE Dealing in Futures Contracts 2005-10-13 2010-06-22
AAV289 LAU John Chee On 劉自安 RE Dealing in Futures Contracts 2012-03-27
AAV289 LAU John Chee On 劉自安 RE Advising on Securities 2003-04-01 2004-01-12
AAV289 LAU John Chee On 劉自安 RE Advising on Securities 2014-03-05
AAV289 LAU John Chee On 劉自安 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAV289 LAU John Chee On 劉自安 RE Asset Management 2003-04-01 2004-01-12
AAV822 YUNG Hoi Chung 容海松 RE Dealing in Securities 2004-08-05 2004-11-16
AAY096 FUNG Chi Kin 馮志堅 RO Dealing in Securities 2003-04-01 2003-06-01
AAY096 FUNG Chi Kin 馮志堅 RO Advising on Securities 2003-04-01 2003-06-01
AAY096 FUNG Chi Kin 馮志堅 RO Advising on Corporate Finance 2003-04-01 2003-06-01
AAY096 FUNG Chi Kin 馮志堅 RO Asset Management 2003-04-01 2003-06-01
AAY178 WU Yim Fei, Olivia 胡艷飛 RE Dealing in Securities 2003-04-01
AAY178 WU Yim Fei, Olivia 胡艷飛 RE Dealing in Futures Contracts 2005-10-14
AAY178 WU Yim Fei, Olivia 胡艷飛 RE Advising on Securities 2003-04-01 2004-01-12
AAY178 WU Yim Fei, Olivia 胡艷飛 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAY178 WU Yim Fei, Olivia 胡艷飛 RE Asset Management 2003-04-01 2004-01-12
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Securities 2004-10-19 2006-07-31
AAZ155 CHAN Leong Hei, Christian 陳亮熙 RE Dealing in Futures Contracts 2005-10-13 2006-07-31
ABB075 LAW Pak Hong 羅柏康 RE Dealing in Securities 2003-04-01 2012-10-31
ABB075 LAW Pak Hong 羅柏康 RO Dealing in Securities 2012-10-31
ABB075 LAW Pak Hong 羅柏康 RE Advising on Securities 2003-04-01 2003-06-25
ABB075 LAW Pak Hong 羅柏康 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ABB075 LAW Pak Hong 羅柏康 RE Asset Management 2003-04-01 2003-06-25
ABB624 WAH Wang Ming, Johnny 華宏銘 RE Dealing in Securities 2014-08-26 2014-10-16
ABB624 WAH Wang Ming, Johnny 華宏銘 RE Dealing in Futures Contracts 2014-08-26 2014-10-16
ABC091 CHAN Chi Cheong, Michael 陳志昌 RE Dealing in Securities 2003-04-01 2006-02-20
ABC091 CHAN Chi Cheong, Michael 陳志昌 RE Dealing in Futures Contracts 2005-10-13 2006-02-20
ABC091 CHAN Chi Cheong, Michael 陳志昌 RE Advising on Securities 2003-04-01 2004-01-12
ABC091 CHAN Chi Cheong, Michael 陳志昌 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ABC091 CHAN Chi Cheong, Michael 陳志昌 RE Asset Management 2003-04-01 2004-01-12
ABI345 LAM Yip Hing 林業興 RE Dealing in Securities 2003-04-01
ABI345 LAM Yip Hing 林業興 RE Dealing in Futures Contracts 2005-10-14
ABI345 LAM Yip Hing 林業興 RE Advising on Securities 2003-04-01 2004-01-12
ABI345 LAM Yip Hing 林業興 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ABI345 LAM Yip Hing 林業興 RE Asset Management 2003-04-01 2004-01-12
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Dealing in Securities 2012-08-28
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Dealing in Futures Contracts 2012-09-27
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Advising on Securities 2012-08-28
ABN510 TANG Fong Chai, Francis 鄧方濟 RE Dealing in Securities 2016-02-17 2016-05-11
ABN510 TANG Fong Chai, Francis 鄧方濟 RO Dealing in Securities 2016-05-11
ABN510 TANG Fong Chai, Francis 鄧方濟 RE Advising on Securities 2016-02-17 2016-05-11
ABN510 TANG Fong Chai, Francis 鄧方濟 RO Advising on Securities 2016-05-11
ABN588 CHAN Kwok Lun, Alan 陳國麟 RE Dealing in Securities 2014-01-22 2016-11-26
ABN588 CHAN Kwok Lun, Alan 陳國麟 RE Dealing in Futures Contracts 2014-01-22 2016-11-26
ABN588 CHAN Kwok Lun, Alan 陳國麟 RE Leveraged Foreign Exchange Trading 2014-01-22 2014-11-26
ABN704 KO Wai Yee, Wendy 高慧儀 RE Dealing in Securities 2007-08-14 2013-09-07
ABN704 KO Wai Yee, Wendy 高慧儀 RE Dealing in Securities 2015-08-03
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Securities 2007-09-06 2010-07-24
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Securities 2018-02-02
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Futures Contracts 2010-01-19 2010-07-24
ABO128 CHAN Che Kan 陳自勤 RE Dealing in Futures Contracts 2018-02-02
ABO128 CHAN Che Kan 陳自勤 RE Advising on Securities 2007-09-06 2010-07-24
ABO128 CHAN Che Kan 陳自勤 RE Advising on Securities 2018-02-02
ABO128 CHAN Che Kan 陳自勤 RE Advising on Futures Contracts 2018-02-02
ABP198 WONG Tat Ming, Peter 黃達明 RE Dealing in Securities 2009-01-29 2010-10-30
ABQ526 CHAN Yiu Fai, Alex 陳耀輝 RE Dealing in Securities 2004-03-26 2006-01-23
ABQ526 CHAN Yiu Fai, Alex 陳耀輝 RE Dealing in Futures Contracts 2005-10-13 2006-01-23
ABR263 CHIU Kam Fai 趙錦輝 RE Dealing in Securities 2014-02-12
ABR263 CHIU Kam Fai 趙錦輝 RE Dealing in Futures Contracts 2014-02-12
ABR263 CHIU Kam Fai 趙錦輝 RE Leveraged Foreign Exchange Trading 2014-02-12 2014-11-27
ABR263 CHIU Kam Fai 趙錦輝 RE Advising on Securities 2018-09-06
ABR568 WAN Cheuk Lun, Stanley 溫焯倫 RE Dealing in Securities 2004-01-26 2004-06-07
ABR638 NG Heung Yeung 黃向陽 RE Dealing in Securities 2003-04-01
ABR638 NG Heung Yeung 黃向陽 RE Dealing in Futures Contracts 2005-10-13
ABR638 NG Heung Yeung 黃向陽 RE Leveraged Foreign Exchange Trading 2013-08-21 2015-02-05
ABR638 NG Heung Yeung 黃向陽 RE Advising on Securities 2003-04-01 2004-01-12
ABR638 NG Heung Yeung 黃向陽 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ABR638 NG Heung Yeung 黃向陽 RE Asset Management 2003-04-01 2004-01-12
ABR878 LAM Man 林敏 RE Dealing in Securities 2003-04-01 2018-08-23
ABR878 LAM Man 林敏 RE Advising on Securities 2003-04-01 2003-06-25
ABR878 LAM Man 林敏 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ABR878 LAM Man 林敏 RE Asset Management 2003-04-01 2003-06-25
ABS262 KWAN Lok Sing 關樂聲 RE Dealing in Securities 2008-01-04 2009-07-08
ABS263 NG Yiu Kwan 吳耀堃 RE Dealing in Securities 2003-04-01
ABS263 NG Yiu Kwan 吳耀堃 RE Dealing in Futures Contracts 2005-10-14
ABS263 NG Yiu Kwan 吳耀堃 RE Advising on Securities 2003-04-01 2003-06-25
ABS263 NG Yiu Kwan 吳耀堃 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ABS263 NG Yiu Kwan 吳耀堃 RE Asset Management 2003-04-01 2003-06-25
ABS585 MA Chi Keung 馬志強 RE Dealing in Securities 2016-08-31
ABS585 MA Chi Keung 馬志強 RE Dealing in Futures Contracts 2018-08-21
ABS585 MA Chi Keung 馬志強 RE Advising on Securities 2016-08-31
ABS691 LEUNG Kin Sang, Patrick 梁建生 RE Dealing in Securities 2003-04-01 2007-08-10
ABS691 LEUNG Kin Sang, Patrick 梁建生 RE Dealing in Futures Contracts 2005-10-14 2007-08-10
ABS691 LEUNG Kin Sang, Patrick 梁建生 RE Advising on Securities 2003-04-01 2004-01-12
ABS691 LEUNG Kin Sang, Patrick 梁建生 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ABS691 LEUNG Kin Sang, Patrick 梁建生 RE Asset Management 2003-04-01 2004-01-12
ABT450 CHAU Hiu Tung, Chanel 周曉彤 RE Dealing in Securities 2006-05-30 2010-08-10
ABT450 CHAU Hiu Tung, Chanel 周曉彤 RE Advising on Securities 2006-05-30 2010-08-10
ABT506 CHAN Chun Ho, Kelvin 陳鎮浩 RE Dealing in Securities 2007-08-01 2007-09-14
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RE Dealing in Securities 2014-01-22 2016-11-08
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RO Dealing in Securities 2016-11-08
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RE Dealing in Futures Contracts 2014-01-22 2016-11-08
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RO Dealing in Futures Contracts 2016-11-08
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RE Leveraged Foreign Exchange Trading 2014-01-22 2014-11-21
ABU345 KUNG Chun Hung, Ronnie 龔臻虹 RO Advising on Securities 2016-11-08
ABV109 YUEN Kwok Hung 袁國雄 RE Dealing in Securities 2014-01-22
ABV109 YUEN Kwok Hung 袁國雄 RE Dealing in Futures Contracts 2014-01-22
ABV109 YUEN Kwok Hung 袁國雄 RE Leveraged Foreign Exchange Trading 2014-01-22 2014-11-26
ABV109 YUEN Kwok Hung 袁國雄 RE Advising on Securities 2018-09-06
ABV516 LO Wai Yip 勞偉業 RE Dealing in Securities 2014-01-16
ABV516 LO Wai Yip 勞偉業 RE Dealing in Futures Contracts 2014-01-16
ABV516 LO Wai Yip 勞偉業 RE Leveraged Foreign Exchange Trading 2014-01-16 2014-11-27
ABV516 LO Wai Yip 勞偉業 RE Advising on Securities 2018-09-06
ABW049 MUI Pui Yi, Ruby 梅佩儀 RE Dealing in Securities 2009-01-30
ABW049 MUI Pui Yi, Ruby 梅佩儀 RE Dealing in Futures Contracts 2009-01-30
ABW049 MUI Pui Yi, Ruby 梅佩儀 RE Leveraged Foreign Exchange Trading 2011-03-01 2014-11-26
ABW753 KWOK Chi Hung 郭熾雄 RE Dealing in Securities 2014-01-06
ABW753 KWOK Chi Hung 郭熾雄 RE Dealing in Futures Contracts 2014-01-06
ABW753 KWOK Chi Hung 郭熾雄 RE Leveraged Foreign Exchange Trading 2014-01-06 2014-11-21
ABW753 KWOK Chi Hung 郭熾雄 RE Advising on Securities 2018-09-06
ABW991 OR Chui Yin, Loletta 柯翠賢 RE Dealing in Securities 2012-10-08 2014-06-28
ABW991 OR Chui Yin, Loletta 柯翠賢 RE Dealing in Futures Contracts 2012-10-08 2014-06-28
ABW991 OR Chui Yin, Loletta 柯翠賢 RE Leveraged Foreign Exchange Trading 2012-10-08 2014-06-28
ABY167 LAM Kin Lung 林健龍 RE Dealing in Securities 2014-01-22
ABY167 LAM Kin Lung 林健龍 RE Dealing in Futures Contracts 2014-01-22
ABY167 LAM Kin Lung 林健龍 RE Leveraged Foreign Exchange Trading 2014-01-22 2014-11-26
ABY167 LAM Kin Lung 林健龍 RE Advising on Securities 2018-09-06
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Securities 2011-06-17
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Futures Contracts 2011-06-17
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Leveraged Foreign Exchange Trading 2013-10-02 2014-09-29
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Advising on Securities 2011-06-17
ABZ110 LAU Hung Fung 劉鴻鳳 RE Dealing in Securities 2003-04-01 2003-05-20
ABZ110 LAU Hung Fung 劉鴻鳳 RE Advising on Securities 2003-04-01 2003-05-20
ABZ110 LAU Hung Fung 劉鴻鳳 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ABZ110 LAU Hung Fung 劉鴻鳳 RE Asset Management 2003-04-01 2003-05-20
ACA178 MAK Siu Kee, Michael 麥兆麒 RE Dealing in Securities 2004-10-08 2005-05-17
ACA708 YEUNG Tsang Keung 楊錚強 RE Dealing in Securities 2010-04-22 2013-11-20
ACA708 YEUNG Tsang Keung 楊錚強 RE Advising on Securities 2012-04-12 2013-11-20
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Dealing in Securities 2005-06-10 2006-04-06
ACA785 HUNG Ching Yeung, Joey 洪政揚 RE Dealing in Futures Contracts 2005-10-24 2006-04-06
ACB322 LU Rong 陸戎 RE Dealing in Securities 2006-07-25 2010-03-19
ACB322 LU Rong 陸戎 RO Dealing in Securities 2010-03-19 2014-01-27
ACB322 LU Rong 陸戎 RE Dealing in Futures Contracts 2006-07-25 2010-03-19
ACB322 LU Rong 陸戎 RO Dealing in Futures Contracts 2010-03-19 2014-01-27
ACB322 LU Rong 陸戎 RE Advising on Securities 2006-07-25 2010-03-19
ACB322 LU Rong 陸戎 RO Advising on Securities 2010-03-19 2014-01-27
ACB430 LAI Kwok Yung 黎國容 RE Dealing in Securities 2003-04-01 2005-03-01
ACB430 LAI Kwok Yung 黎國容 RE Advising on Securities 2003-04-01 2004-01-12
ACB430 LAI Kwok Yung 黎國容 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ACB430 LAI Kwok Yung 黎國容 RE Asset Management 2003-04-01 2004-01-12
ACC190 BRADLEY Martin RE Dealing in Securities 2006-04-26
ACC190 BRADLEY Martin RE Advising on Securities 2018-05-24
ACD537 BIRLA Nitin 白耐恬 RE Dealing in Securities 2012-08-23 2015-01-14
ACD537 BIRLA Nitin 白耐恬 RE Dealing in Futures Contracts 2012-08-23 2015-01-14
ACD537 BIRLA Nitin 白耐恬 RE Leveraged Foreign Exchange Trading 2014-01-27 2015-01-14
ACD537 BIRLA Nitin 白耐恬 RE Advising on Securities 2012-08-23 2015-01-14
ACD954 POON Lung Sang 潘龍生 RE Dealing in Securities 2004-05-19 2004-06-01
ACG670 YICK Chun Hang 易振衡 RE Dealing in Securities 2004-03-22 2005-05-05
ACI584 NGAI Ting Huen 魏庭萱 RE Dealing in Securities 2004-02-10 2005-10-03
ACI635 LEUNG Yuen Ha 梁婉霞 RE Dealing in Securities 2014-01-23 2015-06-11
ACJ320 TSE Wing Keung 謝永強 RE Dealing in Securities 2003-09-23 2005-09-01
ACJ342 GE Gan Niu 葛甘牛 RO Dealing in Securities 2003-04-01 2006-05-01
ACJ342 GE Gan Niu 葛甘牛 RO Dealing in Futures Contracts 2005-10-06 2006-05-01
ACJ342 GE Gan Niu 葛甘牛 RO Advising on Securities 2004-03-01 2006-05-01
ACJ342 GE Gan Niu 葛甘牛 RO Advising on Futures Contracts 2005-10-06 2006-05-01
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Securities 2015-06-12
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Dealing in Futures Contracts 2015-06-12
ACJ532 WONG Sze Yuen, Ivan 王士元 RE Advising on Securities 2015-06-12
ACJ716 YUNG Kam Sing 翁錦成 RE Dealing in Securities 2009-09-15
ACJ716 YUNG Kam Sing 翁錦成 RE Dealing in Futures Contracts 2011-12-13
ACM428 SIN Yiu Sang 冼耀生 RE Dealing in Securities 2014-01-30 2015-12-18
ACM428 SIN Yiu Sang 冼耀生 RE Dealing in Futures Contracts 2014-01-30 2015-12-18
ACM428 SIN Yiu Sang 冼耀生 RE Leveraged Foreign Exchange Trading 2014-01-30 2014-11-27
ACN141 LI Shan 李山 RO Dealing in Securities 2003-04-01 2005-11-01
ACN141 LI Shan 李山 RO Advising on Securities 2003-04-01 2004-01-12
ACN141 LI Shan 李山 RO Advising on Securities 2004-11-03 2005-11-01
ACN141 LI Shan 李山 RO Advising on Corporate Finance 2003-04-01 2004-01-12
ACN141 LI Shan 李山 RO Asset Management 2003-04-01 2004-01-12
ACN959 WU Kwai Han 胡桂嫺 RE Dealing in Securities 2003-04-01 2004-04-13
ACN959 WU Kwai Han 胡桂嫺 RE Advising on Securities 2003-04-01 2004-01-12
ACN959 WU Kwai Han 胡桂嫺 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ACN959 WU Kwai Han 胡桂嫺 RE Asset Management 2003-04-01 2004-01-12
ACO264 CHAN Wing Kin 陳永健 RE Dealing in Securities 2004-10-19 2006-01-20
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Securities 2013-07-16
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Futures Contracts 2013-07-16
ACP180 IP Kar King, Kenneth 葉家敬 RE Advising on Securities 2014-02-21
ACP824 CHOW Kin Pang 周健鵬 RE Dealing in Securities 2003-04-01 2006-02-20
ACP824 CHOW Kin Pang 周健鵬 RE Dealing in Futures Contracts 2005-10-13 2006-02-20
ACP824 CHOW Kin Pang 周健鵬 RE Advising on Securities 2003-04-01 2004-01-12
ACP824 CHOW Kin Pang 周健鵬 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ACP824 CHOW Kin Pang 周健鵬 RE Asset Management 2003-04-01 2004-01-12
ACP833 CHAN Kwok Tat, Daryl 陳國達 RE Dealing in Securities 2003-08-05 2006-03-23
ACP833 CHAN Kwok Tat, Daryl 陳國達 RE Dealing in Futures Contracts 2005-10-13 2006-03-23
ACQ370 HO Kwok Wai, Rachel 何國慧 RE Dealing in Securities 2005-08-10 2014-08-06
ACQ370 HO Kwok Wai, Rachel 何國慧 RE Dealing in Futures Contracts 2005-10-24 2014-08-06
ACR614 YU Ka Fai 余家輝 RE Dealing in Securities 2013-04-16 2013-08-01
ACR614 YU Ka Fai 余家輝 RO Dealing in Securities 2013-08-01 2016-09-15
ACR614 YU Ka Fai 余家輝 RE Dealing in Futures Contracts 2013-04-16 2013-08-01
ACR614 YU Ka Fai 余家輝 RO Dealing in Futures Contracts 2013-08-01 2016-09-15
ACR614 YU Ka Fai 余家輝 RO Advising on Securities 2014-01-20 2016-09-15
ACS004 YEUNG Yin Ching 楊燕清 RE Dealing in Securities 2003-04-01 2003-08-08
ACS004 YEUNG Yin Ching 楊燕清 RE Advising on Securities 2003-04-01 2003-08-08
ACS004 YEUNG Yin Ching 楊燕清 RE Advising on Corporate Finance 2003-04-01 2003-08-08
ACS004 YEUNG Yin Ching 楊燕清 RE Asset Management 2003-04-01 2003-08-08
ACS121 KWOK Ka Yin, Maggie 郭嘉妍 RE Dealing in Securities 2010-04-09
ACS121 KWOK Ka Yin, Maggie 郭嘉妍 RE Dealing in Futures Contracts 2010-04-09
ACS121 KWOK Ka Yin, Maggie 郭嘉妍 RE Leveraged Foreign Exchange Trading 2013-08-02 2014-11-21
ACS352 WONG Shing Kwan 黃成坤 RE Dealing in Securities 2009-06-16 2013-10-03
ACS374 WONG Kim Chung 黃劍忠 RE Dealing in Securities 2003-04-01
ACS374 WONG Kim Chung 黃劍忠 RE Advising on Securities 2003-04-01 2003-06-25
ACS374 WONG Kim Chung 黃劍忠 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ACS374 WONG Kim Chung 黃劍忠 RE Asset Management 2003-04-01 2003-06-25
ACS639 MA Chi Ming 馬志明 RE Dealing in Securities 2009-10-14 2010-08-17
ACS639 MA Chi Ming 馬志明 RO Dealing in Securities 2010-08-17 2012-01-20
ACS639 MA Chi Ming 馬志明 RE Dealing in Futures Contracts 2010-03-30 2010-08-17
ACS639 MA Chi Ming 馬志明 RO Dealing in Futures Contracts 2010-08-17 2012-01-20
ACS639 MA Chi Ming 馬志明 RE Advising on Securities 2010-03-30 2012-01-20
ACU389 WONG Benson 王秉誠 RE Dealing in Securities 2005-07-11 2007-10-12
ACU882 NG Ka Hing 伍家興 RE Dealing in Securities 2005-06-10 2006-05-11
ACU882 NG Ka Hing 伍家興 RE Dealing in Futures Contracts 2005-10-13 2006-05-11
ACW164 NILES Andrew James RE Dealing in Securities 2013-06-04 2015-10-12
ACW164 NILES Andrew James RE Advising on Securities 2013-06-04 2015-10-12
ACW368 AU Tat Sang 區達生 RE Dealing in Securities 2004-10-21 2008-07-01
ACW368 AU Tat Sang 區達生 RE Dealing in Futures Contracts 2005-10-13 2008-07-01
ACX064 LEUNG Yuet Ching 梁月貞 RE Dealing in Securities 2003-04-01 2003-07-01
ACX064 LEUNG Yuet Ching 梁月貞 RE Advising on Securities 2003-04-01 2003-07-01
ACX064 LEUNG Yuet Ching 梁月貞 RE Advising on Corporate Finance 2003-04-01 2003-07-01
ACX064 LEUNG Yuet Ching 梁月貞 RE Asset Management 2003-04-01 2003-07-01
ACZ462 LEUNG Shing Wai 梁成偉 RE Dealing in Securities 2004-09-21 2006-01-23
ACZ462 LEUNG Shing Wai 梁成偉 RE Dealing in Futures Contracts 2005-10-13 2006-01-23
ACZ581 LEE Geun Cheol RE Dealing in Securities 2012-05-17 2016-09-02
ACZ581 LEE Geun Cheol RE Dealing in Futures Contracts 2012-06-18 2016-09-02
ADA457 LO Chun Keung, Bassanio 盧振強 RE Dealing in Securities 2004-01-07 2013-11-21
ADA457 LO Chun Keung, Bassanio 盧振強 RO Dealing in Securities 2013-11-21 2016-08-05
ADA457 LO Chun Keung, Bassanio 盧振強 RE Dealing in Futures Contracts 2005-10-24 2013-11-21
ADA457 LO Chun Keung, Bassanio 盧振強 RO Dealing in Futures Contracts 2013-11-21 2016-08-05
ADA457 LO Chun Keung, Bassanio 盧振強 RO Advising on Futures Contracts 2013-11-21 2016-08-05
ADA739 HUNG King Wan 孔景雲 RE Dealing in Securities 2005-04-19 2014-08-13
ADA739 HUNG King Wan 孔景雲 RE Dealing in Futures Contracts 2005-10-24 2014-08-13
ADA739 HUNG King Wan 孔景雲 RE Leveraged Foreign Exchange Trading 2014-05-08 2014-08-13
ADB034 BAGNALL Andrew Edward James RE Dealing in Securities 2005-04-07 2007-02-13
ADB034 BAGNALL Andrew Edward James RO Dealing in Securities 2007-02-13 2010-06-22
ADB081 LUI Kin Wah 呂建華 RE Dealing in Securities 2003-04-01
ADB081 LUI Kin Wah 呂建華 RE Dealing in Futures Contracts 2005-10-13
ADB081 LUI Kin Wah 呂建華 RE Leveraged Foreign Exchange Trading 2013-03-26 2014-11-26
ADB081 LUI Kin Wah 呂建華 RE Advising on Securities 2003-04-01 2004-01-12
ADB081 LUI Kin Wah 呂建華 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADB081 LUI Kin Wah 呂建華 RE Asset Management 2003-04-01 2004-01-12
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Dealing in Securities 2010-09-03 2014-06-30
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Dealing in Futures Contracts 2011-02-24 2014-06-30
ADH983 HO Yin Ping 何燕萍 RE Dealing in Securities 2003-04-01 2012-04-30
ADH983 HO Yin Ping 何燕萍 RE Advising on Securities 2003-04-01 2004-01-12
ADH983 HO Yin Ping 何燕萍 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADH983 HO Yin Ping 何燕萍 RE Asset Management 2003-04-01 2004-01-12
ADI091 HO Kwok Kee 何國基 RE Dealing in Securities 2003-04-01
ADI091 HO Kwok Kee 何國基 RE Dealing in Futures Contracts 2005-10-13
ADI091 HO Kwok Kee 何國基 RE Leveraged Foreign Exchange Trading 2012-04-11 2014-11-21
ADI091 HO Kwok Kee 何國基 RE Advising on Securities 2003-04-01 2004-01-12
ADI091 HO Kwok Kee 何國基 RE Advising on Securities 2018-09-07
ADI091 HO Kwok Kee 何國基 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADI091 HO Kwok Kee 何國基 RE Asset Management 2003-04-01 2004-01-12
ADI503 WANG Hao 汪浩 RE Dealing in Securities 2013-05-28 2015-05-23
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RE Dealing in Securities 2003-04-01 2015-07-20
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RO Dealing in Securities 2015-07-20 2017-08-16
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RE Dealing in Futures Contracts 2005-10-14 2007-09-27
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RE Advising on Securities 2003-04-01 2004-01-12
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADI545 CHAN Kwok Wai, Joseph 陳國偉 RE Asset Management 2003-04-01 2004-01-12
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2010-06-23 2010-09-03
ADK867 TING Carter Richard 丁文達 RO Dealing in Securities 2010-09-03 2012-03-02
ADK867 TING Carter Richard 丁文達 RE Dealing in Futures Contracts 2012-01-10 2012-03-02
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Dealing in Securities 2003-04-01 2005-05-17
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Advising on Securities 2003-04-01 2004-01-12
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Asset Management 2003-04-01 2004-01-12
ADM025 TSANG Pui Ching, Patricia 曾佩貞 RE Dealing in Securities 2011-04-01 2014-08-23
ADM025 TSANG Pui Ching, Patricia 曾佩貞 RE Dealing in Futures Contracts 2011-05-19 2014-08-23
ADM025 TSANG Pui Ching, Patricia 曾佩貞 RE Leveraged Foreign Exchange Trading 2013-02-04 2014-08-23
ADM025 TSANG Pui Ching, Patricia 曾佩貞 RE Advising on Securities 2011-04-01 2011-10-03
ADO752 TSE Yung Hoi 謝湧海 RO Dealing in Securities 2004-02-24 2012-12-31
ADO752 TSE Yung Hoi 謝湧海 RO Dealing in Futures Contracts 2005-10-06 2012-12-31
ADO752 TSE Yung Hoi 謝湧海 RO Advising on Securities 2004-09-08 2012-12-31
ADO752 TSE Yung Hoi 謝湧海 RO Advising on Futures Contracts 2005-10-06 2012-12-31
ADP032 WONG Pui Wing 黃培榮 RE Dealing in Securities 2003-04-01
ADP032 WONG Pui Wing 黃培榮 RE Dealing in Futures Contracts 2005-10-14
ADP032 WONG Pui Wing 黃培榮 RE Leveraged Foreign Exchange Trading 2012-09-27 2014-11-24
ADP032 WONG Pui Wing 黃培榮 RE Advising on Securities 2003-04-01 2004-01-12
ADP032 WONG Pui Wing 黃培榮 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADP032 WONG Pui Wing 黃培榮 RE Asset Management 2003-04-01 2004-01-12
ADQ065 HO Ka Ki, Michelle 何家淇 RE Dealing in Securities 2011-09-15 2012-09-04
ADR694 CHAN Nam Tei 陳南娣 RE Dealing in Securities 2003-04-01 2006-01-20
ADR694 CHAN Nam Tei 陳南娣 RE Advising on Securities 2003-04-01 2004-01-12
ADR694 CHAN Nam Tei 陳南娣 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADR694 CHAN Nam Tei 陳南娣 RE Asset Management 2003-04-01 2004-01-12
ADR695 WONG Kam Yin 王錦燕 RE Dealing in Securities 2003-04-01
ADR695 WONG Kam Yin 王錦燕 RE Dealing in Futures Contracts 2005-10-13
ADR695 WONG Kam Yin 王錦燕 RE Advising on Securities 2003-04-01 2004-01-12
ADR695 WONG Kam Yin 王錦燕 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADR695 WONG Kam Yin 王錦燕 RE Asset Management 2003-04-01 2004-01-12
ADR696 CHAN Wai Ling 陳慧玲 RE Dealing in Securities 2003-04-01
ADR696 CHAN Wai Ling 陳慧玲 RE Advising on Securities 2003-04-01 2003-06-25
ADR696 CHAN Wai Ling 陳慧玲 RE Advising on Corporate Finance 2003-04-01 2003-06-25
ADR696 CHAN Wai Ling 陳慧玲 RE Asset Management 2003-04-01 2003-06-25
ADR898 NG Oliver Tse Kuen 伍子權 RO Dealing in Securities 2004-01-12
ADR898 NG Oliver Tse Kuen 伍子權 RO Dealing in Futures Contracts 2012-03-22
ADR898 NG Oliver Tse Kuen 伍子權 RO Leveraged Foreign Exchange Trading 2011-10-21 2015-02-17
ADR898 NG Oliver Tse Kuen 伍子權 RO Advising on Securities 2004-10-29
ADT028 HO Sin Ching 何倩清 RE Dealing in Securities 2003-04-01 2018-08-23
ADT028 HO Sin Ching 何倩清 RE Dealing in Futures Contracts 2005-10-14 2018-08-23
ADT028 HO Sin Ching 何倩清 RE Advising on Securities 2003-04-01 2004-01-12
ADT028 HO Sin Ching 何倩清 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADT028 HO Sin Ching 何倩清 RE Asset Management 2003-04-01 2004-01-12
ADT030 CHAN Hiu Yu 陳曉瑜 RE Dealing in Securities 2003-04-01
ADT030 CHAN Hiu Yu 陳曉瑜 RE Advising on Securities 2003-04-01 2004-01-12
ADT030 CHAN Hiu Yu 陳曉瑜 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADT030 CHAN Hiu Yu 陳曉瑜 RE Asset Management 2003-04-01 2004-01-12
ADT637 LAW Siu Hong 羅肇康 RE Dealing in Securities 2004-02-09 2004-04-22
ADT690 LAM Wing Lok 林永樂 RE Dealing in Securities 2008-05-29
ADT876 CHAN Wing Chiu 陳榮照 RE Dealing in Securities 2004-03-30 2006-07-19
ADT876 CHAN Wing Chiu 陳榮照 RO Dealing in Securities 2006-07-19 2013-03-21
ADT876 CHAN Wing Chiu 陳榮照 RE Dealing in Futures Contracts 2005-10-13 2006-07-19
ADT876 CHAN Wing Chiu 陳榮照 RO Dealing in Futures Contracts 2006-07-19 2013-03-21
ADU153 NG Oi Kit, Kelly 吳愛潔 RE Dealing in Securities 2014-07-10
ADU153 NG Oi Kit, Kelly 吳愛潔 RE Dealing in Futures Contracts 2014-07-10
ADU153 NG Oi Kit, Kelly 吳愛潔 RE Leveraged Foreign Exchange Trading 2014-07-10 2014-11-26
ADV325 CHO Kelvin Shing Wai 卓承威 RE Dealing in Securities 2006-10-13 2010-02-17
ADV325 CHO Kelvin Shing Wai 卓承威 RE Dealing in Futures Contracts 2006-10-13 2010-02-17
ADV592 LEE Yik Shan 李亦山 RE Dealing in Securities 2004-01-28 2012-08-09
ADV592 LEE Yik Shan 李亦山 RO Dealing in Securities 2012-08-09 2015-12-31
ADV592 LEE Yik Shan 李亦山 RE Dealing in Futures Contracts 2005-10-13 2012-08-09
ADV592 LEE Yik Shan 李亦山 RO Dealing in Futures Contracts 2012-08-09 2015-12-31
ADV592 LEE Yik Shan 李亦山 RE Leveraged Foreign Exchange Trading 2011-05-16 2014-11-27
ADV592 LEE Yik Shan 李亦山 RE Advising on Securities 2004-12-15 2015-12-31
ADV592 LEE Yik Shan 李亦山 RE Advising on Futures Contracts 2005-10-19 2015-12-31
ADV632 TSOI Chi Shing 蔡志誠 RE Dealing in Securities 2004-08-02
ADV632 TSOI Chi Shing 蔡志誠 RE Dealing in Futures Contracts 2005-10-13
ADV632 TSOI Chi Shing 蔡志誠 RE Leveraged Foreign Exchange Trading 2011-09-23 2014-11-26
ADV632 TSOI Chi Shing 蔡志誠 RE Advising on Securities 2018-09-06
ADV638 CHEUNG Man Yu 張文裕 RE Dealing in Securities 2008-01-08 2014-10-09
ADV638 CHEUNG Man Yu 張文裕 RE Dealing in Futures Contracts 2008-01-08 2014-10-09
ADV638 CHEUNG Man Yu 張文裕 RE Leveraged Foreign Exchange Trading 2013-08-02 2014-10-09
ADV787 LAU Tak, Vincent 劉德 RE Dealing in Securities 2006-04-27 2011-09-16
ADV787 LAU Tak, Vincent 劉德 RE Dealing in Futures Contracts 2006-04-27 2011-09-16
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Dealing in Securities 2003-04-01
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Dealing in Futures Contracts 2005-10-14
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Leveraged Foreign Exchange Trading 2012-02-06 2014-11-27
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Advising on Securities 2003-04-01 2004-01-12
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADW510 LAU Chung Wai, Johnny 劉仲偉 RE Asset Management 2003-04-01 2004-01-12
ADW514 HO Sun Ning, Sunning 何新寧 RE Dealing in Securities 2004-08-02
ADW514 HO Sun Ning, Sunning 何新寧 RE Dealing in Futures Contracts 2005-10-13
ADW514 HO Sun Ning, Sunning 何新寧 RE Leveraged Foreign Exchange Trading 2011-09-27 2014-11-21
ADX490 CHAN Hin Geung, Mark 陳献章 RE Dealing in Securities 2003-04-01 2006-04-13
ADX490 CHAN Hin Geung, Mark 陳献章 RE Dealing in Futures Contracts 2005-10-25 2006-04-13
ADX490 CHAN Hin Geung, Mark 陳献章 RE Advising on Securities 2003-04-01 2004-01-12
ADX490 CHAN Hin Geung, Mark 陳献章 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADX490 CHAN Hin Geung, Mark 陳献章 RE Asset Management 2003-04-01 2004-01-12
ADY295 CHOW Kit Har, Susanna 周潔霞 RE Dealing in Securities 2012-04-30 2013-07-20
ADY295 CHOW Kit Har, Susanna 周潔霞 RE Advising on Securities 2012-04-30 2013-07-20
ADY662 CHIU Yu Lam 趙與林 RE Dealing in Securities 2003-04-01
ADY662 CHIU Yu Lam 趙與林 RE Dealing in Futures Contracts 2005-10-13
ADY662 CHIU Yu Lam 趙與林 RE Advising on Securities 2003-04-01 2004-01-12
ADY662 CHIU Yu Lam 趙與林 RE Advising on Corporate Finance 2003-04-01 2004-01-12
ADY662 CHIU Yu Lam 趙與林 RE Asset Management 2003-04-01 2004-01-12
ADZ439 WONG Ho Fu, Billy 黃浩夫 RE Dealing in Securities 2014-01-13 2018-06-04
ADZ439 WONG Ho Fu, Billy 黃浩夫 RE Dealing in Futures Contracts 2014-01-13 2018-06-04
ADZ439 WONG Ho Fu, Billy 黃浩夫 RE Leveraged Foreign Exchange Trading 2014-01-13 2014-11-26
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Dealing in Securities 2003-04-01
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Dealing in Futures Contracts 2005-10-14
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Leveraged Foreign Exchange Trading 2011-06-22 2014-11-24
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Advising on Securities 2003-04-01 2003-12-03
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Advising on Securities 2012-08-08
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Advising on Corporate Finance 2003-04-01 2003-12-03
ADZ880 CHAN Ka Ho, Andrew 陳家豪 RE Asset Management 2003-04-01 2003-12-03
ADZ921 FONG Wai Kim 方偉儉 RE Dealing in Securities 2004-05-19 2017-10-04
ADZ921 FONG Wai Kim 方偉儉 RE Dealing in Futures Contracts 2005-10-13 2017-10-04
ADZ921 FONG Wai Kim 方偉儉 RE Leveraged Foreign Exchange Trading 2012-02-23 2014-11-24
ADZ922 CHEUNG Shing Yat 張聲一 RE Dealing in Securities 2004-07-20
ADZ922 CHEUNG Shing Yat 張聲一 RE Dealing in Futures Contracts 2005-10-13
ADZ922 CHEUNG Shing Yat 張聲一 RE Leveraged Foreign Exchange Trading 2011-12-19 2014-11-24
AEA002 WONG Mei Keung 黃美強 RE Dealing in Securities 2011-06-23 2018-02-23
AEA002 WONG Mei Keung 黃美強 RE Dealing in Securities 2018-10-26
AEA291 KUNG Chi Wai 龔智威 RE Dealing in Securities 2005-05-09 2006-12-15
AEA291 KUNG Chi Wai 龔智威 RE Dealing in Securities 2009-12-03 2017-01-01
AEA291 KUNG Chi Wai 龔智威 RE Dealing in Futures Contracts 2005-10-13 2006-12-15
AEA291 KUNG Chi Wai 龔智威 RE Dealing in Futures Contracts 2009-12-03 2017-01-01
AEA291 KUNG Chi Wai 龔智威 RE Leveraged Foreign Exchange Trading 2013-08-02 2014-11-21
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RE Dealing in Securities 2004-10-08 2005-09-30
AEA532 MA Chi Ho, Laurence 馬志豪 RE Dealing in Securities 2014-01-07
AEA532 MA Chi Ho, Laurence 馬志豪 RE Dealing in Futures Contracts 2014-01-07
AEA532 MA Chi Ho, Laurence 馬志豪 RE Leveraged Foreign Exchange Trading 2014-01-07 2014-11-26
AEA628 WONG Ka Fai 黃家輝 RE Dealing in Securities 2010-05-03 2012-05-25
AEA628 WONG Ka Fai 黃家輝 RE Dealing in Futures Contracts 2010-06-15 2012-05-25
AEA628 WONG Ka Fai 黃家輝 RE Leveraged Foreign Exchange Trading 2011-07-06 2012-05-25
AEC091 LI Xin 李馨 RE Advising on Securities 2006-07-26 2007-08-30
AED063 MAN Pui Kuen 文佩娟 RE Dealing in Securities 2010-11-29
AED063 MAN Pui Kuen 文佩娟 RE Dealing in Futures Contracts 2011-07-06
AED237 CHIN Sing 錢誠 RE Dealing in Securities 2003-04-01 2015-12-31
AED237 CHIN Sing 錢誠 RE Advising on Securities 2003-04-01 2003-09-13
AED237 CHIN Sing 錢誠 RE Advising on Corporate Finance 2003-04-01 2003-09-13
AED237 CHIN Sing 錢誠 RE Asset Management 2003-04-01 2003-09-13
AED262 LAU Man 劉旻 RE Dealing in Securities 2005-04-29 2006-05-22
AED262 LAU Man 劉旻 RE Dealing in Futures Contracts 2005-10-13 2006-05-22
AED263 ROY CHOUDHURY Archana RE Dealing in Securities 2012-10-12 2013-09-19
AED263 ROY CHOUDHURY Archana RE Advising on Securities 2012-10-12 2013-09-19
AED582 JIANG Qi Hang 江啟航 RE Dealing in Securities 2005-04-19 2006-01-03
AED582 JIANG Qi Hang 江啟航 RE Dealing in Futures Contracts 2005-10-13 2006-01-03
AED681 LAM Choi Ha 林彩霞 RE Dealing in Securities 2018-09-18
AED681 LAM Choi Ha 林彩霞 RE Advising on Securities 2018-09-18
AED730 CHUA Alvin Cheng-Hock RE Dealing in Securities 2014-06-26 2016-01-18
AED730 CHUA Alvin Cheng-Hock RO Dealing in Securities 2016-01-18
AED730 CHUA Alvin Cheng-Hock RE Advising on Securities 2014-06-26 2016-01-18
AED730 CHUA Alvin Cheng-Hock RO Advising on Securities 2016-01-18
AED758 KUEK Boon Kiat 郭翹鋒 RE Dealing in Securities 2005-01-12 2016-08-31
AED758 KUEK Boon Kiat 郭翹鋒 RE Dealing in Futures Contracts 2005-11-11 2016-08-31
AED758 KUEK Boon Kiat 郭翹鋒 RE Leveraged Foreign Exchange Trading 2011-05-30 2014-11-21
AEE887 LO Ka Shun, Katherina 盧嘉舜 RE Dealing in Securities 2008-02-22 2009-07-07
AEE887 LO Ka Shun, Katherina 盧嘉舜 RE Dealing in Futures Contracts 2008-02-22 2009-07-07
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Dealing in Securities 2005-07-13 2009-03-07
AEE936 LOK Hoi Yan, Helen 樂海恩 RE Dealing in Futures Contracts 2005-10-24 2009-03-07
AEF322 CHIK Pui Cheong, Upton 戚培昌 RE Dealing in Securities 2004-05-03 2004-07-27
AEF326 LEUNG Kwai Chun 梁貴珍 RE Dealing in Securities 2003-04-01 2003-05-20
AEF326 LEUNG Kwai Chun 梁貴珍 RE Advising on Securities 2003-04-01 2003-05-20
AEF326 LEUNG Kwai Chun 梁貴珍 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AEF326 LEUNG Kwai Chun 梁貴珍 RE Asset Management 2003-04-01 2003-05-20
AEF328 LI Mak 李默 RE Dealing in Securities 2003-04-01
AEF328 LI Mak 李默 RE Dealing in Futures Contracts 2005-10-13
AEF328 LI Mak 李默 RE Leveraged Foreign Exchange Trading 2011-05-12 2014-11-26
AEF328 LI Mak 李默 RE Advising on Securities 2003-04-01 2004-01-12
AEF328 LI Mak 李默 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AEF328 LI Mak 李默 RE Asset Management 2003-04-01 2004-01-12
AEG184 WONG Polly Po-Yee 黃寶儀 RE Dealing in Securities 2003-04-01 2005-04-30
AEG184 WONG Polly Po-Yee 黃寶儀 RE Advising on Securities 2003-04-01 2004-01-12
AEG184 WONG Polly Po-Yee 黃寶儀 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AEG184 WONG Polly Po-Yee 黃寶儀 RE Asset Management 2003-04-01 2004-01-12
AEG322 LAW Sze Yee 羅思懿 RE Dealing in Securities 2004-03-03
AEG322 LAW Sze Yee 羅思懿 RE Dealing in Futures Contracts 2005-10-13
AEG322 LAW Sze Yee 羅思懿 RE Leveraged Foreign Exchange Trading 2011-06-08 2014-11-26
AEG322 LAW Sze Yee 羅思懿 RE Advising on Securities 2018-09-06
AEG821 LEE Bing Kuen, Eric 李秉權 RE Dealing in Securities 2007-09-14 2008-08-21
AEG821 LEE Bing Kuen, Eric 李秉權 RO Dealing in Securities 2008-08-21
AEG821 LEE Bing Kuen, Eric 李秉權 RE Dealing in Futures Contracts 2010-03-19
AEG821 LEE Bing Kuen, Eric 李秉權 RE Advising on Securities 2007-09-14 2008-08-21
AEG821 LEE Bing Kuen, Eric 李秉權 RO Advising on Securities 2008-08-21
AEH550 POON Che Ho 潘志豪 RE Dealing in Securities 2005-01-27 2014-07-24
AEH550 POON Che Ho 潘志豪 RE Dealing in Futures Contracts 2005-11-11 2014-07-24
AEH550 POON Che Ho 潘志豪 RE Leveraged Foreign Exchange Trading 2011-09-07 2014-07-24
AEH599 LAW Kei Fung 羅奇峰 RE Dealing in Securities 2009-08-10
AEH599 LAW Kei Fung 羅奇峰 RE Dealing in Futures Contracts 2009-08-10
AEH599 LAW Kei Fung 羅奇峰 RE Leveraged Foreign Exchange Trading 2011-09-06 2014-11-26
AEH879 TSANG Ping Kwan 曾炳坤 RE Dealing in Securities 2004-01-27 2004-09-04
AEH879 TSANG Ping Kwan 曾炳坤 RE Dealing in Securities 2010-05-14 2013-10-31
AEH879 TSANG Ping Kwan 曾炳坤 RE Dealing in Futures Contracts 2010-05-14 2013-10-31
AEH879 TSANG Ping Kwan 曾炳坤 RO Leveraged Foreign Exchange Trading 2011-02-25 2013-10-31
AEI295 CHAN Suk Fong 陳淑芳 RE Dealing in Securities 2006-04-27 2017-10-04
AEI295 CHAN Suk Fong 陳淑芳 RE Dealing in Futures Contracts 2006-04-27 2017-10-04
AEI295 CHAN Suk Fong 陳淑芳 RE Leveraged Foreign Exchange Trading 2012-08-01 2014-11-24
AEJ001 LAI Dick Wai 黎廸韋 RE Dealing in Securities 2006-09-25 2008-08-28
AEJ001 LAI Dick Wai 黎廸韋 RE Dealing in Futures Contracts 2006-09-25 2008-08-28
AEJ201 KAM Ming Kong, Hubert 甘明光 RE Dealing in Securities 2005-04-08
AEJ201 KAM Ming Kong, Hubert 甘明光 RE Dealing in Futures Contracts 2005-10-13
AEJ201 KAM Ming Kong, Hubert 甘明光 RE Leveraged Foreign Exchange Trading 2013-04-17 2014-11-21
AEJ201 KAM Ming Kong, Hubert 甘明光 RE Advising on Securities 2018-09-06
AEJ687 LAU Chi Wah, Andy 劉志華 RE Dealing in Securities 2008-08-07 2012-05-28
AEJ687 LAU Chi Wah, Andy 劉志華 RE Dealing in Futures Contracts 2008-08-07 2012-05-28
AEM340 CHEUK Chi Wai 卓芷慧 RE Dealing in Securities 2004-04-30
AEM340 CHEUK Chi Wai 卓芷慧 RE Dealing in Futures Contracts 2005-10-13 2008-06-04
AEM340 CHEUK Chi Wai 卓芷慧 RE Dealing in Futures Contracts 2009-05-07
AEM340 CHEUK Chi Wai 卓芷慧 RE Leveraged Foreign Exchange Trading 2011-08-24 2014-11-26
AEM340 CHEUK Chi Wai 卓芷慧 RE Advising on Securities 2008-07-17 2009-04-01
AEM468 LEUNG Po Yee, Jessie 梁寶儀 RE Dealing in Securities 2013-10-17 2014-06-28
AEM468 LEUNG Po Yee, Jessie 梁寶儀 RE Dealing in Futures Contracts 2013-10-17 2014-06-28
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Securities 2007-01-22 2017-10-04
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Futures Contracts 2007-01-22 2017-10-04
AEN199 CHOI Chun Wa 蔡振華 RE Leveraged Foreign Exchange Trading 2011-11-25 2014-11-24
AEN393 WAI Wing Yee 衛詠儀 RE Dealing in Securities 2003-04-01
AEN393 WAI Wing Yee 衛詠儀 RE Advising on Securities 2003-04-01 2003-06-25
AEN393 WAI Wing Yee 衛詠儀 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AEN393 WAI Wing Yee 衛詠儀 RE Asset Management 2003-04-01 2003-06-25
AEN395 MA Shuk Wa 馬淑華 RE Dealing in Securities 2003-04-01
AEN395 MA Shuk Wa 馬淑華 RE Dealing in Futures Contracts 2005-10-14
AEN395 MA Shuk Wa 馬淑華 RE Advising on Securities 2003-04-01 2003-06-25
AEN395 MA Shuk Wa 馬淑華 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AEN395 MA Shuk Wa 馬淑華 RE Asset Management 2003-04-01 2003-06-25
AEO683 LAM John Junior 林慕賢 RE Dealing in Securities 2011-10-27 2013-07-09
AEO683 LAM John Junior 林慕賢 RE Advising on Securities 2011-10-27 2013-07-09
AEP502 YEUNG Chun Ki 楊駿基 RE Dealing in Securities 2003-12-09
AEP502 YEUNG Chun Ki 楊駿基 RE Dealing in Futures Contracts 2005-10-13
AEP502 YEUNG Chun Ki 楊駿基 RE Leveraged Foreign Exchange Trading 2011-05-12 2014-11-28
AEP502 YEUNG Chun Ki 楊駿基 RE Advising on Securities 2018-09-06
AEQ890 NGAN Hei Chung 顏希松 RE Dealing in Securities 2003-04-01
AEQ890 NGAN Hei Chung 顏希松 RE Dealing in Futures Contracts 2005-10-13
AEQ890 NGAN Hei Chung 顏希松 RE Leveraged Foreign Exchange Trading 2013-04-02 2014-11-26
AEQ890 NGAN Hei Chung 顏希松 RE Advising on Securities 2003-04-01 2004-01-12
AEQ890 NGAN Hei Chung 顏希松 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AEQ890 NGAN Hei Chung 顏希松 RE Asset Management 2003-04-01 2004-01-12
AEQ936 CHAN Chun Chung 陳振聰 RE Dealing in Securities 2016-01-06 2016-09-30
AEQ936 CHAN Chun Chung 陳振聰 RE Dealing in Futures Contracts 2016-01-06 2016-09-30
AEQ936 CHAN Chun Chung 陳振聰 RE Advising on Securities 2016-01-06 2016-09-30
AER859 FUNG Wing To 馮詠濤 RE Dealing in Securities 2009-07-22
AET441 TSUI Chek Ming 徐澤明 RE Dealing in Securities 2006-07-03 2017-02-08
AET441 TSUI Chek Ming 徐澤明 RE Dealing in Futures Contracts 2006-08-02 2017-02-08
AET441 TSUI Chek Ming 徐澤明 RE Leveraged Foreign Exchange Trading 2011-04-29 2014-11-24
AET498 TSANG Wai Man 曾偉文 RE Dealing in Securities 2003-04-01 2006-05-11
AET498 TSANG Wai Man 曾偉文 RE Advising on Securities 2003-04-01 2004-01-12
AET498 TSANG Wai Man 曾偉文 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AET498 TSANG Wai Man 曾偉文 RE Asset Management 2003-04-01 2004-01-12
AET869 WONG Kai Lap , Eric 黃啟立 RE Dealing in Securities 2005-07-11 2006-10-31
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2009-12-01 2010-11-26
AEU516 DOONG Chui Yee, Wendy 董翠儀 RE Dealing in Securities 2010-03-08 2014-06-28
AEU516 DOONG Chui Yee, Wendy 董翠儀 RE Dealing in Futures Contracts 2010-03-08 2014-06-28
AEU516 DOONG Chui Yee, Wendy 董翠儀 RE Advising on Securities 2012-08-08 2014-06-28
AEU833 LAM Shun Kei, Calvin 林舜基 RE Dealing in Securities 2014-01-09
AEU833 LAM Shun Kei, Calvin 林舜基 RE Dealing in Futures Contracts 2014-01-09
AEU833 LAM Shun Kei, Calvin 林舜基 RE Leveraged Foreign Exchange Trading 2014-01-09 2014-11-26
AEV342 CHAN Wing Yee 陳穎沂 RE Dealing in Securities 2004-04-02
AEV342 CHAN Wing Yee 陳穎沂 RE Dealing in Futures Contracts 2005-10-13
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Securities 2017-07-07 2018-10-05
AEX135 FUNG Siu Ping 馮小平 RE Dealing in Futures Contracts 2017-07-07 2018-10-05
AEX663 PAK Ngan 白韌 RE Dealing in Securities 2012-03-13 2015-06-16
AEX663 PAK Ngan 白韌 RO Dealing in Securities 2015-06-16
AEX663 PAK Ngan 白韌 RE Dealing in Futures Contracts 2012-03-13
AEX663 PAK Ngan 白韌 RO Advising on Securities 2015-06-16
AEX826 CHAN Kut Nam 陳吉南 RE Dealing in Securities 2004-01-07 2004-04-19
AEY501 HO Yim Hing 何艷卿 RE Dealing in Securities 2003-04-01 2005-03-01
AEY501 HO Yim Hing 何艷卿 RE Advising on Securities 2003-04-01 2004-01-12
AEY501 HO Yim Hing 何艷卿 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AEY501 HO Yim Hing 何艷卿 RE Asset Management 2003-04-01 2004-01-12
AEY743 CHU Ping Kei 朱平基 RE Dealing in Securities 2003-04-01
AEY743 CHU Ping Kei 朱平基 RE Dealing in Futures Contracts 2005-10-14
AEY743 CHU Ping Kei 朱平基 RE Leveraged Foreign Exchange Trading 2011-06-22 2014-11-24
AEY743 CHU Ping Kei 朱平基 RE Advising on Securities 2003-04-01 2004-01-12
AEY743 CHU Ping Kei 朱平基 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AEY743 CHU Ping Kei 朱平基 RE Asset Management 2003-04-01 2004-01-12
AEZ995 YU Chi Wai 余志威 RE Dealing in Securities 2008-06-18 2010-08-14
AEZ995 YU Chi Wai 余志威 RE Advising on Securities 2008-06-18 2010-08-14
AFA844 IP Wing Shan 葉詠珊 RE Dealing in Securities 2009-03-27 2010-02-24
AFA844 IP Wing Shan 葉詠珊 RE Advising on Securities 2009-03-27 2010-02-24
AFB117 CHAN Siu Chung 陳兆聰 RE Dealing in Securities 2004-03-18 2004-09-03
AFE381 YEUNG Muk Yan 楊穆欣 RE Dealing in Securities 2004-01-07 2006-05-21
AFE594 NGAI Hung, Cynthia 魏紅 RE Dealing in Securities 2006-05-22
AFE594 NGAI Hung, Cynthia 魏紅 RE Dealing in Futures Contracts 2007-02-12
AFE594 NGAI Hung, Cynthia 魏紅 RE Leveraged Foreign Exchange Trading 2012-10-26 2014-11-26
AFG520 KWOK Ka Chung 郭家聰 RE Dealing in Securities 2004-03-31 2006-06-09
AFG520 KWOK Ka Chung 郭家聰 RE Dealing in Futures Contracts 2005-10-14 2006-06-09
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Dealing in Securities 2012-10-08
AFH095 YEUNG Kit Sum, Beata 楊潔心 RE Advising on Securities 2014-07-30
AFJ610 LAU Kit Wan 劉潔雲 RE Dealing in Securities 2007-05-14
AFJ610 LAU Kit Wan 劉潔雲 RE Dealing in Futures Contracts 2007-05-14
AFJ610 LAU Kit Wan 劉潔雲 RE Leveraged Foreign Exchange Trading 2012-08-01 2014-11-26
AFK513 FUNG King Man 馮景文 RE Dealing in Securities 2003-04-01 2003-12-31
AFK513 FUNG King Man 馮景文 RE Advising on Securities 2003-04-01 2003-12-31
AFK513 FUNG King Man 馮景文 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AFK513 FUNG King Man 馮景文 RE Asset Management 2003-04-01 2003-12-31
AFK569 LAU Chun Wai 劉振威 RE Dealing in Securities 2004-09-24 2004-10-12
AFL872 YEUNG Tung 楊棟 RE Dealing in Securities 2009-06-08 2011-10-07
AFL872 YEUNG Tung 楊棟 RE Dealing in Futures Contracts 2010-09-13 2011-10-07
AFL872 YEUNG Tung 楊棟 RE Advising on Securities 2009-07-06 2011-10-07
AFM557 TSANG Ling Wai, William 曾令威 RE Dealing in Securities 2004-11-22 2015-09-01
AFM557 TSANG Ling Wai, William 曾令威 RE Dealing in Futures Contracts 2005-10-13 2015-09-01
AFM557 TSANG Ling Wai, William 曾令威 RE Leveraged Foreign Exchange Trading 2011-06-08 2014-11-26
AFM612 SEQUEIRA Clarence Edward 嘉倫 RE Dealing in Securities 2012-06-05 2017-09-19
AFM612 SEQUEIRA Clarence Edward 嘉倫 RE Advising on Securities 2012-06-05 2017-09-19
AFN534 HO Ka Man, Barry 何嘉文 RE Dealing in Securities 2004-06-07 2005-06-10
AFN684 PANG On Ki 彭安琪 RE Dealing in Securities 2017-06-15
AFN684 PANG On Ki 彭安琪 RE Advising on Securities 2017-06-15
AFO341 CHAN Lee Keung 陳利強 RE Dealing in Securities 2012-07-11 2013-05-14
AFO341 CHAN Lee Keung 陳利強 RE Advising on Securities 2012-07-11 2013-05-14
AFO873 KAO Su-Jung 高淑蓉 RE Dealing in Securities 2013-06-14 2016-05-09
AFO873 KAO Su-Jung 高淑蓉 RE Dealing in Futures Contracts 2013-08-22 2016-05-09
AFO873 KAO Su-Jung 高淑蓉 RE Advising on Securities 2013-06-14 2016-05-09
AFQ642 WONG Hoi Yan, Audrey 黃凱欣 RE Dealing in Securities 2012-09-28 2013-03-05
AFQ642 WONG Hoi Yan, Audrey 黃凱欣 RE Advising on Securities 2012-09-28 2013-03-05
AFR235 TSUI Samuel 崔灝森 RE Dealing in Securities 2007-04-26 2011-07-04
AFR235 TSUI Samuel 崔灝森 RE Dealing in Futures Contracts 2007-06-11 2011-07-04
AFR447 LI Ying, Melody 李英 RE Dealing in Securities 2003-04-01
AFR447 LI Ying, Melody 李英 RE Dealing in Futures Contracts 2012-08-10
AFR447 LI Ying, Melody 李英 RE Advising on Securities 2003-04-01 2004-01-12
AFR447 LI Ying, Melody 李英 RE Advising on Securities 2009-04-30
AFR447 LI Ying, Melody 李英 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AFR447 LI Ying, Melody 李英 RE Asset Management 2003-04-01 2004-01-12
AFR561 LAW Pak Keung, Aston 羅柏強 RE Dealing in Securities 2008-01-15
AFR561 LAW Pak Keung, Aston 羅柏強 RE Dealing in Futures Contracts 2010-11-15
AFR561 LAW Pak Keung, Aston 羅柏強 RE Leveraged Foreign Exchange Trading 2013-02-04 2014-11-26
AFR561 LAW Pak Keung, Aston 羅柏強 RE Advising on Securities 2008-01-15 2011-11-10
AFR777 HO Ken Hon 何競康 RE Dealing in Securities 2007-07-23 2008-07-17
AFR777 HO Ken Hon 何競康 RE Dealing in Futures Contracts 2007-07-23 2008-07-17
AFS525 YEN Jason James 嚴嘉浩 RE Dealing in Securities 2011-08-23 2012-03-22
AFS525 YEN Jason James 嚴嘉浩 RE Dealing in Futures Contracts 2011-08-23 2012-03-22
AFS525 YEN Jason James 嚴嘉浩 RE Advising on Securities 2011-08-23 2012-03-22
AFS562 SZE Wing 施榮 RE Dealing in Securities 2004-01-07 2004-05-17
AFS774 TSUI Kwong Fai 徐光輝 RE Dealing in Securities 2008-04-21 2018-06-29
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Dealing in Securities 2016-11-08
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Dealing in Futures Contracts 2018-05-17
AFT002 CHAN Wai Yin, Jammy 陳偉賢 RE Advising on Securities 2016-11-08
AFT551 NG Shu Wing, Reve 吳樹榮 RE Dealing in Securities 2007-02-08 2017-10-04
AFT551 NG Shu Wing, Reve 吳樹榮 RE Dealing in Futures Contracts 2007-02-08 2017-10-04
AFT551 NG Shu Wing, Reve 吳樹榮 RE Leveraged Foreign Exchange Trading 2012-04-17 2014-11-25
AFU569 WONG Chin Pang 黃展鵬 RE Dealing in Securities 2006-01-05 2006-10-13
AFU569 WONG Chin Pang 黃展鵬 RE Dealing in Securities 2013-05-09 2014-04-18
AFU569 WONG Chin Pang 黃展鵬 RE Dealing in Futures Contracts 2006-01-05 2006-10-13
AFU569 WONG Chin Pang 黃展鵬 RE Dealing in Futures Contracts 2013-05-09 2014-04-18
AFU622 HUI Kwan Yue, Judy 許坤茹 RE Dealing in Securities 2005-11-16
AFU622 HUI Kwan Yue, Judy 許坤茹 RE Dealing in Futures Contracts 2005-11-16
AFU877 CHAN Tsz Chun, Steve 陳梓駿 RE Dealing in Securities 2004-05-14 2004-11-10
AFU931 CHIANG Kee Hong 蔣紀康 RE Dealing in Securities 2013-05-08
AFU931 CHIANG Kee Hong 蔣紀康 RE Advising on Securities 2013-05-08
AFV087 CHAN Belle 陳蓓蕾 RE Dealing in Securities 2013-02-04 2017-03-21
AFV087 CHAN Belle 陳蓓蕾 RE Dealing in Futures Contracts 2013-02-04 2017-03-21
AFV087 CHAN Belle 陳蓓蕾 RE Advising on Securities 2011-03-14 2011-07-18
AFV087 CHAN Belle 陳蓓蕾 RE Advising on Securities 2013-02-04 2017-03-21
AFX806 LAW Tak Keung 羅德強 RE Dealing in Securities 2004-08-06 2006-04-02
AFX806 LAW Tak Keung 羅德強 RE Dealing in Futures Contracts 2005-10-13 2006-04-02
AFY234 LAU Chia Huei, Joyce 劉嘉惠 RE Dealing in Securities 2008-01-15 2008-10-15
AFY234 LAU Chia Huei, Joyce 劉嘉惠 RE Advising on Securities 2008-01-15 2008-10-15
AGA675 TANG Kwan Chung 鄧君仲 RE Dealing in Securities 2007-07-17 2008-10-10
AGA675 TANG Kwan Chung 鄧君仲 RE Dealing in Futures Contracts 2007-08-23 2008-10-10
AGA700 ZHANG Jian Bin 張劍斌 RE Dealing in Securities 2006-12-29 2013-02-07
AGA700 ZHANG Jian Bin 張劍斌 RE Dealing in Securities 2013-04-30 2014-03-14
AGA700 ZHANG Jian Bin 張劍斌 RE Dealing in Futures Contracts 2006-12-29 2013-02-07
AGA700 ZHANG Jian Bin 張劍斌 RE Dealing in Futures Contracts 2013-04-30 2014-03-14
AGA700 ZHANG Jian Bin 張劍斌 RE Leveraged Foreign Exchange Trading 2013-08-05 2014-03-14
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Securities 2010-09-24 2016-03-08
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Securities 2018-03-12 2018-06-18
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Futures Contracts 2011-09-15 2016-03-08
AGB356 HO Shuk Man, Gale 何淑文 RE Dealing in Futures Contracts 2018-03-12 2018-06-18
AGB356 HO Shuk Man, Gale 何淑文 RE Advising on Securities 2010-09-24 2016-03-08
AGB356 HO Shuk Man, Gale 何淑文 RE Advising on Securities 2018-03-12 2018-06-18
AGB686 MAN Kon Kuen, Martin 文幹權 RE Dealing in Securities 2005-01-28
AGB686 MAN Kon Kuen, Martin 文幹權 RE Dealing in Futures Contracts 2005-11-11
AGB884 FANG Pei Wei 方培偉 RE Dealing in Securities 2004-03-31 2005-09-01
AGC183 LEUNG San Fat 梁申發 RE Dealing in Securities 2006-10-06
AGC183 LEUNG San Fat 梁申發 RE Advising on Securities 2006-10-06 2011-07-27
AGC199 WONG Chung Kin 黃忠健 RE Dealing in Securities 2007-01-26
AGC199 WONG Chung Kin 黃忠健 RE Dealing in Futures Contracts 2007-01-26
AGC199 WONG Chung Kin 黃忠健 RE Leveraged Foreign Exchange Trading 2011-09-07 2014-11-25
AGC284 FUNG Wilson Kee-hang 馮紀恆 RE Dealing in Securities 2014-08-15
AGC284 FUNG Wilson Kee-hang 馮紀恆 RE Advising on Securities 2014-08-15
AGC679 CHEUNG Fei Chau 張菲洲 RE Dealing in Securities 2004-02-27 2011-09-14
AGC679 CHEUNG Fei Chau 張菲洲 RE Dealing in Securities 2012-04-23 2014-05-01
AGC679 CHEUNG Fei Chau 張菲洲 RE Dealing in Futures Contracts 2005-10-13 2011-09-14
AGC679 CHEUNG Fei Chau 張菲洲 RE Dealing in Futures Contracts 2012-04-23 2014-05-01
AGC679 CHEUNG Fei Chau 張菲洲 RE Leveraged Foreign Exchange Trading 2011-04-29 2011-09-14
AGC679 CHEUNG Fei Chau 張菲洲 RE Leveraged Foreign Exchange Trading 2012-09-06 2014-05-01
AGC897 CHENG Man Chi 鄭敏芝 RE Dealing in Securities 2015-04-24 2016-11-22
AGC897 CHENG Man Chi 鄭敏芝 RE Dealing in Futures Contracts 2015-04-24 2016-11-22
AGC897 CHENG Man Chi 鄭敏芝 RE Advising on Securities 2015-04-24 2016-11-22
AGD666 CHENG Kai Tak 鄭佳德 RE Dealing in Securities 2009-11-25 2013-11-30
AGD666 CHENG Kai Tak 鄭佳德 RE Advising on Securities 2009-11-25 2011-11-10
AGE099 CHEN GONG Shu Hua 陳曉樺 RE Dealing in Securities 2003-04-01 2013-11-01
AGE099 CHEN GONG Shu Hua 陳曉樺 RE Dealing in Futures Contracts 2005-10-13 2013-11-01
AGE099 CHEN GONG Shu Hua 陳曉樺 RE Advising on Securities 2003-04-01 2004-01-12
AGE099 CHEN GONG Shu Hua 陳曉樺 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGE099 CHEN GONG Shu Hua 陳曉樺 RE Asset Management 2003-04-01 2004-01-12
AGE408 LUO Qi Guang 羅啟光 RE Dealing in Securities 2003-04-01 2017-09-30
AGE408 LUO Qi Guang 羅啟光 RE Dealing in Futures Contracts 2005-10-13 2017-09-30
AGE408 LUO Qi Guang 羅啟光 RE Leveraged Foreign Exchange Trading 2012-05-02 2014-11-24
AGE408 LUO Qi Guang 羅啟光 RE Advising on Securities 2003-04-01 2003-06-25
AGE408 LUO Qi Guang 羅啟光 RE Advising on Corporate Finance 2003-04-01 2003-06-25
AGE408 LUO Qi Guang 羅啟光 RE Asset Management 2003-04-01 2003-06-25
AGE488 TANG Choe Mui 鄧賽梅 RE Dealing in Securities 2016-12-19 2017-02-24
AGF148 LUI Po Man 呂寶雯 RE Dealing in Securities 2004-03-24 2004-06-18
AGG706 TSANG Kwok Tung 曾國棟 RE Dealing in Securities 2003-04-01 2003-12-31
AGG706 TSANG Kwok Tung 曾國棟 RE Advising on Securities 2003-04-01 2003-12-31
AGG706 TSANG Kwok Tung 曾國棟 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGG706 TSANG Kwok Tung 曾國棟 RE Asset Management 2003-04-01 2003-12-31
AGG737 LAM Sai Fung, Eddie 林世鋒 RE Dealing in Securities 2004-01-07
AGG737 LAM Sai Fung, Eddie 林世鋒 RE Dealing in Futures Contracts 2005-10-24
AGG737 LAM Sai Fung, Eddie 林世鋒 RE Leveraged Foreign Exchange Trading 2011-05-30 2014-11-28
AGG740 NGAI Man Fung 魏文峰 RE Dealing in Securities 2004-02-03 2018-01-31
AGG740 NGAI Man Fung 魏文峰 RE Dealing in Futures Contracts 2005-10-14 2018-01-31
AGG740 NGAI Man Fung 魏文峰 RE Leveraged Foreign Exchange Trading 2011-05-30 2014-11-28
AGG744 LI Chun Kit 李俊杰 RE Dealing in Securities 2004-01-07 2004-05-18
AGH158 HUNG Ho Lun 洪顥倫 RE Dealing in Securities 2014-01-07
AGH158 HUNG Ho Lun 洪顥倫 RE Dealing in Futures Contracts 2014-01-07
AGH158 HUNG Ho Lun 洪顥倫 RE Leveraged Foreign Exchange Trading 2014-01-07 2014-11-21
AGH231 HUI Yau Wing 許有榮 RE Dealing in Securities 2008-01-15
AGH231 HUI Yau Wing 許有榮 RE Dealing in Futures Contracts 2010-02-10
AGH231 HUI Yau Wing 許有榮 RE Advising on Securities 2007-12-04
AGH299 YICK Kwan Wah 易君華 RE Dealing in Securities 2003-04-01 2004-05-06
AGH299 YICK Kwan Wah 易君華 RE Advising on Securities 2003-04-01 2003-10-07
AGH299 YICK Kwan Wah 易君華 RE Advising on Corporate Finance 2003-04-01 2003-10-07
AGH299 YICK Kwan Wah 易君華 RE Asset Management 2003-04-01 2003-10-07
AGH568 CHENG Man Yu, Duncan 鄭文耀 RE Dealing in Securities 2014-01-06
AGH568 CHENG Man Yu, Duncan 鄭文耀 RE Dealing in Futures Contracts 2014-01-06
AGH568 CHENG Man Yu, Duncan 鄭文耀 RE Leveraged Foreign Exchange Trading 2014-01-06 2014-11-26
AGI096 CHOU Ho Wah 周浩華 RE Dealing in Securities 2003-04-01 2003-05-20
AGI096 CHOU Ho Wah 周浩華 RE Advising on Securities 2003-04-01 2003-05-20
AGI096 CHOU Ho Wah 周浩華 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AGI096 CHOU Ho Wah 周浩華 RE Asset Management 2003-04-01 2003-05-20
AGI188 LAU Tat Keung 劉達強 RE Dealing in Securities 2004-01-07 2004-03-11
AGI708 LIU Weihua, Lily 劉偉華 RE Dealing in Securities 2003-04-01 2006-02-11
AGI708 LIU Weihua, Lily 劉偉華 RE Advising on Securities 2003-04-01 2004-01-12
AGI708 LIU Weihua, Lily 劉偉華 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGI708 LIU Weihua, Lily 劉偉華 RE Asset Management 2003-04-01 2004-01-12
AGJ166 LEUNG Man Kit 梁文傑 RE Dealing in Securities 2007-10-29 2018-07-20
AGJ166 LEUNG Man Kit 梁文傑 RE Dealing in Futures Contracts 2009-03-11 2018-07-20
AGJ166 LEUNG Man Kit 梁文傑 RE Leveraged Foreign Exchange Trading 2011-07-29 2014-11-26
AGJ166 LEUNG Man Kit 梁文傑 RE Advising on Securities 2007-10-29 2011-11-10
AGJ985 WONG Chun Fai 黃俊輝 RE Dealing in Securities 2003-04-01 2014-01-01
AGJ985 WONG Chun Fai 黃俊輝 RE Dealing in Futures Contracts 2005-10-13 2014-01-01
AGJ985 WONG Chun Fai 黃俊輝 RE Advising on Securities 2003-04-01 2004-01-12
AGJ985 WONG Chun Fai 黃俊輝 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGJ985 WONG Chun Fai 黃俊輝 RE Asset Management 2003-04-01 2004-01-12
AGK037 HUI Fung Shan, Rosabella 許鳳珊 RE Dealing in Securities 2007-12-21 2008-03-12
AGK037 HUI Fung Shan, Rosabella 許鳳珊 RE Advising on Securities 2007-12-21 2008-03-12
AGL154 LUI Yu Mo, Moses 雷裕武 RE Dealing in Securities 2010-06-18 2013-09-07
AGL154 LUI Yu Mo, Moses 雷裕武 RE Advising on Securities 2010-11-15 2013-09-07
AGL178 MAK Po Man 麥寶敏 RE Dealing in Securities 2009-12-14
AGL178 MAK Po Man 麥寶敏 RE Dealing in Futures Contracts 2009-12-14
AGL178 MAK Po Man 麥寶敏 RE Leveraged Foreign Exchange Trading 2011-08-24 2014-11-26
AGL438 KWAN Chi Hang 關智恆 RE Dealing in Securities 2007-01-26 2013-03-06
AGL438 KWAN Chi Hang 關智恆 RE Dealing in Futures Contracts 2007-01-26 2013-03-06
AGM551 BAMBER Richard Mark Anthony RE Dealing in Securities 2010-01-08 2010-03-19
AGM551 BAMBER Richard Mark Anthony RO Dealing in Securities 2010-03-19 2011-06-11
AGM737 CHAN Kin Man 陳健民 RE Dealing in Securities 2003-04-01 2003-12-31
AGM737 CHAN Kin Man 陳健民 RE Advising on Securities 2003-04-01 2003-12-31
AGM737 CHAN Kin Man 陳健民 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGM737 CHAN Kin Man 陳健民 RE Asset Management 2003-04-01 2003-12-31
AGN137 MAK Yuen Ping 麥婉萍 RE Dealing in Securities 2017-04-27
AGN137 MAK Yuen Ping 麥婉萍 RE Advising on Securities 2017-04-27
AGN338 WOO Hon Man, Herman 胡瀚文 RE Dealing in Securities 2011-04-28 2012-03-01
AGN340 CHEN Zhilan 陳芝蘭 RE Dealing in Securities 2003-04-01 2004-07-26
AGN340 CHEN Zhilan 陳芝蘭 RE Advising on Securities 2003-04-01 2004-01-12
AGN340 CHEN Zhilan 陳芝蘭 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGN340 CHEN Zhilan 陳芝蘭 RE Asset Management 2003-04-01 2004-01-12
AGN610 LAM Wing Yee 林詠儀 RE Dealing in Securities 2004-06-23
AGN610 LAM Wing Yee 林詠儀 RE Dealing in Futures Contracts 2005-10-14
AGO215 ZHAO Yuhong 趙宇紅 RE Dealing in Securities 2010-09-13 2014-09-01
AGO376 LIM Swee Tin Lisa 林瑞珍 RE Dealing in Securities 2015-01-13 2015-08-20
AGO376 LIM Swee Tin Lisa 林瑞珍 RO Dealing in Securities 2015-08-20
AGO917 CHAN Yuk Kwong, Alexander 陳煜光 RE Dealing in Securities 2008-01-04 2008-12-06
AGO917 CHAN Yuk Kwong, Alexander 陳煜光 RE Advising on Securities 2008-01-04 2008-12-06
AGP100 MA Tsun Ho, Ronny 馬俊豪 RE Dealing in Securities 2005-08-04 2006-09-22
AGP100 MA Tsun Ho, Ronny 馬俊豪 RE Dealing in Futures Contracts 2005-10-24 2006-09-22
AGP181 YIU Wai Wah 姚偉華 RE Dealing in Securities 2003-04-01 2003-12-31
AGP181 YIU Wai Wah 姚偉華 RE Dealing in Securities 2005-12-28 2011-07-29
AGP181 YIU Wai Wah 姚偉華 RE Advising on Securities 2003-04-01 2003-12-31
AGP181 YIU Wai Wah 姚偉華 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGP181 YIU Wai Wah 姚偉華 RE Asset Management 2003-04-01 2003-12-31
AGP183 HAN Qinchun 韓秦春 RE Dealing in Securities 2003-04-01 2003-05-20
AGP183 HAN Qinchun 韓秦春 RE Advising on Securities 2003-04-01 2003-05-20
AGP183 HAN Qinchun 韓秦春 RE Advising on Corporate Finance 2003-04-01 2003-05-20
AGP183 HAN Qinchun 韓秦春 RE Asset Management 2003-04-01 2003-05-20
AGP187 CHAN Lok Bun 陳洛斌 RE Dealing in Securities 2003-04-01 2003-12-31
AGP187 CHAN Lok Bun 陳洛斌 RE Advising on Securities 2003-04-01 2003-12-31
AGP187 CHAN Lok Bun 陳洛斌 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGP187 CHAN Lok Bun 陳洛斌 RE Asset Management 2003-04-01 2003-12-31
AGP188 CHEONG Tek Kong 蔣迪剛 RE Dealing in Securities 2003-04-01 2003-05-31
AGP188 CHEONG Tek Kong 蔣迪剛 RE Advising on Securities 2003-04-01 2003-05-31
AGP188 CHEONG Tek Kong 蔣迪剛 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AGP188 CHEONG Tek Kong 蔣迪剛 RE Asset Management 2003-04-01 2003-05-31
AGP191 LAU Ka Ming 劉嘉明 RE Dealing in Securities 2003-04-01 2003-12-31
AGP191 LAU Ka Ming 劉嘉明 RE Advising on Securities 2003-04-01 2003-12-31
AGP191 LAU Ka Ming 劉嘉明 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGP191 LAU Ka Ming 劉嘉明 RE Asset Management 2003-04-01 2003-12-31
AGP192 CHAN Tan Lo 陳丹璐 RE Dealing in Securities 2003-04-01 2016-04-11
AGP192 CHAN Tan Lo 陳丹璐 RE Dealing in Futures Contracts 2005-10-13 2016-04-11
AGP192 CHAN Tan Lo 陳丹璐 RE Advising on Securities 2003-04-01 2004-01-12
AGP192 CHAN Tan Lo 陳丹璐 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGP192 CHAN Tan Lo 陳丹璐 RE Asset Management 2003-04-01 2004-01-12
AGP549 LEUNG Siu Kie, Calvin 梁兆基 RE Dealing in Securities 2004-10-29 2005-11-07
AGP566 LIN Wan Man, Vivian 林允文 RE Dealing in Securities 2014-02-07 2015-07-12
AGP581 LI Man Chung 李文聰 RE Dealing in Securities 2007-07-23 2008-09-06
AGP581 LI Man Chung 李文聰 RE Dealing in Futures Contracts 2007-07-23 2008-09-06
AGP658 LOO Wan Chi 盧韻姿 RE Dealing in Securities 2012-03-12 2012-10-04
AGP658 LOO Wan Chi 盧韻姿 RE Advising on Securities 2012-03-12 2012-10-04
AGV343 HO Yue-Zhen RE Dealing in Securities 2005-05-27 2006-03-20
AGW114 WANG Lu 王璐 RE Dealing in Securities 2006-01-13
AGW114 WANG Lu 王璐 RE Dealing in Futures Contracts 2006-01-13
AGW114 WANG Lu 王璐 RE Leveraged Foreign Exchange Trading 2011-09-06 2014-11-26
AGW114 WANG Lu 王璐 RE Advising on Securities 2018-09-06
AGW418 LAW Kwok Wa 羅國華 RE Dealing in Securities 2004-11-19 2005-04-07
AHC181 YAU Sze Kin 邱詩健 RE Dealing in Securities 2007-11-08 2012-08-27
AHC181 YAU Sze Kin 邱詩健 RE Dealing in Futures Contracts 2009-11-24 2012-08-27
AHC181 YAU Sze Kin 邱詩健 RE Leveraged Foreign Exchange Trading 2012-07-26 2012-08-27
AHC181 YAU Sze Kin 邱詩健 RE Advising on Securities 2007-11-08 2011-11-10
AHC349 CHUNG Elizabeth Ching Yee 鍾靜儀 RE Dealing in Securities 2007-03-28 2017-04-10
AHC349 CHUNG Elizabeth Ching Yee 鍾靜儀 RE Dealing in Futures Contracts 2007-03-28 2017-04-10
AHC349 CHUNG Elizabeth Ching Yee 鍾靜儀 RE Leveraged Foreign Exchange Trading 2012-07-26 2014-11-26
AHC357 LAI Kwok Ho 黎國豪 RE Dealing in Securities 2011-01-27 2011-09-21
AHC357 LAI Kwok Ho 黎國豪 RE Dealing in Futures Contracts 2011-01-27 2011-09-21
AHC357 LAI Kwok Ho 黎國豪 RE Leveraged Foreign Exchange Trading 2011-06-08 2011-09-21
AHC733 LEE Mou Kwok 李茂國 RE Dealing in Securities 2003-04-01 2006-02-20
AHC733 LEE Mou Kwok 李茂國 RE Advising on Securities 2003-04-01 2004-01-12
AHC733 LEE Mou Kwok 李茂國 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AHC733 LEE Mou Kwok 李茂國 RE Asset Management 2003-04-01 2004-01-12
AHD904 CHIM Ting Ting, Elaine 詹婷婷 RE Dealing in Securities 2011-10-14 2014-06-16
AHD904 CHIM Ting Ting, Elaine 詹婷婷 RE Dealing in Futures Contracts 2011-10-14 2014-06-16
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Securities 2004-03-01 2008-01-05
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Securities 2008-04-21 2017-01-19
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Futures Contracts 2005-10-13 2008-01-05
AHF378 CHAN Hoi Fung 陳凱峰 RE Dealing in Futures Contracts 2008-04-21 2017-01-19
AHF378 CHAN Hoi Fung 陳凱峰 RE Leveraged Foreign Exchange Trading 2011-05-19 2014-11-27
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Dealing in Securities 2004-03-16 2006-03-23
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Dealing in Futures Contracts 2005-10-13 2006-03-23
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Securities 2004-11-11 2006-03-23
AHG508 LAU Wai King 劉煒敬 RE Dealing in Securities 2006-06-28
AHG508 LAU Wai King 劉煒敬 RE Dealing in Futures Contracts 2006-06-28
AHG508 LAU Wai King 劉煒敬 RE Leveraged Foreign Exchange Trading 2011-05-03 2014-11-24
AHJ190 LAI King Po 賴競寶 RE Dealing in Securities 2013-08-16 2015-04-13
AHJ190 LAI King Po 賴競寶 RE Advising on Securities 2013-08-16 2015-04-13
AHJ872 CHEN Qing 陳青 RE Dealing in Securities 2005-08-01 2006-03-24
AHJ872 CHEN Qing 陳青 RE Dealing in Futures Contracts 2005-11-11 2006-03-24
AHJ994 CHAN Hiu Kwan 陳曉鈞 RE Dealing in Securities 2008-12-04 2009-09-18
AHJ994 CHAN Hiu Kwan 陳曉鈞 RE Dealing in Futures Contracts 2008-12-04 2009-09-18
AHK088 TAM Ka Wing 譚家榮 RE Dealing in Securities 2011-09-01 2011-09-16
AHK088 TAM Ka Wing 譚家榮 RE Advising on Securities 2011-09-01 2011-09-16
AHL630 LEE Oon Har 李恩夏 RE Dealing in Securities 2003-04-01 2006-03-29
AHL630 LEE Oon Har 李恩夏 RE Advising on Securities 2003-04-01 2004-01-12
AHL630 LEE Oon Har 李恩夏 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AHL630 LEE Oon Har 李恩夏 RE Asset Management 2003-04-01 2004-01-12
AHM281 LAM Hing Chong, Franue 林慶燦 RE Dealing in Securities 2005-05-20 2013-03-06
AHM281 LAM Hing Chong, Franue 林慶燦 RO Dealing in Securities 2013-03-06
AHM281 LAM Hing Chong, Franue 林慶燦 RE Dealing in Futures Contracts 2005-10-24 2013-03-06
AHM281 LAM Hing Chong, Franue 林慶燦 RO Dealing in Futures Contracts 2013-03-06
AHM281 LAM Hing Chong, Franue 林慶燦 RE Leveraged Foreign Exchange Trading 2011-09-12 2014-11-25
AHN578 CHENG Chi Yuet 鄭子越 RE Dealing in Securities 2003-04-01 2008-02-20
AHN578 CHENG Chi Yuet 鄭子越 RE Dealing in Futures Contracts 2005-10-13 2008-02-20
AHN578 CHENG Chi Yuet 鄭子越 RE Advising on Securities 2003-04-01 2004-01-12
AHN578 CHENG Chi Yuet 鄭子越 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AHN578 CHENG Chi Yuet 鄭子越 RE Asset Management 2003-04-01 2004-01-12
AHN869 CHAN Kit Sum, May 陳潔心 RE Dealing in Securities 2008-07-18 2012-07-23
AHN869 CHAN Kit Sum, May 陳潔心 RE Advising on Securities 2008-07-18 2012-07-23
AHR007 TSE Kit Ming, Kitty 謝潔明 RE Dealing in Securities 2010-09-22
AHR007 TSE Kit Ming, Kitty 謝潔明 RE Dealing in Futures Contracts 2010-09-22
AHR494 TANG Mui Ching 鄧梅青 RE Dealing in Securities 2014-12-18 2017-04-21
AHR794 FONG Ka Ming 方家明 RE Dealing in Securities 2014-01-06 2018-10-03
AHR794 FONG Ka Ming 方家明 RE Dealing in Futures Contracts 2014-01-06 2018-10-03
AHR794 FONG Ka Ming 方家明 RE Leveraged Foreign Exchange Trading 2014-01-06 2014-11-21
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Securities 2007-10-11 2007-11-12
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Futures Contracts 2007-10-11 2007-11-12
AHS158 LAI Yat Hoi 黎逸凱 RE Dealing in Securities 2004-06-24 2005-07-07
AHU772 LEUNG Siu Lun 梁兆倫 RE Dealing in Securities 2014-01-09
AHU772 LEUNG Siu Lun 梁兆倫 RE Dealing in Futures Contracts 2014-01-09
AHU772 LEUNG Siu Lun 梁兆倫 RE Leveraged Foreign Exchange Trading 2014-01-09 2014-11-26
AHU775 WANG Kenneth Chuan 王川 RE Dealing in Securities 2003-04-01 2006-05-11
AHU775 WANG Kenneth Chuan 王川 RE Dealing in Futures Contracts 2005-10-13 2006-05-11
AHU775 WANG Kenneth Chuan 王川 RE Advising on Securities 2003-04-01 2004-01-12
AHU775 WANG Kenneth Chuan 王川 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AHU775 WANG Kenneth Chuan 王川 RE Asset Management 2003-04-01 2004-01-12
AHV034 LEE Ho Yeung 李顥陽 RE Dealing in Securities 2014-01-09
AHV034 LEE Ho Yeung 李顥陽 RE Dealing in Futures Contracts 2014-01-09
AHV034 LEE Ho Yeung 李顥陽 RE Leveraged Foreign Exchange Trading 2014-01-09 2014-11-26
AHV035 WONG Lok Man, Arnold 黃諾文 RE Dealing in Securities 2015-10-07
AHV035 WONG Lok Man, Arnold 黃諾文 RE Dealing in Futures Contracts 2015-12-14
AHV035 WONG Lok Man, Arnold 黃諾文 RE Advising on Securities 2015-10-07
AHX196 CHAN Mei Mei 陳美薇 RE Dealing in Securities 2009-09-01 2015-09-12
AHX196 CHAN Mei Mei 陳美薇 RE Dealing in Futures Contracts 2011-06-20 2015-09-12
AHX196 CHAN Mei Mei 陳美薇 RE Advising on Securities 2009-09-01 2012-10-03
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Securities 2004-01-28 2005-11-07
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Futures Contracts 2005-10-13 2005-11-07
AID049 NICHOLSON John Marshall 凌瀚燊 RE Dealing in Securities 2007-01-24 2007-09-27
AID049 NICHOLSON John Marshall 凌瀚燊 RO Dealing in Securities 2007-09-27 2012-02-28
AIG213 CHIN Lok Ki 錢樂琪 RE Dealing in Securities 2009-11-04 2010-04-24
AIG213 CHIN Lok Ki 錢樂琪 RE Advising on Securities 2009-11-04 2010-04-24
AIH454 CHU Hung 朱紅 RE Dealing in Securities 2013-09-24
AIH454 CHU Hung 朱紅 RE Dealing in Futures Contracts 2013-09-24
AIH454 CHU Hung 朱紅 RE Advising on Securities 2014-02-21
AIH670 TANG Ming Wai 鄧明緯 RE Dealing in Securities 2004-03-10 2005-03-31
AIH975 PENG Ann Han 彭菡 RE Dealing in Securities 2003-10-30 2005-02-01
AIH975 PENG Ann Han 彭菡 RE Dealing in Securities 2006-09-21 2010-02-23
AIH975 PENG Ann Han 彭菡 RE Dealing in Futures Contracts 2006-09-21 2010-02-23
AIH975 PENG Ann Han 彭菡 RE Advising on Securities 2006-08-15 2010-02-23
AIJ119 WONG Suk Wah, Joyce 黃淑華 RE Dealing in Securities 2011-04-13 2014-01-30
AIJ119 WONG Suk Wah, Joyce 黃淑華 RE Dealing in Futures Contracts 2011-04-13 2014-01-30
AIJ119 WONG Suk Wah, Joyce 黃淑華 RE Leveraged Foreign Exchange Trading 2011-09-08 2014-01-30
AIO216 SUN Kan Yin, Christy 孫瑾妍 RE Dealing in Securities 2003-04-01 2005-04-27
AIO216 SUN Kan Yin, Christy 孫瑾妍 RE Advising on Securities 2003-04-01 2004-01-12
AIO216 SUN Kan Yin, Christy 孫瑾妍 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AIO216 SUN Kan Yin, Christy 孫瑾妍 RE Asset Management 2003-04-01 2004-01-12
AIS612 TAU Ling Ling 竇玲玲 RE Dealing in Securities 2004-06-30 2005-09-29
AIT872 SO Tuen 蘇端 RE Dealing in Securities 2003-05-07 2003-05-29

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