Hong Kong SFC licence institution AAC352, Merrill Lynch Far East Limited

These are the licence-holders that were found for SFC licence institution AAC352 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA157 CHEUNG Hung Fat 張洪發 RE Dealing in Securities 2003-04-01 2015-09-29
AAA157 CHEUNG Hung Fat 張洪發 RE Advising on Securities 2003-04-01 2005-03-23
AAA157 CHEUNG Hung Fat 張洪發 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAA157 CHEUNG Hung Fat 張洪發 RE Asset Management 2003-04-01 2005-01-25
AAB182 HUNG Gary 洪基立 RE Dealing in Securities 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Advising on Securities 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAB182 HUNG Gary 洪基立 RE Asset Management 2003-04-01 2003-11-12
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Dealing in Securities 2003-04-01 2008-03-13
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Advising on Securities 2003-04-01 2005-03-23
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAB197 CHEN Lee Yin, Benny 陳利賢 RE Asset Management 2003-04-01 2005-01-25
AAB989 LI Sun Yuen Elric 李燊元 RE Dealing in Securities 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Dealing in Futures Contracts 2010-11-15 2013-11-09
AAB989 LI Sun Yuen Elric 李燊元 RE Advising on Securities 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAB989 LI Sun Yuen Elric 李燊元 RE Asset Management 2003-04-01 2005-01-25
AAC002 LO Teresa 羅如英 RE Dealing in Securities 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Dealing in Futures Contracts 2010-09-20 2012-04-30
AAC002 LO Teresa 羅如英 RE Advising on Securities 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC002 LO Teresa 羅如英 RE Asset Management 2003-04-01 2005-01-25
AAC022 LY Hao, Alexander 李豪 RE Dealing in Securities 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Advising on Securities 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC022 LY Hao, Alexander 李豪 RE Asset Management 2003-04-01 2005-01-25
AAC041 TAN Lilian H 陳涵 RE Dealing in Securities 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Dealing in Futures Contracts 2010-09-20 2013-07-13
AAC041 TAN Lilian H 陳涵 RE Advising on Securities 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC041 TAN Lilian H 陳涵 RE Asset Management 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Dealing in Securities 2003-04-01 2005-04-22
AAC047 TANG Tak Nam 鄧德南 RE Dealing in Futures Contracts 2010-09-22 2012-05-28
AAC047 TANG Tak Nam 鄧德南 RE Advising on Securities 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAC047 TANG Tak Nam 鄧德南 RE Asset Management 2003-04-01 2005-01-25
AAC063 VAN Chia Shun 萬家聲 RE Dealing in Securities 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Dealing in Futures Contracts 2010-09-20 2011-03-01
AAC063 VAN Chia Shun 萬家聲 RE Advising on Securities 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC063 VAN Chia Shun 萬家聲 RE Asset Management 2003-04-01 2005-01-25
AAC090 YUEN King Yue, David 阮敬如 RE Dealing in Securities 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
AAC090 YUEN King Yue, David 阮敬如 RE Advising on Securities 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC090 YUEN King Yue, David 阮敬如 RE Asset Management 2003-04-01 2005-01-25
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Dealing in Securities 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Dealing in Futures Contracts 2010-09-10 2013-07-13
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Advising on Securities 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC107 FANG Wei Tseng, Diana 方維蓁 RE Asset Management 2003-04-01 2005-01-25
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Dealing in Securities 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Advising on Securities 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC119 FOK Woon Chi, Cecilia 霍奐枝 RE Asset Management 2003-04-01 2005-01-25
AAC133 FANG Hsieh Shen 方學淳 RE Dealing in Securities 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Dealing in Futures Contracts 2010-10-06 2013-07-13
AAC133 FANG Hsieh Shen 方學淳 RE Advising on Securities 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAC133 FANG Hsieh Shen 方學淳 RE Asset Management 2003-04-01 2003-11-12
AAC141 COCKELL Janny 郭珍妮 RE Dealing in Securities 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Dealing in Futures Contracts 2010-09-10 2013-05-25
AAC141 COCKELL Janny 郭珍妮 RE Advising on Securities 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC141 COCKELL Janny 郭珍妮 RE Asset Management 2003-04-01 2005-01-25
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Dealing in Securities 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Advising on Securities 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AAC150 CHAN Yue Man, Raymond 陳裕民 RE Asset Management 2003-04-01 2005-01-25
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Dealing in Securities 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Dealing in Futures Contracts 2010-09-10 2013-09-07
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Advising on Securities 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AAC161 CHAN Ting Wah, Matthew 陳鼎華 RE Asset Management 2003-04-01 2005-01-25
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Dealing in Securities 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Advising on Securities 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Advising on Corporate Finance 2003-04-01 2005-03-29
AAC170 CHAN Chang Yu, Francis 陳暢餘 RO Asset Management 2003-04-01 2005-01-25
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Dealing in Securities 2003-04-01 2005-09-10
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Dealing in Securities 2007-09-04 2012-03-20
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Dealing in Futures Contracts 2010-08-20 2012-03-20
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Advising on Securities 2003-04-01 2005-03-23
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAC344 TANG Chi Wai, Winston 鄧志偉 RE Asset Management 2003-04-01 2005-01-25
AAC858 SO Wai Sang 蘇偉生 RO Dealing in Futures Contracts 2010-08-20 2013-11-09
AAC936 CHIU Suk Yue 趙淑如 RE Dealing in Futures Contracts 2011-07-15 2013-09-07
AAD009 FUKUI Noboru RE Dealing in Securities 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Dealing in Futures Contracts 2010-09-10 2013-09-07
AAD009 FUKUI Noboru RE Advising on Securities 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAD009 FUKUI Noboru RE Asset Management 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Dealing in Securities 2003-04-01 2005-04-22
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Dealing in Futures Contracts 2010-09-20 2013-08-08
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Advising on Securities 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Advising on Corporate Finance 2003-04-01 2005-01-25
AAD116 YAU Wing Biu, Gilbert 邱榮標 RE Asset Management 2003-04-01 2005-01-25
AAE956 NG Kai Feng Cecilia 吳昀曉 RE Dealing in Futures Contracts 2010-11-30 2013-05-25
AAF813 IP Gar Bo, Victoria 葉嘉寶 RE Dealing in Futures Contracts 2011-09-26 2011-11-16
AAF813 IP Gar Bo, Victoria 葉嘉寶 RO Dealing in Futures Contracts 2011-11-16 2013-08-31
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Dealing in Securities 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Advising on Securities 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAI503 YEUNG Tak Ming, Edmond 楊德明 RE Asset Management 2003-04-01 2005-01-25
AAI686 WONG Kwai Lam 黃桂林 RE Dealing in Securities 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Dealing in Securities 2003-04-01 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RE Advising on Securities 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Advising on Securities 2003-04-01 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RE Advising on Corporate Finance 2009-09-17 2010-09-01
AAI686 WONG Kwai Lam 黃桂林 RO Advising on Corporate Finance 2003-04-01 2009-08-31
AAI686 WONG Kwai Lam 黃桂林 RO Asset Management 2003-04-01 2005-01-25
AAI981 HUNG Yuk Hung, Antony 孔旭洪 RO Dealing in Futures Contracts 2010-08-20 2011-01-27
AAJ540 WIHLBORN Anders Jerker RE Dealing in Securities 2005-05-19 2015-07-08
AAJ643 WONG Lai Wo 黃禮和 RE Dealing in Securities 2003-04-01 2008-10-21
AAJ643 WONG Lai Wo 黃禮和 RE Advising on Securities 2003-04-01 2005-03-23
AAJ643 WONG Lai Wo 黃禮和 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAJ643 WONG Lai Wo 黃禮和 RE Asset Management 2003-04-01 2005-01-25
AAJ834 PEARSON Andrew John RE Dealing in Securities 2005-09-20 2007-07-12
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Dealing in Securities 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Dealing in Futures Contracts 2010-09-10 2013-07-13
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Advising on Securities 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAK271 CHUI Suk Yin, Carolyn 崔淑妍 RE Asset Management 2003-04-01 2005-01-25
AAN991 NEWMAN Daniel Antony RE Dealing in Securities 2008-04-25 2009-05-08
AAN991 NEWMAN Daniel Antony RE Advising on Securities 2008-04-25 2009-05-08
AAN991 NEWMAN Daniel Antony RE Advising on Corporate Finance 2008-04-25 2009-05-08
AAQ462 LO Francisca RE Dealing in Securities 2005-05-19 2013-04-02
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Dealing in Securities 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Dealing in Futures Contracts 2010-09-27 2013-07-13
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Advising on Securities 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Asset Management 2003-04-01 2005-01-25
AAV788 DAVIES Anthony Miles RO Dealing in Securities 2005-05-27 2009-02-27
AAW059 LAM Wing Kit 林榮傑 RE Dealing in Securities 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Dealing in Futures Contracts 2010-10-06 2012-02-24
AAW059 LAM Wing Kit 林榮傑 RE Advising on Securities 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAW059 LAM Wing Kit 林榮傑 RE Asset Management 2003-04-01 2005-01-25
AAY534 HO James Y RE Dealing in Securities 2003-04-01 2005-03-23
AAY534 HO James Y RE Dealing in Futures Contracts 2010-08-31 2013-11-09
AAY534 HO James Y RE Advising on Securities 2003-04-01 2005-03-23
AAY534 HO James Y RE Advising on Corporate Finance 2003-04-01 2005-03-23
AAY534 HO James Y RE Asset Management 2003-04-01 2005-01-25
AAY546 CARTON Ian Paul RE Dealing in Securities 2005-04-22 2009-01-08
AAY546 CARTON Ian Paul RE Advising on Securities 2005-04-22 2009-01-08
AAY546 CARTON Ian Paul RE Advising on Corporate Finance 2005-04-22 2009-01-08
AAY606 WONG Wai Han, Jill 黃慧嫻 RE Dealing in Futures Contracts 2010-09-20 2011-08-12
ABA948 CHIM Kai Ming 詹繼明 RE Dealing in Futures Contracts 2010-09-10 2011-08-09
ABB541 TSANG Ho Kei 曾浩基 RE Dealing in Securities 2003-04-01 2012-09-28
ABB541 TSANG Ho Kei 曾浩基 RE Advising on Securities 2003-04-01 2005-03-23
ABB541 TSANG Ho Kei 曾浩基 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABB541 TSANG Ho Kei 曾浩基 RE Asset Management 2003-04-01 2005-01-25
ABB625 CHAN Kar Yue, Mark 陳嘉裕 RE Dealing in Securities 2007-08-13 2009-03-31
ABD392 KIM Hun Soo RO Dealing in Futures Contracts 2010-08-20 2012-05-02
ABE627 SYKES Roderick Peter RE Dealing in Securities 2005-04-22 2005-07-14
ABE627 SYKES Roderick Peter RE Advising on Securities 2005-04-22 2005-07-14
ABE627 SYKES Roderick Peter RE Advising on Corporate Finance 2005-04-22 2005-07-14
ABF874 NG Pui Yu, Connie 吳佩諭 RE Dealing in Securities 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Advising on Securities 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABF874 NG Pui Yu, Connie 吳佩諭 RE Asset Management 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Dealing in Securities 2003-04-01 2005-04-22
ABL674 TAN Victor Kay 陳凱 RE Advising on Securities 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABL674 TAN Victor Kay 陳凱 RE Asset Management 2003-04-01 2005-01-25
ABL735 YU Wai Kwan 余慧群 RE Dealing in Futures Contracts 2010-11-19 2012-12-07
ABL850 LAW Kin Fat 羅建發 RE Dealing in Securities 2007-04-17 2009-07-03
ABM263 PENTON Dominic Jon RE Dealing in Securities 2005-07-04 2016-06-01
ABM263 PENTON Dominic Jon RE Dealing in Futures Contracts 2010-09-06 2016-06-01
ABM380 LAM Ka Kei 林家驥 RE Dealing in Securities 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Dealing in Futures Contracts 2010-09-20 2013-07-13
ABM380 LAM Ka Kei 林家驥 RE Advising on Securities 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABM380 LAM Ka Kei 林家驥 RE Asset Management 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Dealing in Securities 2003-04-01 2005-04-22
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Advising on Securities 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABM381 HADDON-CAVE LAU Bonnie Chong Ki RE Asset Management 2003-04-01 2005-01-25
ABM948 O'SHEA Stephen Gerard RE Dealing in Securities 2013-07-10
ABM948 O'SHEA Stephen Gerard RE Dealing in Futures Contracts 2013-07-10
ABM948 O'SHEA Stephen Gerard RE Providing Automated Trading Services 2013-08-20 2018-11-01
ABO381 WEIR Euan James Lind RE Dealing in Securities 2005-01-27 2006-12-12
ABP526 CHAN Mee Yee, May 陳美兒 RE Dealing in Securities 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Dealing in Futures Contracts 2010-09-10 2013-07-13
ABP526 CHAN Mee Yee, May 陳美兒 RE Advising on Securities 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABP526 CHAN Mee Yee, May 陳美兒 RE Asset Management 2003-04-01 2005-01-25
ABR710 CHENG Kin Lung, David 鄭建龍 RE Dealing in Securities 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Dealing in Securities 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Securities 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Securities 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RE Advising on Corporate Finance 2015-10-12 2015-11-30
ABR710 CHENG Kin Lung, David 鄭建龍 RO Advising on Corporate Finance 2015-11-30
ABR876 WONG Constance 黃子欣 RE Dealing in Securities 2010-06-10 2012-06-25
ABR876 WONG Constance 黃子欣 RE Dealing in Futures Contracts 2010-08-26 2012-06-25
ABS185 FLETCHER Alexander Graham RE Dealing in Securities 2005-08-31 2012-09-28
ABS185 FLETCHER Alexander Graham RE Dealing in Futures Contracts 2010-08-24 2012-09-28
ABT017 CHEUNG King Wai Annie 張敬慧 RE Dealing in Securities 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Securities 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Advising on Corporate Finance 2003-04-01 2003-10-21
ABT017 CHEUNG King Wai Annie 張敬慧 RE Asset Management 2003-04-01 2003-10-21
ABT073 STALKER Norman Anthony RO Dealing in Securities 2003-04-01 2004-02-25
ABT073 STALKER Norman Anthony RO Advising on Securities 2003-04-01 2004-02-25
ABT073 STALKER Norman Anthony RO Advising on Corporate Finance 2003-04-01 2004-02-25
ABT073 STALKER Norman Anthony RO Asset Management 2003-04-01 2004-02-25
ABT425 EIO Choon Yin, Cara RE Dealing in Securities 2007-04-23 2008-10-21
ABT542 FANG Wei An, Anthony 方維安 RE Dealing in Futures Contracts 2010-09-08 2010-11-06
ABT543 CHEUNG Ming 張明 RE Dealing in Securities 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ABT543 CHEUNG Ming 張明 RE Advising on Securities 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ABT543 CHEUNG Ming 張明 RE Asset Management 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Dealing in Securities 2003-04-01 2005-04-22
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Dealing in Futures Contracts 2010-11-19 2012-04-19
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Advising on Securities 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Advising on Corporate Finance 2003-04-01 2005-01-25
ABT544 TSIN Wing Yee, Winnie 覃穎怡 RE Asset Management 2003-04-01 2005-01-25
ABT659 REN Margaret Keying 任克英 RE Dealing in Securities 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Dealing in Securities 2013-01-14
ABT659 REN Margaret Keying 任克英 RE Advising on Securities 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Advising on Securities 2013-01-14
ABT659 REN Margaret Keying 任克英 RE Advising on Corporate Finance 2007-02-02 2009-05-08
ABT659 REN Margaret Keying 任克英 RE Advising on Corporate Finance 2013-01-14
ABY869 LIU Erh Fei 劉二飛 RO Dealing in Securities 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Advising on Securities 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Advising on Corporate Finance 2003-04-01 2012-04-30
ABY869 LIU Erh Fei 劉二飛 RO Asset Management 2003-04-01 2005-01-25
ABY976 HO Lau Mei 何柳湄 RE Dealing in Securities 2005-05-19 2015-03-24
ACA305 KAPUR Ajay Singh RE Dealing in Futures Contracts 2013-06-24 2014-04-22
ACB020 WONG Owen 黃浩雲 RE Dealing in Securities 2005-04-22 2008-03-08
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Dealing in Securities 2003-04-01 2010-11-01
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Dealing in Futures Contracts 2010-08-20 2010-11-01
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Advising on Securities 2003-04-01 2005-03-23
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB484 TSAI Robert Tu-Yun 蔡篤昀 RE Asset Management 2003-04-01 2005-01-25
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Dealing in Securities 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Advising on Securities 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB553 TAM Edmond Ming Kwan 譚銘鈞 RE Asset Management 2003-04-01 2005-01-25
ACB900 LEE So Chun, Kathryn 李素珍 RE Dealing in Securities 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Dealing in Futures Contracts 2010-09-20 2013-10-26
ACB900 LEE So Chun, Kathryn 李素珍 RE Advising on Securities 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACB900 LEE So Chun, Kathryn 李素珍 RE Asset Management 2003-04-01 2005-01-25
ACD717 NG Shing Joe, Kester 吳繩祖 RE Dealing in Securities 2005-05-19 2006-05-26
ACD717 NG Shing Joe, Kester 吳繩祖 RE Advising on Securities 2005-05-19 2006-05-26
ACD717 NG Shing Joe, Kester 吳繩祖 RE Advising on Corporate Finance 2005-05-19 2006-05-26
ACD837 WARD Rodney Gordon RE Dealing in Securities 2012-07-09 2015-05-01
ACD837 WARD Rodney Gordon RE Advising on Securities 2012-07-09 2015-05-01
ACD837 WARD Rodney Gordon RE Advising on Corporate Finance 2012-07-09 2015-05-01
ACD929 LEE Miu Ling 李妙玲 RE Dealing in Futures Contracts 2010-09-03 2013-11-09
ACE273 MARTIN Paul RE Dealing in Securities 2005-05-19 2009-02-27
ACE755 SCOTT Giles Richard Winstone RE Dealing in Securities 2005-05-19 2007-02-16
ACE755 SCOTT Giles Richard Winstone RO Dealing in Securities 2007-02-16 2008-04-25
ACG024 WRIGHT Symon Robert RE Dealing in Futures Contracts 2010-09-03 2012-04-16
ACG637 YAO Lan Mai, Margaret 姚蘭玫 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ACI535 LEE Chen Kwok, John 李鎮國 RE Dealing in Securities 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Dealing in Securities 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Advising on Securities 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Advising on Securities 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Advising on Corporate Finance 2003-04-01 2005-06-06
ACI535 LEE Chen Kwok, John 李鎮國 RO Advising on Corporate Finance 2005-06-06 2016-12-01
ACI535 LEE Chen Kwok, John 李鎮國 RE Asset Management 2003-04-01 2005-01-25
ACI895 LO Yin Yee, Eva 盧燕儀 RE Dealing in Futures Contracts 2011-03-11 2013-11-09
ACJ065 FOURNIER Gregory John Kennedy RE Dealing in Securities 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Dealing in Securities 2009-06-23 2015-03-24
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Securities 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Securities 2009-06-23 2015-03-24
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Corporate Finance 2008-09-05 2009-05-11
ACJ065 FOURNIER Gregory John Kennedy RE Advising on Corporate Finance 2009-06-23 2015-03-24
ACJ181 LEE Joseph B RE Dealing in Securities 2011-04-27 2015-08-25
ACJ181 LEE Joseph B RO Dealing in Securities 2015-08-25
ACJ181 LEE Joseph B RE Dealing in Futures Contracts 2011-04-27
ACJ317 PANG See Kit Alwyn 彭思杰 RE Dealing in Futures Contracts 2011-04-18 2013-07-04
ACJ320 TSE Wing Keung 謝永強 RE Dealing in Securities 2005-09-01 2008-10-21
ACJ392 POON Wing Chuen, Tony 潘永全 RE Dealing in Securities 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RO Dealing in Futures Contracts 2010-08-20 2011-03-01
ACJ392 POON Wing Chuen, Tony 潘永全 RE Advising on Securities 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RE Advising on Corporate Finance 2003-04-01 2004-07-29
ACJ392 POON Wing Chuen, Tony 潘永全 RE Asset Management 2003-04-01 2004-07-29
ACJ393 CHAN Mei Ling 陳美玲 RE Dealing in Securities 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Dealing in Futures Contracts 2010-09-10 2013-10-12
ACJ393 CHAN Mei Ling 陳美玲 RE Advising on Securities 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACJ393 CHAN Mei Ling 陳美玲 RE Asset Management 2003-04-01 2005-01-25
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Dealing in Securities 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Advising on Securities 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Advising on Corporate Finance 2003-04-01 2003-12-12
ACJ876 HO Wan Ling, Teresa 何韻玲 RE Asset Management 2003-04-01 2003-12-12
ACJ878 CHEUNG Wing Yee 張詠儀 RE Dealing in Securities 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Dealing in Futures Contracts 2010-08-31 2013-07-13
ACJ878 CHEUNG Wing Yee 張詠儀 RE Advising on Securities 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACJ878 CHEUNG Wing Yee 張詠儀 RE Asset Management 2003-04-01 2005-01-25
ACK647 MAYNARD Andrew Charles RE Dealing in Securities 2003-04-01 2003-12-19
ACK647 MAYNARD Andrew Charles RO Dealing in Securities 2003-12-19 2011-03-01
ACK647 MAYNARD Andrew Charles RO Dealing in Futures Contracts 2010-08-20 2011-03-01
ACK647 MAYNARD Andrew Charles RE Advising on Securities 2003-04-01 2003-08-14
ACK647 MAYNARD Andrew Charles RE Advising on Corporate Finance 2003-04-01 2003-08-14
ACK647 MAYNARD Andrew Charles RE Asset Management 2003-04-01 2003-08-14
ACK853 CHANG Tracy Sheldon 張曉冬 RE Dealing in Securities 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Advising on Securities 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Advising on Corporate Finance 2003-04-01 2003-05-20
ACK853 CHANG Tracy Sheldon 張曉冬 RE Asset Management 2003-04-01 2003-05-20
ACL608 APUNDAR Emelie O. RE Dealing in Securities 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Dealing in Futures Contracts 2010-08-31 2013-11-09
ACL608 APUNDAR Emelie O. RE Advising on Securities 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACL608 APUNDAR Emelie O. RE Asset Management 2003-04-01 2005-01-25
ACL796 CHAU Richard RE Dealing in Securities 2018-04-10 2018-08-06
ACL796 CHAU Richard RO Dealing in Securities 2018-08-06
ACL796 CHAU Richard RE Dealing in Futures Contracts 2018-04-10 2018-08-06
ACL796 CHAU Richard RO Dealing in Futures Contracts 2018-08-06
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Dealing in Securities 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Dealing in Securities 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Dealing in Securities 2007-10-09 2008-10-10
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Securities 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Securities 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Advising on Securities 2007-10-09 2008-10-10
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Corporate Finance 2005-06-10 2007-10-09
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Corporate Finance 2008-10-10 2009-01-31
ACL894 TRAINOR-DEGIROLAMO Sheldon RO Advising on Corporate Finance 2007-10-09 2008-10-10
ACM773 BEATTIE Nigel John RO Dealing in Securities 2005-05-27 2008-01-21
ACN461 DAVIDSON Sylvie RE Dealing in Securities 2005-05-19 2008-04-25
ACN581 FUNG Chui Wah 馮翠華 RE Dealing in Securities 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Advising on Securities 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ACN581 FUNG Chui Wah 馮翠華 RE Asset Management 2003-04-01 2005-01-25
ACN988 LI Zemin 李則旻 RE Dealing in Securities 2008-09-12 2009-01-09
ACN988 LI Zemin 李則旻 RE Advising on Securities 2008-09-12 2009-01-09
ACN988 LI Zemin 李則旻 RE Advising on Corporate Finance 2008-09-12 2009-01-09
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Dealing in Securities 2007-04-20 2009-09-17
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Securities 2007-04-20 2009-09-17
ACO194 TSANG Ling Kay, Rodney 曾令祺 RE Advising on Corporate Finance 2007-04-20 2009-09-17
ACO279 HAN Bruce Wook RE Dealing in Futures Contracts 2010-08-20 2010-10-18
ACO556 LI Xiaojia, Charles 李小加 RO Dealing in Securities 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Advising on Securities 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Advising on Corporate Finance 2003-04-01 2003-04-28
ACO556 LI Xiaojia, Charles 李小加 RO Asset Management 2003-04-01 2003-04-28
ACO819 KEYES Terence Francois RE Dealing in Securities 2008-07-03 2008-09-24
ACO819 KEYES Terence Francois RO Dealing in Securities 2008-09-24 2009-06-25
ACO819 KEYES Terence Francois RE Advising on Securities 2008-07-24 2008-09-24
ACO819 KEYES Terence Francois RO Advising on Securities 2008-09-24 2009-06-25
ACO819 KEYES Terence Francois RE Advising on Corporate Finance 2008-07-03 2008-09-24
ACO819 KEYES Terence Francois RO Advising on Corporate Finance 2008-09-24 2009-06-25
ACO821 CHUI Chun Kit 徐駿傑 RE Dealing in Securities 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Advising on Securities 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Advising on Corporate Finance 2003-04-01 2005-03-05
ACO821 CHUI Chun Kit 徐駿傑 RE Asset Management 2003-04-01 2005-01-25
ACO850 WU Gang 吳剛 RE Advising on Corporate Finance 2003-11-13 2004-09-09
ACQ004 CURRIMBHOY Sadiq RE Dealing in Futures Contracts 2010-09-06 2011-03-02
ACQ093 CHEUNG Yiu Wai 張耀威 RE Dealing in Futures Contracts 2010-09-03 2012-02-24
ACR175 KIPPING Bryan Edward RE Dealing in Securities 2006-11-15 2009-08-14
ACR602 GELBER Randy Scott RE Dealing in Securities 2009-02-19 2010-05-04
ACR602 GELBER Randy Scott RE Advising on Securities 2009-02-19 2010-05-04
ACR602 GELBER Randy Scott RE Advising on Corporate Finance 2009-02-19 2010-05-04
ACR957 LING Vivian 林蔚然 RE Dealing in Securities 2005-04-23 2008-05-10
ACS592 TUPPER Nigel Robert RE Dealing in Futures Contracts 2011-10-11 2018-08-01
ACS786 ZHENG Xingjuan 鄭杏娟 RE Dealing in Securities 2007-11-02 2009-11-09
ACT729 CHOW Wai Ming 周維明 RE Dealing in Securities 2007-05-22 2015-06-08
ACT729 CHOW Wai Ming 周維明 RE Advising on Securities 2007-06-21 2015-06-08
ACT729 CHOW Wai Ming 周維明 RE Advising on Corporate Finance 2007-05-22 2015-06-08
ACU882 NG Ka Hing 伍家興 RE Dealing in Securities 2015-06-04 2016-03-01
ACU882 NG Ka Hing 伍家興 RO Dealing in Securities 2016-03-01 2017-09-26
ACU882 NG Ka Hing 伍家興 RE Dealing in Futures Contracts 2015-06-04 2016-03-01
ACU882 NG Ka Hing 伍家興 RO Dealing in Futures Contracts 2016-03-01 2017-09-26
ACX408 WU Johnson 胡宗迅 RE Dealing in Securities 2005-04-07 2009-02-27
ACX995 HASSAN Shamus RE Dealing in Securities 2006-04-04
ACX995 HASSAN Shamus RE Advising on Securities 2006-04-04
ACX995 HASSAN Shamus RE Advising on Corporate Finance 2006-04-04
ACZ477 BROWN Andrew Ollie RE Dealing in Securities 2014-06-12 2016-03-08
ACZ477 BROWN Andrew Ollie RE Dealing in Futures Contracts 2014-06-12 2016-03-08
ADA211 RYAN Jason Kieran RE Dealing in Securities 2007-01-23 2007-05-24
ADA383 DEVONSHIRE Mark Charles RE Dealing in Securities 2006-06-13 2008-11-01
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Dealing in Securities 2011-06-13 2013-08-10
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Securities 2011-06-13 2013-08-10
ADA660 CHAN Chui Yee, Shirley 陳翠儀 RE Advising on Corporate Finance 2011-06-13 2013-08-10
ADA948 GUAN Jian 關健 RE Dealing in Securities 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Advising on Securities 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Advising on Corporate Finance 2003-04-01 2005-03-29
ADA948 GUAN Jian 關健 RE Asset Management 2003-04-01 2005-01-25
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Dealing in Securities 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Advising on Securities 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Advising on Corporate Finance 2003-04-01 2004-07-12
ADB480 HSIEH Stephen Chung Ling 謝頌寧 RE Asset Management 2003-04-01 2004-07-12
ADC300 CHONG Wan Yee 莊韻兒 RE Dealing in Securities 2008-07-30 2010-05-04
ADC300 CHONG Wan Yee 莊韻兒 RE Advising on Securities 2008-07-30 2010-05-04
ADC300 CHONG Wan Yee 莊韻兒 RE Advising on Corporate Finance 2008-07-30 2010-05-04
ADH078 BROOKHOUSE Simon Douglas RO Dealing in Securities 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Advising on Securities 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Advising on Corporate Finance 2003-04-01 2003-10-01
ADH078 BROOKHOUSE Simon Douglas RO Asset Management 2003-04-01 2003-10-01
ADH217 LEUNG Lai Ping 梁麗萍 RE Dealing in Securities 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Dealing in Futures Contracts 2010-08-31 2013-12-07
ADH217 LEUNG Lai Ping 梁麗萍 RE Advising on Securities 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADH217 LEUNG Lai Ping 梁麗萍 RE Asset Management 2003-04-01 2005-01-25
ADH428 CHEUNG Yee Fan 張懿帆 RE Dealing in Securities 2005-01-04 2007-02-13
ADI465 LUK Siu Yin 陸小燕 RE Dealing in Securities 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Advising on Securities 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI465 LUK Siu Yin 陸小燕 RE Asset Management 2003-04-01 2005-01-25
ADI571 HO Chi Min Patrick 何知勉 RE Dealing in Securities 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Dealing in Futures Contracts 2010-09-10 2013-09-07
ADI571 HO Chi Min Patrick 何知勉 RE Advising on Securities 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI571 HO Chi Min Patrick 何知勉 RE Asset Management 2003-04-01 2005-01-25
ADI605 WANG Zhonghe 王仲何 RE Dealing in Securities 2005-05-19 2005-09-29
ADI605 WANG Zhonghe 王仲何 RE Advising on Securities 2005-05-19 2005-09-29
ADI605 WANG Zhonghe 王仲何 RE Advising on Corporate Finance 2005-05-19 2005-09-29
ADI852 SUNG Kin Man 宋建文 RE Dealing in Securities 2005-04-20 2007-02-17
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Dealing in Securities 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Dealing in Futures Contracts 2010-09-06 2013-11-09
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Advising on Securities 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADI856 TANG Oi Chun, Anita 鄧愛珍 RE Asset Management 2003-04-01 2005-01-25
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Dealing in Securities 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Dealing in Futures Contracts 2010-09-10 2013-07-13
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Securities 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Advising on Corporate Finance 2003-04-01 2003-11-12
ADI940 GOH Kian Liem, Joel 吳鍵林 RE Asset Management 2003-04-01 2003-11-12
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2015-07-20 2016-08-03
ADI982 ZHANG Lin RE Dealing in Securities 2005-05-19 2007-07-07
ADI982 ZHANG Lin RE Advising on Securities 2005-05-19 2007-07-07
ADI982 ZHANG Lin RE Advising on Corporate Finance 2005-05-19 2007-07-07
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Dealing in Securities 2003-04-01 2007-08-01
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Advising on Securities 2003-04-01 2005-03-23
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADK253 RODRIGUEZ DE CASTRO EUBANK James Anthony RE Asset Management 2003-04-01 2005-01-25
ADK592 LANGNER Gilbert Fred RE Dealing in Securities 2013-05-28 2014-01-03
ADK592 LANGNER Gilbert Fred RE Dealing in Futures Contracts 2013-05-28 2014-01-03
ADK592 LANGNER Gilbert Fred RE Providing Automated Trading Services 2013-09-06 2014-01-03
ADK736 SO Mei Lun 蘇美倫 RE Dealing in Futures Contracts 2010-08-20 2011-10-04
ADK867 TING Carter Richard 丁文達 RE Dealing in Securities 2007-05-07 2010-05-31
ADL208 TING Sui Lin, Wanda 丁瑞蓮 RE Dealing in Futures Contracts 2010-08-31 2013-11-07
ADL600 PANG Lin Ho 彭蓮好 RE Dealing in Securities 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Dealing in Futures Contracts 2010-08-31 2013-11-09
ADL600 PANG Lin Ho 彭蓮好 RE Advising on Securities 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADL600 PANG Lin Ho 彭蓮好 RE Asset Management 2003-04-01 2005-01-25
ADM062 HSU Calvin James 許聖賚 RE Dealing in Futures Contracts 2010-09-10 2013-04-05
ADM816 RAHMAN Ajmal RO Dealing in Securities 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Advising on Securities 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Advising on Corporate Finance 2003-04-01 2003-06-16
ADM816 RAHMAN Ajmal RO Asset Management 2003-04-01 2003-06-16
ADM901 LO Patrick 盧培德 RE Dealing in Securities 2007-02-16 2008-06-13
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Dealing in Securities 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Dealing in Futures Contracts 2010-09-06 2012-10-27
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Advising on Securities 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADO329 YIP Wing Han, Florence 葉穎嫻 RE Asset Management 2003-04-01 2005-01-25
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Dealing in Securities 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Dealing in Futures Contracts 2010-09-10 2013-07-13
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Advising on Securities 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADQ135 CHENG Chu Hong, Lawrence 鄭曙航 RE Asset Management 2003-04-01 2005-01-25
ADQ307 MALHOTRA Ashish RE Dealing in Securities 2012-04-18 2012-12-28
ADQ307 MALHOTRA Ashish RO Dealing in Securities 2012-12-28 2013-04-09
ADQ307 MALHOTRA Ashish RE Advising on Securities 2012-04-18 2012-12-28
ADQ307 MALHOTRA Ashish RO Advising on Securities 2012-12-28 2013-04-09
ADQ307 MALHOTRA Ashish RE Advising on Corporate Finance 2012-04-18 2013-04-09
ADQ669 TO Christine Oi Yan 杜愛茵 RE Dealing in Securities 2010-05-31 2010-06-30
ADQ857 CHO Michael Min-Kuk RE Dealing in Securities 2005-04-22 2012-01-10
ADQ857 CHO Michael Min-Kuk RE Advising on Securities 2005-04-22 2012-01-10
ADQ857 CHO Michael Min-Kuk RE Advising on Corporate Finance 2004-04-14 2012-01-10
ADR283 MAZUR Gregory Chad RE Dealing in Securities 2005-01-21 2005-11-02
ADR283 MAZUR Gregory Chad RE Advising on Securities 2005-01-21 2005-11-02
ADR283 MAZUR Gregory Chad RE Advising on Corporate Finance 2005-01-21 2005-11-02
ADR699 LEUNG Tat Pui 梁達培 RE Dealing in Securities 2005-04-23 2010-05-12
ADS384 TUNG Hong, Erik 童慷 RE Dealing in Securities 2004-08-17 2005-08-30
ADS384 TUNG Hong, Erik 童慷 RE Advising on Securities 2004-08-17 2005-08-30
ADS384 TUNG Hong, Erik 童慷 RE Advising on Corporate Finance 2004-08-17 2005-08-30
ADS520 SIM Thiam Chwee RE Dealing in Securities 2005-08-12 2006-03-10
ADS520 SIM Thiam Chwee RE Dealing in Securities 2006-04-03 2007-06-02
ADS697 CHEUNG Chun Ying, Victor 張俊英 RE Dealing in Futures Contracts 2010-08-27 2018-08-06
ADT852 MAK Kam Kuen 麥錦娟 RE Dealing in Securities 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Advising on Securities 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADT852 MAK Kam Kuen 麥錦娟 RE Asset Management 2003-04-01 2005-01-25
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Dealing in Securities 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Advising on Securities 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ADT869 LEE Chui Shan, Hazel 李翠珊 RE Asset Management 2003-04-01 2003-06-16
ADU274 HONG Yu Sik 洪裕植 RE Dealing in Securities 2010-06-25 2011-01-11
ADU274 HONG Yu Sik 洪裕植 RE Dealing in Futures Contracts 2010-08-26 2011-01-11
ADV066 YIM Hoi Ling 嚴凱玲 RE Dealing in Securities 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Dealing in Futures Contracts 2010-08-31 2013-11-07
ADV066 YIM Hoi Ling 嚴凱玲 RE Advising on Securities 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADV066 YIM Hoi Ling 嚴凱玲 RE Asset Management 2003-04-01 2005-01-25
ADV539 WONG Wai Ling 王慧鈴 RE Dealing in Securities 2007-04-25 2009-01-23
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Dealing in Securities 2010-01-14 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Dealing in Securities 2011-10-14 2015-06-15
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Advising on Securities 2010-01-14 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Advising on Securities 2011-10-14 2015-06-15
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RE Advising on Corporate Finance 2009-12-16 2011-10-14
ADV680 CHUNG Benny Koon Chung 鍾冠聰 RO Advising on Corporate Finance 2011-10-14 2015-06-15
ADW127 AU Wai Keung, Stephen 區偉強 RE Dealing in Securities 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ADW127 AU Wai Keung, Stephen 區偉強 RE Advising on Securities 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADW127 AU Wai Keung, Stephen 區偉強 RE Asset Management 2003-04-01 2005-01-25
ADW196 LEUNG Man Ping 梁曼屏 RE Dealing in Securities 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Dealing in Futures Contracts 2010-09-03 2013-09-07
ADW196 LEUNG Man Ping 梁曼屏 RE Advising on Securities 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADW196 LEUNG Man Ping 梁曼屏 RE Asset Management 2003-04-01 2005-01-25
ADW635 WANG Fei 王緋 RE Dealing in Securities 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Advising on Securities 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Advising on Corporate Finance 2003-04-01 2003-09-06
ADW635 WANG Fei 王緋 RE Asset Management 2003-04-01 2003-09-06
ADW766 CHAN Choi Ling 陳彩玲 RE Dealing in Securities 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Advising on Securities 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Advising on Corporate Finance 2003-04-01 2003-07-01
ADW766 CHAN Choi Ling 陳彩玲 RE Asset Management 2003-04-01 2003-07-01
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2006-05-17 2008-02-23
ADX363 SCOTT David Paul Mcleod RE Dealing in Securities 2005-05-19 2006-09-01
ADX541 REED Timothy Cameron RE Dealing in Securities 2015-01-15 2016-03-08
ADX541 REED Timothy Cameron RE Dealing in Futures Contracts 2015-01-15 2016-03-08
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Dealing in Securities 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Advising on Securities 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADX742 MA Sui Ling, Sirling 馬瑞玲 RE Asset Management 2003-04-01 2005-01-25
ADY077 JOO Hui Chan RE Dealing in Securities 2006-11-30 2010-07-15
ADY077 JOO Hui Chan RE Advising on Securities 2006-11-30 2010-07-15
ADY077 JOO Hui Chan RE Advising on Corporate Finance 2006-11-30 2010-07-15
ADY270 WONG Wing Yan, Kathy 黃詠恩 RE Dealing in Futures Contracts 2010-11-19 2012-04-24
ADY288 HUNG Lok Ming, Gary 熊洛銘 RE Dealing in Securities 2007-02-16 2007-07-31
ADY959 TEO Wee Meng, Calvin 張偉明 RE Dealing in Securities 2018-08-16
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Securities 2018-08-16
ADY959 TEO Wee Meng, Calvin 張偉明 RE Advising on Corporate Finance 2018-08-16
ADZ150 LAMBA Romnesh RE Dealing in Securities 2005-05-19 2008-08-18
ADZ150 LAMBA Romnesh RE Advising on Securities 2005-05-19 2008-08-18
ADZ150 LAMBA Romnesh RE Advising on Corporate Finance 2005-05-19 2008-08-18
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Dealing in Securities 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Dealing in Futures Contracts 2010-08-31 2013-08-31
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Advising on Securities 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Advising on Corporate Finance 2003-04-01 2005-03-23
ADZ417 CHAN Mei Po, Selena 陳美寶 RE Asset Management 2003-04-01 2005-01-25
ADZ437 DESAI Kalpana RE Dealing in Securities 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Dealing in Securities 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Advising on Securities 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Advising on Securities 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Advising on Corporate Finance 2003-04-01 2004-09-23
ADZ437 DESAI Kalpana RO Advising on Corporate Finance 2004-09-23 2009-05-25
ADZ437 DESAI Kalpana RE Asset Management 2003-04-01 2004-08-10
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Dealing in Securities 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Dealing in Futures Contracts 2010-09-10 2013-11-09
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Advising on Securities 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Advising on Corporate Finance 2003-04-01 2003-11-12
ADZ805 CHEUNG Shuk Ling. Zoe 張淑玲 RE Asset Management 2003-04-01 2003-11-12
ADZ872 CHAN Wun Sheung Alison May 陳韻湘 RE Dealing in Futures Contracts 2011-02-18 2013-11-09
ADZ970 CHAN Suk Han, Clarence 陳淑嫻 RE Dealing in Securities 2005-05-20 2017-05-17
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Dealing in Securities 2013-09-16 2013-11-27
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Dealing in Securities 2013-11-27 2015-08-11
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Securities 2013-09-16 2014-06-06
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Securities 2014-06-06 2015-08-11
ADZ972 CHENG Winston Shao-Min 鄭孝明 RE Advising on Corporate Finance 2013-09-16 2013-11-27
ADZ972 CHENG Winston Shao-Min 鄭孝明 RO Advising on Corporate Finance 2013-11-27 2015-08-11
AEB509 SHEIKH Nauman Latif RE Dealing in Securities 2007-04-04 2007-05-04
AEB576 YAU Siu Ling 邱少玲 RE Dealing in Futures Contracts 2010-08-31 2014-04-01
AEC764 DEVGAN Sanjeet RE Dealing in Securities 2008-10-08 2009-01-23
AED386 WATTS Kevan Vincent RE Dealing in Securities 2007-09-14 2008-04-15
AED386 WATTS Kevan Vincent RE Advising on Securities 2007-09-14 2008-04-15
AED386 WATTS Kevan Vincent RE Advising on Corporate Finance 2007-09-14 2008-04-15
AED762 CANNIFFE Brian John RE Dealing in Securities 2007-01-15 2008-06-25
AED762 CANNIFFE Brian John RO Dealing in Securities 2008-06-25 2012-03-23
AED762 CANNIFFE Brian John RE Dealing in Futures Contracts 2010-09-03 2012-03-23
AED925 TSANG Kai Yin 曾啟賢 RE Dealing in Securities 2005-10-03
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Securities 2011-08-02 2014-03-03
AEE749 HOLSHEIMER Ryan Hans RO Dealing in Futures Contracts 2011-08-02 2014-03-03
AEE749 HOLSHEIMER Ryan Hans RO Providing Automated Trading Services 2013-07-17 2014-03-03
AEG142 KOOK Luk Ting 鞠祿婷 RE Dealing in Securities 2003-04-01 2005-03-23
AEG142 KOOK Luk Ting 鞠祿婷 RE Advising on Securities 2003-04-01 2005-03-23
AEG142 KOOK Luk Ting 鞠祿婷 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AEG142 KOOK Luk Ting 鞠祿婷 RE Asset Management 2003-04-01 2005-01-25
AEG935 LIU Kwok Wah, Kenneth 廖國華 RE Dealing in Securities 2007-01-26 2007-03-08
AEH938 ELLISON Alexander Hugh RE Dealing in Securities 2005-05-19 2006-06-01
AEH939 OBANDO Marta Joann RE Dealing in Securities 2005-04-22 2005-07-21
AEI262 NIE Sze Man, Valerie Maria 倪思敏 RE Dealing in Securities 2005-05-19 2010-11-01
AEI262 NIE Sze Man, Valerie Maria 倪思敏 RE Dealing in Futures Contracts 2010-08-20 2010-11-01
AEI327 ZHANG Rui 張銳 RE Dealing in Securities 2006-07-03 2008-06-13
AEI384 KAM Stephen Cheuk Hang 甘卓亨 RE Dealing in Securities 2007-03-27 2009-05-20
AEI617 KIM Kyung Duk RE Dealing in Securities 2015-06-09 2015-06-15
AEI617 KIM Kyung Duk RE Dealing in Securities 2016-02-05
AEI617 KIM Kyung Duk RE Dealing in Futures Contracts 2015-06-09 2015-06-15
AEI617 KIM Kyung Duk RE Dealing in Futures Contracts 2016-02-05
AEJ269 TYE Beng Lee 戴明理 RE Dealing in Securities 2005-05-19 2012-01-11
AEJ269 TYE Beng Lee 戴明理 RE Dealing in Futures Contracts 2010-08-20 2010-09-24
AEJ269 TYE Beng Lee 戴明理 RE Advising on Securities 2010-09-29 2012-01-11
AEJ269 TYE Beng Lee 戴明理 RE Advising on Corporate Finance 2010-09-29 2012-01-11
AEK878 PRATT Michael Charles Harding Kayas RE Dealing in Securities 2014-05-28 2015-07-09
AEK878 PRATT Michael Charles Harding Kayas RO Dealing in Securities 2015-07-09
AEK878 PRATT Michael Charles Harding Kayas RE Dealing in Futures Contracts 2014-05-28
AEL713 BARROS III Belmiro Jose RE Dealing in Securities 2007-05-09 2012-05-11
AEL713 BARROS III Belmiro Jose RE Dealing in Futures Contracts 2010-09-02 2012-05-11
AEL940 SZE Shun Wah, Mimmy Renee 施舜華 RE Dealing in Securities 2003-04-01 2005-03-23
AEL940 SZE Shun Wah, Mimmy Renee 施舜華 RE Dealing in Futures Contracts 2010-09-20 2013-10-01
AEL940 SZE Shun Wah, Mimmy Renee 施舜華 RE Advising on Securities 2003-04-01 2005-03-23
AEL940 SZE Shun Wah, Mimmy Renee 施舜華 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AEL940 SZE Shun Wah, Mimmy Renee 施舜華 RE Asset Management 2003-04-01 2005-01-25
AEM025 POON Yiu Kin, Samuel 潘耀堅 RO Dealing in Securities 2003-04-01 2005-02-01
AEM025 POON Yiu Kin, Samuel 潘耀堅 RO Advising on Securities 2003-04-01 2005-02-01
AEM025 POON Yiu Kin, Samuel 潘耀堅 RO Advising on Corporate Finance 2003-04-01 2005-02-01
AEM025 POON Yiu Kin, Samuel 潘耀堅 RO Asset Management 2003-04-01 2005-02-01
AEM111 KAO Yuk Tung, Dale 高旭東 RE Dealing in Securities 2003-04-01 2005-03-23
AEM111 KAO Yuk Tung, Dale 高旭東 RE Dealing in Futures Contracts 2010-09-10 2013-03-06
AEM111 KAO Yuk Tung, Dale 高旭東 RE Advising on Securities 2003-04-01 2005-03-23
AEM111 KAO Yuk Tung, Dale 高旭東 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AEM111 KAO Yuk Tung, Dale 高旭東 RE Asset Management 2003-04-01 2005-01-25
AEM113 TEOH Chin Chin RE Dealing in Securities 2006-04-21 2011-07-04
AEM113 TEOH Chin Chin RE Advising on Securities 2006-04-21 2011-07-04
AEM837 CHAN Pak Lai, Patti 陳百麗 RE Dealing in Securities 2003-04-01 2003-10-21
AEM837 CHAN Pak Lai, Patti 陳百麗 RE Advising on Securities 2003-04-01 2003-10-21
AEM837 CHAN Pak Lai, Patti 陳百麗 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AEM837 CHAN Pak Lai, Patti 陳百麗 RE Asset Management 2003-04-01 2003-10-21
AEN759 LAU Wei Sze 劉葦思 RE Dealing in Securities 2005-05-19
AEN759 LAU Wei Sze 劉葦思 RE Dealing in Futures Contracts 2010-09-02
AEN823 WERNERT Jeremy David RE Dealing in Securities 2005-04-23 2009-02-16
AEN898 MIU Pepita Yinki 苗燕琪 RE Dealing in Securities 2005-05-19 2006-07-19
AEO621 JUNGELS Marie Louise RE Dealing in Securities 2003-04-01 2003-11-06
AEO621 JUNGELS Marie Louise RE Dealing in Futures Contracts 2010-09-10 2012-01-26
AEO621 JUNGELS Marie Louise RE Advising on Securities 2003-04-01 2003-11-06
AEO621 JUNGELS Marie Louise RE Advising on Corporate Finance 2003-04-01 2003-11-06
AEO621 JUNGELS Marie Louise RE Asset Management 2003-04-01 2003-11-06
AEO674 YEUNG Kin Yeung, Jason 楊建陽 RE Dealing in Futures Contracts 2010-09-22 2013-07-13
AEP317 CHAN Kwok Sum, Samuel 陳國心 RE Dealing in Securities 2003-04-01 2004-11-01
AEP317 CHAN Kwok Sum, Samuel 陳國心 RE Advising on Securities 2003-04-01 2004-11-01
AEP317 CHAN Kwok Sum, Samuel 陳國心 RE Advising on Corporate Finance 2003-04-01 2004-11-01
AEP317 CHAN Kwok Sum, Samuel 陳國心 RE Asset Management 2003-04-01 2004-11-01
AEP696 ROBERTSON Craig Anthony RE Dealing in Securities 2010-02-03 2016-03-01
AEP696 ROBERTSON Craig Anthony RE Dealing in Futures Contracts 2010-09-06 2016-03-01
AEP934 STODDARD Richard Carver RE Dealing in Securities 2008-09-11 2016-06-01
AEP934 STODDARD Richard Carver RE Advising on Securities 2008-09-11 2016-06-01
AEP934 STODDARD Richard Carver RE Advising on Corporate Finance 2008-09-11 2016-06-01
AEQ414 ARORA Charanjit Singh RE Dealing in Securities 2005-05-03 2005-05-27
AEQ414 ARORA Charanjit Singh RO Dealing in Securities 2005-05-27 2017-12-05
AEQ414 ARORA Charanjit Singh RE Dealing in Futures Contracts 2010-08-20 2017-12-05
AEQ414 ARORA Charanjit Singh RO Providing Automated Trading Services 2016-10-20 2017-12-05
AER192 HUANG Huei-Chu 黃慧珠 RE Dealing in Securities 2005-04-22 2005-08-01
AER192 HUANG Huei-Chu 黃慧珠 RE Advising on Securities 2005-04-22 2005-08-01
AER192 HUANG Huei-Chu 黃慧珠 RE Advising on Corporate Finance 2004-02-23 2005-08-01
AET173 LUI Mang Sze, Marcella 呂孟思 RE Dealing in Securities 2005-05-19 2005-08-28
AET173 LUI Mang Sze, Marcella 呂孟思 RE Advising on Securities 2005-05-19 2005-08-28
AET173 LUI Mang Sze, Marcella 呂孟思 RE Advising on Corporate Finance 2005-05-19 2005-08-28
AET253 TAN Christine 陳思亭 RE Dealing in Futures Contracts 2014-09-01 2018-08-01
AET935 MAK Tony Kwok Kee 麥國基 RE Dealing in Futures Contracts 2010-08-20 2015-01-21
AEU151 BOSELEY Richard Peter Alexander RE Dealing in Securities 2009-04-06 2013-06-05
AEU151 BOSELEY Richard Peter Alexander RO Dealing in Securities 2013-06-05
AEU151 BOSELEY Richard Peter Alexander RE Dealing in Futures Contracts 2010-08-20 2013-06-05
AEU151 BOSELEY Richard Peter Alexander RO Dealing in Futures Contracts 2013-06-05
AEU252 MELWANI Rajesh Ramesh RE Dealing in Securities 2010-04-07 2014-03-20
AEU252 MELWANI Rajesh Ramesh RE Dealing in Futures Contracts 2010-08-26 2014-03-20
AEU597 CHENG Dien Leung, Peter 鄭典良 RE Dealing in Futures Contracts 2010-08-20 2010-11-19
AEV216 ZUBERI Soofian Jalil RE Dealing in Securities 2005-05-19 2016-08-17
AEV216 ZUBERI Soofian Jalil RE Dealing in Futures Contracts 2010-08-26 2016-08-17
AEV216 ZUBERI Soofian Jalil RE Advising on Securities 2005-05-19 2016-08-17
AEV216 ZUBERI Soofian Jalil RE Advising on Corporate Finance 2005-05-19 2016-08-17
AEV502 BAJPAI Jayanti Shankar RE Dealing in Securities 2009-04-06 2009-11-07
AEV502 BAJPAI Jayanti Shankar RE Dealing in Securities 2009-12-15 2014-03-21
AEV502 BAJPAI Jayanti Shankar RE Advising on Securities 2009-04-06 2009-11-07
AEV502 BAJPAI Jayanti Shankar RE Advising on Securities 2009-12-15 2014-03-21
AEV502 BAJPAI Jayanti Shankar RE Advising on Corporate Finance 2009-04-06 2009-11-07
AEV502 BAJPAI Jayanti Shankar RE Advising on Corporate Finance 2009-12-15 2014-03-21
AEW050 LEUNG Kin, Kenneth 梁堅 RE Dealing in Securities 2018-08-06
AEW050 LEUNG Kin, Kenneth 梁堅 RE Advising on Securities 2018-08-06
AEW050 LEUNG Kin, Kenneth 梁堅 RE Advising on Corporate Finance 2018-08-06
AEW051 LAU Lai Tak, Natalie 劉勵德 RE Dealing in Securities 2003-04-01 2005-03-23
AEW051 LAU Lai Tak, Natalie 劉勵德 RE Dealing in Futures Contracts 2010-09-03 2013-09-07
AEW051 LAU Lai Tak, Natalie 劉勵德 RE Advising on Securities 2003-04-01 2005-03-23
AEW051 LAU Lai Tak, Natalie 劉勵德 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AEW051 LAU Lai Tak, Natalie 劉勵德 RE Asset Management 2003-04-01 2005-01-25
AEW061 DAVIES Alan Clive RE Dealing in Securities 2014-12-16 2015-03-04
AEW061 DAVIES Alan Clive RE Dealing in Securities 2016-01-11 2016-01-16
AEW061 DAVIES Alan Clive RE Dealing in Futures Contracts 2014-12-16 2015-03-04
AEW061 DAVIES Alan Clive RE Dealing in Futures Contracts 2016-01-11 2016-01-16
AEW976 KIANG Chih Pine, Juliana 江治平 RE Dealing in Securities 2003-04-01 2005-03-31
AEW976 KIANG Chih Pine, Juliana 江治平 RE Dealing in Futures Contracts 2010-09-03 2013-09-07
AEW976 KIANG Chih Pine, Juliana 江治平 RE Advising on Securities 2003-04-01 2005-03-31
AEW976 KIANG Chih Pine, Juliana 江治平 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AEW976 KIANG Chih Pine, Juliana 江治平 RE Asset Management 2003-04-01 2005-01-25
AEX665 CHAN Karen 陳加敏 RE Dealing in Futures Contracts 2010-09-06 2014-09-30
AEY067 LAU Dorothy Kwok Cheung 劉幗璋 RE Dealing in Futures Contracts 2010-10-05 2015-06-16
AEY560 HURST Richard Mark RE Dealing in Securities 2003-04-01 2005-01-05
AEY560 HURST Richard Mark RE Advising on Securities 2003-04-01 2005-01-05
AEY560 HURST Richard Mark RE Advising on Corporate Finance 2003-04-01 2005-01-05
AEY560 HURST Richard Mark RE Asset Management 2003-04-01 2005-01-05
AEY596 YAU Wan Ying, Jessie 丘環英 RE Dealing in Securities 2003-04-01 2005-03-23
AEY596 YAU Wan Ying, Jessie 丘環英 RE Advising on Securities 2003-04-01 2005-03-23
AEY596 YAU Wan Ying, Jessie 丘環英 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AEY596 YAU Wan Ying, Jessie 丘環英 RE Asset Management 2003-04-01 2005-01-25
AEZ573 TSANG WONG Yuen Kee, Yvonne 曾王琬琪 RE Dealing in Securities 2005-03-01 2008-06-07
AEZ762 WANG Bing 王竝 RE Dealing in Securities 2005-04-22 2008-10-03
AEZ762 WANG Bing 王竝 RE Dealing in Securities 2009-08-03 2009-11-05
AEZ762 WANG Bing 王竝 RO Dealing in Securities 2009-11-05 2016-03-08
AEZ762 WANG Bing 王竝 RE Advising on Securities 2005-04-22 2008-10-03
AEZ762 WANG Bing 王竝 RE Advising on Securities 2009-08-03 2009-11-05
AEZ762 WANG Bing 王竝 RO Advising on Securities 2009-11-05 2016-03-08
AEZ762 WANG Bing 王竝 RE Advising on Corporate Finance 2004-03-31 2008-10-03
AEZ762 WANG Bing 王竝 RE Advising on Corporate Finance 2009-08-03 2009-11-05
AEZ762 WANG Bing 王竝 RO Advising on Corporate Finance 2009-11-05 2016-03-08
AFB249 KWOK May Lin, Maureen 郭美蓮 RE Dealing in Futures Contracts 2010-09-20 2011-12-22
AFB901 GATTANI Vikaskumar Nandkishore RE Dealing in Securities 2003-04-01 2005-04-27
AFB901 GATTANI Vikaskumar Nandkishore RE Advising on Securities 2003-04-01 2005-03-23
AFB901 GATTANI Vikaskumar Nandkishore RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFB901 GATTANI Vikaskumar Nandkishore RE Asset Management 2003-04-01 2005-01-25
AFC167 LEE Kwok Wang, Jason 李國宏 RE Dealing in Securities 2007-02-14 2016-09-28
AFC167 LEE Kwok Wang, Jason 李國宏 RE Dealing in Futures Contracts 2010-09-06 2016-09-28
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Securities 2012-10-09
AFC433 YEUNG Kei Yuen 楊紀元 RE Dealing in Futures Contracts 2012-10-09
AFC433 YEUNG Kei Yuen 楊紀元 RE Providing Automated Trading Services 2013-08-19 2018-11-01
AFC633 TSAI Julia Kai-Ju 蔡凱茹 RE Dealing in Securities 2005-05-19 2006-03-18
AFC633 TSAI Julia Kai-Ju 蔡凱茹 RE Advising on Securities 2005-05-19 2006-03-18
AFC633 TSAI Julia Kai-Ju 蔡凱茹 RE Advising on Corporate Finance 2005-05-19 2006-03-18
AFD204 YU Ching, Sharon 余菁 RE Dealing in Futures Contracts 2011-12-05 2013-05-14
AFD303 CHAN Lung, Anthony 陳龍 RE Dealing in Securities 2003-04-01 2003-05-14
AFD303 CHAN Lung, Anthony 陳龍 RE Advising on Securities 2003-04-01 2003-05-14
AFD303 CHAN Lung, Anthony 陳龍 RE Advising on Corporate Finance 2003-04-01 2003-05-14
AFD303 CHAN Lung, Anthony 陳龍 RE Asset Management 2003-04-01 2003-05-14
AFE073 MA Chung Yan, Joanne 馬縱欣 RE Dealing in Securities 2003-04-01 2004-03-02
AFE073 MA Chung Yan, Joanne 馬縱欣 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
AFE073 MA Chung Yan, Joanne 馬縱欣 RE Advising on Securities 2003-04-01 2004-03-02
AFE073 MA Chung Yan, Joanne 馬縱欣 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AFE073 MA Chung Yan, Joanne 馬縱欣 RE Asset Management 2003-04-01 2004-03-02
AFE173 YU Pui Shan, Angela 余珮珊 RE Dealing in Futures Contracts 2010-08-31 2010-10-23
AFE306 LO Chen Tien 羅增添 RE Dealing in Futures Contracts 2010-09-03 2013-07-13
AFE501 LEUNG Kit Sum Barbara 梁潔沁 RE Dealing in Futures Contracts 2010-09-08 2012-12-29
AFE595 TSE Chi Yu, Michelle 謝梓瑜 RE Dealing in Securities 2005-04-23 2007-03-03
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Securities 2013-06-10 2013-08-22
AFE596 LEE Martin Kin Mann 李健文 RO Dealing in Securities 2013-08-22
AFE596 LEE Martin Kin Mann 李健文 RE Dealing in Futures Contracts 2013-06-10 2013-08-22
AFE596 LEE Martin Kin Mann 李健文 RO Dealing in Futures Contracts 2013-08-22
AFE658 LAI Cheuk Yin 黎卓賢 RE Dealing in Securities 2003-04-01 2007-06-30
AFE658 LAI Cheuk Yin 黎卓賢 RE Advising on Securities 2003-04-01 2005-03-23
AFE658 LAI Cheuk Yin 黎卓賢 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFE658 LAI Cheuk Yin 黎卓賢 RE Asset Management 2003-04-01 2005-01-25
AFE893 SON Tom Min RE Dealing in Securities 2005-01-18 2005-07-19
AFE893 SON Tom Min RE Advising on Securities 2005-01-18 2005-07-19
AFE893 SON Tom Min RE Advising on Corporate Finance 2005-01-18 2005-07-19
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Securities 2010-05-31 2015-09-29
AFE899 FU Wing Yan, Rebecca 傅穎欣 RE Dealing in Futures Contracts 2010-08-20 2015-09-29
AFE977 WONG Eve 黃鈺湞 RE Dealing in Securities 2003-04-01 2003-11-12
AFE977 WONG Eve 黃鈺湞 RE Dealing in Futures Contracts 2010-09-20 2013-11-09
AFE977 WONG Eve 黃鈺湞 RE Advising on Securities 2003-04-01 2003-11-12
AFE977 WONG Eve 黃鈺湞 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AFE977 WONG Eve 黃鈺湞 RE Asset Management 2003-04-01 2003-11-12
AFF146 WONG Lap Kuen, Alan 黃立權 RE Dealing in Securities 2006-03-21 2007-04-19
AFF146 WONG Lap Kuen, Alan 黃立權 RE Advising on Securities 2006-03-21 2007-04-19
AFF146 WONG Lap Kuen, Alan 黃立權 RE Advising on Corporate Finance 2006-03-21 2007-04-19
AFF167 KODER Matthew Michael RE Dealing in Securities 2011-06-20
AFF167 KODER Matthew Michael RE Advising on Securities 2011-06-20
AFF167 KODER Matthew Michael RE Advising on Corporate Finance 2011-06-20
AFF268 GAMMONS Christopher Mc Garr RE Dealing in Securities 2010-03-08 2017-06-08
AFF268 GAMMONS Christopher Mc Garr RO Dealing in Securities 2017-06-08
AFF268 GAMMONS Christopher Mc Garr RE Advising on Securities 2010-03-22 2017-06-08
AFF268 GAMMONS Christopher Mc Garr RO Advising on Securities 2017-06-08
AFF268 GAMMONS Christopher Mc Garr RE Advising on Corporate Finance 2010-03-08 2017-06-08
AFF268 GAMMONS Christopher Mc Garr RO Advising on Corporate Finance 2017-06-08
AFF837 NG Wai Kong, Philip 吳偉剛 RE Dealing in Securities 2003-04-01 2005-03-23
AFF837 NG Wai Kong, Philip 吳偉剛 RE Dealing in Futures Contracts 2010-09-03 2013-09-07
AFF837 NG Wai Kong, Philip 吳偉剛 RE Advising on Securities 2003-04-01 2005-03-23
AFF837 NG Wai Kong, Philip 吳偉剛 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFF837 NG Wai Kong, Philip 吳偉剛 RE Asset Management 2003-04-01 2005-01-25
AFF841 DUBEY Deann Marie RE Dealing in Securities 2005-05-19 2006-12-28
AFF841 DUBEY Deann Marie RE Advising on Securities 2005-05-19 2006-12-28
AFF841 DUBEY Deann Marie RE Advising on Corporate Finance 2005-05-19 2006-12-28
AFF918 CHANG Yung Ching 張永經 RE Dealing in Securities 2003-04-01 2006-09-01
AFF918 CHANG Yung Ching 張永經 RE Advising on Securities 2003-04-01 2005-03-23
AFF918 CHANG Yung Ching 張永經 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFF918 CHANG Yung Ching 張永經 RE Asset Management 2003-04-01 2005-01-25
AFJ284 GARCIA Michael Anthony RE Dealing in Securities 2005-04-23 2010-05-12
AFJ286 CAI Catherine Hongjun 蔡紅軍 RE Dealing in Securities 2005-10-03 2015-03-25
AFJ286 CAI Catherine Hongjun 蔡紅軍 RE Advising on Securities 2005-10-03 2015-03-25
AFJ286 CAI Catherine Hongjun 蔡紅軍 RE Advising on Corporate Finance 2005-10-03 2015-03-25
AFJ428 TO Fung 杜峰 RE Dealing in Securities 2014-12-10 2015-06-29
AFJ428 TO Fung 杜峰 RO Dealing in Securities 2015-06-29
AFJ428 TO Fung 杜峰 RE Advising on Securities 2014-12-10 2018-06-19
AFJ428 TO Fung 杜峰 RO Advising on Securities 2018-06-19
AFJ428 TO Fung 杜峰 RE Advising on Corporate Finance 2014-12-10 2015-06-29
AFJ428 TO Fung 杜峰 RO Advising on Corporate Finance 2015-06-29
AFJ891 CHENG Lih-Ching 程麗卿 RE Dealing in Securities 2003-04-01 2005-03-23
AFJ891 CHENG Lih-Ching 程麗卿 RE Dealing in Futures Contracts 2010-09-08 2013-11-09
AFJ891 CHENG Lih-Ching 程麗卿 RE Advising on Securities 2003-04-01 2005-03-23
AFJ891 CHENG Lih-Ching 程麗卿 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFJ891 CHENG Lih-Ching 程麗卿 RE Asset Management 2003-04-01 2005-01-25
AFJ968 COX Jason Ralph RE Dealing in Securities 2005-03-09 2014-10-15
AFJ968 COX Jason Ralph RO Dealing in Securities 2014-10-15 2015-07-17
AFJ968 COX Jason Ralph RE Advising on Securities 2005-03-09 2014-10-15
AFJ968 COX Jason Ralph RO Advising on Securities 2014-10-15 2015-07-17
AFJ968 COX Jason Ralph RE Advising on Corporate Finance 2005-03-09 2015-07-17
AFK483 WONG Mei Ki, Maggie 黃美琪 RE Dealing in Securities 2003-04-01 2005-03-23
AFK483 WONG Mei Ki, Maggie 黃美琪 RE Dealing in Futures Contracts 2010-11-15 2013-11-09
AFK483 WONG Mei Ki, Maggie 黃美琪 RE Advising on Securities 2003-04-01 2005-03-23
AFK483 WONG Mei Ki, Maggie 黃美琪 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFK483 WONG Mei Ki, Maggie 黃美琪 RE Asset Management 2003-04-01 2005-01-25
AFK494 CHIU Wen-Yu 邱文友 RE Dealing in Securities 2005-04-22 2008-09-16
AFK494 CHIU Wen-Yu 邱文友 RE Dealing in Securities 2010-03-11 2012-11-06
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Securities 2005-04-22 2008-08-26
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Securities 2010-03-11 2012-11-06
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Corporate Finance 2004-09-13 2008-08-26
AFK494 CHIU Wen-Yu 邱文友 RE Advising on Corporate Finance 2010-03-11 2012-11-06
AFK654 SHUM Kam Wing 岑金榮 RE Dealing in Securities 2003-04-01 2003-04-23
AFK654 SHUM Kam Wing 岑金榮 RE Advising on Securities 2003-04-01 2003-04-23
AFK654 SHUM Kam Wing 岑金榮 RE Advising on Corporate Finance 2003-04-01 2003-04-23
AFK654 SHUM Kam Wing 岑金榮 RE Asset Management 2003-04-01 2003-04-23
AFL110 KO Yui Chit, Janice 高睿哲 RE Dealing in Securities 2010-08-02
AFL110 KO Yui Chit, Janice 高睿哲 RE Dealing in Futures Contracts 2010-08-26
AFL110 KO Yui Chit, Janice 高睿哲 RE Providing Automated Trading Services 2013-09-06 2018-11-01
AFM189 CLAPACS Brent Daniel RO Dealing in Securities 2003-04-01 2004-02-19
AFM505 TAO Tak Yin, Dexter 陶德賢 RE Dealing in Securities 2007-07-17 2013-04-27
AFM505 TAO Tak Yin, Dexter 陶德賢 RE Advising on Securities 2007-07-17 2013-04-27
AFM505 TAO Tak Yin, Dexter 陶德賢 RE Advising on Corporate Finance 2007-07-04 2013-04-27
AFM576 CHOI Jin Yong RE Dealing in Securities 2010-06-21 2012-03-12
AFM576 CHOI Jin Yong RE Advising on Securities 2010-06-21 2012-03-12
AFM576 CHOI Jin Yong RE Advising on Corporate Finance 2010-06-21 2012-03-12
AFN050 LEE Pui Hang Julian 李沛鏗 RE Dealing in Securities 2005-05-19 2007-06-21
AFN050 LEE Pui Hang Julian 李沛鏗 RO Dealing in Securities 2007-06-21 2012-01-10
AFN050 LEE Pui Hang Julian 李沛鏗 RE Advising on Securities 2005-05-19 2007-06-21
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Securities 2007-06-21 2012-01-10
AFN050 LEE Pui Hang Julian 李沛鏗 RE Advising on Corporate Finance 2005-05-19 2007-06-21
AFN050 LEE Pui Hang Julian 李沛鏗 RO Advising on Corporate Finance 2007-06-21 2012-01-10
AFN658 QU Simon Tao 曲濤 RE Dealing in Securities 2005-04-22 2007-06-02
AFN658 QU Simon Tao 曲濤 RE Advising on Securities 2005-04-22 2007-06-02
AFN658 QU Simon Tao 曲濤 RE Advising on Corporate Finance 2004-04-01 2007-06-02
AFO873 KAO Su-Jung 高淑蓉 RE Dealing in Securities 2003-04-01 2005-03-23
AFO873 KAO Su-Jung 高淑蓉 RE Dealing in Futures Contracts 2010-09-08 2013-03-02
AFO873 KAO Su-Jung 高淑蓉 RE Advising on Securities 2003-04-01 2005-03-23
AFO873 KAO Su-Jung 高淑蓉 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFO873 KAO Su-Jung 高淑蓉 RE Asset Management 2003-04-01 2005-01-25
AFP510 MIRPURI Joseph Gul RE Dealing in Securities 2007-04-16
AFP510 MIRPURI Joseph Gul RE Dealing in Futures Contracts 2010-09-06
AFP974 LO Tze Chu, Alice 盧子珠 RE Dealing in Futures Contracts 2010-09-20 2013-11-26
AFQ371 CHEN Kuan-ting 陳冠婷 RE Dealing in Securities 2008-09-18 2011-05-25
AFQ371 CHEN Kuan-ting 陳冠婷 RE Advising on Securities 2008-10-06 2011-05-25
AFQ371 CHEN Kuan-ting 陳冠婷 RE Advising on Corporate Finance 2008-09-18 2011-05-25
AFR179 KO Kit, Scarlett 高潔 RE Dealing in Securities 2006-10-13 2007-04-27
AFR179 KO Kit, Scarlett 高潔 RE Advising on Securities 2006-10-13 2007-04-27
AFR179 KO Kit, Scarlett 高潔 RE Advising on Corporate Finance 2006-10-13 2007-04-27
AFR327 LEUNG Lawrence 梁偉澤 RE Dealing in Futures Contracts 2011-12-21 2013-07-13
AFR360 HO Kin Chung, Kelvin 何建聰 RE Dealing in Futures Contracts 2010-08-31 2013-11-09
AFR679 LAU Mimi Hong Ting 劉康婷 RE Dealing in Securities 2010-11-23 2011-06-21
AFR679 LAU Mimi Hong Ting 劉康婷 RE Dealing in Futures Contracts 2010-11-23 2011-06-21
AFR679 LAU Mimi Hong Ting 劉康婷 RE Advising on Securities 2010-11-23 2011-06-21
AFR679 LAU Mimi Hong Ting 劉康婷 RE Advising on Corporate Finance 2010-11-23 2011-06-21
AFS485 LUK Michael Wai Hoe RE Dealing in Securities 2010-06-01 2011-08-17
AFS485 LUK Michael Wai Hoe RE Advising on Securities 2010-06-01 2011-08-17
AFS485 LUK Michael Wai Hoe RE Advising on Corporate Finance 2010-06-01 2011-08-17
AFS530 YANG Xiang Dong 楊向東 RE Dealing in Securities 2005-05-19 2007-03-01
AFS530 YANG Xiang Dong 楊向東 RE Advising on Securities 2005-05-19 2007-03-01
AFS530 YANG Xiang Dong 楊向東 RE Advising on Corporate Finance 2005-05-19 2007-03-01
AFS734 CHAN Sze Man 陳思雯 RE Dealing in Securities 2011-07-05 2016-05-04
AFS734 CHAN Sze Man 陳思雯 RE Dealing in Futures Contracts 2011-07-05 2016-05-04
AFT411 FEI John Xiang 費翔 RE Dealing in Securities 2005-05-19 2006-03-18
AFT411 FEI John Xiang 費翔 RE Advising on Securities 2005-05-19 2006-03-18
AFT411 FEI John Xiang 費翔 RE Advising on Corporate Finance 2005-05-19 2006-03-18
AFT482 LIU Yihao 劉亦浩 RE Dealing in Securities 2006-11-20 2010-08-02
AFT482 LIU Yihao 劉亦浩 RE Advising on Securities 2006-11-20 2010-08-02
AFT482 LIU Yihao 劉亦浩 RE Advising on Corporate Finance 2006-11-20 2010-08-02
AFT535 CHIU Mo Sze, Winnie 趙慕詩 RE Dealing in Securities 2005-05-19 2007-02-02
AFT535 CHIU Mo Sze, Winnie 趙慕詩 RO Dealing in Securities 2007-02-02 2008-02-16
AFT604 LAW Ernest Kwan Hon 羅君瀚 RE Dealing in Securities 2005-04-23 2010-03-05
AFT765 WOO Ying, Elaine 胡瀅 RE Dealing in Futures Contracts 2012-06-11
AFT863 GUILLEMETTE Eddie Pierre RE Dealing in Securities 2006-11-03 2008-05-20
AFT863 GUILLEMETTE Eddie Pierre RE Dealing in Securities 2009-06-16 2011-02-15
AFT863 GUILLEMETTE Eddie Pierre RO Dealing in Securities 2008-05-20 2009-06-16
AFT867 LAM Yat Har, Queenie Ling 林逸霞 RE Dealing in Securities 2003-04-01 2004-09-07
AFT867 LAM Yat Har, Queenie Ling 林逸霞 RE Advising on Securities 2003-04-01 2004-09-07
AFT867 LAM Yat Har, Queenie Ling 林逸霞 RE Advising on Corporate Finance 2003-04-01 2004-09-07
AFT867 LAM Yat Har, Queenie Ling 林逸霞 RE Asset Management 2003-04-01 2004-09-07
AFT942 TSEA Po Kwan 謝寶君 RE Dealing in Securities 2007-06-01 2014-04-12
AFT942 TSEA Po Kwan 謝寶君 RE Advising on Securities 2007-06-01 2014-04-12
AFT942 TSEA Po Kwan 謝寶君 RE Advising on Corporate Finance 2007-06-01 2014-04-12
AFU064 TANG Su See 陳淑茜 RE Dealing in Securities 2005-01-12 2010-09-04
AFU064 TANG Su See 陳淑茜 RE Advising on Securities 2005-01-12 2010-09-04
AFU064 TANG Su See 陳淑茜 RE Advising on Corporate Finance 2005-01-12 2010-09-04
AFU070 LI Chun-pang RE Dealing in Securities 2005-06-20 2006-02-28
AFU070 LI Chun-pang RE Advising on Securities 2005-06-20 2006-02-28
AFU070 LI Chun-pang RE Advising on Corporate Finance 2005-06-20 2006-02-28
AFU096 LI Man Wai 李文偉 RE Dealing in Securities 2005-05-19 2006-03-24
AFU096 LI Man Wai 李文偉 RE Advising on Securities 2005-05-19 2006-03-24
AFU096 LI Man Wai 李文偉 RE Advising on Corporate Finance 2005-05-19 2006-03-24
AFU693 HO Chi Long Ronnie 何智朗 RE Dealing in Securities 2007-01-25 2007-02-06
AFU893 CHARK Chi Wing, Alexis 翟志榮 RE Dealing in Futures Contracts 2010-08-31 2011-05-18
AFU893 CHARK Chi Wing, Alexis 翟志榮 RO Dealing in Futures Contracts 2011-05-18 2014-05-31
AFU910 NG Tsing Bun 吳清賓 RE Dealing in Securities 2003-04-01 2005-03-23
AFU910 NG Tsing Bun 吳清賓 RE Dealing in Futures Contracts 2010-09-20 2011-04-09
AFU910 NG Tsing Bun 吳清賓 RE Advising on Securities 2003-04-01 2005-03-23
AFU910 NG Tsing Bun 吳清賓 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AFU910 NG Tsing Bun 吳清賓 RE Asset Management 2003-04-01 2005-01-25
AFV160 LEUNG Yiu Lun 梁耀麟 RE Dealing in Futures Contracts 2010-08-31 2011-06-22
AFV258 LO-MAN Bonnie Sum Wai 盧心慧 RE Dealing in Futures Contracts 2010-08-20 2011-04-15
AFV260 LIM Li Woon 林立文 RE Dealing in Futures Contracts 2010-09-07 2011-05-09
AFV266 TAM Gabriel Shing Yan 譚承恩 RE Dealing in Securities 2005-10-26 2015-07-02
AFV266 TAM Gabriel Shing Yan 譚承恩 RO Dealing in Securities 2015-07-02 2017-03-20
AFV266 TAM Gabriel Shing Yan 譚承恩 RE Dealing in Futures Contracts 2010-09-03 2015-07-02
AFV266 TAM Gabriel Shing Yan 譚承恩 RO Dealing in Futures Contracts 2015-07-02 2017-03-20
AFV850 WANG Ka Kai, Gillian 王嘉娸 RE Dealing in Securities 2005-05-19 2007-03-03
AFW139 CLAY IV William Thomas RE Dealing in Securities 2009-03-13 2010-10-29
AFW139 CLAY IV William Thomas RE Advising on Securities 2009-03-13 2010-10-29
AFW139 CLAY IV William Thomas RE Advising on Corporate Finance 2009-03-13 2010-10-29
AFW544 YUE Krista Wan Wen 余婉文 RE Dealing in Securities 2009-08-10 2016-09-28
AFW544 YUE Krista Wan Wen 余婉文 RE Dealing in Futures Contracts 2010-08-20 2016-09-28
AFX096 RAFFINI Patricia Joanne RE Dealing in Securities 2005-05-19 2009-01-09
AFX096 RAFFINI Patricia Joanne RE Advising on Securities 2005-05-19 2009-01-09
AFX096 RAFFINI Patricia Joanne RE Advising on Corporate Finance 2005-05-19 2009-01-09
AFX187 HIBBERD Andrew William RE Dealing in Securities 2007-02-27 2007-03-27
AFX525 JIM Man Sum, Monica 詹文心 RE Dealing in Securities 2003-04-01 2003-10-21
AFX525 JIM Man Sum, Monica 詹文心 RE Dealing in Futures Contracts 2010-09-10 2012-10-24
AFX525 JIM Man Sum, Monica 詹文心 RE Advising on Securities 2003-04-01 2003-10-21
AFX525 JIM Man Sum, Monica 詹文心 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AFX525 JIM Man Sum, Monica 詹文心 RE Asset Management 2003-04-01 2003-10-21
AFX929 PURI Sumeet RE Dealing in Securities 2005-05-19 2007-06-30
AFX929 PURI Sumeet RE Advising on Securities 2005-05-19 2007-06-30
AFX929 PURI Sumeet RE Advising on Corporate Finance 2005-05-19 2007-06-30
AFY237 LIN Cheng-Hung 林政弘 RE Dealing in Futures Contracts 2010-09-08 2013-09-07
AFY753 HO Daniel King Wah 何景華 RE Dealing in Securities 2008-04-08 2012-02-20
AFY753 HO Daniel King Wah 何景華 RE Dealing in Futures Contracts 2010-08-20 2012-02-20
AFZ133 MUI Gary Guen-Yun RE Dealing in Securities 2005-05-19
AFZ133 MUI Gary Guen-Yun RE Dealing in Futures Contracts 2010-08-26
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Dealing in Securities 2005-08-30 2008-05-16
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Advising on Securities 2005-08-30 2008-05-16
AFZ134 AYLIFFE Ronald Henry 孫悟空 RE Advising on Corporate Finance 2005-08-30 2008-05-16
AFZ496 WONG Ming Tak 王明德 RE Dealing in Securities 2003-04-01 2003-10-21
AFZ496 WONG Ming Tak 王明德 RE Advising on Securities 2003-04-01 2003-10-21
AFZ496 WONG Ming Tak 王明德 RE Advising on Corporate Finance 2003-04-01 2003-10-21
AFZ496 WONG Ming Tak 王明德 RE Asset Management 2003-04-01 2003-10-21
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Securities 2015-09-07
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Futures Contracts 2015-09-07
AGA308 HO Tai Wai 何大偉 RE Dealing in Futures Contracts 2010-10-14 2013-09-12
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Dealing in Securities 2007-03-20 2009-06-10
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Dealing in Securities 2008-09-26 2009-01-23
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Securities 2008-09-26 2009-01-23
AGB307 KWONG Ho Kei, Emily 鄺可琪 RE Advising on Corporate Finance 2008-09-26 2009-01-23
AGB470 LAPPIN Graham Michael RE Dealing in Securities 2007-04-19 2009-03-31
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Securities 2009-09-01 2010-11-01
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Securities 2014-08-26 2016-02-17
AGC467 CHANG Steve Deh-Mo 張德懋 RO Dealing in Securities 2016-02-17 2018-01-03
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Futures Contracts 2010-08-20 2010-11-01
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Futures Contracts 2014-08-26 2016-02-17
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Futures Contracts 2016-09-22 2017-01-27
AGC467 CHANG Steve Deh-Mo 張德懋 RO Dealing in Futures Contracts 2016-02-17 2016-09-22
AGC467 CHANG Steve Deh-Mo 張德懋 RO Dealing in Futures Contracts 2017-01-27 2018-01-03
AGC924 TEO Kok Ann, Theodore 張國桉 RE Dealing in Securities 2009-06-23 2015-03-24
AGC924 TEO Kok Ann, Theodore 張國桉 RE Dealing in Futures Contracts 2010-08-26 2015-03-24
AGC976 CHING Yuk Shan, Maggie 程玉珊 RE Dealing in Securities 2007-03-02 2008-10-21
AGC978 YIM Leung Yuk 嚴良玉 RE Dealing in Futures Contracts 2010-08-31 2013-08-31
AGD738 FAN Li Cui 范立萃 RE Dealing in Futures Contracts 2010-09-06 2011-08-24
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Securities 2011-05-24 2013-09-20
AGD973 CHEUNG Siu Fai 張少輝 RE Dealing in Futures Contracts 2011-05-24 2013-09-20
AGD973 CHEUNG Siu Fai 張少輝 RE Advising on Securities 2011-05-24 2013-09-20
AGD973 CHEUNG Siu Fai 張少輝 RE Advising on Corporate Finance 2011-05-24 2013-09-20
AGE031 LEE Nicholas Rensselaer RE Dealing in Securities 2005-05-19 2012-12-28
AGE031 LEE Nicholas Rensselaer RO Dealing in Securities 2012-12-28 2014-04-26
AGE031 LEE Nicholas Rensselaer RE Advising on Securities 2005-05-19 2012-12-28
AGE031 LEE Nicholas Rensselaer RO Advising on Securities 2012-12-28 2014-04-26
AGE031 LEE Nicholas Rensselaer RE Advising on Corporate Finance 2005-05-19 2014-04-26
AGF429 HWANG YS Jonathan RE Dealing in Securities 2003-04-01 2003-10-11
AGF429 HWANG YS Jonathan RE Advising on Securities 2003-04-01 2003-10-11
AGF429 HWANG YS Jonathan RE Advising on Corporate Finance 2003-04-01 2003-10-11
AGF429 HWANG YS Jonathan RE Asset Management 2003-04-01 2003-10-11
AGH147 KWOK Ngan Ting, Isabella 郭雁婷 RE Dealing in Securities 2008-07-14 2009-07-29
AGH798 LOO Alicia Wong RE Dealing in Securities 2003-04-01 2003-12-12
AGH798 LOO Alicia Wong RE Advising on Securities 2003-04-01 2003-12-12
AGH798 LOO Alicia Wong RE Advising on Corporate Finance 2003-04-01 2003-12-12
AGH798 LOO Alicia Wong RE Asset Management 2003-04-01 2003-12-12
AGH975 YAU Agnes Kwok Ching 丘玨貞 RE Dealing in Securities 2003-04-01 2005-03-23
AGH975 YAU Agnes Kwok Ching 丘玨貞 RE Dealing in Futures Contracts 2010-09-06 2013-04-15
AGH975 YAU Agnes Kwok Ching 丘玨貞 RE Advising on Securities 2003-04-01 2005-03-23
AGH975 YAU Agnes Kwok Ching 丘玨貞 RE Advising on Corporate Finance 2003-04-01 2005-03-23
AGH975 YAU Agnes Kwok Ching 丘玨貞 RE Asset Management 2003-04-01 2005-01-25
AGH977 HUA Yifeng 華一渢 RE Dealing in Securities 2006-11-20 2007-06-15
AGH977 HUA Yifeng 華一渢 RE Advising on Securities 2006-11-20 2007-06-15
AGH977 HUA Yifeng 華一渢 RE Advising on Corporate Finance 2006-11-20 2007-06-15
AGI952 IP Pui Shan, Sarah 葉佩珊 RE Dealing in Securities 2003-04-01 2005-03-01
AGI952 IP Pui Shan, Sarah 葉佩珊 RE Advising on Securities 2003-04-01 2005-03-01
AGI952 IP Pui Shan, Sarah 葉佩珊 RE Advising on Corporate Finance 2003-04-01 2005-03-01
AGI952 IP Pui Shan, Sarah 葉佩珊 RE Asset Management 2003-04-01 2005-01-25
AGI953 CHAN Cheong Kin 陳昌健 RE Dealing in Securities 2003-04-01 2004-02-09
AGI953 CHAN Cheong Kin 陳昌健 RE Dealing in Futures Contracts 2011-06-03 2012-04-27
AGI953 CHAN Cheong Kin 陳昌健 RE Advising on Securities 2003-04-01 2004-02-09
AGI953 CHAN Cheong Kin 陳昌健 RE Advising on Corporate Finance 2003-04-01 2004-02-09
AGI953 CHAN Cheong Kin 陳昌健 RE Asset Management 2003-04-01 2004-02-09
AGJ009 YANG Justin James 楊緒鏗 RE Dealing in Futures Contracts 2013-04-15
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Dealing in Securities 2003-04-01 2003-10-01
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Advising on Securities 2003-04-01 2003-10-01
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Advising on Corporate Finance 2003-04-01 2003-10-01
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Asset Management 2003-04-01 2003-10-01
AGK071 SIM Koon Yin, Edmund 沈觀賢 RE Dealing in Securities 2010-05-18 2012-07-12
AGK071 SIM Koon Yin, Edmund 沈觀賢 RE Advising on Securities 2010-05-18 2012-07-12
AGK071 SIM Koon Yin, Edmund 沈觀賢 RE Advising on Corporate Finance 2010-05-18 2012-07-12
AGK712 NGO Ken Hung RE Dealing in Futures Contracts 2010-08-20 2010-10-01
AGK899 SZE Wai Pang, Rick 施維鵬 RE Dealing in Securities 2011-08-04
AGK899 SZE Wai Pang, Rick 施維鵬 RE Dealing in Futures Contracts 2011-08-04
AGK905 WONG Wai Hung, Paul 黃偉雄 RE Dealing in Futures Contracts 2010-10-06 2013-12-20
AGL159 SHEN Chen 沈晨 RE Dealing in Futures Contracts 2011-02-22 2013-11-09
AGL771 WAT Ka Fai, Joshua 屈家輝 RE Dealing in Securities 2003-04-01 2003-12-12

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