Hong Kong SFC licence institution AAC381, FE Securities Limited 廣利證券有限公司

These are the licence-holders that were found for SFC licence institution AAC381 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC382 CHU Lap Lik, Victor 諸立力 RO Dealing in Securities 2005-06-15
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Securities 2005-06-15
AAC382 CHU Lap Lik, Victor 諸立力 RO Advising on Corporate Finance 2005-06-15 2012-12-28
AAC387 CHU LIN York May, Amy 諸林若梅 RO Dealing in Securities 2003-04-01 2005-10-12
AAC387 CHU LIN York May, Amy 諸林若梅 RO Advising on Securities 2003-04-01 2005-03-21
AAC387 CHU LIN York May, Amy 諸林若梅 RO Advising on Corporate Finance 2003-04-01 2005-03-21
AAC387 CHU LIN York May, Amy 諸林若梅 RO Providing Automated Trading Services 2003-04-01 2003-07-21
AAC387 CHU LIN York May, Amy 諸林若梅 RO Asset Management 2003-04-01 2005-03-21
AAC466 CHAN Hung Ming 陳鴻明 RE Dealing in Securities 2003-04-01 2009-04-01
AAC466 CHAN Hung Ming 陳鴻明 RE Advising on Securities 2003-04-01 2005-03-09
AAC466 CHAN Hung Ming 陳鴻明 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AAC466 CHAN Hung Ming 陳鴻明 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AAC466 CHAN Hung Ming 陳鴻明 RE Asset Management 2003-04-01 2005-03-09
AAC481 HO Sai Chung, Danny 何世忠 RE Dealing in Securities 2003-04-01
AAC481 HO Sai Chung, Danny 何世忠 RE Advising on Securities 2003-04-01 2005-03-09
AAC481 HO Sai Chung, Danny 何世忠 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AAC481 HO Sai Chung, Danny 何世忠 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AAC481 HO Sai Chung, Danny 何世忠 RE Asset Management 2003-04-01 2005-03-09
AAC492 LAU Yuk Chuen 劉旭全 RE Dealing in Securities 2003-04-01
AAC492 LAU Yuk Chuen 劉旭全 RE Advising on Securities 2003-04-01 2005-03-09
AAC492 LAU Yuk Chuen 劉旭全 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AAC492 LAU Yuk Chuen 劉旭全 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AAC492 LAU Yuk Chuen 劉旭全 RE Asset Management 2003-04-01 2005-03-09
AAC498 LO Wun Man 盧允文 RO Dealing in Securities 2003-04-01 2009-01-01
AAC498 LO Wun Man 盧允文 RO Advising on Securities 2003-04-01 2005-03-21
AAC498 LO Wun Man 盧允文 RO Advising on Corporate Finance 2003-04-01 2005-03-21
AAC498 LO Wun Man 盧允文 RO Providing Automated Trading Services 2003-04-01 2003-07-21
AAC498 LO Wun Man 盧允文 RO Asset Management 2003-04-01 2005-03-21
AAC502 NG Mo Chung 吳懋中 RE Dealing in Securities 2003-04-01 2005-10-03
AAC502 NG Mo Chung 吳懋中 RE Advising on Securities 2003-04-01 2005-03-09
AAC502 NG Mo Chung 吳懋中 RE Advising on Corporate Finance 2003-04-01 2005-03-09
AAC502 NG Mo Chung 吳懋中 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AAC502 NG Mo Chung 吳懋中 RE Asset Management 2003-04-01 2005-03-09
AAC519 TSUI Sau Heung 徐秀香 RE Dealing in Securities 2003-04-01
AAC519 TSUI Sau Heung 徐秀香 RE Advising on Securities 2003-04-01 2005-03-05
AAC519 TSUI Sau Heung 徐秀香 RE Advising on Corporate Finance 2003-04-01 2005-03-05
AAC519 TSUI Sau Heung 徐秀香 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AAC519 TSUI Sau Heung 徐秀香 RE Asset Management 2003-04-01 2005-03-05
ABJ735 CHAN Yat Yuen 陳日源 RE Dealing in Securities 2003-04-01 2005-04-07
ABJ735 CHAN Yat Yuen 陳日源 RE Advising on Securities 2003-04-01 2005-03-09
ABJ735 CHAN Yat Yuen 陳日源 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ABJ735 CHAN Yat Yuen 陳日源 RE Providing Automated Trading Services 2003-04-01 2003-07-21
ABJ735 CHAN Yat Yuen 陳日源 RE Asset Management 2003-04-01 2005-03-09
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Dealing in Securities 2003-04-01
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Advising on Securities 2003-04-01
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Advising on Corporate Finance 2003-04-01 2005-04-15
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Providing Automated Trading Services 2003-04-01 2003-07-21
ABP976 KAN Ka Yee, Elizabeth 簡家宜 RO Asset Management 2003-04-01 2005-01-31
ACN829 YIU Woon Kuen, Doge 姚煥娟 RE Dealing in Securities 2003-04-01 2005-04-07
ACN829 YIU Woon Kuen, Doge 姚煥娟 RE Advising on Securities 2003-04-01 2005-03-09
ACN829 YIU Woon Kuen, Doge 姚煥娟 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ACN829 YIU Woon Kuen, Doge 姚煥娟 RE Providing Automated Trading Services 2003-04-01 2003-07-21
ACN829 YIU Woon Kuen, Doge 姚煥娟 RE Asset Management 2003-04-01 2005-03-09
ADG150 YAU Sui Ha 邱垂霞 RE Dealing in Securities 2003-04-01 2009-04-01
ADG150 YAU Sui Ha 邱垂霞 RE Advising on Securities 2003-04-01 2005-03-09
ADG150 YAU Sui Ha 邱垂霞 RE Advising on Corporate Finance 2003-04-01 2005-03-09
ADG150 YAU Sui Ha 邱垂霞 RE Providing Automated Trading Services 2003-04-01 2003-07-21
ADG150 YAU Sui Ha 邱垂霞 RE Asset Management 2003-04-01 2005-03-09
ADG739 FUNG Wai Yee, Veronica 馮偉儀 RE Dealing in Securities 2003-04-01
ADG739 FUNG Wai Yee, Veronica 馮偉儀 RE Advising on Securities 2003-04-01 2005-03-30
ADG739 FUNG Wai Yee, Veronica 馮偉儀 RE Advising on Corporate Finance 2003-04-01 2005-03-30
ADG739 FUNG Wai Yee, Veronica 馮偉儀 RE Providing Automated Trading Services 2003-04-01 2003-07-21
ADG739 FUNG Wai Yee, Veronica 馮偉儀 RE Asset Management 2003-04-01 2005-01-31
AES266 MAK Kar Lung, Christopher 麥嘉穠 RE Dealing in Securities 2003-04-01 2004-07-17
AES266 MAK Kar Lung, Christopher 麥嘉穠 RE Advising on Securities 2003-04-01 2004-07-17
AES266 MAK Kar Lung, Christopher 麥嘉穠 RE Advising on Corporate Finance 2003-04-01 2004-07-17
AES266 MAK Kar Lung, Christopher 麥嘉穠 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AES266 MAK Kar Lung, Christopher 麥嘉穠 RE Asset Management 2003-04-01 2004-07-17
AGE094 YAM Kam Shing 任錦成 RE Dealing in Securities 2003-04-01 2005-06-17
AGE094 YAM Kam Shing 任錦成 RO Dealing in Securities 2005-06-17 2010-11-22
AGE094 YAM Kam Shing 任錦成 RE Advising on Securities 2003-04-01 2005-06-17
AGE094 YAM Kam Shing 任錦成 RO Advising on Securities 2005-06-17 2010-11-22
AGE094 YAM Kam Shing 任錦成 RE Advising on Corporate Finance 2003-04-01 2005-06-17
AGE094 YAM Kam Shing 任錦成 RO Advising on Corporate Finance 2005-06-17 2010-11-22
AGE094 YAM Kam Shing 任錦成 RE Providing Automated Trading Services 2003-04-01 2003-07-21
AGE094 YAM Kam Shing 任錦成 RE Asset Management 2003-04-01 2005-02-01

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