These are the licence-holders that were found for SFC licence institution AAC523 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ABM128 | CHRISTIANAKIS Leonidas Ioannis | RE | Dealing in Futures Contracts | 2015-02-16 | 2016-12-30 | |
| ACC228 | HU Yi Ding | 胡以定 | RE | Dealing in Futures Contracts | 2008-02-22 | 2008-08-18 |
| ACP059 | LIU Tai Yum | 廖大任 | RE | Dealing in Futures Contracts | 2006-09-01 | 2015-11-13 |
| ACP180 | IP Kar King, Kenneth | 葉家敬 | RE | Dealing in Futures Contracts | 2007-08-13 | 2008-09-27 |
| ACT591 | CHING Seih Hong, Andy | 程燮康 | RO | Dealing in Futures Contracts | 2005-07-26 | 2008-07-09 |
| ACW742 | COOPER Kenneth Allen | RE | Dealing in Futures Contracts | 2010-10-11 | 2011-11-19 | |
| ADZ419 | CHAN Bill | 陳銘勳 | RE | Dealing in Futures Contracts | 2010-08-26 | 2011-11-03 |
| AED296 | MAN Siu Sin, Sam | 文兆仙 | RE | Dealing in Futures Contracts | 2005-12-05 | 2016-08-08 |
| AEF848 | LEUNG Ka Yau | 梁家祐 | RE | Dealing in Futures Contracts | 2006-10-05 | 2008-11-03 |
| AFC755 | BOYTON Jamie Phillip | RE | Dealing in Futures Contracts | 2005-08-24 | 2006-11-08 | |
| AFK451 | CHI Danny | 徐英龍 | RE | Dealing in Futures Contracts | 2006-07-03 | 2009-06-08 |
| AFS898 | AUGIAS Cedric Alain Nicolas Marie | RE | Dealing in Futures Contracts | 2010-10-06 | 2011-11-03 | |
| AGG322 | KASTEN Olaf | RE | Dealing in Futures Contracts | 2010-09-16 | 2011-06-13 | |
| AGG322 | KASTEN Olaf | RO | Dealing in Futures Contracts | 2011-06-13 | 2011-11-30 | |
| AHK489 | LIEM Christopher | RE | Dealing in Futures Contracts | 2005-08-15 | 2006-08-30 | |
| AIB355 | LEE Hung Kee, Andy | 李鴻基 | RE | Dealing in Futures Contracts | 2007-05-16 | 2008-01-08 |
| AIF071 | COULTAS Jonathan William | RO | Dealing in Futures Contracts | 2005-07-26 | 2006-11-29 | |
| AJD174 | LEE Wing Shing | RE | Dealing in Futures Contracts | 2006-03-20 | 2016-12-30 | |
| AJD563 | BOURMAYAN Vahe Olivier | RE | Dealing in Futures Contracts | 2008-07-10 | 2008-12-10 | |
| AJD854 | RAKE Brendan Thomas | RE | Dealing in Futures Contracts | 2014-03-12 | 2015-07-13 | |
| AJI248 | LIU Bing | 劉冰 | RE | Dealing in Futures Contracts | 2005-08-03 | 2007-07-24 |
| AKO184 | AGARWAL Anuja | RE | Dealing in Futures Contracts | 2009-05-25 | 2010-10-28 | |
| AKP468 | ZUO Jie | 左杰 | RE | Dealing in Futures Contracts | 2005-08-04 | 2005-08-12 |
| AKU876 | CHAN Wing Wai, Albert | 陳永威 | RE | Dealing in Futures Contracts | 2007-08-16 | 2013-07-05 |
| ALK811 | LAU Nam Lung, Humphrey | 劉南龍 | RE | Dealing in Futures Contracts | 2010-10-22 | 2016-12-30 |
| ALL152 | DOYLE Michael Patrick Mccabe | RE | Dealing in Futures Contracts | 2007-08-10 | 2010-09-15 | |
| ALP744 | LOBEGEIGER Philip | RE | Dealing in Futures Contracts | 2007-08-13 | 2014-06-12 | |
| ALR020 | SMITH Timothy Robert | RO | Dealing in Futures Contracts | 2005-07-26 | 2011-06-16 | |
| ALS055 | HO Yue Cheung | 何裕璋 | RE | Dealing in Futures Contracts | 2007-09-12 | 2008-07-03 |
| ALS661 | EDELIST Andrew Wayne | RE | Dealing in Futures Contracts | 2008-10-08 | 2009-03-03 | |
| ALS661 | EDELIST Andrew Wayne | RO | Dealing in Futures Contracts | 2009-03-03 | 2010-09-21 | |
| ALW180 | HOLLAND Mark Thomas | RE | Dealing in Futures Contracts | 2005-07-26 | 2010-09-16 | |
| ALW180 | HOLLAND Mark Thomas | RO | Dealing in Futures Contracts | 2010-09-16 | 2014-12-31 | |
| AME455 | HOWIE Geoffrey Raymond | RE | Dealing in Futures Contracts | 2008-03-10 | 2008-07-08 | |
| AME455 | HOWIE Geoffrey Raymond | RO | Dealing in Futures Contracts | 2008-07-08 | 2009-03-06 | |
| AML303 | DORE James Anthony | RE | Dealing in Futures Contracts | 2007-08-13 | 2014-06-12 | |
| AMN594 | REYNIER Jean-Marc, Emmanuel | RE | Dealing in Futures Contracts | 2010-11-03 | 2011-11-03 | |
| AMP291 | LAU On Ching, Desmond | 劉安正 | RE | Dealing in Futures Contracts | 2006-03-20 | 2007-01-13 |
| AMP295 | ANTICO John Paul | RE | Dealing in Futures Contracts | 2009-02-27 | 2010-10-12 | |
| AMS234 | KAN Pui Chi | 簡佩姿 | RE | Dealing in Futures Contracts | 2010-12-16 | 2012-05-19 |
| AMS818 | PAMMINGER Rudolf | RE | Dealing in Futures Contracts | 2005-11-24 | 2006-09-05 | |
| ANF153 | HYDE Justin David Andrew | RE | Dealing in Futures Contracts | 2006-03-20 | 2006-09-13 | |
| ANG116 | LING Yee Man, May | 凌意文 | RE | Dealing in Futures Contracts | 2014-12-01 | 2016-12-30 |
| ANT601 | FUNG Kar Lun, Andrew | 馮家能 | RE | Dealing in Futures Contracts | 2006-12-15 | 2008-07-12 |
| AOA303 | MCDONALD Duncan Andrew | RE | Dealing in Futures Contracts | 2007-08-13 | 2014-05-05 | |
| AOB669 | GRAY Simon Francis | RE | Dealing in Futures Contracts | 2009-07-20 | 2010-06-12 | |
| AOD605 | NG Chung Kwong | 吳松光 | RE | Dealing in Futures Contracts | 2008-02-28 | 2010-08-20 |
| AOJ152 | AITCHISON James David | RE | Dealing in Futures Contracts | 2011-02-25 | 2017-03-31 | |
| AOV396 | BEATTIE Warwick Hilton Andrew | RE | Dealing in Futures Contracts | 2007-04-25 | 2008-01-28 | |
| AOV724 | LEEDS Andrew John | RE | Dealing in Futures Contracts | 2010-10-22 | 2010-10-26 | |
| AOV860 | LOK Steven Man Hong | 駱文康 | RE | Dealing in Futures Contracts | 2007-08-14 | 2011-09-17 |
| AOX188 | HSU Jeffrey | 徐大恆 | RE | Dealing in Futures Contracts | 2010-10-18 | 2016-12-30 |
| APC372 | KELLY Damian Peter | RE | Dealing in Futures Contracts | 2010-10-27 | 2011-10-10 | |
| APC386 | DAVIES Lloyd | RE | Dealing in Futures Contracts | 2007-12-20 | 2010-07-27 | |
| APF631 | JOHNSTON Wesley Lance Gladwin | RE | Dealing in Futures Contracts | 2007-07-16 | 2010-07-22 | |
| APP003 | WAI Chi Ho, Bob | 衛致豪 | RE | Dealing in Futures Contracts | 2008-09-23 | 2009-02-23 |
| APQ469 | SCAVERA Vincent | RE | Dealing in Futures Contracts | 2011-06-15 | 2012-03-05 | |
| APR814 | TANG Kar Ming | 鄧嘉銘 | RE | Dealing in Futures Contracts | 2009-07-28 | 2011-10-06 |
| APS724 | PAU Cheuk Yao | 鮑卓堯 | RE | Dealing in Futures Contracts | 2008-09-23 | 2010-07-22 |
| APW359 | GREGORY-ROBERTS Simon Arnold John | RE | Dealing in Futures Contracts | 2013-03-21 | 2016-12-30 | |
| APY539 | KOCH Bradley Stuart | RE | Dealing in Futures Contracts | 2009-03-04 | 2009-04-01 | |
| AQM106 | CORMIER David | RE | Dealing in Futures Contracts | 2011-09-27 | 2011-11-25 | |
| AQM106 | CORMIER David | RO | Dealing in Futures Contracts | 2011-11-25 | 2012-10-05 | |
| AQU970 | LEUNG Wing Kai | 梁永鍇 | RE | Dealing in Futures Contracts | 2010-12-30 | 2012-03-22 |
| ARB760 | KWOK Danny | 郭世傑 | RE | Dealing in Futures Contracts | 2008-05-23 | 2011-08-22 |
| ARD708 | MILES Ashley James | RE | Dealing in Futures Contracts | 2009-07-15 | 2014-12-16 | |
| ARD708 | MILES Ashley James | RO | Dealing in Futures Contracts | 2014-12-16 | 2017-03-31 | |
| ARG003 | FAN Chiu Yan, Benevolence | 范昭仁 | RE | Dealing in Futures Contracts | 2010-02-17 | 2010-06-12 |
| ARQ771 | HUI Cheuk Ho, Charles | 許焯濠 | RE | Dealing in Futures Contracts | 2008-09-29 | 2015-05-29 |
| ARQ958 | DAVIDSON Marcus James | RE | Dealing in Futures Contracts | 2008-09-25 | 2011-04-30 | |
| ARR969 | GOODALL Jarrod James | RE | Dealing in Futures Contracts | 2009-08-18 | 2011-10-06 | |
| ART675 | HERGOTT Mark Steven | RE | Dealing in Futures Contracts | 2009-01-09 | 2011-01-11 | |
| ART865 | LAZERGES Gilles | RE | Dealing in Futures Contracts | 2011-06-09 | 2011-11-03 | |
| ASF399 | SIT David Zhe Ming | RE | Dealing in Futures Contracts | 2014-09-08 | 2016-12-30 | |
| ASK598 | UYS Gareth Edward | RE | Dealing in Futures Contracts | 2009-02-13 | 2011-06-29 | |
| ASL101 | NG Hui Heong | RE | Dealing in Futures Contracts | 2009-02-12 | 2010-10-25 | |
| AST092 | LIU Jonney Yen Chiang | 劉彥江 | RE | Dealing in Futures Contracts | 2011-01-17 | 2011-11-03 |
| ASW834 | AGRAWAL Vineet | RE | Dealing in Futures Contracts | 2009-06-25 | 2010-12-01 | |
| ASZ687 | SILITONGA Martin John | RE | Dealing in Futures Contracts | 2009-06-04 | 2010-03-03 | |
| ATB717 | MONTGOMERY Alexander James | RE | Dealing in Futures Contracts | 2009-05-27 | 2010-05-04 | |
| ATB717 | MONTGOMERY Alexander James | RO | Dealing in Futures Contracts | 2010-05-04 | 2010-06-25 | |
| ATM633 | KIM Aki | 金亞紀 | RE | Dealing in Futures Contracts | 2010-09-27 | 2011-02-16 |
| ATW729 | GRAY Steven Robert | RE | Dealing in Futures Contracts | 2009-10-02 | 2013-04-16 | |
| AVA402 | VIJAYANT Aashutosh | RE | Dealing in Futures Contracts | 2014-11-03 | 2014-12-26 | |
| AVP706 | BUTLER Iain Allan | RE | Dealing in Futures Contracts | 2010-10-19 | 2011-03-02 | |
| AVX105 | LEUNG Tsz Shan, Monica | 梁芷珊 | RE | Dealing in Futures Contracts | 2010-09-20 | 2012-02-01 |
| AVX105 | LEUNG Tsz Shan, Monica | 梁芷珊 | RO | Dealing in Futures Contracts | 2012-02-01 | 2017-03-31 |
| AVZ311 | HUANG Wei | 黃偉 | RE | Dealing in Futures Contracts | 2010-10-04 | 2017-02-20 |
| AWC448 | JONADET Antoine Georges Philippe Ernest Jacques | RE | Dealing in Futures Contracts | 2010-10-18 | 2014-01-17 | |
| AWL272 | MOLIN Gregory, Benoit, Benjamin | RE | Dealing in Futures Contracts | 2010-12-09 | 2011-11-03 | |
| AXC517 | WONG Chiu | 王超 | RE | Dealing in Futures Contracts | 2013-11-12 | 2014-12-15 |
| AXT502 | CASSOLI MAZZALI Luiz Fernando | RE | Dealing in Futures Contracts | 2011-08-09 | 2014-07-22 | |
| AYZ613 | KO Seung Pil | RE | Dealing in Futures Contracts | 2012-02-15 | 2014-09-17 | |
| AZS837 | KIM Hyung Sub | RE | Dealing in Futures Contracts | 2012-06-25 | 2016-09-23 | |
| BAC321 | CAO Chunan | RE | Dealing in Futures Contracts | 2013-08-28 | 2014-06-09 | |
| BAL850 | HE Zhiqiang | 何志強 | RE | Dealing in Futures Contracts | 2012-11-13 | 2015-01-14 |
| BAT960 | WHITE Barry Paul | RE | Dealing in Futures Contracts | 2013-01-22 | 2013-01-25 | |
| BAT960 | WHITE Barry Paul | RE | Dealing in Futures Contracts | 2013-04-17 | 2013-04-19 | |
| BAT960 | WHITE Barry Paul | RE | Dealing in Futures Contracts | 2013-06-24 | 2013-06-27 | |
| BAT960 | WHITE Barry Paul | RE | Dealing in Futures Contracts | 2014-06-09 | 2014-06-11 | |
| BBN655 | KIM Sung Gi | RE | Dealing in Futures Contracts | 2013-08-05 | 2016-12-30 | |
| BBU297 | SHIM Kyu-jin | RE | Dealing in Futures Contracts | 2013-08-29 | 2014-09-08 | |
| BCF603 | MYOUNG Cholong | RE | Dealing in Futures Contracts | 2013-11-05 | 2013-11-25 | |
| BCF603 | MYOUNG Cholong | RE | Dealing in Futures Contracts | 2015-04-29 | 2016-12-30 | |
| BDC509 | YUN Tae Ho | 尹邰扈 | RE | Dealing in Futures Contracts | 2014-03-11 | 2015-09-04 |
| BDR033 | CHUN Jongbo | RE | Dealing in Futures Contracts | 2014-07-07 | 2014-12-03 | |
| BDR033 | CHUN Jongbo | RE | Dealing in Futures Contracts | 2015-11-23 | 2016-12-30 | |
| BEG036 | CHAN Tai Wai | 陳大偉 | RE | Dealing in Futures Contracts | 2014-10-03 | 2016-02-01 |
| BEI849 | KAEMMERER Benjamin | RE | Dealing in Futures Contracts | 2014-10-20 | 2016-05-20 | |
| BEL611 | LIANG Bingyu | 梁冰玉 | RE | Dealing in Futures Contracts | 2014-11-06 | 2016-12-30 |
| BFB282 | ROGERS-UFF Jesse John | RE | Dealing in Futures Contracts | 2015-03-13 | 2016-08-19 | |
| BGE282 | DENG Yuekai | 鄧躍凱 | RE | Dealing in Futures Contracts | 2015-09-14 | 2016-12-30 |
| BGE289 | WANG Yinghao | 王英昊 | RE | Dealing in Futures Contracts | 2015-09-14 | 2016-12-30 |
| BGF034 | TJIU Cheung Yung | 丘章勇 | RE | Dealing in Futures Contracts | 2015-09-21 | 2016-12-30 |
| BGM835 | KELLER Guy Douglas Walter | RE | Dealing in Futures Contracts | 2015-11-17 | 2016-08-23 | |
| BHD226 | LEUNG Jason Cheuk-man | 梁卓文 | RE | Dealing in Futures Contracts | 2016-03-14 | 2016-12-30 |
| BHU688 | GADD Christopher Oliver | RE | Dealing in Futures Contracts | 2016-07-15 | 2016-12-01 |
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