Hong Kong SFC licence institution AAC534, Macquarie Capital Limited 麥格理資本股份有限公司

These are the licence-holders that were found for SFC licence institution AAC534 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB905 HO Kwok Chung 何國仲 RE Dealing in Securities 2008-07-02 2008-10-04
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Dealing in Securities 2003-04-01 2004-01-13
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Advising on Securities 2003-04-01 2004-03-17
AAB930 FAURE Adrian Hendrik 霍哲仁 RO Advising on Securities 2004-03-17 2005-04-25
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AAB930 FAURE Adrian Hendrik 霍哲仁 RE Asset Management 2003-04-01 2004-01-13
AAC266 CHAN Kwong Yeung 陳廣揚 RE Dealing in Securities 2004-01-13 2007-02-01
AAC266 CHAN Kwong Yeung 陳廣揚 RO Dealing in Securities 2003-04-01 2004-01-13
AAC266 CHAN Kwong Yeung 陳廣揚 RO Advising on Securities 2003-04-01 2004-01-13
AAC266 CHAN Kwong Yeung 陳廣揚 RO Advising on Corporate Finance 2003-04-01 2004-01-13
AAC266 CHAN Kwong Yeung 陳廣揚 RO Asset Management 2003-04-01 2004-01-13
AAC299 LEE Bing Sum, Samuel 李炳森 RE Dealing in Securities 2003-04-01 2006-08-21
AAC299 LEE Bing Sum, Samuel 李炳森 RE Advising on Securities 2003-04-01 2004-01-20
AAC299 LEE Bing Sum, Samuel 李炳森 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AAC299 LEE Bing Sum, Samuel 李炳森 RE Asset Management 2003-04-01 2004-01-20
AAD834 CHAN Ping Fai 陳秉輝 RE Dealing in Securities 2003-04-01 2004-05-16
AAD834 CHAN Ping Fai 陳秉輝 RE Dealing in Securities 2005-02-22 2015-07-31
AAD834 CHAN Ping Fai 陳秉輝 RE Advising on Securities 2003-04-01 2004-01-19
AAD834 CHAN Ping Fai 陳秉輝 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AAD834 CHAN Ping Fai 陳秉輝 RE Asset Management 2003-04-01 2004-01-19
AAD849 CHUNG Kwok Kwong 鍾國光 RE Dealing in Securities 2004-06-01
AAE717 HUDSON David Wood 何德信 RO Dealing in Securities 2003-04-01 2004-08-11
AAE717 HUDSON David Wood 何德信 RO Advising on Securities 2003-04-01 2004-08-11
AAE717 HUDSON David Wood 何德信 RO Advising on Corporate Finance 2003-04-01 2004-08-11
AAE717 HUDSON David Wood 何德信 RO Asset Management 2003-04-01 2004-03-22
AAG843 BAILLIEU Philip Latham RE Dealing in Securities 2005-10-26 2005-11-26
AAG843 BAILLIEU Philip Latham RE Dealing in Securities 2007-07-16 2007-07-24
AAH756 HO Kam Wing 何錦榮 RE Dealing in Securities 2003-05-07 2003-10-07
AAH756 HO Kam Wing 何錦榮 RE Providing Automated Trading Services 2003-05-07 2003-10-07
AAI935 NG Ka Keung 吳家強 RE Dealing in Securities 2003-04-01 2008-06-19
AAI935 NG Ka Keung 吳家強 RE Advising on Securities 2003-04-01 2004-01-19
AAI935 NG Ka Keung 吳家強 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AAI935 NG Ka Keung 吳家強 RE Asset Management 2003-04-01 2004-01-19
AAJ527 CHUNG Herman Soowook RE Dealing in Securities 2004-05-17 2005-10-17
AAJ820 SO Kwok Kin, Peter 蘇國堅 RE Dealing in Securities 2003-04-01 2004-01-19
AAJ820 SO Kwok Kin, Peter 蘇國堅 RE Advising on Securities 2003-04-01 2007-03-01
AAJ820 SO Kwok Kin, Peter 蘇國堅 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AAJ820 SO Kwok Kin, Peter 蘇國堅 RE Asset Management 2003-04-01 2004-01-19
AAK342 CHAN Siu Ling, Stephenie 陳少玲 RE Dealing in Securities 2003-04-01 2004-07-12
AAK342 CHAN Siu Ling, Stephenie 陳少玲 RE Advising on Securities 2003-04-01 2004-01-19
AAK342 CHAN Siu Ling, Stephenie 陳少玲 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AAK342 CHAN Siu Ling, Stephenie 陳少玲 RE Asset Management 2003-04-01 2004-01-19
AAK348 EADON-CLARKE Peter Erskine RE Advising on Securities 2006-01-11 2018-01-31
AAV895 LUNG Man Han Alice 龍敏嫻 RE Dealing in Securities 2011-04-26 2012-11-30
AAV895 LUNG Man Han Alice 龍敏嫻 RE Dealing in Securities 2016-10-03
AAW514 MUMFORD Robert Vyvyan RE Dealing in Securities 2004-07-27 2005-06-27
AAX447 O'SULLIVAN Ian James RE Dealing in Securities 2010-08-19 2011-07-27
AAY275 TAYAMA Minoru RE Advising on Securities 2010-06-23 2010-07-23
ABA456 KENT William Angus RE Dealing in Securities 2006-06-30 2012-11-30
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Dealing in Securities 2003-04-01 2005-03-24
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Advising on Securities 2003-04-01 2004-01-19
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ABC588 KWAN Po Kuen, Joyce 關寶娟 RE Asset Management 2003-04-01 2004-01-19
ABE543 THOMPSON Nicholas James Creer RE Dealing in Securities 2008-08-11 2008-11-26
ABE786 SHARMAN Roland Herbert RE Dealing in Securities 2004-12-28 2012-02-23
ABM128 CHRISTIANAKIS Leonidas Ioannis RE Dealing in Securities 2015-02-16 2017-02-03
ABM769 SEYMOUR Steven James RE Dealing in Securities 2008-01-09 2008-10-01
ABM917 BARB Jennifer Ann RE Dealing in Securities 2007-11-05 2010-07-22
ABN350 LEE Wai Chong, Mary 李潓莊 RE Dealing in Securities 2017-09-11 2017-11-07
ABN350 LEE Wai Chong, Mary 李潓莊 RO Dealing in Securities 2017-11-07
ABN574 CUUNJIENG Stephen Anthony Torres RE Dealing in Securities 2004-10-14 2009-09-23
ABN574 CUUNJIENG Stephen Anthony Torres RE Advising on Corporate Finance 2004-10-14 2009-09-23
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Dealing in Securities 2003-04-01 2004-03-17
ABP357 CHU John Paul Yeong Keng 徐永鏗 RO Dealing in Securities 2004-03-17 2004-05-12
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Advising on Securities 2003-04-01 2003-09-10
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Advising on Corporate Finance 2003-04-01 2004-03-17
ABP357 CHU John Paul Yeong Keng 徐永鏗 RO Advising on Corporate Finance 2004-03-17 2004-05-12
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Providing Automated Trading Services 2003-04-01 2004-03-17
ABP357 CHU John Paul Yeong Keng 徐永鏗 RE Asset Management 2003-04-01 2003-09-10
ABS928 MOK Yuk Sze 莫若詩 RE Dealing in Securities 2003-04-01 2003-04-17
ABS928 MOK Yuk Sze 莫若詩 RE Advising on Securities 2003-04-01 2003-04-17
ABS928 MOK Yuk Sze 莫若詩 RE Advising on Corporate Finance 2003-04-01 2003-04-17
ABS928 MOK Yuk Sze 莫若詩 RE Asset Management 2003-04-01 2003-04-17
ABV569 SIMPSON Andrew Mark Bennet RE Advising on Securities 2004-11-29 2005-08-29
ABV569 SIMPSON Andrew Mark Bennet RO Advising on Securities 2005-08-29 2006-09-06
ABV702 CHIU Lai Ling, Shirley 趙玲 RE Dealing in Securities 2003-04-01 2003-12-16
ABV702 CHIU Lai Ling, Shirley 趙玲 RE Advising on Securities 2003-04-01 2003-12-16
ABV702 CHIU Lai Ling, Shirley 趙玲 RE Advising on Corporate Finance 2003-04-01 2003-12-16
ABV702 CHIU Lai Ling, Shirley 趙玲 RE Providing Automated Trading Services 2003-04-01 2003-12-16
ABV702 CHIU Lai Ling, Shirley 趙玲 RE Asset Management 2003-04-01 2003-12-16
ABZ794 DE BASTO Roger Alexander RO Dealing in Securities 2004-02-06 2010-09-17
ABZ794 DE BASTO Roger Alexander RO Advising on Corporate Finance 2004-02-06 2010-09-17
ACA475 CHENG Vivinne 鄭慧玄 RE Dealing in Securities 2008-10-31 2010-05-01
ACA981 AINSWORTH David Nicholas RE Dealing in Securities 2008-07-30 2011-11-16
ACC112 PALMER Geoffrey Simon RE Advising on Securities 2003-11-10 2004-04-15
ACC228 HU Yi Ding 胡以定 RE Dealing in Securities 2008-08-18 2008-08-18
ACF213 GAMBRILL David Boys RE Advising on Securities 2008-12-15 2015-09-11
ACF860 BARTON Richard Jeremy RE Dealing in Securities 2003-05-15 2004-08-01
ACF860 BARTON Richard Jeremy RE Dealing in Securities 2009-11-09 2012-11-30
ACF860 BARTON Richard Jeremy RE Providing Automated Trading Services 2003-05-15 2004-03-22
ACG751 HILL Stephen Christopher RO Dealing in Securities 2003-04-01 2003-09-17
ACG751 HILL Stephen Christopher RO Providing Automated Trading Services 2003-04-01 2003-09-17
ACI100 LEE King Yu 李景愉 RE Dealing in Securities 2003-04-01 2004-01-19
ACI100 LEE King Yu 李景愉 RE Advising on Securities 2003-04-01 2004-10-13
ACI100 LEE King Yu 李景愉 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ACI100 LEE King Yu 李景愉 RE Asset Management 2003-04-01 2004-01-19
ACI634 CHOW Wing Hong 周永康 RE Dealing in Securities 2006-10-09 2007-01-20
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RE Advising on Securities 2005-07-11 2005-10-11
ACJ334 IRVINE Craig Wycliffe 歐陽貴 RE Advising on Securities 2005-10-18 2006-01-06
ACK835 WAN Ten Lok 溫天絡 RE Dealing in Securities 2004-09-04 2004-11-29
ACK835 WAN Ten Lok 溫天絡 RE Dealing in Securities 2005-07-01 2005-12-31
ACK835 WAN Ten Lok 溫天絡 RO Dealing in Securities 2004-11-29 2005-07-01
ACK835 WAN Ten Lok 溫天絡 RE Advising on Corporate Finance 2004-09-04 2004-11-29
ACK835 WAN Ten Lok 溫天絡 RE Advising on Corporate Finance 2005-07-01 2005-12-31
ACK835 WAN Ten Lok 溫天絡 RO Advising on Corporate Finance 2004-11-29 2005-07-01
ACM329 RUFFY Bruce Howard RE Dealing in Securities 2004-01-26 2005-01-25
ACN642 ZHANG Barbara Pei Wen 戚培文 RE Dealing in Securities 2006-02-28 2006-10-10
ACN642 ZHANG Barbara Pei Wen 戚培文 RE Advising on Corporate Finance 2006-02-28 2006-10-10
ACP059 LIU Tai Yum 廖大任 RE Dealing in Securities 2008-08-11 2015-11-13
ACP180 IP Kar King, Kenneth 葉家敬 RE Dealing in Securities 2008-08-12 2008-09-27
ACP597 HYNDES James William Joseph RE Dealing in Securities 2007-08-30 2008-11-26
ACQ231 SHVETS Viktor RE Advising on Securities 2013-01-28
ACR434 KING Patrick John RE Advising on Securities 2005-09-12 2006-12-16
ACS379 LEE Mona Yan Yan 李欣欣 RE Dealing in Securities 2003-04-01 2009-12-18
ACS379 LEE Mona Yan Yan 李欣欣 RE Advising on Securities 2003-04-01 2004-01-20
ACS379 LEE Mona Yan Yan 李欣欣 RE Advising on Corporate Finance 2003-04-01 2004-01-20
ACS379 LEE Mona Yan Yan 李欣欣 RE Asset Management 2003-04-01 2004-01-20
ACS560 SISTERSON John Paul RE Dealing in Securities 2010-09-30 2012-07-19
ACT127 WERTHEIMER Richard Miles RE Dealing in Securities 2011-02-14 2012-11-30
ACT136 HO Wan Chi 何蘊慈 RE Dealing in Securities 2003-04-01 2013-05-31
ACT136 HO Wan Chi 何蘊慈 RE Advising on Securities 2003-04-01 2004-01-19
ACT136 HO Wan Chi 何蘊慈 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ACT136 HO Wan Chi 何蘊慈 RE Asset Management 2003-04-01 2004-01-19
ACT680 MCCONNELL David Patrick RE Dealing in Securities 2011-10-24 2012-11-30
ACV752 JACOBSON John Brennan RE Dealing in Securities 2008-03-11 2009-02-23
ACW742 COOPER Kenneth Allen RE Dealing in Securities 2010-10-11 2011-11-19
ACW967 DALZIELL Rohan John RE Dealing in Securities 2003-04-01 2004-01-19
ACW967 DALZIELL Rohan John RE Advising on Securities 2003-04-01 2006-08-12
ACW967 DALZIELL Rohan John RE Advising on Corporate Finance 2003-04-01 2004-01-19
ACW967 DALZIELL Rohan John RE Asset Management 2003-04-01 2004-01-19
ACX572 LEE Angela RE Dealing in Securities 2007-10-27 2015-04-14
ACX572 LEE Angela RE Advising on Corporate Finance 2007-10-27 2015-04-14
ACZ554 JE Kin Ming 余建明 RO Dealing in Securities 2007-02-01 2015-03-31
ACZ554 JE Kin Ming 余建明 RE Advising on Corporate Finance 2005-03-10 2005-09-29
ACZ554 JE Kin Ming 余建明 RO Advising on Corporate Finance 2005-09-29 2015-03-31
ACZ985 WICKHAM SECOND Philip King RE Dealing in Securities 2003-04-01 2004-01-19
ACZ985 WICKHAM SECOND Philip King RE Advising on Securities 2003-04-01 2004-06-04
ACZ985 WICKHAM SECOND Philip King RE Advising on Corporate Finance 2003-04-01 2004-01-19
ACZ985 WICKHAM SECOND Philip King RE Asset Management 2003-04-01 2004-01-19
ADA514 LYNCH John M RE Advising on Securities 2006-08-31 2016-04-19
ADA514 LYNCH John M RO Advising on Securities 2016-04-19
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Dealing in Securities 2003-04-01 2004-01-19
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Advising on Securities 2003-04-01 2005-07-26
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADA909 LEUNG Bik Han, Lilian 梁碧嫻 RE Asset Management 2003-04-01 2004-01-19
ADC904 CHONG Choong Leong 張忠良 RE Dealing in Securities 2004-10-12 2008-09-18
ADC904 CHONG Choong Leong 張忠良 RE Advising on Corporate Finance 2004-10-12 2008-09-18
ADD108 TAYLOR Andrew James Emery RE Dealing in Securities 2009-02-12 2009-10-19
ADD108 TAYLOR Andrew James Emery RE Advising on Corporate Finance 2009-02-12 2009-10-19
ADG061 REDHEAD Peter RE Advising on Securities 2012-11-13 2017-09-01
ADG917 YAN Kwok Ting, Sunny 印國庭 RE Dealing in Securities 2005-01-13 2005-06-27
ADG917 YAN Kwok Ting, Sunny 印國庭 RE Advising on Corporate Finance 2004-11-24 2005-06-27
ADG977 KUET Shun Cheong Andrew 闕順昌 RE Dealing in Securities 2003-04-01 2004-01-19
ADG977 KUET Shun Cheong Andrew 闕順昌 RE Advising on Securities 2003-04-01 2005-03-15
ADG977 KUET Shun Cheong Andrew 闕順昌 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADG977 KUET Shun Cheong Andrew 闕順昌 RE Asset Management 2003-04-01 2004-01-19
ADH238 THOMPSON John RE Dealing in Securities 2005-09-07 2007-09-01
ADI019 YOON Kyung Hee RE Dealing in Securities 2003-04-01 2004-01-26
ADI019 YOON Kyung Hee RE Advising on Securities 2003-04-01 2004-01-26
ADI019 YOON Kyung Hee RE Advising on Corporate Finance 2003-04-01 2004-01-26
ADI019 YOON Kyung Hee RE Asset Management 2003-04-01 2004-01-26
ADI099 DU Trinh C 謝昭程 RE Dealing in Securities 2003-04-01 2004-03-11
ADI099 DU Trinh C 謝昭程 RE Advising on Securities 2003-04-01 2004-01-19
ADI099 DU Trinh C 謝昭程 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADI099 DU Trinh C 謝昭程 RE Providing Automated Trading Services 2003-04-01 2004-01-19
ADI099 DU Trinh C 謝昭程 RE Asset Management 2003-04-01 2004-01-19
ADI595 KLIP Donald William RE Dealing in Securities 2003-04-01 2005-05-25
ADI595 KLIP Donald William RE Advising on Securities 2003-04-01 2004-01-20
ADI595 KLIP Donald William RE Advising on Corporate Finance 2003-04-01 2004-01-20
ADI595 KLIP Donald William RE Asset Management 2003-04-01 2004-01-20
ADI757 WAN San Ming, Sandy 萬三敏 RE Dealing in Securities 2018-04-09
ADJ622 LEE Chi Chung, Johnny 李志璋 RO Dealing in Securities 2008-09-26 2009-09-20
ADJ958 SHEN Xia 沈俠 RE Dealing in Securities 2006-12-19 2008-08-14
ADJ958 SHEN Xia 沈俠 RE Advising on Corporate Finance 2005-09-21 2008-08-14
ADK688 XIE Min 謝岷 RE Dealing in Securities 2006-02-27 2006-11-30
ADK688 XIE Min 謝岷 RE Advising on Corporate Finance 2006-02-27 2006-11-30
ADK812 CALVY Stewart RO Dealing in Securities 2003-04-01 2004-05-17
ADL297 NG Wai Fat 吳偉發 RE Dealing in Securities 2003-04-01 2004-03-11
ADL297 NG Wai Fat 吳偉發 RE Advising on Securities 2003-04-01 2004-01-19
ADL297 NG Wai Fat 吳偉發 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADL297 NG Wai Fat 吳偉發 RE Asset Management 2003-04-01 2004-01-19
ADL601 CHENG Hon Wing, Cyrus 鄭漢榮 RE Dealing in Securities 2005-05-24 2011-05-13
ADQ377 SIM Choon 沈俊 RE Dealing in Securities 2005-06-27 2006-11-20
ADQ377 SIM Choon 沈俊 RO Dealing in Securities 2006-11-20 2008-12-02
ADQ377 SIM Choon 沈俊 RE Advising on Corporate Finance 2005-06-27 2006-11-20
ADQ377 SIM Choon 沈俊 RO Advising on Corporate Finance 2006-11-20 2008-12-02
ADR672 LACEY Robert William Patrick RO Dealing in Securities 2003-04-01 2003-06-27
ADS121 PRICE Edmund Hugh Owain RE Dealing in Securities 2009-06-30 2010-10-08
ADS121 PRICE Edmund Hugh Owain RO Dealing in Securities 2010-10-08 2012-03-12
ADS121 PRICE Edmund Hugh Owain RE Advising on Corporate Finance 2009-06-30 2010-10-08
ADS121 PRICE Edmund Hugh Owain RO Advising on Corporate Finance 2010-10-08 2012-03-12
ADS695 CHIU Wing Fai 趙永輝 RE Advising on Securities 2004-07-22 2006-07-26
ADS695 CHIU Wing Fai 趙永輝 RE Advising on Securities 2013-08-08 2014-08-18
ADS695 CHIU Wing Fai 趙永輝 RO Advising on Securities 2014-08-18 2016-01-18
ADS696 BACCHUS Timothy Mustapha RE Advising on Securities 2008-01-16 2008-11-07
ADS783 LAM Hok Hoi 林學海 RE Advising on Securities 2004-07-20 2007-04-05
ADT303 MOK Kwai Pui, Bill 莫貴標 RE Dealing in Securities 2003-04-01 2003-09-15
ADT303 MOK Kwai Pui, Bill 莫貴標 RE Advising on Securities 2003-04-01 2003-09-15
ADT303 MOK Kwai Pui, Bill 莫貴標 RE Advising on Corporate Finance 2003-04-01 2003-09-15
ADT303 MOK Kwai Pui, Bill 莫貴標 RE Asset Management 2003-04-01 2003-09-15
ADT573 CHIK Hak Kan, Leon 植克勤 RE Dealing in Securities 2003-04-01 2003-08-06
ADT573 CHIK Hak Kan, Leon 植克勤 RE Advising on Securities 2003-04-01 2003-08-06
ADT573 CHIK Hak Kan, Leon 植克勤 RE Advising on Corporate Finance 2003-04-01 2003-08-06
ADT573 CHIK Hak Kan, Leon 植克勤 RE Asset Management 2003-04-01 2003-08-06
ADT641 ROSGEN Markus Johannes RE Dealing in Securities 2003-04-01 2004-01-19
ADT641 ROSGEN Markus Johannes RE Advising on Securities 2003-04-01 2004-05-07
ADT641 ROSGEN Markus Johannes RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADT641 ROSGEN Markus Johannes RE Asset Management 2003-04-01 2004-01-19
ADT651 CHONG Yu, Carmen 莊瑜 RE Dealing in Securities 2007-03-27 2009-02-23
ADU276 LEUNG Kai Tong 梁啟棠 RE Dealing in Securities 2003-04-01 2004-01-19
ADU276 LEUNG Kai Tong 梁啟棠 RE Advising on Securities 2003-04-01 2004-10-14
ADU276 LEUNG Kai Tong 梁啟棠 RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADU276 LEUNG Kai Tong 梁啟棠 RE Asset Management 2003-04-01 2004-01-19
ADU702 BOOKOUT Thomas Roger RE Dealing in Securities 2008-05-23 2010-09-28
ADU702 BOOKOUT Thomas Roger RE Advising on Securities 2010-09-28 2014-06-20
ADV451 LEUNG Kwok Wai, Gary 梁國偉 RE Dealing in Securities 2008-08-11 2008-11-13
ADV855 FOK Woon Bik 霍奐璧 RE Dealing in Securities 2003-04-01 2003-07-02
ADV855 FOK Woon Bik 霍奐璧 RE Advising on Securities 2003-04-01 2003-07-02
ADV855 FOK Woon Bik 霍奐璧 RE Advising on Securities 2005-08-01 2007-06-28
ADV855 FOK Woon Bik 霍奐璧 RE Advising on Corporate Finance 2003-04-01 2003-07-02
ADV855 FOK Woon Bik 霍奐璧 RE Asset Management 2003-04-01 2003-07-02
ADX082 KAO An-Chi, Anne 高安琪 RE Dealing in Securities 2008-02-04 2009-11-06
ADX082 KAO An-Chi, Anne 高安琪 RE Advising on Corporate Finance 2008-02-04 2009-11-06
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Dealing in Securities 2003-04-01 2003-10-03
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Advising on Securities 2003-04-01 2003-08-11
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Advising on Corporate Finance 2003-04-01 2003-08-11
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Providing Automated Trading Services 2003-04-01 2003-10-03
ADX208 SO Bing Kei, Raymond 蘇秉基 RE Asset Management 2003-04-01 2003-08-11
ADX525 ALFORD Terrence Miguel RE Dealing in Securities 2003-04-01 2010-08-11
ADX525 ALFORD Terrence Miguel RE Advising on Securities 2003-04-01 2004-01-19
ADX525 ALFORD Terrence Miguel RE Advising on Corporate Finance 2003-04-01 2004-01-19
ADX525 ALFORD Terrence Miguel RE Asset Management 2003-04-01 2004-01-19
ADY236 YU Ka Man, Janice 俞嘉敏 RE Dealing in Securities 2003-04-01 2003-07-21
ADY236 YU Ka Man, Janice 俞嘉敏 RE Advising on Securities 2003-04-01 2003-07-21
ADY236 YU Ka Man, Janice 俞嘉敏 RE Advising on Corporate Finance 2003-04-01 2003-07-21
ADY236 YU Ka Man, Janice 俞嘉敏 RE Asset Management 2003-04-01 2003-07-21
ADZ025 CHENG Po Chuen 鄭寶川 RE Dealing in Securities 2005-04-25 2005-12-28
ADZ025 CHENG Po Chuen 鄭寶川 RO Dealing in Securities 2005-12-28 2010-07-23
ADZ025 CHENG Po Chuen 鄭寶川 RE Advising on Corporate Finance 2005-04-25 2005-12-28
ADZ025 CHENG Po Chuen 鄭寶川 RO Advising on Corporate Finance 2005-12-28 2010-07-23
ADZ419 CHAN Bill 陳銘勳 RE Dealing in Securities 2010-08-26 2011-11-03
ADZ437 DESAI Kalpana RE Dealing in Securities 2009-10-29 2010-06-03
ADZ437 DESAI Kalpana RE Dealing in Securities 2013-03-19 2013-04-23
ADZ437 DESAI Kalpana RO Dealing in Securities 2010-06-03 2013-03-19
ADZ437 DESAI Kalpana RE Advising on Corporate Finance 2009-10-29 2010-06-03
ADZ437 DESAI Kalpana RE Advising on Corporate Finance 2013-03-19 2013-04-23
ADZ437 DESAI Kalpana RO Advising on Corporate Finance 2010-06-03 2013-03-19
AEA201 TAM Shing Hei 譚成希 RE Dealing in Securities 2003-09-02 2005-03-24
AEA201 TAM Shing Hei 譚成希 RE Providing Automated Trading Services 2003-09-02 2004-03-22
AEA280 FOLINSBEE Thomas RE Dealing in Securities 2008-01-16 2008-11-26
AEC941 ANSELL Robert Howard RE Dealing in Securities 2003-04-01 2010-08-12
AEC941 ANSELL Robert Howard RE Advising on Securities 2003-04-01 2004-01-19
AEC941 ANSELL Robert Howard RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEC941 ANSELL Robert Howard RE Asset Management 2003-04-01 2004-01-19
AED179 SANFT Erwin Ralph 歐文 RE Advising on Securities 2015-02-16 2017-01-16
AEE375 SNELGROVE Paul Rodger RE Dealing in Securities 2003-04-01 2004-01-19
AEE375 SNELGROVE Paul Rodger RE Advising on Securities 2003-04-01 2004-09-13
AEE375 SNELGROVE Paul Rodger RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEE375 SNELGROVE Paul Rodger RE Asset Management 2003-04-01 2004-01-19
AEE724 DUNDA Stanley Abdoel Rasid RE Dealing in Securities 2011-06-30 2012-11-30
AEF848 LEUNG Ka Yau 梁家祐 RE Dealing in Securities 2008-08-11 2009-01-01
AEG140 CHEUNG Mei Sum, Sonia 張美森 RE Dealing in Securities 2008-08-11 2009-01-13
AEG141 CHEUNG Wing Wah, Jeff 張永華 RE Dealing in Securities 2008-08-12 2008-11-26
AEH768 CHEN Alan Bing RE Dealing in Securities 2017-11-09 2018-09-05
AEH768 CHEN Alan Bing RO Dealing in Securities 2018-09-05
AEI248 CHEONG Chang 張錚 RE Dealing in Securities 2008-01-24 2011-11-10
AEI248 CHEONG Chang 張錚 RE Dealing in Securities 2013-04-17 2015-03-31
AEI248 CHEONG Chang 張錚 RE Advising on Corporate Finance 2008-01-24 2011-11-10
AEI248 CHEONG Chang 張錚 RE Advising on Corporate Finance 2013-04-17 2015-03-31
AEI412 WONG Karen 黃嘉倫 RE Dealing in Securities 2007-09-12 2008-02-11
AEI412 WONG Karen 黃嘉倫 RO Dealing in Securities 2008-02-11 2011-03-29
AEI412 WONG Karen 黃嘉倫 RE Advising on Corporate Finance 2007-08-24 2008-02-11
AEI412 WONG Karen 黃嘉倫 RO Advising on Corporate Finance 2008-02-11 2011-03-29
AEI578 LEE Alexander Byungho RE Dealing in Securities 2011-10-21 2015-03-31
AEI578 LEE Alexander Byungho RE Advising on Corporate Finance 2011-10-21 2015-03-31
AEI662 O'BOYLE Gerald Keith RE Dealing in Securities 2003-04-01 2003-10-03
AEI662 O'BOYLE Gerald Keith RE Advising on Securities 2003-04-01 2003-08-11
AEI662 O'BOYLE Gerald Keith RE Advising on Corporate Finance 2003-04-01 2003-08-11
AEI662 O'BOYLE Gerald Keith RE Providing Automated Trading Services 2003-04-01 2003-10-03
AEI662 O'BOYLE Gerald Keith RE Asset Management 2003-04-01 2003-08-11
AEJ052 FUNG Daniel Kenneth 馮裕志 RE Dealing in Securities 2009-02-09 2009-02-28
AEJ052 FUNG Daniel Kenneth 馮裕志 RE Advising on Corporate Finance 2009-02-09 2009-02-28
AEJ839 MAK Kum Kok, James RE Dealing in Securities 2011-11-16 2014-01-10
AEJ839 MAK Kum Kok, James RE Advising on Corporate Finance 2011-11-16 2014-01-10
AEM553 MA Adeline 馬雅蓮 RE Dealing in Securities 2003-04-01 2003-12-05
AEM553 MA Adeline 馬雅蓮 RE Advising on Securities 2003-04-01 2003-12-05
AEM553 MA Adeline 馬雅蓮 RE Advising on Corporate Finance 2003-04-01 2003-12-05
AEM553 MA Adeline 馬雅蓮 RE Asset Management 2003-04-01 2003-12-05
AEN644 IP Tse Wai, Yvette 葉謝瑋 RE Advising on Securities 2007-07-20 2009-06-08
AEN823 WERNERT Jeremy David RE Dealing in Securities 2009-11-04 2013-01-24
AEN823 WERNERT Jeremy David RO Dealing in Securities 2013-01-24 2015-03-31
AEN823 WERNERT Jeremy David RE Advising on Corporate Finance 2012-04-26 2015-03-31
AEO164 LEE Jun Hyuk, David 李峻赫 RE Advising on Securities 2015-02-09 2016-03-18
AEO322 DUFFY Craig Andrew RE Dealing in Securities 2003-04-01 2003-10-10
AEO322 DUFFY Craig Andrew RE Advising on Securities 2003-04-01 2003-09-10
AEO322 DUFFY Craig Andrew RE Advising on Corporate Finance 2003-04-01 2003-10-10
AEO322 DUFFY Craig Andrew RE Providing Automated Trading Services 2003-04-01 2003-10-10
AEO322 DUFFY Craig Andrew RE Asset Management 2003-04-01 2003-09-10
AEO610 MATTHEWS Mark Shirreff 馬修斯 RE Advising on Securities 2009-11-11 2011-05-10
AEO690 LEE Jee Won RE Dealing in Securities 2003-06-19 2008-03-08
AEO690 LEE Jee Won RE Providing Automated Trading Services 2003-06-19 2004-03-22
AEO751 WILLIAMS Toby Lee RE Advising on Securities 2009-02-06 2009-03-06
AEO751 WILLIAMS Toby Lee RE Advising on Securities 2009-10-19 2009-10-25
AEO751 WILLIAMS Toby Lee RE Advising on Securities 2010-03-08 2010-03-14
AEO751 WILLIAMS Toby Lee RE Advising on Securities 2010-10-11 2010-11-11
AEO751 WILLIAMS Toby Lee RE Advising on Securities 2011-02-25 2016-05-27
AEO864 CHUA Man Ching 蔡文靜 RE Dealing in Securities 2003-04-28 2003-10-23
AEO864 CHUA Man Ching 蔡文靜 RE Advising on Securities 2003-10-23 2005-03-30
AEO864 CHUA Man Ching 蔡文靜 RE Providing Automated Trading Services 2003-04-28 2003-10-23
AER313 RILEY Daren RE Dealing in Securities 2003-04-01 2003-11-13
AER313 RILEY Daren RO Dealing in Securities 2003-11-13 2006-09-30
AER313 RILEY Daren RE Advising on Securities 2003-04-01 2003-09-10
AER313 RILEY Daren RE Advising on Corporate Finance 2003-04-01 2003-09-10
AER313 RILEY Daren RE Providing Automated Trading Services 2003-04-01 2003-11-13
AER313 RILEY Daren RO Providing Automated Trading Services 2003-11-13 2004-03-22
AER313 RILEY Daren RE Asset Management 2003-04-01 2003-09-10
AET081 LAM Simon Yee-Kai 林以佳 RE Dealing in Securities 2007-12-12 2009-03-17
AET081 LAM Simon Yee-Kai 林以佳 RO Dealing in Securities 2009-03-17 2010-02-23
AEU609 CHU Chi Ho, Ian 朱智豪 RE Dealing in Securities 2003-04-01 2004-06-23
AEU609 CHU Chi Ho, Ian 朱智豪 RE Advising on Securities 2003-04-01 2004-01-19
AEU609 CHU Chi Ho, Ian 朱智豪 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEU609 CHU Chi Ho, Ian 朱智豪 RE Asset Management 2003-04-01 2004-01-19
AEW118 ZHAI Jun 翟雋 RE Dealing in Securities 2006-05-22 2014-03-14
AEW118 ZHAI Jun 翟雋 RE Advising on Corporate Finance 2006-05-22 2014-03-14
AEW404 DE GUZMAN Manolo Michael RE Dealing in Securities 2006-07-28 2017-03-31
AEW404 DE GUZMAN Manolo Michael RE Advising on Corporate Finance 2006-08-21 2017-03-31
AEX822 PANARETTO Anthony Basil RE Dealing in Securities 2006-05-15 2012-11-30
AEY382 GUPTA Rajeev RE Dealing in Securities 2010-10-28 2012-06-24
AEZ034 THYNNE Grenville Matthew RE Dealing in Securities 2014-09-24 2015-08-19
AEZ034 THYNNE Grenville Matthew RO Dealing in Securities 2015-08-19 2017-11-08
AEZ034 THYNNE Grenville Matthew RE Advising on Corporate Finance 2014-09-24 2015-08-19
AEZ034 THYNNE Grenville Matthew RO Advising on Corporate Finance 2015-08-19 2017-11-08
AFA528 ROSENFELD Mark Stephen RE Advising on Securities 2005-08-05 2005-09-05
AFA528 ROSENFELD Mark Stephen RO Advising on Securities 2005-09-05 2007-08-02
AFB429 TIMBLICK Leland Marion Rhee RE Dealing in Securities 2006-09-11 2008-05-01
AFC755 BOYTON Jamie Phillip RE Dealing in Securities 2004-10-13 2007-09-08
AFD039 MOFFAT Kieran Alistair RE Dealing in Securities 2007-04-24 2007-08-28
AFD039 MOFFAT Kieran Alistair RO Dealing in Securities 2007-08-28 2010-06-01
AFD213 HUI Kei Man 許紀文 RE Dealing in Securities 2007-07-09 2008-05-31
AFD213 HUI Kei Man 許紀文 RE Advising on Corporate Finance 2007-06-21 2008-05-31
AFD833 MIHALCA Matei Petru 馬德義 RE Dealing in Securities 2005-08-10 2008-06-17
AFD833 MIHALCA Matei Petru 馬德義 RE Advising on Corporate Finance 2005-08-10 2008-06-17
AFE190 SHEEHAN Paul RE Dealing in Securities 2003-04-01 2004-01-19
AFE190 SHEEHAN Paul RE Advising on Securities 2003-04-01 2004-05-17
AFE190 SHEEHAN Paul RE Advising on Corporate Finance 2003-04-01 2004-01-19
AFE190 SHEEHAN Paul RE Asset Management 2003-04-01 2004-01-19
AFE831 SURATKAL Kishore Sheena RE Advising on Securities 2003-10-29 2006-08-11
AFF351 GORDON Gregory W RE Dealing in Securities 2005-08-30 2006-08-30
AFF351 GORDON Gregory W RO Dealing in Securities 2006-08-30 2007-05-28
AFF887 LEUNG Jenkin Ching Kei 梁正己 RE Dealing in Securities 2003-04-01 2004-08-16
AFF887 LEUNG Jenkin Ching Kei 梁正己 RE Advising on Securities 2003-04-01 2004-01-13
AFF887 LEUNG Jenkin Ching Kei 梁正己 RE Advising on Corporate Finance 2003-04-01 2004-01-13
AFF887 LEUNG Jenkin Ching Kei 梁正己 RE Asset Management 2003-04-01 2004-01-13
AFG276 CHEUNG Siu Ling 張小玲 RE Dealing in Securities 2003-04-01 2004-10-27
AFG276 CHEUNG Siu Ling 張小玲 RE Advising on Securities 2003-04-01 2004-01-19
AFG276 CHEUNG Siu Ling 張小玲 RE Advising on Corporate Finance 2003-04-01 2004-10-27
AFG276 CHEUNG Siu Ling 張小玲 RE Asset Management 2003-04-01 2004-01-19
AFG448 CHEN Danhua 陳丹華 RE Dealing in Securities 2011-11-03 2014-06-17
AFG448 CHEN Danhua 陳丹華 RO Dealing in Securities 2014-06-17 2014-08-28
AFG448 CHEN Danhua 陳丹華 RE Advising on Corporate Finance 2011-11-03 2014-06-17
AFG448 CHEN Danhua 陳丹華 RO Advising on Corporate Finance 2014-06-17 2014-08-28
AFI697 CHURCHOUSE Jean-Paul Antony RE Dealing in Securities 2003-04-01 2003-08-12
AFI697 CHURCHOUSE Jean-Paul Antony RE Advising on Securities 2003-04-01 2003-08-11
AFI697 CHURCHOUSE Jean-Paul Antony RE Advising on Corporate Finance 2003-04-01 2003-08-11
AFI697 CHURCHOUSE Jean-Paul Antony RE Providing Automated Trading Services 2003-04-01 2003-08-12
AFI697 CHURCHOUSE Jean-Paul Antony RE Asset Management 2003-04-01 2003-08-11
AFI800 SPARROW Ji Hyun 趙智賢 RE Dealing in Securities 2003-07-04 2004-07-23
AFI800 SPARROW Ji Hyun 趙智賢 RE Providing Automated Trading Services 2003-07-04 2004-03-22
AFI959 LEUNG Yuk Ming 梁旭明 RE Dealing in Securities 2007-03-13 2009-05-01
AFI959 LEUNG Yuk Ming 梁旭明 RE Advising on Corporate Finance 2007-03-13 2009-05-01
AFK451 CHI Danny 徐英龍 RE Dealing in Securities 2008-08-11 2009-06-08
AFK725 SHIMADA Yoshihiro RE Advising on Securities 2007-05-25 2008-11-26
AFK790 SPARROW Richard Aelred RE Dealing in Securities 2015-03-23 2018-08-27
AFK790 SPARROW Richard Aelred RE Providing Automated Trading Services 2015-03-23 2018-08-27
AFL806 ROBINSON Brent Steven RE Dealing in Securities 2003-04-01 2004-01-13
AFL806 ROBINSON Brent Steven RE Advising on Securities 2003-04-01 2004-04-23
AFL806 ROBINSON Brent Steven RO Advising on Securities 2004-04-23 2005-08-28
AFL806 ROBINSON Brent Steven RE Advising on Corporate Finance 2003-04-01 2004-01-13
AFL806 ROBINSON Brent Steven RE Asset Management 2003-04-01 2004-01-13
AFM844 SOLOMON Eliyahu Shalom Freddie RE Dealing in Securities 2003-04-01 2006-09-06
AFM844 SOLOMON Eliyahu Shalom Freddie RE Advising on Securities 2003-04-01 2004-01-19
AFM844 SOLOMON Eliyahu Shalom Freddie RE Advising on Corporate Finance 2003-04-01 2004-01-19
AFM844 SOLOMON Eliyahu Shalom Freddie RE Asset Management 2003-04-01 2004-01-19
AFN181 LEUNG Shui Yee 梁瑞儀 RE Dealing in Securities 2003-04-01 2003-10-03
AFN181 LEUNG Shui Yee 梁瑞儀 RE Advising on Securities 2003-04-01 2003-10-03
AFN181 LEUNG Shui Yee 梁瑞儀 RE Advising on Corporate Finance 2003-04-01 2003-08-13
AFN181 LEUNG Shui Yee 梁瑞儀 RE Providing Automated Trading Services 2003-04-01 2003-10-03
AFN181 LEUNG Shui Yee 梁瑞儀 RE Asset Management 2003-04-01 2003-08-13
AFO520 LEUNG Yip Wang 梁業宏 RE Dealing in Securities 2003-04-01 2004-01-20
AFO520 LEUNG Yip Wang 梁業宏 RE Advising on Securities 2003-04-01 2005-04-29
AFO520 LEUNG Yip Wang 梁業宏 RE Advising on Corporate Finance 2003-04-01 2004-01-20
AFO520 LEUNG Yip Wang 梁業宏 RE Asset Management 2003-04-01 2004-01-20
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Dealing in Securities 2008-05-02 2008-12-02
AFQ893 TANG Siu Lai, Stanley 鄧兆澧 RE Advising on Corporate Finance 2008-03-31 2008-12-02
AFR467 CHAN Kwok Kit John 陳國傑 RE Dealing in Securities 2007-08-21 2009-02-28
AFR467 CHAN Kwok Kit John 陳國傑 RE Advising on Corporate Finance 2007-08-21 2009-02-28
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2005-02-23 2006-07-12
AFS488 FUNG Ming Suet, Marcia 馮明雪 RE Advising on Corporate Finance 2004-12-28 2006-08-01
AFS557 PAO Chi King, Kim 包子敬 RE Advising on Securities 2003-11-06 2004-05-07
AFS898 AUGIAS Cedric Alain Nicolas Marie RE Dealing in Securities 2010-10-06 2011-11-03
AFS914 LEE Wang Kwong 李泓廣 RE Dealing in Securities 2013-06-20 2014-06-27
AFS914 LEE Wang Kwong 李泓廣 RE Advising on Securities 2012-12-13 2013-06-20
AFS914 LEE Wang Kwong 李泓廣 RE Advising on Corporate Finance 2013-06-20 2014-06-27
AFT058 LEE Chi Wing, Eva Elizabeth 李智穎 RE Dealing in Securities 2003-04-01 2004-01-19
AFT058 LEE Chi Wing, Eva Elizabeth 李智穎 RE Advising on Securities 2003-04-01 2011-06-21
AFT058 LEE Chi Wing, Eva Elizabeth 李智穎 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AFT058 LEE Chi Wing, Eva Elizabeth 李智穎 RE Asset Management 2003-04-01 2004-01-19
AFT796 JOHNSON David Leslie RE Advising on Securities 2006-11-21 2009-09-07
AFT865 LESTER Darin Kane RE Dealing in Securities 2006-10-25 2009-02-23
AFU281 GIESE Jason Andrew RE Dealing in Securities 2005-11-24 2005-11-25
AFU382 ESPINASSE Philippe Michel RO Dealing in Securities 2005-05-06 2006-11-13
AFU382 ESPINASSE Philippe Michel RE Advising on Corporate Finance 2004-06-25 2004-10-04
AFU382 ESPINASSE Philippe Michel RO Advising on Corporate Finance 2004-10-04 2006-11-13
AFU460 SOLWAY Paul Simon Herbert RE Dealing in Securities 2005-08-02 2012-10-05
AFU649 CHAN Gary Ming Tak 陳明德 RE Dealing in Securities 2005-06-17 2011-04-14
AFU649 CHAN Gary Ming Tak 陳明德 RE Advising on Corporate Finance 2005-06-17 2011-04-14
AFV085 SINGH Manmohan RE Advising on Securities 2008-07-25 2010-04-02
AFV087 CHAN Belle 陳蓓蕾 RE Advising on Securities 2005-05-18 2005-11-01
AFV890 CHU Wai Kit, Danny 朱偉傑 RE Advising on Securities 2013-05-10 2017-01-16
AFV898 LEE Seung Jin RE Dealing in Securities 2003-04-01 2012-11-30
AFV898 LEE Seung Jin RE Advising on Securities 2003-04-01 2004-01-19
AFV898 LEE Seung Jin RE Advising on Corporate Finance 2003-04-01 2004-01-19
AFV898 LEE Seung Jin RE Asset Management 2003-04-01 2004-01-19
AFW035 DAY David J M 戴介明 RE Dealing in Securities 2008-07-21 2008-07-25
AFW035 DAY David J M 戴介明 RE Advising on Corporate Finance 2008-07-21 2008-07-25
AFW867 SUTTIE Ben Charles RE Dealing in Securities 2010-06-30 2011-12-01
AFW968 KOH Yen Hwa, Jasmine RE Dealing in Securities 2010-02-08 2012-11-30
AFX435 CHAN Wai Yee 陳慧懿 RE Dealing in Securities 2003-04-01 2004-01-19
AFX435 CHAN Wai Yee 陳慧懿 RE Advising on Securities 2003-04-01 2004-07-09
AFX435 CHAN Wai Yee 陳慧懿 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AFX435 CHAN Wai Yee 陳慧懿 RE Asset Management 2003-04-01 2004-01-19
AFX839 LAM Royan 林泓昕 RE Dealing in Securities 2008-08-12
AFY757 YOUNG Richard Fairbairn RE Dealing in Securities 2005-12-19 2018-10-19
AFY757 YOUNG Richard Fairbairn RO Dealing in Securities 2018-10-19
AFY757 YOUNG Richard Fairbairn RE Advising on Corporate Finance 2005-12-19 2018-10-19
AFY757 YOUNG Richard Fairbairn RO Advising on Corporate Finance 2018-10-19
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Dealing in Securities 2003-04-01 2007-03-07
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Advising on Securities 2003-04-01 2004-01-19
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Advising on Corporate Finance 2003-04-01 2005-05-04
AGA901 TANG Chun Ting, Christopher Archer 鄧振廷 RE Asset Management 2003-04-01 2004-01-19
AGA904 LEUNG Long Chee 梁朗芝 RE Advising on Securities 2005-04-26 2006-04-11
AGB940 WILSON Anthony Casey RE Dealing in Securities 2003-04-01 2004-04-14
AGB940 WILSON Anthony Casey RO Dealing in Securities 2004-04-14 2007-08-02
AGB940 WILSON Anthony Casey RE Advising on Securities 2003-04-01 2004-01-13
AGB940 WILSON Anthony Casey RE Advising on Corporate Finance 2003-04-01 2004-01-13
AGB940 WILSON Anthony Casey RE Asset Management 2003-04-01 2004-01-13
AGC441 WANG I-Chih 王怡芝 RE Dealing in Securities 2005-12-23 2012-07-03
AGC573 SU Paul Qi RE Dealing in Securities 2013-10-07 2014-12-02
AGC573 SU Paul Qi RO Dealing in Securities 2014-12-02 2017-04-03
AGC573 SU Paul Qi RE Advising on Corporate Finance 2013-10-07 2014-12-02
AGC573 SU Paul Qi RO Advising on Corporate Finance 2014-12-02 2017-04-03
AGC984 CHAN Wing Yee, Vivian 陳穎儀 RE Dealing in Securities 2008-08-11 2009-03-03
AGE237 LOW Whye Choong RE Dealing in Securities 2006-06-26 2007-09-24
AGE237 LOW Whye Choong RE Advising on Corporate Finance 2005-06-27 2007-09-24
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Dealing in Securities 2003-04-01 2003-12-31
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Advising on Securities 2003-04-01 2003-12-31
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AGE252 DYER Cordelia Mun Ting 廖敏婷 RE Asset Management 2003-04-01 2003-12-31
AGE396 FAN Shengyan 樊盛妍 RE Dealing in Securities 2006-10-10 2009-09-28
AGE396 FAN Shengyan 樊盛妍 RE Advising on Corporate Finance 2006-10-10 2009-09-28
AGF966 KIM Jason Sung RE Dealing in Securities 2003-04-01 2003-04-20
AGF966 KIM Jason Sung RE Advising on Securities 2003-04-01 2003-04-20
AGF966 KIM Jason Sung RE Advising on Corporate Finance 2003-04-01 2003-04-20
AGF966 KIM Jason Sung RE Asset Management 2003-04-01 2003-04-20
AGG322 KASTEN Olaf RE Dealing in Securities 2010-09-16 2011-02-02
AGG322 KASTEN Olaf RO Dealing in Securities 2011-02-02 2011-11-30
AGH565 LOU Choi Chi, Nathalie 劉賽枝 RE Dealing in Securities 2009-04-20 2010-06-29
AGI520 WONG Ka Ching 黃家正 RE Advising on Securities 2003-10-14 2004-06-28
AGJ116 WOOD Simon Nicholas Lionel RE Dealing in Securities 2005-08-24 2009-01-08
AGJ116 WOOD Simon Nicholas Lionel RE Dealing in Securities 2010-07-23 2010-07-30
AGJ116 WOOD Simon Nicholas Lionel RO Dealing in Securities 2009-01-08 2010-07-23
AGJ116 WOOD Simon Nicholas Lionel RE Advising on Corporate Finance 2005-08-24 2009-01-08
AGJ116 WOOD Simon Nicholas Lionel RE Advising on Corporate Finance 2010-07-23 2010-07-30
AGJ116 WOOD Simon Nicholas Lionel RO Advising on Corporate Finance 2009-01-08 2010-07-23
AGJ388 CHAN Kee Chee, Keith 陳其志 RE Dealing in Securities 2008-08-11 2009-06-17
AGK976 HARVEY Alexander Harms RE Advising on Corporate Finance 2017-08-22
AGK977 MORAN Stuart Anthony RE Dealing in Securities 2004-07-31 2005-07-11
AGL546 DAYMAN Julian Stewart RE Dealing in Securities 2004-06-25 2004-08-06
AGL546 DAYMAN Julian Stewart RE Advising on Corporate Finance 2004-06-25 2004-08-06
AGN143 WILKINSON Sasha Michelle RE Dealing in Securities 2003-04-01 2006-03-14
AGN143 WILKINSON Sasha Michelle RE Advising on Securities 2003-04-01 2004-01-19
AGN143 WILKINSON Sasha Michelle RE Advising on Corporate Finance 2003-04-01 2004-01-19
AGN143 WILKINSON Sasha Michelle RE Asset Management 2003-04-01 2004-01-19
AGN337 LI Yeuk Sheung, Jessie 李若嫦 RE Dealing in Securities 2008-08-12 2008-11-26
AGN338 WOO Hon Man, Herman 胡瀚文 RE Dealing in Securities 2003-04-01 2004-01-19
AGN338 WOO Hon Man, Herman 胡瀚文 RE Advising on Securities 2003-04-01 2005-08-24
AGN338 WOO Hon Man, Herman 胡瀚文 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AGN338 WOO Hon Man, Herman 胡瀚文 RE Asset Management 2003-04-01 2004-01-19
AGN615 FUNG Siu Pong, Timothy 馮兆邦 RE Dealing in Securities 2003-04-01 2003-05-13
AGN615 FUNG Siu Pong, Timothy 馮兆邦 RE Advising on Securities 2003-04-01 2003-05-13
AGN615 FUNG Siu Pong, Timothy 馮兆邦 RE Advising on Corporate Finance 2003-04-01 2003-05-13
AGN615 FUNG Siu Pong, Timothy 馮兆邦 RE Asset Management 2003-04-01 2003-05-13
AGN699 LEE Andrew Kam Wing 李錦榮 RE Advising on Securities 2014-04-14 2016-01-18
AGP783 GARG Anupam RE Dealing in Securities 2013-10-23 2016-09-23
AGP783 GARG Anupam RE Advising on Corporate Finance 2013-10-23 2016-09-23
AGU696 LAWLOR Patrick Martin RE Dealing in Securities 2009-06-05 2009-10-13
AGU696 LAWLOR Patrick Martin RO Dealing in Securities 2004-07-27 2009-06-05
AGW598 KURTZ Michael David RE Advising on Securities 2008-09-16 2011-09-05
AGW614 KLINGER David Anthony RE Dealing in Securities 2009-11-06 2011-01-20
AGW614 KLINGER David Anthony RO Dealing in Securities 2011-01-20 2011-03-25
AGW991 JEONG NGUYEN Theresa Nga RE Dealing in Securities 2003-04-01 2004-06-26
AGW991 JEONG NGUYEN Theresa Nga RE Advising on Securities 2003-04-01 2004-01-19
AGW991 JEONG NGUYEN Theresa Nga RE Advising on Corporate Finance 2003-04-01 2004-01-19
AGW991 JEONG NGUYEN Theresa Nga RE Asset Management 2003-04-01 2004-01-19
AGX020 RYAN Jonathan David RE Dealing in Securities 2018-03-22 2018-06-25
AGX677 FAN Chunlin 樊春林 RE Dealing in Securities 2011-04-20 2011-07-23
AGX677 FAN Chunlin 樊春林 RE Advising on Corporate Finance 2010-12-03 2011-07-23
AGX721 DEMPSEY Mark Laurence RE Advising on Corporate Finance 2005-12-14 2016-09-05
AHA565 CHAN Kevin Evelyn RE Dealing in Securities 2003-05-28 2004-01-12
AHA565 CHAN Kevin Evelyn RE Providing Automated Trading Services 2003-05-28 2004-01-12
AHA619 ALEXANDER Sean Philip 白影子 RE Dealing in Securities 2007-10-25 2012-11-30
AHA619 ALEXANDER Sean Philip 白影子 RE Dealing in Securities 2016-10-03 2018-03-16
AHA889 DUNCAN Mark Rudolph RE Dealing in Securities 2003-04-01 2009-03-31
AHA889 DUNCAN Mark Rudolph RE Dealing in Securities 2009-07-02 2010-01-07
AHA889 DUNCAN Mark Rudolph RO Dealing in Securities 2010-01-07 2012-10-01
AHA889 DUNCAN Mark Rudolph RE Advising on Securities 2003-04-01 2004-01-19
AHA889 DUNCAN Mark Rudolph RE Advising on Corporate Finance 2003-04-01 2004-01-19
AHA889 DUNCAN Mark Rudolph RE Asset Management 2003-04-01 2004-01-19
AHC350 LAI King Kai 黎擎楷 RE Dealing in Securities 2009-01-22 2012-11-30
AHC689 LAM King Wai, Daniel 林景蔚 RE Dealing in Securities 2009-03-11 2009-09-07
AHD221 MARCONATO Diego L. RE Advising on Securities 2004-07-20 2006-03-15
AHF765 BHAMMER Vishal Mahendra Kumar RE Dealing in Securities 2003-04-01 2003-08-03
AHF765 BHAMMER Vishal Mahendra Kumar RE Advising on Securities 2003-04-01 2003-08-03
AHF765 BHAMMER Vishal Mahendra Kumar RE Advising on Corporate Finance 2003-04-01 2003-08-03
AHF765 BHAMMER Vishal Mahendra Kumar RE Asset Management 2003-04-01 2003-08-03
AHH823 MATTHEWS Simon Alastair John RE Dealing in Securities 2003-04-01 2005-07-18
AHH823 MATTHEWS Simon Alastair John RE Advising on Securities 2003-04-01 2004-01-19
AHH823 MATTHEWS Simon Alastair John RE Advising on Corporate Finance 2003-04-01 2005-07-18
AHH823 MATTHEWS Simon Alastair John RE Asset Management 2003-04-01 2004-01-19
AHJ440 GRIFFITHS Richard Alan RE Dealing in Securities 2010-02-17 2010-07-16
AHJ440 GRIFFITHS Richard Alan RO Dealing in Securities 2010-07-16 2015-03-31
AHJ440 GRIFFITHS Richard Alan RE Advising on Corporate Finance 2010-02-17 2010-07-16
AHJ440 GRIFFITHS Richard Alan RO Advising on Corporate Finance 2010-07-16 2015-03-31
AHJ596 TSAO Theodore Tsuhua RE Dealing in Securities 2011-01-31 2011-11-19
AHK081 FAURE Olivier Pierre RE Dealing in Securities 2007-06-08 2008-11-24
AHK081 FAURE Olivier Pierre RE Dealing in Securities 2009-04-30 2009-05-25
AHK321 CONNOLLY Timothy Patrick RE Dealing in Securities 2007-11-23 2008-12-12
AHK321 CONNOLLY Timothy Patrick RO Dealing in Securities 2007-02-08 2007-11-23
AHL122 PARDO Doris RE Dealing in Securities 2003-04-01 2004-01-19
AHL122 PARDO Doris RE Advising on Securities 2003-04-01 2004-05-07
AHL122 PARDO Doris RE Advising on Corporate Finance 2003-04-01 2004-01-19
AHL122 PARDO Doris RE Asset Management 2003-04-01 2004-01-19
AHN108 TOH Phooi Fung RE Dealing in Securities 2008-06-16 2009-12-24
AHN108 TOH Phooi Fung RE Advising on Corporate Finance 2008-07-30 2009-03-31
AHN360 GROSE Paul Nigel RE Dealing in Securities 2003-04-01 2004-09-21
AHN360 GROSE Paul Nigel RE Advising on Securities 2003-04-01 2004-01-19
AHN360 GROSE Paul Nigel RE Advising on Corporate Finance 2003-04-01 2004-01-19
AHN360 GROSE Paul Nigel RE Asset Management 2003-04-01 2004-01-19
AHN553 CHAN Michael 陳國昌 RE Dealing in Securities 2007-04-17 2007-07-21
AHN553 CHAN Michael 陳國昌 RE Advising on Securities 2005-08-10 2007-07-21
AHO166 LIU Hui RE Dealing in Securities 2007-05-09 2012-11-30
AHQ103 HUANG LIN Yee-Cheng 林壹珍 RE Dealing in Securities 2003-04-01 2005-09-26
AHQ103 HUANG LIN Yee-Cheng 林壹珍 RE Advising on Securities 2003-04-01 2004-01-29
AHQ103 HUANG LIN Yee-Cheng 林壹珍 RE Advising on Corporate Finance 2003-04-01 2004-01-29
AHQ103 HUANG LIN Yee-Cheng 林壹珍 RE Asset Management 2003-04-01 2004-01-29
AHR318 CHIU James Chien-ta RE Advising on Securities 2006-04-24 2011-03-15
AHR324 SHIBANO Kasumi 柴野香澄 RE Dealing in Securities 2008-05-28 2010-09-15
AHS593 SUN Qimeng 孫启蒙 RE Dealing in Securities 2006-10-06 2013-08-15
AHS593 SUN Qimeng 孫启蒙 RO Dealing in Securities 2013-08-15
AHS593 SUN Qimeng 孫启蒙 RE Advising on Corporate Finance 2005-04-19 2013-08-15
AHS593 SUN Qimeng 孫启蒙 RO Advising on Corporate Finance 2013-08-15
AHS845 MAK Wai Lek, Derek 麥偉力 RE Dealing in Securities 2007-09-12 2007-09-14
AHS845 MAK Wai Lek, Derek 麥偉力 RE Dealing in Securities 2007-11-26 2007-11-30
AHS845 MAK Wai Lek, Derek 麥偉力 RE Dealing in Securities 2008-03-25 2008-04-02
AHS893 LEUNG Man Joe, Joseph 梁文祖 RE Advising on Securities 2006-05-11 2007-06-02
AHT192 SIMO OLIVET Anna RE Dealing in Securities 2008-08-11 2008-09-30
AHU911 LIN Rex Hsie-Ching RE Dealing in Securities 2003-04-01 2005-03-16
AHU911 LIN Rex Hsie-Ching RE Advising on Securities 2003-04-01 2004-01-06
AHU911 LIN Rex Hsie-Ching RE Advising on Corporate Finance 2003-04-01 2004-01-06
AHU911 LIN Rex Hsie-Ching RE Asset Management 2003-04-01 2004-01-06
AHU914 SPERR Michael Sean RE Dealing in Securities 2003-04-01 2003-12-15
AHU914 SPERR Michael Sean RE Advising on Securities 2003-04-01 2003-12-15
AHU914 SPERR Michael Sean RE Advising on Corporate Finance 2003-04-01 2003-12-15
AHU914 SPERR Michael Sean RE Providing Automated Trading Services 2003-04-01 2003-12-15
AHU914 SPERR Michael Sean RE Asset Management 2003-04-01 2003-12-15
AHV178 HARRIS Robin RE Dealing in Securities 2013-07-02 2015-03-31
AHV178 HARRIS Robin RE Advising on Corporate Finance 2013-07-02 2015-03-31
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Securities 2006-06-13 2006-06-29
AHX658 LAU Hon Wei 劉豐輝 RE Advising on Securities 2005-02-24 2006-06-29
AHX741 BOMAN Rohan RO Dealing in Securities 2003-04-01 2004-04-28
AHX947 BERNARD Edwin RE Dealing in Securities 2003-04-01 2004-03-11
AHX947 BERNARD Edwin RE Advising on Securities 2003-04-01 2004-01-19
AHX947 BERNARD Edwin RE Advising on Corporate Finance 2003-04-01 2004-01-19
AHX947 BERNARD Edwin RE Asset Management 2003-04-01 2004-01-19
AHX948 HOUWEN Camiel Immanuel Olaf RE Dealing in Securities 2003-04-01 2004-03-11
AHX948 HOUWEN Camiel Immanuel Olaf RE Advising on Securities 2003-04-01 2004-01-19
AHX948 HOUWEN Camiel Immanuel Olaf RE Advising on Corporate Finance 2003-04-01 2004-01-19
AHX948 HOUWEN Camiel Immanuel Olaf RE Asset Management 2003-04-01 2004-01-19
AHY922 WONG Chi Nik, Frederick 黃自力 RE Dealing in Securities 2013-09-27 2015-03-31
AHY922 WONG Chi Nik, Frederick 黃自力 RE Advising on Corporate Finance 2013-09-27 2015-03-31
AIB803 LOKE Wai Ming 陸偉明 RE Dealing in Securities 2007-07-25 2009-02-28
AIB803 LOKE Wai Ming 陸偉明 RE Advising on Corporate Finance 2007-07-25 2009-02-28
AIC943 CHENG Man Tat, Tacky 鄭文達 RE Advising on Securities 2005-09-01 2007-03-10
AID049 NICHOLSON John Marshall 凌瀚燊 RE Dealing in Securities 2005-07-29 2006-12-23
AID049 NICHOLSON John Marshall 凌瀚燊 RE Advising on Corporate Finance 2005-07-29 2006-12-23
AIE258 RUTHERFORD Duncan Ross RE Dealing in Securities 2004-12-06 2008-09-23
AIF071 COULTAS Jonathan William RO Dealing in Securities 2004-08-25 2006-11-29
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Dealing in Securities 2007-06-13 2010-08-21
AIH479 CHAN Ka Wang Karen 陳嘉詠 RE Advising on Corporate Finance 2007-06-13 2010-08-21
AIN831 LAM Kwan 林崑 RE Advising on Securities 2008-10-22 2009-03-13
AIN831 LAM Kwan 林崑 RE Advising on Securities 2009-09-09 2009-12-18
AIN848 TANG Stephen Kee Ho 鄧其浩 RE Dealing in Securities 2009-08-19 2012-11-30
AIO548 FRANCIS Russell Simon RE Dealing in Securities 2003-04-01 2004-01-19
AIO548 FRANCIS Russell Simon RE Advising on Securities 2003-04-01 2008-06-04
AIO548 FRANCIS Russell Simon RE Advising on Corporate Finance 2003-04-01 2004-01-19
AIO548 FRANCIS Russell Simon RE Asset Management 2003-04-01 2004-01-19
AIQ686 HUNT Christopher Lawrence RE Advising on Securities 2004-09-07 2010-08-04
AIQ686 HUNT Christopher Lawrence RE Advising on Securities 2011-02-14 2012-11-01
AIQ686 HUNT Christopher Lawrence RO Advising on Securities 2010-08-04 2011-02-14
AIR145 TEO Nicholas Tiang Soon RE Dealing in Securities 2003-04-01 2003-12-18
AIR145 TEO Nicholas Tiang Soon RE Advising on Securities 2003-04-01 2009-12-17
AIR145 TEO Nicholas Tiang Soon RE Advising on Corporate Finance 2003-04-01 2003-12-18
AIR145 TEO Nicholas Tiang Soon RE Asset Management 2003-04-01 2003-12-18
AIR146 WEAVER Scott William 韋思高 RE Dealing in Securities 2003-04-01 2003-12-18
AIR146 WEAVER Scott William 韋思高 RE Advising on Securities 2003-04-01 2009-02-23
AIR146 WEAVER Scott William 韋思高 RE Advising on Corporate Finance 2003-04-01 2003-12-18
AIR146 WEAVER Scott William 韋思高 RE Asset Management 2003-04-01 2003-12-18
AIR196 GRANT Dominic Edgar RE Dealing in Securities 2003-04-01 2004-01-19
AIR196 GRANT Dominic Edgar RE Dealing in Securities 2008-05-03 2008-11-26
AIR196 GRANT Dominic Edgar RE Advising on Securities 2003-04-01 2008-05-03
AIR196 GRANT Dominic Edgar RE Advising on Corporate Finance 2003-04-01 2004-01-19
AIR196 GRANT Dominic Edgar RE Asset Management 2003-04-01 2004-01-19
AIS146 JONES Andrew Llewellyn RE Dealing in Securities 2003-05-15 2004-03-03
AIS146 JONES Andrew Llewellyn RE Providing Automated Trading Services 2003-05-15 2004-03-03
AIT497 FAVEUR Samuel Christian RE Dealing in Securities 2003-05-21 2004-04-15
AIT497 FAVEUR Samuel Christian RE Providing Automated Trading Services 2003-05-21 2004-03-22
AIU271 JOHNSON Warren Joseph RE Dealing in Securities 2003-05-15 2004-04-15
AIU271 JOHNSON Warren Joseph RE Providing Automated Trading Services 2003-05-15 2004-03-22
AIU275 TSOI Man 蔡雯 RE Advising on Securities 2005-11-11 2006-06-29
AIU524 CARROLL James Patrick RE Dealing in Securities 2003-05-21 2003-10-23
AIU524 CARROLL James Patrick RE Advising on Securities 2003-10-23 2004-08-12
AIU524 CARROLL James Patrick RE Providing Automated Trading Services 2003-05-21 2003-10-23
AIZ559 ISGROVE Paul Brian RE Dealing in Securities 2004-07-31 2007-12-31
AIZ559 ISGROVE Paul Brian RE Dealing in Securities 2008-03-14 2008-11-17
AIZ559 ISGROVE Paul Brian RE Dealing in Securities 2010-02-03 2011-09-30
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Dealing in Securities 2008-03-25 2009-04-23
AIZ873 WONG Man Ming, Melinda 黃敏明 RE Advising on Corporate Finance 2008-03-25 2009-04-23
AJB856 SAMUELL Darren John RO Dealing in Securities 2003-11-14 2005-08-01
AJB856 SAMUELL Darren John RO Providing Automated Trading Services 2003-11-14 2004-03-22
AJC307 LAU Hwa Jen 劉華仁 RE Advising on Securities 2004-07-30 2009-09-10
AJC319 EGLISKIS David Walter RE Dealing in Securities 2007-08-16 2008-11-26
AJD174 LEE Wing Shing RE Dealing in Securities 2008-08-12 2014-07-15
AJD174 LEE Wing Shing RO Dealing in Securities 2014-07-15 2017-04-27
AJD563 BOURMAYAN Vahe Olivier RE Dealing in Securities 2008-07-10 2008-12-10
AJD623 IZAWA Yukio RE Dealing in Securities 2011-03-23 2012-11-30
AJD854 RAKE Brendan Thomas RE Dealing in Securities 2011-01-31 2012-11-30
AJD854 RAKE Brendan Thomas RE Dealing in Securities 2014-03-12 2015-07-13
AJE674 LIN Rung-Yan 林榮彥 RE Advising on Securities 2007-07-20 2008-04-26
AJF240 MCCAFFERTY Gregory Dominic RE Dealing in Securities 2007-07-12 2012-03-06
AJF366 SU Jeffrey Chih-Kie 蘇志凱 RE Advising on Securities 2011-02-22 2015-08-11
AJF371 AU Tin Wai 區天偉 RE Dealing in Securities 2013-01-14 2014-10-06
AJF371 AU Tin Wai 區天偉 RO Dealing in Securities 2014-10-06
AJF371 AU Tin Wai 區天偉 RE Providing Automated Trading Services 2013-07-25 2014-10-06
AJF371 AU Tin Wai 區天偉 RO Providing Automated Trading Services 2014-10-06
AJI346 TAN Ming Fung, Eric 鄧銘峰 RE Dealing in Securities 2007-03-26 2009-06-23
AJK665 ZAKI Adam Anwar RE Dealing in Securities 2004-10-12 2007-11-19
AJK665 ZAKI Adam Anwar RO Dealing in Securities 2007-11-19 2012-10-01
AJK665 ZAKI Adam Anwar RO Dealing in Securities 2017-11-13
AJK665 ZAKI Adam Anwar RO Advising on Securities 2017-11-13
AJK665 ZAKI Adam Anwar RO Advising on Corporate Finance 2018-12-06
AJK665 ZAKI Adam Anwar RO Providing Automated Trading Services 2017-11-13
AJL234 QUARMBY Thomas Edward RE Advising on Securities 2007-12-20 2010-07-14
AJM479 CHOI Allen 蔡國偉 RE Advising on Securities 2004-06-11 2004-11-04
AJM700 LEE Jae Won RE Dealing in Securities 2004-03-01 2004-06-30
AJO361 PERVEZ Ahsan RE Dealing in Securities 2006-04-06 2008-10-06
AKI366 HOU Yingying 侯瑩瑩 RE Advising on Securities 2016-07-14
AKI922 GILBERT Laurent Luc RE Dealing in Securities 2005-09-05 2007-07-05
AKJ004 RICKARDS David George Edward RE Advising on Securities 2011-02-17 2012-09-30
AKJ004 RICKARDS David George Edward RO Advising on Securities 2004-07-13 2011-02-17
AKJ006 MCILHAGGA Basil RO Dealing in Securities 2004-07-13 2009-05-28
AKJ197 LOW Andrew Donald RE Dealing in Securities 2005-03-31 2010-04-29
AKJ197 LOW Andrew Donald RO Advising on Corporate Finance 2004-07-30 2010-04-29
AKJ264 LAWSON Timothy Wightman RE Advising on Securities 2014-12-16
AKL702 NG Ka Chun 吳嘉俊 RE Advising on Securities 2011-09-19 2013-08-27
AKL702 NG Ka Chun 吳嘉俊 RO Advising on Securities 2013-08-27
AKN219 WEI Xiaopo 魏晓坡 RE Advising on Securities 2006-07-04 2007-05-31
AKO184 AGARWAL Anuja RE Dealing in Securities 2009-05-25 2010-10-28
AKP772 HSU Kar Hing, Joseph 許家興 RE Dealing in Securities 2010-10-11 2011-01-04
AKP772 HSU Kar Hing, Joseph 許家興 RO Dealing in Securities 2011-01-04 2017-06-05
AKP772 HSU Kar Hing, Joseph 許家興 RE Advising on Corporate Finance 2010-10-11 2011-01-04
AKP772 HSU Kar Hing, Joseph 許家興 RO Advising on Corporate Finance 2011-01-04 2017-06-05
AKR035 MAHER Stephen Jude RE Dealing in Securities 2008-08-11 2012-11-30
AKT482 HUYNH HUU Tuan RE Dealing in Securities 2008-08-12 2008-11-26
AKU270 GHOSH Sayan RE Advising on Securities 2004-06-17 2004-07-29
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2008-08-11 2013-07-05
AKU882 HUANG Eddie Chung-chih 黃崇智 RE Dealing in Securities 2006-05-17 2007-12-27
AKU882 HUANG Eddie Chung-chih 黃崇智 RE Dealing in Securities 2008-07-21 2009-09-01
AKU882 HUANG Eddie Chung-chih 黃崇智 RE Advising on Corporate Finance 2006-05-17 2007-12-27
AKU882 HUANG Eddie Chung-chih 黃崇智 RE Advising on Corporate Finance 2008-07-21 2009-03-31
AKU933 ZHANG Liwei 張力維 RE Dealing in Securities 2009-10-05 2011-10-13
AKU933 ZHANG Liwei 張力維 RE Advising on Corporate Finance 2009-10-05 2011-10-13
AKW472 SHI Xiaobei 石晓北 RE Advising on Corporate Finance 2006-10-06 2012-11-16
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Dealing in Securities 2010-07-30 2014-03-27
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Dealing in Securities 2016-03-03
ALB904 GORDON Andrea Wai Ming 陳慧明 RO Dealing in Securities 2014-03-27 2016-03-03
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Providing Automated Trading Services 2016-03-03 2016-04-25
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Providing Automated Trading Services 2017-07-07
ALB904 GORDON Andrea Wai Ming 陳慧明 RO Providing Automated Trading Services 2013-07-09 2016-03-03
ALC178 ZHAI Pu 翟普 RE Dealing in Securities 2007-06-26 2009-07-27
ALC178 ZHAI Pu 翟普 RE Advising on Corporate Finance 2007-06-26 2009-07-27
ALD507 YANG Yu 楊煜 RE Dealing in Securities 2005-08-31 2006-06-02
ALD665 LIU Wai Fat, Winson 廖為發 RE Dealing in Securities 2011-09-15 2012-11-30
ALD665 LIU Wai Fat, Winson 廖為發 RE Dealing in Securities 2016-10-03 2017-01-16
ALE841 WANG Yaoping 王瑤平 RE Advising on Securities 2010-06-09 2012-07-27
ALE841 WANG Yaoping 王瑤平 RO Advising on Securities 2012-07-27 2013-08-25
ALF336 CHELAT Iqbal Ramiz RE Advising on Securities 2004-09-02 2007-06-12
ALF337 CHEONG Jimmy Jin Wooi 莊任偉 RE Advising on Securities 2004-09-02 2006-03-10
ALF370 WILLIAMSON Peter George RE Advising on Securities 2004-09-07 2006-04-25
ALF470 ESSON Christopher James RE Advising on Securities 2004-09-07 2008-01-16
ALF563 THAM Seng Yum, Ronald 譚承蔭 RE Dealing in Securities 2004-09-07 2005-03-15
ALF563 THAM Seng Yum, Ronald 譚承蔭 RO Dealing in Securities 2005-03-15 2010-10-13
ALF563 THAM Seng Yum, Ronald 譚承蔭 RE Advising on Corporate Finance 2004-09-07 2005-03-15
ALF563 THAM Seng Yum, Ronald 譚承蔭 RO Advising on Corporate Finance 2005-03-15 2010-10-13
ALH981 LARSEN Nathan Andrew RE Dealing in Securities 2004-10-06 2005-07-20
ALH981 LARSEN Nathan Andrew RE Dealing in Securities 2005-09-22 2006-02-10
ALI263 LAMBERT James Elliot RE Dealing in Securities 2004-10-12 2009-04-22
ALI328 BI Lin Yi RE Dealing in Securities 2006-07-20 2006-09-04
ALI328 BI Lin Yi RE Advising on Corporate Finance 2004-10-13 2006-09-04
ALI505 MCCAUGHEY James Duncan RE Dealing in Securities 2007-05-07 2012-05-28
ALI718 DEWBERRY Paul Robert RE Advising on Securities 2004-10-26 2005-07-21
ALI721 FIRTH Angus William RE Dealing in Securities 2004-10-26 2012-11-30
ALI721 FIRTH Angus William RE Advising on Corporate Finance 2004-10-26 2009-12-24
ALK811 LAU Nam Lung, Humphrey 劉南龍 RE Dealing in Securities 2007-09-14
ALK998 NG Evelyn Yee-Ling 吳綺玲 RE Dealing in Securities 2006-07-20 2006-11-17
ALK998 NG Evelyn Yee-Ling 吳綺玲 RE Dealing in Securities 2008-05-20 2008-12-02
ALK998 NG Evelyn Yee-Ling 吳綺玲 RE Advising on Corporate Finance 2004-11-15 2006-11-17
ALK998 NG Evelyn Yee-Ling 吳綺玲 RE Advising on Corporate Finance 2008-05-20 2008-12-02
ALK999 TAN Bo RE Advising on Securities 2004-11-15 2006-02-16
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Securities 2004-11-15 2005-07-12
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Securities 2007-06-13 2012-06-04
ALL164 NG Sock Meng, Doris RE Dealing in Securities 2004-11-15 2008-12-02
ALL164 NG Sock Meng, Doris RE Advising on Corporate Finance 2004-11-15 2008-12-02
ALL329 SONG Matthew Beng Tat 宋明達 RE Dealing in Securities 2004-11-18 2005-10-06
ALL329 SONG Matthew Beng Tat 宋明達 RE Advising on Corporate Finance 2004-11-18 2005-10-06
ALN120 CHIU Yuen Shan, Suzanna 趙婉珊 RE Dealing in Securities 2006-07-20 2007-05-14
ALN120 CHIU Yuen Shan, Suzanna 趙婉珊 RE Advising on Corporate Finance 2004-12-01 2007-05-14
ALN243 ROCKS Timothy Ignatius RE Advising on Securities 2004-12-01 2009-06-22
ALN465 KELLY Sean RE Dealing in Securities 2008-08-12 2012-11-30
ALN903 BAE Joon RE Dealing in Securities 2009-06-09 2012-11-30
ALO560 O'BRIEN Paul Robert RO Dealing in Securities 2008-09-26 2008-11-01
ALP744 LOBEGEIGER Philip RE Dealing in Securities 2008-08-11 2014-06-12
ALP817 TUNG Sin Yan, Jenny 董羨恩 RE Advising on Securities 2005-01-04 2006-12-09
ALP818 CHAN Siu 陳瀟 RE Advising on Securities 2005-01-04 2005-08-16
ALQ184 TAM Tsz Wa 譚紫華 RE Advising on Securities 2018-04-09
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Dealing in Securities 2006-07-26 2008-10-15
ALQ969 PONG Joanne Chiu Yan 龐朝恩 RE Advising on Corporate Finance 2006-07-26 2008-10-15
ALQ977 TSANG Wai Hung, Albert 曾偉雄 RE Dealing in Securities 2009-02-09 2011-12-31
ALQ977 TSANG Wai Hung, Albert 曾偉雄 RE Advising on Corporate Finance 2009-02-09 2011-12-31
ALR020 SMITH Timothy Robert RE Dealing in Securities 2005-01-26 2011-06-16
ALR730 VAN DIJK Arthur Cornelis Alexander RE Dealing in Securities 2012-11-30 2013-04-24
ALR730 VAN DIJK Arthur Cornelis Alexander RO Dealing in Securities 2013-04-24 2017-03-30
ALR730 VAN DIJK Arthur Cornelis Alexander RE Advising on Corporate Finance 2012-11-30 2013-04-24
ALR730 VAN DIJK Arthur Cornelis Alexander RO Advising on Corporate Finance 2013-04-24 2017-03-30
ALR857 TAN Julian Henry RE Advising on Corporate Finance 2005-02-03 2005-03-03
ALR858 KUKREJA Atin RE Advising on Corporate Finance 2005-02-03 2005-03-03
ALR974 EMERY Martin William RE Advising on Securities 2005-02-07 2011-05-13
ALS055 HO Yue Cheung 何裕璋 RE Dealing in Securities 2008-03-19 2008-07-03
ALS546 GORDON Stuart Noel RE Dealing in Securities 2005-02-18 2012-11-30
ALS552 SMITH Matthew Michael RE Advising on Securities 2005-03-23 2016-06-01
ALS661 EDELIST Andrew Wayne RE Dealing in Securities 2008-10-08 2010-09-21
ALS687 TSE Man Han, Dorothy 謝敏嫻 RE Advising on Securities 2005-02-24 2005-03-22
ALT863 BELCHERE William Conrad RE Advising on Securities 2005-03-01 2009-08-10
ALT877 PASK Georgia Nancye RE Dealing in Securities 2005-03-01 2008-12-02
ALT877 PASK Georgia Nancye RE Advising on Corporate Finance 2005-03-01 2008-12-02
ALU106 TURTLE Simone RE Dealing in Securities 2013-07-12 2014-02-21
ALU106 TURTLE Simone RE Providing Automated Trading Services 2013-07-12 2014-02-21
ALU743 WANG Xiaoting 王晓亭 RE Advising on Securities 2005-03-11 2006-08-23
ALW176 WELCH Alexander Peter RE Dealing in Securities 2005-03-30 2005-07-20
ALW176 WELCH Alexander Peter RE Dealing in Securities 2005-09-22 2006-07-03
ALW180 HOLLAND Mark Thomas RE Dealing in Securities 2005-03-30 2012-11-30
ALW203 LEE Kevin Tim RE Dealing in Securities 2008-08-11 2012-11-30
ALW505 FONG Adrian Wai Lap 方韋納 RE Dealing in Securities 2008-08-11 2008-11-26
ALW871 QUAH Paul Wui Khaig RE Advising on Securities 2005-04-21 2007-07-21
ALW872 ANDERSON Melinda Jayne RE Dealing in Securities 2005-04-21 2008-12-24
ALY361 WONG Po Chin 黃步前 RE Dealing in Securities 2012-03-08 2012-11-30
ALY370 PERAMUNETILLEKE Desamanya C. RE Advising on Securities 2005-04-25 2009-09-17
ALY547 MISHRA Vineet RE Advising on Corporate Finance 2005-05-25 2010-10-15
ALY593 ZHU Chunxiao 祝春晓 RE Advising on Corporate Finance 2005-04-27 2012-03-31
ALZ349 QIAN Fan 錢凡 RE Advising on Securities 2006-08-07 2010-08-16
ALZ712 YIM Man Ki 嚴文琪 RE Dealing in Securities 2008-08-11 2008-11-26
AMA103 NIGHJOY Oliver Leslie RE Dealing in Securities 2005-05-24 2010-06-24
AMA103 NIGHJOY Oliver Leslie RE Advising on Corporate Finance 2005-05-24 2010-06-24
AMB131 GREEN Antony Rowan RE Dealing in Securities 2006-06-26
AMB131 GREEN Antony Rowan RE Advising on Corporate Finance 2005-07-07
AMB316 CRESWELL Lachlan Colin RE Advising on Corporate Finance 2005-07-07 2006-09-11
AMB469 BLAKE John Charles David RE Dealing in Securities 2005-06-06 2005-07-06
AMB469 BLAKE John Charles David RE Dealing in Securities 2005-07-25 2006-07-11
AMB541 MAK Ka Ho, Osborne 麥嘉皓 RE Dealing in Securities 2005-06-02 2005-07-20
AMB541 MAK Ka Ho, Osborne 麥嘉皓 RE Dealing in Securities 2005-09-30 2007-02-17
AMC369 CHENG Yu Yuan, Matthew 鄭裕源 RE Dealing in Securities 2009-10-28 2011-07-13
AMC842 JACKSON Anthony Robert RE Advising on Securities 2005-06-16 2005-06-18
AMC842 JACKSON Anthony Robert RE Advising on Securities 2006-05-29 2011-07-23
AMD001 CHAN Tsun Kan, Kelvin 陳俊勤 RE Dealing in Securities 2015-04-29 2017-08-10
AMD016 CHAN Michael Loc-Fei RE Dealing in Securities 2005-06-16
AMD016 CHAN Michael Loc-Fei RE Advising on Corporate Finance 2005-06-16
AMD158 PINGE Gaurish RE Advising on Securities 2005-06-24 2005-06-25
AMD158 PINGE Gaurish RE Advising on Securities 2007-01-17 2014-08-24
AME116 SMART Timothy David RE Advising on Securities 2005-06-24 2005-06-25
AME116 SMART Timothy David RE Advising on Securities 2006-08-09 2010-06-08
AME116 SMART Timothy David RO Advising on Securities 2010-06-08 2012-07-31
AME174 NACARD Matthew Peter RE Advising on Securities 2005-06-29 2005-07-01
AME174 NACARD Matthew Peter RE Advising on Securities 2005-09-13 2015-12-16
AME174 NACARD Matthew Peter RO Advising on Securities 2015-12-16 2017-03-31
AME389 KENT Wayne Graham RE Dealing in Securities 2006-07-12 2012-01-30
AME389 KENT Wayne Graham RE Advising on Corporate Finance 2005-08-22 2012-01-30
AME447 WILSON Marcus Charles RE Advising on Securities 2005-06-28 2005-06-30
AME447 WILSON Marcus Charles RE Advising on Securities 2005-09-26 2008-05-31
AME455 HOWIE Geoffrey Raymond RE Dealing in Securities 2008-03-10 2009-03-06
AME602 SANGER Kurt Thomas RE Advising on Securities 2005-07-06 2005-08-06
AME602 SANGER Kurt Thomas RE Advising on Securities 2006-08-17 2006-09-16
AME615 SOONG Tuck Yin 宋德賢 RE Advising on Securities 2005-06-30 2005-07-15
AME615 SOONG Tuck Yin 宋德賢 RE Advising on Securities 2005-10-13 2018-09-30
AME939 LU Ruiyun 陸瑞云 RE Dealing in Securities 2007-07-19 2010-08-19
AME939 LU Ruiyun 陸瑞云 RE Advising on Corporate Finance 2007-07-19 2009-03-31
AME948 CHEWANANTH Paveena RE Dealing in Securities 2005-07-07 2005-07-08
AME948 CHEWANANTH Paveena RE Dealing in Securities 2005-09-07 2006-01-15
AMF045 SHIU Jeffrey Ma RE Dealing in Securities 2005-10-14 2007-06-02
AMF045 SHIU Jeffrey Ma RE Dealing in Securities 2009-12-29 2010-10-04
AMF045 SHIU Jeffrey Ma RE Dealing in Securities 2016-10-03 2017-10-12
AMF045 SHIU Jeffrey Ma RO Dealing in Securities 2010-10-04 2016-04-05
AMF045 SHIU Jeffrey Ma RO Dealing in Securities 2017-10-12
AMF088 CHOI Shui Lung 蔡瑞隆 RE Advising on Securities 2005-07-04 2006-06-27
AMF457 MEHTA Amelia Ann RE Dealing in Securities 2006-04-12 2012-11-30
AMF457 MEHTA Amelia Ann RE Advising on Securities 2005-07-11 2005-10-11
AMF457 MEHTA Amelia Ann RE Advising on Securities 2005-10-18 2006-03-01
AMF520 CHAN Cheuk Lun 陳卓倫 RE Dealing in Securities 2011-09-23 2012-06-20
AMF743 JIANG Ying 蔣穎 RE Advising on Securities 2007-07-12 2011-07-12
AMF745 VAYAKORNVICHITRE Salinee RE Advising on Securities 2005-07-18 2005-08-18
AMF745 VAYAKORNVICHITRE Salinee RE Advising on Securities 2005-09-30 2006-07-03
AMF980 CAVEY Paul Edward RE Advising on Securities 2005-07-18 2012-05-31
AMG942 WRIGHT Emma Elizabeth RE Dealing in Securities 2005-07-19 2007-02-05
AMG942 WRIGHT Emma Elizabeth RE Advising on Corporate Finance 2005-07-19 2007-02-05
AMG956 CARLTON Nicholas Edward RE Dealing in Securities 2005-07-25 2007-08-15
AMH945 TERLICH Andrew James RE Dealing in Securities 2005-09-30 2011-07-07
AMI212 GOLDBERG Brian Howard RE Dealing in Securities 2005-09-06 2008-10-11
AMJ975 DARDIS Shane RE Dealing in Securities 2006-06-14 2007-04-14
AMJ975 DARDIS Shane RE Advising on Corporate Finance 2006-06-14 2007-04-14
AMJ982 WONG Hiu Man 王曉敏 RE Dealing in Securities 2008-08-11 2009-04-24
AMJ990 CHOW Anderson 周正峰 RE Advising on Securities 2005-08-24 2010-07-29
AMJ990 CHOW Anderson 周正峰 RO Advising on Securities 2010-07-29 2011-04-28
AMJ991 BARCLAY Mark Kenneth RE Advising on Securities 2005-08-24 2005-09-07
AMJ991 BARCLAY Mark Kenneth RE Advising on Securities 2006-03-07 2008-02-16
AMK094 PHILLIPS Kenneth Jonathan RE Advising on Corporate Finance 2005-08-25 2005-11-25
AMK095 HOLMES David George RE Advising on Corporate Finance 2005-08-25 2005-11-25
AMK096 BLAKELY Andrew David RE Advising on Securities 2005-08-30 2005-08-31
AMK158 CLAYTON Christopher Winslow RE Advising on Securities 2005-10-05 2006-09-01
AMK192 UNGOLAN Intarat RE Dealing in Securities 2005-09-07 2009-03-31
AMK214 LAVOIE Marc Sebastien RE Dealing in Securities 2005-09-07 2008-07-16
AMK222 WARHAFTIG Gregory David RE Dealing in Securities 2005-09-03 2005-12-02
AMK222 WARHAFTIG Gregory David RE Dealing in Securities 2009-03-06 2012-11-30
AMK232 WADDELL Andrew Graham RE Dealing in Securities 2005-08-30 2007-07-21
AMK422 PILI Ismael RE Advising on Securities 2005-10-13 2015-09-18
AML141 NATHISUWAN Kitti RE Advising on Securities 2005-09-07 2007-09-29
AML157 MOE Richard Edward RE Advising on Securities 2005-09-07 2007-10-17
AML160 STOTZ Andrew Charles RE Advising on Securities 2005-09-07 2005-11-23
AML161 TRAN Chau Hai RE Dealing in Securities 2006-10-06 2010-07-04
AML161 TRAN Chau Hai RE Advising on Corporate Finance 2005-09-02 2010-07-04
AML197 YAU Hoe Kiat, Patrick 姚和吉 RE Advising on Securities 2005-10-13 2010-09-23
AML202 TAY Chin Seng RE Advising on Securities 2005-10-13 2010-06-08
AML207 NG Joel Leon RE Advising on Securities 2005-10-13 2006-06-27
AML209 HALIM Liny RE Advising on Securities 2005-09-05 2005-12-05
AML209 HALIM Liny RE Advising on Securities 2006-02-15 2007-08-25
AML238 SUTANTO Darwin RE Dealing in Securities 2005-09-13 2006-08-14
AML241 SOLIHIN Ahmad RE Advising on Securities 2005-09-13 2006-06-29
AML243 LAKSONO Widito RE Advising on Securities 2005-09-13 2006-08-03
AML303 DORE James Anthony RE Dealing in Securities 2008-08-11 2012-11-30
AML303 DORE James Anthony RE Dealing in Securities 2013-12-04 2014-06-12
AML635 SANTOS Derrick Hernandez RE Dealing in Securities 2005-09-22 2011-11-11
AML644 TAN Ghim Lee Carolyn RE Dealing in Securities 2005-11-08 2009-09-15
AML648 GAN Wee Leong 顏偉樑 RE Dealing in Securities 2005-11-08 2006-04-27
AML652 TEO Shan Shan RE Dealing in Securities 2005-11-08 2006-08-12
AML699 PEREIRA Kevin Edmond RE Dealing in Securities 2005-11-08 2006-02-09
AMM225 LIM Lay Koon RE Dealing in Securities 2005-11-08 2008-07-12
AMM351 TANG Jiaqi 唐家齊 RE Dealing in Securities 2008-02-15 2015-09-10
AMM351 TANG Jiaqi 唐家齊 RE Advising on Corporate Finance 2008-02-15 2015-09-10
AMM404 DINH Thu Hien RE Advising on Securities 2005-09-26 2005-10-03
AMM404 DINH Thu Hien RE Advising on Securities 2007-01-12 2007-10-11
AMM406 KWAK Eun Suk RE Advising on Securities 2005-09-23 2010-07-02
AMM491 ZHAO Xin 趙昕 RE Advising on Securities 2005-09-23 2006-07-18
AMM502 CHEN Zhong Wei 陳仲偉 RE Advising on Securities 2005-09-23 2006-10-19
AMM504 HA Eugene Junghon RE Dealing in Securities 2005-09-28 2009-02-01
AMM504 HA Eugene Junghon RE Advising on Securities 2005-09-28 2009-02-01
AMM505 BRANWHITE Tanya Elise RE Advising on Securities 2005-09-26 2005-09-29
AMM505 BRANWHITE Tanya Elise RE Advising on Securities 2006-03-06 2006-06-06
AMM505 BRANWHITE Tanya Elise RE Advising on Securities 2006-09-25 2015-01-31
AMN594 REYNIER Jean-Marc, Emmanuel RE Dealing in Securities 2010-11-03 2011-11-03
AMN685 MCRAE Michelle RE Dealing in Securities 2005-09-28 2005-09-30
AMN687 WATTERSON Kate Gabriel RE Dealing in Securities 2008-08-11 2008-11-12
AMN714 TEO Soo Meng, Kelvin 張書明 RE Dealing in Securities 2005-09-29 2011-03-02
AMN714 TEO Soo Meng, Kelvin 張書明 RE Advising on Corporate Finance 2005-09-29 2011-03-02
AMN833 DONOHOE Shannon David RE Dealing in Securities 2005-10-03 2005-11-03
AMN833 DONOHOE Shannon David RE Dealing in Securities 2006-03-24 2006-04-24
AMN833 DONOHOE Shannon David RE Dealing in Securities 2007-12-10 2008-01-10
AMN894 HEYRING Giles Wyndham 喬靖宬 RE Dealing in Securities 2005-11-08 2012-11-30
AMO289 LOPEZ Gilbert Yanson RE Advising on Securities 2005-10-06 2006-01-06
AMO289 LOPEZ Gilbert Yanson RE Advising on Securities 2006-04-20 2007-06-30
AMO289 LOPEZ Gilbert Yanson RE Advising on Securities 2013-10-21
AMO293 POMENTO Alexander Dizon RE Advising on Securities 2005-10-06 2006-01-06
AMO293 POMENTO Alexander Dizon RE Advising on Securities 2008-05-06 2014-07-31
AMO501 YUEN Hoi Yin 袁凱妍 RE Dealing in Securities 2008-08-11 2012-11-30
AMO566 OON Jin Heng 溫仁亨 RE Dealing in Securities 2005-10-19 2010-07-28
AMO571 TEO Raymond RE Dealing in Securities 2005-10-19 2006-08-17
AMO573 SIM Teck Lok John RE Dealing in Securities 2005-10-19 2009-08-20
AMO574 MIZUNO Hideyuki 水野英之 RE Advising on Securities 2005-10-19 2006-07-16
AMO577 HWANG Paul RE Advising on Securities 2005-10-10 2005-10-21
AMO577 HWANG Paul RE Advising on Securities 2005-11-10 2007-06-08
AMO580 ELHENCE Rohit RE Advising on Corporate Finance 2005-12-06 2010-12-31
AMO670 MAHER Gavin Thomas RE Advising on Securities 2005-10-13 2005-10-14
AMO670 MAHER Gavin Thomas RE Advising on Securities 2009-08-03 2010-09-24
AMO767 DE SOUZA Raelene Jennel RE Advising on Securities 2005-10-17 2005-10-18
AMP119 IRANI Jal Sorab RE Advising on Securities 2005-10-18 2013-09-23
AMP141 HODGSON Steven Charles RE Advising on Securities 2005-10-20 2008-08-12
AMP142 HENDERSON Beata Karolina RE Dealing in Securities 2005-10-19 2007-10-02
AMP142 HENDERSON Beata Karolina RE Advising on Corporate Finance 2005-10-19 2007-10-02
AMP290 TETRO David Mark RE Dealing in Securities 2005-10-21 2006-01-21
AMP292 JUNG Woo Chang RE Advising on Securities 2005-10-26 2008-09-19
AMP295 ANTICO John Paul RE Dealing in Securities 2008-08-11 2012-11-30
AMQ363 DALE Andrew Ross RE Advising on Securities 2005-10-26 2005-10-27
AMQ363 DALE Andrew Ross RE Advising on Securities 2008-03-03 2013-10-15
AMQ367 HUDSON Stephen Richard RE Advising on Securities 2005-11-22
AMQ368 DOAK Warren Peter RE Advising on Securities 2005-11-03
AMQ581 KWOK Viking Wai Kin 郭維健 RE Advising on Securities 2005-10-31 2011-10-31
AMQ650 PARK Sung Wha 朴成禾 RE Dealing in Securities 2005-10-28 2015-03-31
AMQ650 PARK Sung Wha 朴成禾 RE Advising on Corporate Finance 2005-10-28 2015-03-31
AMQ658 CAROLAN Michael Joseph Christian RE Dealing in Securities 2005-11-02 2007-06-22
AMQ662 KOVACS Andrew Michael RE Advising on Securities 2005-10-31 2005-11-01
AMR404 CHANG George Tsung-Chi RE Advising on Securities 2005-11-15 2017-06-30
AMR406 TEOH Chia Wen 張嘉文 RE Dealing in Securities 2005-11-04 2010-12-18
AMR406 TEOH Chia Wen 張嘉文 RE Dealing in Securities 2015-10-28 2017-01-11
AMR406 TEOH Chia Wen 張嘉文 RE Dealing in Securities 2017-10-06
AMR406 TEOH Chia Wen 張嘉文 RE Advising on Corporate Finance 2005-11-04 2010-12-18
AMR406 TEOH Chia Wen 張嘉文 RE Advising on Corporate Finance 2017-10-06
AMR407 CHENG Difei 成迪斐 RE Dealing in Securities 2005-11-04 2009-06-03
AMR407 CHENG Difei 成迪斐 RE Advising on Corporate Finance 2005-11-04 2009-06-03
AMR679 LIU Shih-Ping 劉世平 RE Dealing in Securities 2005-12-23 2012-07-03
AMR691 LIU Mun-see 廖敏詩 RE Advising on Securities 2005-11-08 2006-09-13
AMR697 CHANG Hsing-Yi 張幸宜 RE Advising on Securities 2005-12-22 2007-06-26
AMR709 YEH Chang-Ming 葉昌明 RE Advising on Securities 2005-12-22 2006-03-27
AMR713 CHANG Po-Chi 張博淇 RE Advising on Securities 2006-01-11 2013-12-31
AMR863 MATTHEWS Barnaby Peter RE Dealing in Securities 2008-08-11 2012-11-30
AMS077 BUCK Piers Mcauley RE Dealing in Securities 2005-11-10 2007-06-05
AMS077 BUCK Piers Mcauley RE Advising on Corporate Finance 2005-11-10 2007-06-05
AMS234 KAN Pui Chi 簡佩姿 RE Dealing in Securities 2010-09-01 2012-05-19
AMS271 WESTBERG Sven Erik Christer RE Dealing in Securities 2008-03-20 2008-11-14
AMS448 ROJAS Paulo Castro RE Dealing in Securities 2005-11-21 2012-11-30
AMS449 BATE Cesar Fabella RE Dealing in Securities 2005-11-22 2006-09-18
AMS460 MCKERROW Ian Alexander Chiene RE Dealing in Securities 2005-11-21 2006-07-15
AMS704 POLLAK Alex RE Advising on Securities 2009-10-07 2009-10-11
AMS704 POLLAK Alex RE Advising on Securities 2011-10-13 2012-07-31
AMS705 KUNIMUNE Naomi RE Dealing in Securities 2005-11-24 2008-04-30
AMT840 O'NEILL Nicholas John RE Dealing in Securities 2006-09-04 2006-10-13
AMT911 DU Qing 杜青 RE Advising on Corporate Finance 2005-11-28 2007-09-01
AMU253 HO Hung 何虹 RE Dealing in Securities 2005-12-01 2007-06-05
AMU253 HO Hung 何虹 RE Advising on Corporate Finance 2005-12-01 2007-06-05
AMU294 SIM Boon Tiong RE Dealing in Securities 2006-01-11 2009-02-23
AMU296 LEAVER Zoe Marie RE Dealing in Securities 2006-01-13 2010-06-22
AMU299 YEOH Benjamin Kim Meng RE Dealing in Securities 2005-12-12 2010-08-09
AMU302 CHONG Hock Khiong RE Dealing in Securities 2005-12-07 2007-04-01
AMU347 CHAN Sum Yee, Sylvia 陳心怡 RE Advising on Securities 2005-12-06 2007-11-03
AMU451 KIM Dong Wan RE Advising on Securities 2010-11-15 2010-11-19
AMU451 KIM Dong Wan RE Advising on Securities 2011-08-01
AMU495 TSE Jacqueline Kar Yue 謝家瑜 RE Advising on Securities 2005-12-07 2006-07-24
AMV202 BUDD Bruce Laurence RE Dealing in Securities 2005-12-22 2006-06-27
AMV209 JOSHI Abhishek Jayketu RE Dealing in Securities 2005-12-19 2009-12-04
AMV209 JOSHI Abhishek Jayketu RE Dealing in Securities 2014-09-02 2015-03-31
AMV209 JOSHI Abhishek Jayketu RE Advising on Corporate Finance 2005-12-19 2009-12-04
AMV209 JOSHI Abhishek Jayketu RE Advising on Corporate Finance 2014-09-02 2015-03-31
AMV210 CHEN May 陳子眉 RE Dealing in Securities 2005-12-19 2007-03-17
AMV210 CHEN May 陳子眉 RE Advising on Corporate Finance 2005-12-19 2007-03-17
AMV302 ZHUANG Ruisi 庄睿思 RE Dealing in Securities 2007-05-03 2009-06-29
AMV302 ZHUANG Ruisi 庄睿思 RE Advising on Corporate Finance 2005-12-22 2009-06-29
AMW646 DERVILLE Guillaume Colin RE Dealing in Securities 2005-12-29 2006-10-02
AMW934 WONG Alan Tet Chung RE Dealing in Securities 2006-01-03 2008-05-30
AMW934 WONG Alan Tet Chung RE Advising on Corporate Finance 2006-01-03 2008-05-30
AMW935 TAN Yat Quan 陳溢軍 RE Dealing in Securities 2006-01-04 2011-02-18
AMW935 TAN Yat Quan 陳溢軍 RE Dealing in Securities 2013-03-19 2014-08-22
AMW935 TAN Yat Quan 陳溢軍 RO Dealing in Securities 2011-02-18 2012-02-21
AMW935 TAN Yat Quan 陳溢軍 RO Dealing in Securities 2014-08-22 2017-07-01
AMX311 WACKETT Andrew Crawford RE Advising on Securities 2006-01-10 2006-02-10
AMX311 WACKETT Andrew Crawford RE Advising on Securities 2009-09-30 2009-10-30
AMX311 WACKETT Andrew Crawford RE Advising on Securities 2015-03-30 2017-06-09
AMX498 BURANATHAVORNSOM Pongsakorn RE Dealing in Securities 2006-01-16 2006-04-16
AMX498 BURANATHAVORNSOM Pongsakorn RE Advising on Corporate Finance 2006-01-16 2006-04-16
AMX750 WONG Mun Kong RE Dealing in Securities 2006-01-17 2007-06-14
AMX750 WONG Mun Kong RE Dealing in Securities 2007-06-28 2011-07-08
AMX750 WONG Mun Kong RO Dealing in Securities 2011-07-08 2012-08-21
AMX750 WONG Mun Kong RE Advising on Corporate Finance 2006-01-17 2007-06-14
AMX750 WONG Mun Kong RE Advising on Corporate Finance 2007-06-28 2011-07-08
AMX750 WONG Mun Kong RO Advising on Corporate Finance 2011-07-08 2012-08-21
AMY257 HWANG Chan Young RE Advising on Securities 2009-10-30
AMZ173 CHEN Xuehua 陳雪花 RE Dealing in Securities 2006-02-01 2010-05-31
AMZ173 CHEN Xuehua 陳雪花 RE Advising on Corporate Finance 2006-02-01 2009-03-31
AMZ174 ZHANG Xing Ran RE Dealing in Securities 2006-02-01 2009-03-31
AMZ174 ZHANG Xing Ran RE Advising on Corporate Finance 2006-02-01 2009-03-31
AMZ980 JIANG Zu Yao 姜祖堯 RE Dealing in Securities 2006-02-01 2010-05-31
AMZ980 JIANG Zu Yao 姜祖堯 RE Advising on Corporate Finance 2006-02-01 2010-05-31
ANA176 THAWLEY Samuel David RE Advising on Securities 2006-02-09 2006-04-09
ANA181 FERNANDO Vincent A RE Advising on Securities 2006-03-21 2006-09-15
ANA245 FONG Chi Keung, Johnson 方自強 RE Dealing in Securities 2006-02-09 2010-08-27
ANA245 FONG Chi Keung, Johnson 方自強 RE Advising on Corporate Finance 2006-02-09 2010-08-27

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