Hong Kong SFC licence institution AAC577, Oceanwide Securities Company Limited 中國泛海證券有限公司

These are the licence-holders that were found for SFC licence institution AAC577 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA196 TAM Kwok Wai, Jack 譚國偉 RE Dealing in Securities 2016-04-27 2016-05-31
AAA196 TAM Kwok Wai, Jack 譚國偉 RO Dealing in Securities 2016-05-31 2016-06-30
AAA196 TAM Kwok Wai, Jack 譚國偉 RE Dealing in Futures Contracts 2016-04-27 2016-05-31
AAA196 TAM Kwok Wai, Jack 譚國偉 RO Dealing in Futures Contracts 2016-05-31 2016-06-30
AAA196 TAM Kwok Wai, Jack 譚國偉 RE Advising on Securities 2016-04-27 2016-06-30
AAA321 HO Yui Kwong, Kenny 何銳光 RO Dealing in Securities 2003-04-01 2004-10-07
AAA321 HO Yui Kwong, Kenny 何銳光 RO Advising on Securities 2003-04-01 2004-10-06
AAA321 HO Yui Kwong, Kenny 何銳光 RO Advising on Corporate Finance 2003-04-01 2004-10-06
AAA321 HO Yui Kwong, Kenny 何銳光 RO Asset Management 2003-04-01 2004-10-07
AAA331 CRUZ Thomas 高志強 RE Dealing in Securities 2012-06-19 2013-11-07
AAA331 CRUZ Thomas 高志強 RE Dealing in Futures Contracts 2012-06-19 2013-11-07
AAA661 CHU Wing Cheong 朱永昌 RE Dealing in Securities 2010-10-13 2015-12-31
AAA661 CHU Wing Cheong 朱永昌 RE Dealing in Futures Contracts 2010-10-13 2015-12-31
AAB209 CHAN Shing Cheong 陳成昌 RE Dealing in Securities 2004-03-15 2004-05-06
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Securities 2004-03-01 2007-03-01
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Securities 2007-10-09 2007-10-13
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Futures Contracts 2004-10-26 2007-03-01
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Futures Contracts 2007-10-09 2007-10-13
AAC651 POULIOT Bernard RE Dealing in Securities 2010-08-06 2017-10-11
AAC651 POULIOT Bernard RO Asset Management 2007-05-14 2017-10-11
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RE Dealing in Securities 2004-06-25 2007-10-31
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RO Dealing in Securities 2003-04-01 2004-06-25
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RE Dealing in Futures Contracts 2004-10-28 2007-10-31
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RO Advising on Securities 2003-04-01 2004-06-25
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RO Advising on Corporate Finance 2003-04-01 2004-06-25
AAC681 CHAN Wai Kay, Katherine 陳蕙姬 RO Asset Management 2003-04-01 2004-06-25
AAD841 CHAN Suet Ming, Ellis 陳雪明 RE Dealing in Securities 2006-11-27 2009-07-22
AAD853 WONG Yuk Yin 黃玉燕 RE Dealing in Securities 2014-11-26
AAD929 POON Kit Kwan, Shirley 潘潔君 RE Dealing in Securities 2003-04-01 2017-06-30
AAD929 POON Kit Kwan, Shirley 潘潔君 RE Advising on Securities 2003-04-01 2003-10-16
AAD929 POON Kit Kwan, Shirley 潘潔君 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAD929 POON Kit Kwan, Shirley 潘潔君 RE Asset Management 2003-04-01 2003-10-16
AAE199 SEE Bo Cheung 施寶章 RE Dealing in Securities 2011-05-12 2014-05-28
AAE205 TSANG Fan Ching 曾繁青 RE Dealing in Securities 2007-07-03 2018-02-09
AAE672 STILLE Guy Michael RE Dealing in Securities 2009-11-23 2011-03-22
AAE672 STILLE Guy Michael RE Dealing in Securities 2011-09-23 2012-07-10
AAE672 STILLE Guy Michael RO Dealing in Securities 2011-03-22 2011-09-23
AAE672 STILLE Guy Michael RO Dealing in Securities 2012-07-10 2016-05-12
AAE672 STILLE Guy Michael RE Dealing in Futures Contracts 2009-11-23 2016-05-12
AAE672 STILLE Guy Michael RE Advising on Securities 2009-11-23 2016-05-12
AAE764 HUNG Sing Kwong 洪盛光 RE Dealing in Securities 2006-10-11 2016-09-18
AAE921 HO Sui Keung, Eric 何瑞強 RE Dealing in Securities 2007-06-26
AAE921 HO Sui Keung, Eric 何瑞強 RE Dealing in Futures Contracts 2008-06-02
AAF501 LEUNG Chi Ming 梁志明 RE Dealing in Securities 2016-01-11 2016-02-26
AAF501 LEUNG Chi Ming 梁志明 RO Dealing in Securities 2016-02-26 2016-05-15
AAF501 LEUNG Chi Ming 梁志明 RE Dealing in Futures Contracts 2016-01-11 2016-02-26
AAF501 LEUNG Chi Ming 梁志明 RO Dealing in Futures Contracts 2016-02-26 2016-05-15
AAF501 LEUNG Chi Ming 梁志明 RE Advising on Securities 2016-01-11 2016-02-26
AAF501 LEUNG Chi Ming 梁志明 RO Advising on Securities 2016-02-26 2016-05-15
AAF600 NG Siu Nin 吳少年 RE Dealing in Securities 2011-10-10
AAF600 NG Siu Nin 吳少年 RE Dealing in Futures Contracts 2011-10-10
AAG211 MOK Chi Keung, Andy 莫志強 RE Dealing in Securities 2012-10-19
AAG211 MOK Chi Keung, Andy 莫志強 RE Dealing in Futures Contracts 2012-10-19
AAG650 LEUNG Pui Wah 梁沛華 RE Dealing in Securities 2003-04-01 2008-05-16
AAG650 LEUNG Pui Wah 梁沛華 RE Advising on Securities 2003-04-01 2003-10-16
AAG650 LEUNG Pui Wah 梁沛華 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AAG650 LEUNG Pui Wah 梁沛華 RE Asset Management 2003-04-01 2003-10-16
AAH434 CHOW Yeung Po 周陽波 RE Dealing in Securities 2003-12-23 2004-05-06
AAH522 YEUNG Ying Ki 楊英奇 RE Dealing in Securities 2003-04-01
AAH522 YEUNG Ying Ki 楊英奇 RE Dealing in Futures Contracts 2004-12-16
AAH522 YEUNG Ying Ki 楊英奇 RE Advising on Securities 2003-04-01 2004-12-14
AAH522 YEUNG Ying Ki 楊英奇 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AAH522 YEUNG Ying Ki 楊英奇 RE Asset Management 2003-04-01 2004-10-15
AAH923 TING Shu Fai 丁樹輝 RE Dealing in Securities 2003-06-05
AAJ578 FOX Robin Jonathan Gibbs RE Dealing in Securities 2007-09-10 2010-02-01
AAJ578 FOX Robin Jonathan Gibbs RE Dealing in Futures Contracts 2007-09-10 2010-02-01
AAK040 LAU Hoi Ming 劉海明 RE Dealing in Securities 2003-04-01 2003-04-14
AAK040 LAU Hoi Ming 劉海明 RE Advising on Securities 2003-04-01 2003-04-14
AAK040 LAU Hoi Ming 劉海明 RE Advising on Corporate Finance 2003-04-01 2003-04-14
AAK040 LAU Hoi Ming 劉海明 RE Asset Management 2003-04-01 2003-04-14
AAK411 HARRIS Richard RE Dealing in Securities 2010-09-28 2012-01-07
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Dealing in Securities 2011-09-14 2018-07-29
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Advising on Securities 2011-04-26 2011-09-14
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RO Advising on Securities 2011-09-14 2012-10-05
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RE Asset Management 2011-04-26 2012-02-21
AAK430 CHOY Kwong Wa, Christopher 蔡光華 RO Asset Management 2012-02-21 2012-10-05
AAK440 WONG Sheung Kwong 王湘江 RE Dealing in Securities 2012-03-07 2012-11-10
AAK440 WONG Sheung Kwong 王湘江 RE Advising on Securities 2012-03-07 2012-11-10
AAK440 WONG Sheung Kwong 王湘江 RE Asset Management 2012-03-07 2012-11-10
AAK614 YUNG Chi Kan 翁自勤 RE Dealing in Securities 2012-02-28 2014-11-06
AAV499 LAM Chi Kong 林志江 RE Dealing in Securities 2013-09-16 2014-01-01
AAV499 LAM Chi Kong 林志江 RE Advising on Securities 2012-03-12 2013-09-02
AAV946 LOO Kwok Wing 盧國榮 RE Dealing in Securities 2016-02-23 2016-05-15
AAV946 LOO Kwok Wing 盧國榮 RE Dealing in Futures Contracts 2016-02-23 2016-05-15
AAV946 LOO Kwok Wing 盧國榮 RE Advising on Securities 2016-02-23 2016-05-15
AAW557 WONG Lit Chor, Alexis 黃烈初 RO Dealing in Securities 2004-05-11 2016-04-30
AAW557 WONG Lit Chor, Alexis 黃烈初 RO Advising on Securities 2004-10-12 2016-04-30
AAW557 WONG Lit Chor, Alexis 黃烈初 RO Advising on Corporate Finance 2012-05-25 2016-04-30
AAW557 WONG Lit Chor, Alexis 黃烈初 RO Asset Management 2012-03-30 2016-04-30
AAW561 POON Ling Ling 潘玲伶 RE Dealing in Securities 2014-06-10 2018-02-07
AAW660 FUNG Kam Fong, Kammy 馮錦芳 RE Dealing in Securities 2010-11-05
AAW660 FUNG Kam Fong, Kammy 馮錦芳 RE Dealing in Futures Contracts 2016-08-29
AAW833 MACALPIN Kenneth Allan Connolly RE Dealing in Securities 2016-05-04 2017-08-03
AAY480 LAI Iu Wah 黎耀華 RE Dealing in Securities 2003-04-01
AAY480 LAI Iu Wah 黎耀華 RE Dealing in Futures Contracts 2004-10-21
AAY480 LAI Iu Wah 黎耀華 RE Advising on Securities 2003-04-01 2003-08-11
AAY480 LAI Iu Wah 黎耀華 RE Advising on Corporate Finance 2003-04-01 2003-08-11
AAY480 LAI Iu Wah 黎耀華 RE Asset Management 2003-04-01 2003-08-11
ABA164 TSE Chi Kin, Henry 謝智建 RE Dealing in Futures Contracts 2011-08-08 2015-01-31
ABB624 WAH Wang Ming, Johnny 華宏銘 RE Dealing in Securities 2011-07-14 2013-06-29
ABB624 WAH Wang Ming, Johnny 華宏銘 RE Dealing in Futures Contracts 2011-07-14 2013-06-29
ABE241 YUEN Wai Fun 袁惠芬 RE Dealing in Securities 2012-03-06 2014-07-09
ABE241 YUEN Wai Fun 袁惠芬 RE Dealing in Futures Contracts 2012-03-06 2014-07-09
ABF567 CHOW Fung Kuen 鄒鳳娟 RE Dealing in Securities 2003-04-01 2007-06-22
ABF567 CHOW Fung Kuen 鄒鳳娟 RE Dealing in Futures Contracts 2005-08-22 2007-06-22
ABF567 CHOW Fung Kuen 鄒鳳娟 RE Advising on Securities 2003-04-01 2004-12-13
ABF567 CHOW Fung Kuen 鄒鳳娟 RE Advising on Corporate Finance 2003-04-01 2004-10-15
ABF567 CHOW Fung Kuen 鄒鳳娟 RE Asset Management 2003-04-01 2004-10-15
ABG092 TONG Sui Lun, Franco 董瑞麟 RE Dealing in Securities 2008-07-31 2010-10-04
ABG092 TONG Sui Lun, Franco 董瑞麟 RO Dealing in Securities 2004-05-17 2008-07-31
ABG092 TONG Sui Lun, Franco 董瑞麟 RE Dealing in Futures Contracts 2008-07-31 2010-10-04
ABG092 TONG Sui Lun, Franco 董瑞麟 RO Dealing in Futures Contracts 2004-10-15 2008-07-31
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Securities 2004-04-16 2014-07-19
ABG384 LAM Hiu Ha, Kate 林曉霞 RE Dealing in Futures Contracts 2004-10-21 2014-07-19
ABG703 LEUNG Wai Man, Raymond 梁偉文 RE Dealing in Securities 2011-08-08 2015-01-31
ABH986 WONG Chor Kwan 黃楚崑 RE Dealing in Securities 2003-04-01 2005-07-18
ABH986 WONG Chor Kwan 黃楚崑 RE Dealing in Futures Contracts 2004-10-26 2005-07-18
ABH986 WONG Chor Kwan 黃楚崑 RE Advising on Securities 2003-04-01 2004-01-29
ABH986 WONG Chor Kwan 黃楚崑 RE Advising on Corporate Finance 2003-04-01 2004-01-29
ABH986 WONG Chor Kwan 黃楚崑 RE Asset Management 2003-04-01 2004-01-29
ABI401 CHAN Chi Kin 陳志堅 RE Dealing in Securities 2006-02-07 2017-07-07
ABI401 CHAN Chi Kin 陳志堅 RE Dealing in Futures Contracts 2006-02-07 2006-04-06
ABI401 CHAN Chi Kin 陳志堅 RE Dealing in Futures Contracts 2007-08-22 2014-10-31
ABI401 CHAN Chi Kin 陳志堅 RE Dealing in Futures Contracts 2016-03-14 2017-07-07
ABI401 CHAN Chi Kin 陳志堅 RO Dealing in Futures Contracts 2006-04-06 2007-08-22
ABI401 CHAN Chi Kin 陳志堅 RO Dealing in Futures Contracts 2014-10-31 2016-03-14
ABI721 CHEUNG Johnson 張富紳 RE Dealing in Securities 2016-02-15 2016-05-31
ABI721 CHEUNG Johnson 張富紳 RE Dealing in Futures Contracts 2016-02-15 2016-05-31
ABI721 CHEUNG Johnson 張富紳 RO Advising on Securities 2016-02-15 2016-05-31
ABI721 CHEUNG Johnson 張富紳 RE Asset Management 2016-02-15 2016-05-31
ABM253 CHAN Yung Ho 陳用豪 RE Dealing in Securities 2003-04-01
ABM253 CHAN Yung Ho 陳用豪 RE Dealing in Futures Contracts 2004-12-16
ABM253 CHAN Yung Ho 陳用豪 RE Advising on Securities 2003-04-01 2004-12-14
ABM253 CHAN Yung Ho 陳用豪 RE Advising on Corporate Finance 2003-04-01 2004-10-15
ABM253 CHAN Yung Ho 陳用豪 RE Asset Management 2003-04-01 2004-10-15
ABM370 WONG Stacey Martin 黃偉誠 RO Dealing in Securities 2018-10-22
ABM370 WONG Stacey Martin 黃偉誠 RO Dealing in Futures Contracts 2018-10-22
ABM370 WONG Stacey Martin 黃偉誠 RO Advising on Securities 2018-10-22
ABM370 WONG Stacey Martin 黃偉誠 RO Advising on Corporate Finance 2018-10-22
ABM370 WONG Stacey Martin 黃偉誠 RO Asset Management 2018-10-22
ABP225 HO Sin Cheung 何善翔 RE Dealing in Securities 2005-05-24 2005-06-07
ABP225 HO Sin Cheung 何善翔 RO Dealing in Securities 2005-06-07 2005-12-31
ABP225 HO Sin Cheung 何善翔 RE Dealing in Futures Contracts 2005-05-24 2005-12-31
ABP463 YU Lap Kwan 余立群 RE Dealing in Securities 2003-04-01 2007-06-04
ABP463 YU Lap Kwan 余立群 RE Dealing in Futures Contracts 2004-10-26 2007-06-04
ABP463 YU Lap Kwan 余立群 RE Advising on Securities 2003-04-01 2004-01-29
ABP463 YU Lap Kwan 余立群 RE Advising on Corporate Finance 2003-04-01 2004-01-29
ABP463 YU Lap Kwan 余立群 RE Asset Management 2003-04-01 2004-01-29
ABP464 TSOI Sze Ming, Kenneth 蔡思明 RE Dealing in Securities 2005-01-19 2018-02-09
ABP464 TSOI Sze Ming, Kenneth 蔡思明 RE Dealing in Futures Contracts 2005-01-19 2018-02-09
ABQ771 CHING Yim Har 程焰霞 RE Dealing in Securities 2012-04-26 2013-06-29
ABQ771 CHING Yim Har 程焰霞 RE Dealing in Futures Contracts 2012-04-26 2013-06-29
ABQ771 CHING Yim Har 程焰霞 RE Advising on Securities 2012-04-26 2013-06-29
ABR237 YEE Ying Fung 庾影鳳 RE Dealing in Securities 2014-06-10 2018-02-07
ABS999 KWAN Kwong Tung 關廣同 RE Dealing in Securities 2003-04-01
ABS999 KWAN Kwong Tung 關廣同 RE Advising on Securities 2003-04-01 2004-12-10
ABS999 KWAN Kwong Tung 關廣同 RE Advising on Corporate Finance 2003-04-01 2004-10-15
ABS999 KWAN Kwong Tung 關廣同 RE Asset Management 2003-04-01 2004-10-15
ABV605 LAM Kin Hing, Kenneth 林建興 RO Dealing in Securities 2003-04-01
ABV605 LAM Kin Hing, Kenneth 林建興 RO Dealing in Futures Contracts 2004-10-15
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Securities 2003-04-01
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Corporate Finance 2003-04-01 2004-10-15
ABV605 LAM Kin Hing, Kenneth 林建興 RO Advising on Corporate Finance 2012-05-25
ABV605 LAM Kin Hing, Kenneth 林建興 RO Asset Management 2003-04-01 2004-10-15
ABV605 LAM Kin Hing, Kenneth 林建興 RO Asset Management 2007-05-14
ABX116 WONG Hong Sing 黃康鋮 RE Dealing in Securities 2013-01-16 2015-09-01
ABX782 CHU Wai Ling, Marianna 朱偉苓 RE Dealing in Securities 2018-01-15 2018-10-15
ABX988 SZE Ching King 施清京 RE Dealing in Securities 2011-06-09 2013-06-22
ABZ069 KWONG Wai Ngok 鄺維岳 RE Dealing in Securities 2003-04-01
ABZ069 KWONG Wai Ngok 鄺維岳 RE Dealing in Futures Contracts 2004-10-21
ABZ069 KWONG Wai Ngok 鄺維岳 RE Advising on Securities 2003-04-01 2004-01-10
ABZ069 KWONG Wai Ngok 鄺維岳 RE Advising on Corporate Finance 2003-04-01 2004-01-10
ABZ069 KWONG Wai Ngok 鄺維岳 RE Asset Management 2003-04-01 2004-01-10
ACA178 MAK Siu Kee, Michael 麥兆麒 RE Dealing in Securities 2008-01-24 2010-05-27
ACA178 MAK Siu Kee, Michael 麥兆麒 RE Dealing in Futures Contracts 2008-01-24 2010-05-27
ACA178 MAK Siu Kee, Michael 麥兆麒 RE Advising on Securities 2009-10-19 2010-05-27
ACA178 MAK Siu Kee, Michael 麥兆麒 RE Asset Management 2010-03-04 2010-05-27
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Dealing in Securities 2003-04-01 2016-04-09
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Dealing in Futures Contracts 2004-12-16 2016-04-09
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Advising on Securities 2003-04-01 2004-12-13
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Advising on Corporate Finance 2003-04-01 2004-10-15
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Asset Management 2003-04-01 2004-10-15
ACA602 TANG Kwok Chuen 鄧國全 RE Dealing in Securities 2006-02-20 2008-02-27
ACA602 TANG Kwok Chuen 鄧國全 RO Dealing in Securities 2008-02-27
ACA602 TANG Kwok Chuen 鄧國全 RE Dealing in Futures Contracts 2006-02-20 2008-08-04
ACA602 TANG Kwok Chuen 鄧國全 RO Dealing in Futures Contracts 2008-08-04
ACA602 TANG Kwok Chuen 鄧國全 RE Asset Management 2010-02-02
ACA610 CHAN Kwok Hay 陳國禧 RE Dealing in Securities 2018-05-30 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RO Dealing in Securities 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RE Dealing in Futures Contracts 2018-05-30 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RO Dealing in Futures Contracts 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RE Advising on Securities 2018-05-30 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RO Advising on Securities 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RE Asset Management 2018-05-30 2018-10-11
ACA610 CHAN Kwok Hay 陳國禧 RO Asset Management 2018-10-11
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Dealing in Securities 2011-07-07
ACB354 TAI Ngar Lun, Alan 戴雅麟 RE Dealing in Futures Contracts 2011-07-07
ACB696 CHEUNG Kwok Cheong 張國昌 RE Dealing in Securities 2016-02-17 2017-08-07
ACB696 CHEUNG Kwok Cheong 張國昌 RE Dealing in Futures Contracts 2016-02-17 2017-08-07
ACF555 LAM Yik Fun 林憶芬 RE Dealing in Securities 2017-07-24 2018-01-11
ACF555 LAM Yik Fun 林憶芬 RO Dealing in Securities 2018-01-11 2018-09-05
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Dealing in Securities 2010-05-17 2011-12-30
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Dealing in Futures Contracts 2010-05-17 2011-12-30
ACG082 CHAN Pui Man, Kitty 陳蓓敏 RE Asset Management 2010-05-17 2011-12-30
ACG379 SZE-TO May Ying, Gilda 司徒美英 RE Advising on Securities 2006-04-19 2007-02-28
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Dealing in Securities 2011-01-26 2011-04-19
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Dealing in Securities 2011-12-30 2012-04-25
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Dealing in Securities 2011-04-19 2011-12-30
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Dealing in Futures Contracts 2011-01-26 2012-04-25
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Advising on Securities 2011-01-26 2011-04-19
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Advising on Securities 2011-12-30 2012-04-25
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Advising on Securities 2011-04-19 2011-12-30
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Asset Management 2011-01-26 2011-04-19
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Asset Management 2011-12-30 2012-04-25
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Asset Management 2011-04-19 2011-12-30
ACG695 LAU Shu Kit 劉樹傑 RE Dealing in Securities 2011-04-18 2016-05-31
ACG695 LAU Shu Kit 劉樹傑 RE Dealing in Futures Contracts 2011-04-18 2016-05-31
ACG751 HILL Stephen Christopher RO Dealing in Securities 2006-06-01 2009-07-06
ACG751 HILL Stephen Christopher RO Advising on Securities 2006-06-01 2009-07-06
ACH600 LAU Siu Tao, Marconi 劉少濤 RE Dealing in Futures Contracts 2015-06-25 2017-04-07
ACJ216 LEUNG Chun Pong 梁振邦 RE Dealing in Securities 2003-04-01
ACJ216 LEUNG Chun Pong 梁振邦 RE Dealing in Futures Contracts 2004-12-16
ACJ216 LEUNG Chun Pong 梁振邦 RE Advising on Securities 2003-04-01 2004-12-13
ACJ216 LEUNG Chun Pong 梁振邦 RE Advising on Corporate Finance 2003-04-01 2004-10-15
ACJ216 LEUNG Chun Pong 梁振邦 RE Asset Management 2003-04-01 2004-10-15
ACJ216 LEUNG Chun Pong 梁振邦 RE Asset Management 2011-07-25
ACJ836 CHAN Yiu Ting 陳耀庭 RE Dealing in Securities 2011-05-03 2018-07-26
ACJ836 CHAN Yiu Ting 陳耀庭 RE Dealing in Futures Contracts 2011-05-03 2018-07-26
ACK159 YU Kin Fung 余建鋒 RE Advising on Securities 2005-11-25 2007-02-28
ACL001 TSE Bun, Benjamin 謝彬 RE Asset Management 2008-11-28 2009-04-30
ACL650 SO Chi King Stephen 蘇子勁 RE Dealing in Securities 2012-11-05 2014-03-01
ACL650 SO Chi King Stephen 蘇子勁 RE Dealing in Futures Contracts 2012-11-05 2014-03-01
ACL650 SO Chi King Stephen 蘇子勁 RE Advising on Securities 2012-11-05 2014-03-01
ACL650 SO Chi King Stephen 蘇子勁 RE Asset Management 2012-11-05 2014-03-01
ACR458 WONG Hak Leun, Alan 黃克麟 RE Dealing in Securities 2012-03-20 2016-03-31
ACR458 WONG Hak Leun, Alan 黃克麟 RE Dealing in Futures Contracts 2012-03-20 2016-03-31
ACV324 TAM Wai Ming 譚偉明 RE Dealing in Securities 2003-04-01
ACV324 TAM Wai Ming 譚偉明 RE Dealing in Futures Contracts 2004-10-26
ACV324 TAM Wai Ming 譚偉明 RE Advising on Securities 2003-04-01 2004-01-10
ACV324 TAM Wai Ming 譚偉明 RE Advising on Corporate Finance 2003-04-01 2004-01-10
ACV324 TAM Wai Ming 譚偉明 RE Asset Management 2003-04-01 2004-01-10
ACX640 CHEN Kin Shing 陳健成 RE Dealing in Securities 2006-01-17 2006-01-19
ACX640 CHEN Kin Shing 陳健成 RO Dealing in Securities 2006-01-19 2017-05-18
ACX640 CHEN Kin Shing 陳健成 RO Dealing in Futures Contracts 2006-04-11 2017-05-18
ACX640 CHEN Kin Shing 陳健成 RE Advising on Securities 2006-01-17 2006-01-19
ACX640 CHEN Kin Shing 陳健成 RO Advising on Securities 2006-01-19 2017-05-18
ACX640 CHEN Kin Shing 陳健成 RE Asset Management 2010-08-06 2017-05-18
ACY694 NG Wai Keung 吳偉強 RE Dealing in Securities 2014-04-17 2015-09-01
ACY694 NG Wai Keung 吳偉強 RE Dealing in Futures Contracts 2014-04-17 2015-09-01
ADA635 WONG Wai Kit 王偉傑 RE Dealing in Securities 2003-04-01 2004-02-05
ADA635 WONG Wai Kit 王偉傑 RE Advising on Securities 2003-04-01 2004-01-10
ADA635 WONG Wai Kit 王偉傑 RE Advising on Corporate Finance 2003-04-01 2004-01-10
ADA635 WONG Wai Kit 王偉傑 RE Asset Management 2003-04-01 2004-01-10
ADB434 CHEUNG Ying Wah 張英華 RE Advising on Securities 2005-08-12 2007-02-28
ADC128 CHAN Chi Sheung, Henry 陳志尚 RE Dealing in Securities 2011-01-10 2011-11-01
ADC128 CHAN Chi Sheung, Henry 陳志尚 RE Asset Management 2007-11-15 2011-11-01
ADC440 CHU Chia Hsien 朱家軒 RE Dealing in Securities 2017-06-01
ADC440 CHU Chia Hsien 朱家軒 RE Dealing in Futures Contracts 2017-06-01
ADC440 CHU Chia Hsien 朱家軒 RE Advising on Securities 2017-06-01
ADC785 CHAN To Fun 陳道奮 RE Advising on Securities 2006-11-06 2007-02-28
ADC848 CHUI Cho Yiu, Joewick 徐祖耀 RE Dealing in Securities 2010-11-12 2011-06-24
ADC848 CHUI Cho Yiu, Joewick 徐祖耀 RE Asset Management 2010-11-12 2011-06-24
ADD932 KWAN Man Tik 關文迪 RE Advising on Securities 2006-04-19 2006-10-18
ADE494 CHOI Bun Hung 蔡斌雄 RE Dealing in Securities 2011-04-07 2015-02-05
ADE494 CHOI Bun Hung 蔡斌雄 RE Dealing in Futures Contracts 2011-04-07 2015-02-05
ADG975 TSANG Sau Lin 曾秀蓮 RE Dealing in Securities 2011-04-27 2016-04-22
ADG975 TSANG Sau Lin 曾秀蓮 RE Dealing in Futures Contracts 2011-04-27 2016-04-22
ADH644 ENG Tik San 伍滌燊 RE Dealing in Securities 2014-06-04 2018-02-28
ADI154 TSANG Chi Hung 曾志雄 RE Dealing in Securities 2013-07-24
ADI247 CHU Chui Han, Teresa 朱翠嫻 RE Advising on Securities 2006-02-27 2007-02-28
ADI694 TAM Wai Kwan 譚偉堃 RE Dealing in Securities 2004-08-10 2015-06-01
ADI694 TAM Wai Kwan 譚偉堃 RE Dealing in Futures Contracts 2006-03-01 2015-06-01
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Securities 2006-03-07 2006-03-16
ADO990 TSANG Chun Ming 曾振明 RE Dealing in Securities 2005-04-29 2007-02-28
ADR152 BHATT Jay Hemant RE Dealing in Securities 2010-05-17 2011-01-10
ADR152 BHATT Jay Hemant RE Advising on Securities 2010-05-17 2011-01-10
ADR152 BHATT Jay Hemant RE Asset Management 2010-05-17 2011-01-10
ADS058 AO Hoi Wang 區凱宏 RE Dealing in Securities 2012-04-25 2018-02-09
ADV962 WONG Horg Wang, Howard 王學宏 RE Dealing in Securities 2016-08-22
ADV962 WONG Horg Wang, Howard 王學宏 RE Dealing in Futures Contracts 2016-08-22
ADV962 WONG Horg Wang, Howard 王學宏 RE Advising on Securities 2016-01-04 2016-05-15
ADV962 WONG Horg Wang, Howard 王學宏 RE Advising on Securities 2016-07-15 2017-09-26
ADV962 WONG Horg Wang, Howard 王學宏 RO Advising on Securities 2017-09-26
ADW721 CHAN Po Kei 陳寶基 RE Dealing in Securities 2003-04-01 2015-01-13
ADW721 CHAN Po Kei 陳寶基 RE Dealing in Futures Contracts 2004-10-26 2015-01-13
ADW721 CHAN Po Kei 陳寶基 RE Advising on Securities 2003-04-01 2004-01-10
ADW721 CHAN Po Kei 陳寶基 RE Advising on Corporate Finance 2003-04-01 2004-01-10
ADW721 CHAN Po Kei 陳寶基 RE Asset Management 2003-04-01 2004-01-10
ADZ438 TSANG Wai Keung 曾惠強 RE Dealing in Securities 2010-08-16 2012-03-01
ADZ501 POON Choi Yung 潘在勇 RE Dealing in Securities 2018-04-23
ADZ501 POON Choi Yung 潘在勇 RE Dealing in Futures Contracts 2018-04-23
AEA289 CHU Yik Shan 朱憶山 RE Dealing in Futures Contracts 2014-03-27 2014-11-14
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RE Dealing in Securities 2003-04-16 2003-04-17
AEA472 CHOY Sze Chung, Jojo 蔡思聰 RO Dealing in Securities 2003-04-17 2004-10-07
AEC814 CHU Wai Ming 朱偉明 RE Dealing in Securities 2003-04-01
AEC814 CHU Wai Ming 朱偉明 RE Dealing in Futures Contracts 2004-12-16
AEC814 CHU Wai Ming 朱偉明 RE Advising on Securities 2003-04-01 2004-12-13
AEC814 CHU Wai Ming 朱偉明 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AEC814 CHU Wai Ming 朱偉明 RE Asset Management 2003-04-01 2004-10-15
AEC891 LIU Zhihong 劉志宏 RE Dealing in Securities 2018-03-12 2018-07-26
AEC891 LIU Zhihong 劉志宏 RO Dealing in Securities 2018-07-26
AEC891 LIU Zhihong 劉志宏 RE Advising on Securities 2018-03-12 2018-07-26
AEC891 LIU Zhihong 劉志宏 RO Advising on Securities 2018-07-26
AEC891 LIU Zhihong 劉志宏 RE Advising on Corporate Finance 2018-07-26
AED190 LIU Yuen Nam 廖遠南 RE Dealing in Securities 2013-01-03 2015-06-01
AED190 LIU Yuen Nam 廖遠南 RE Dealing in Futures Contracts 2013-01-03 2015-06-01
AED190 LIU Yuen Nam 廖遠南 RE Advising on Securities 2013-01-03 2015-06-01
AED190 LIU Yuen Nam 廖遠南 RE Asset Management 2013-01-03 2015-06-01
AED413 CHUNG Tung Sau 鍾桐琇 RE Dealing in Securities 2003-04-01 2017-08-31
AED413 CHUNG Tung Sau 鍾桐琇 RE Advising on Securities 2003-04-01 2004-12-10
AED413 CHUNG Tung Sau 鍾桐琇 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AED413 CHUNG Tung Sau 鍾桐琇 RE Asset Management 2003-04-01 2004-10-15
AEE786 KUO Tsu York, Catherine 郭芷若 RE Dealing in Securities 2007-11-19 2008-01-11
AEE786 KUO Tsu York, Catherine 郭芷若 RE Dealing in Futures Contracts 2007-11-19 2008-01-11
AEE786 KUO Tsu York, Catherine 郭芷若 RE Advising on Securities 2007-11-19 2008-01-11
AEE884 TONG Wai Chiu 唐偉超 RE Dealing in Securities 2011-05-06 2011-06-01
AEE887 LO Ka Shun, Katherina 盧嘉舜 RE Dealing in Securities 2010-10-21 2014-01-01
AEE887 LO Ka Shun, Katherina 盧嘉舜 RE Dealing in Futures Contracts 2010-10-21 2014-01-01
AEF867 CHAN Chung Leung 陳仲良 RE Dealing in Securities 2016-01-04 2016-05-15
AEF867 CHAN Chung Leung 陳仲良 RE Dealing in Futures Contracts 2016-01-04 2016-05-15
AEF867 CHAN Chung Leung 陳仲良 RE Advising on Securities 2016-01-04 2016-05-15
AEG343 CHAN Chung Yuen 陳仲源 RE Dealing in Securities 2003-04-01 2003-04-09
AEG343 CHAN Chung Yuen 陳仲源 RE Advising on Securities 2003-04-01 2003-04-09
AEG343 CHAN Chung Yuen 陳仲源 RE Advising on Corporate Finance 2003-04-01 2003-04-09
AEG343 CHAN Chung Yuen 陳仲源 RE Asset Management 2003-04-01 2003-04-09
AEI045 MOK Wai Man, Kent 莫偉民 RE Dealing in Securities 2011-01-10 2018-02-09
AEI045 MOK Wai Man, Kent 莫偉民 RE Dealing in Futures Contracts 2011-01-10 2018-02-09
AEI107 NG Hon Choi 吳漢材 RE Dealing in Securities 2010-02-17 2014-05-10
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Dealing in Securities 2007-04-30 2016-04-07
AEI388 TONG Chun Kuen, Tommy 唐振權 RE Dealing in Futures Contracts 2007-04-30 2016-04-07
AEI547 WONG Man Kit 黃文傑 RE Dealing in Securities 2006-07-18 2007-04-10
AEI547 WONG Man Kit 黃文傑 RE Dealing in Securities 2007-07-04
AEI547 WONG Man Kit 黃文傑 RE Dealing in Futures Contracts 2006-07-18 2007-04-10
AEI547 WONG Man Kit 黃文傑 RE Dealing in Futures Contracts 2007-07-04
AEJ687 LAU Chi Wah, Andy 劉志華 RE Dealing in Securities 2007-07-23 2008-07-23
AEJ687 LAU Chi Wah, Andy 劉志華 RE Dealing in Futures Contracts 2007-07-23 2008-07-23
AEJ690 KWAN Man Pui 關文佩 RE Dealing in Securities 2005-01-28 2005-07-19
AEK186 YAM Hok Chung 任鶴松 RE Dealing in Securities 2010-12-31 2018-02-09
AEK186 YAM Hok Chung 任鶴松 RE Dealing in Futures Contracts 2010-12-31 2018-02-09
AEK483 CHIM Yau Man 詹幼文 RE Advising on Securities 2005-01-14 2007-02-28
AEK874 NG Kar Lun, Paco 吳家倫 RE Dealing in Securities 2011-01-14 2011-07-01
AEK874 NG Kar Lun, Paco 吳家倫 RE Dealing in Futures Contracts 2011-01-14 2011-07-01
AEM249 FUNG Wing Nam, Florence 馮穎楠 RE Dealing in Securities 2005-06-15 2005-12-17
AEM249 FUNG Wing Nam, Florence 馮穎楠 RE Dealing in Futures Contracts 2005-06-15 2005-12-17
AEN199 CHOI Chun Wa 蔡振華 RE Dealing in Securities 2003-04-01 2003-10-30
AEN199 CHOI Chun Wa 蔡振華 RE Advising on Securities 2003-04-01 2003-10-30
AEN199 CHOI Chun Wa 蔡振華 RE Advising on Corporate Finance 2003-04-01 2003-10-30
AEN199 CHOI Chun Wa 蔡振華 RE Asset Management 2003-04-01 2003-10-30
AEQ446 LAI Hin Kay, Andrew 黎顯基 RE Dealing in Securities 2010-05-13 2010-05-20
AER770 LEE Ying Kei 李英琪 RE Dealing in Securities 2013-10-02 2015-09-01
AER770 LEE Ying Kei 李英琪 RE Dealing in Futures Contracts 2013-10-02 2015-09-01
AES117 MA Johnny Bun Wah 馬斌華 RE Dealing in Securities 2004-11-16 2007-02-28
AES117 MA Johnny Bun Wah 馬斌華 RE Dealing in Futures Contracts 2004-11-16 2007-02-28
AEU142 HON Sze Long 韓思朗 RE Dealing in Securities 2016-06-30
AEU142 HON Sze Long 韓思朗 RE Dealing in Futures Contracts 2016-06-30
AEU211 KUNG Wai Ling 龔偉凌 RE Dealing in Securities 2017-08-18
AEU211 KUNG Wai Ling 龔偉凌 RO Advising on Corporate Finance 2017-08-18
AEV017 LI Tak Lun 李德麟 RE Dealing in Securities 2013-04-02
AEV017 LI Tak Lun 李德麟 RE Dealing in Futures Contracts 2013-04-02
AEV490 SZE Li Li 施莉莉 RE Dealing in Securities 2009-10-23 2011-10-01
AEV490 SZE Li Li 施莉莉 RE Advising on Securities 2009-10-20 2011-10-01
AEV490 SZE Li Li 施莉莉 RE Asset Management 2009-10-23 2011-10-01
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Dealing in Securities 2017-07-20 2017-11-14
AEX286 WONG Pui Ling, Emenry 黃佩玲 RO Dealing in Securities 2017-11-14 2018-11-26
AEX286 WONG Pui Ling, Emenry 黃佩玲 RE Advising on Corporate Finance 2017-11-14 2018-11-26
AEX433 WONG Tat Kwan, Vincent 王達群 RE Dealing in Securities 2011-02-15
AEX433 WONG Tat Kwan, Vincent 王達群 RE Dealing in Futures Contracts 2011-02-15
AEZ397 WONG Ho Fei 王浩騑 RE Dealing in Securities 2003-10-14 2010-10-08
AEZ397 WONG Ho Fei 王浩騑 RE Dealing in Securities 2010-12-06
AEZ397 WONG Ho Fei 王浩騑 RE Dealing in Futures Contracts 2008-12-12 2010-10-08
AEZ397 WONG Ho Fei 王浩騑 RE Dealing in Futures Contracts 2010-12-06
AEZ564 PHAM Ngoc Bich 范玉碧 RE Dealing in Securities 2010-07-21 2012-01-28
AEZ564 PHAM Ngoc Bich 范玉碧 RE Dealing in Futures Contracts 2010-07-21 2012-01-28
AEZ710 KUNG Siu Cheung, Sammy 龔兆庠 RE Advising on Securities 2010-02-01 2012-09-25
AEZ710 KUNG Siu Cheung, Sammy 龔兆庠 RE Advising on Securities 2013-03-05 2015-03-07
AFA134 CHAN Wai Tong, Tony 陳偉堂 RE Dealing in Securities 2011-02-02
AFA134 CHAN Wai Tong, Tony 陳偉堂 RE Dealing in Futures Contracts 2015-10-20
AFB520 WONG Chun Wa 黃俊華 RE Dealing in Securities 2003-04-01 2004-05-14
AFB520 WONG Chun Wa 黃俊華 RE Advising on Securities 2003-04-01 2004-01-10
AFB520 WONG Chun Wa 黃俊華 RE Advising on Corporate Finance 2003-04-01 2004-01-10
AFB520 WONG Chun Wa 黃俊華 RE Asset Management 2003-04-01 2004-01-10
AFB900 TSANG Ka Fai 曾嘉輝 RE Advising on Securities 2005-03-29 2007-02-28
AFC193 YEUNG Suet Mui 楊雪梅 RE Dealing in Securities 2012-08-01
AFC503 NG Tat Kong 吳達港 RE Dealing in Securities 2013-10-08
AFC766 CHAN Yiu Keung 陳耀強 RE Dealing in Securities 2010-11-19 2015-04-01
AFC766 CHAN Yiu Keung 陳耀強 RE Dealing in Futures Contracts 2010-11-19 2015-04-01
AFD246 YEUNG Chi Ming 楊智鳴 RE Dealing in Securities 2011-05-26
AFD246 YEUNG Chi Ming 楊智鳴 RE Asset Management 2013-06-28
AFD871 SZE Tak Chee 施德芝 RE Advising on Securities 2004-11-23 2005-06-30
AFD871 SZE Tak Chee 施德芝 RO Advising on Securities 2005-06-30 2007-08-17
AFE818 LEI Pou San 李寶珊 RE Dealing in Securities 2003-12-09 2003-12-30
AFE980 CHUNG Loi Kit 鍾淶傑 RE Dealing in Securities 2012-04-25 2018-02-09
AFG723 YU So Man 余素文 RE Dealing in Securities 2006-01-05 2007-07-28
AFG723 YU So Man 余素文 RE Dealing in Securities 2010-09-17
AFG723 YU So Man 余素文 RE Dealing in Futures Contracts 2010-09-17
AFI063 CHIU Yat Shuk 趙一粟 RE Dealing in Securities 2003-04-01 2003-07-15
AFI063 CHIU Yat Shuk 趙一粟 RE Advising on Securities 2003-04-01 2003-07-15
AFI063 CHIU Yat Shuk 趙一粟 RE Advising on Corporate Finance 2003-04-01 2003-07-15
AFI063 CHIU Yat Shuk 趙一粟 RE Asset Management 2003-04-01 2003-07-15
AFJ003 CHOY Lun Chak, Jonathan 蔡麟策 RE Dealing in Securities 2011-06-09 2017-03-24
AFJ998 CHAN Shui Him 陳瑞謙 RE Advising on Securities 2005-11-25 2007-02-28
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Dealing in Securities 2010-06-03 2013-05-04
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Dealing in Securities 2014-05-26 2015-01-31
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Dealing in Futures Contracts 2011-04-18 2013-05-04
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Dealing in Futures Contracts 2014-05-26 2015-01-31
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Advising on Securities 2010-06-03 2013-05-04
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Asset Management 2011-04-18 2013-05-04
AFN762 FUNG Sui Sang, Tommy 馮瑞生 RE Asset Management 2014-05-26 2015-01-31
AFO502 POON Wing Hing 潘穎馨 RE Dealing in Securities 2011-11-25 2015-03-20
AFO502 POON Wing Hing 潘穎馨 RE Dealing in Futures Contracts 2011-11-25 2015-03-20
AFO502 POON Wing Hing 潘穎馨 RE Advising on Securities 2011-11-25 2014-02-18
AFO502 POON Wing Hing 潘穎馨 RE Asset Management 2011-11-25 2015-03-20
AFP890 WONG Hoi Yee, Eille 王凱兒 RE Dealing in Securities 2003-04-01 2007-10-06
AFP890 WONG Hoi Yee, Eille 王凱兒 RE Advising on Securities 2003-04-01 2004-12-13
AFP890 WONG Hoi Yee, Eille 王凱兒 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AFP890 WONG Hoi Yee, Eille 王凱兒 RE Asset Management 2003-04-01 2004-10-15
AFQ054 LAU Kwok Hung 劉國雄 RE Dealing in Securities 2011-04-18 2016-05-31
AFR205 KWOK Yui Kwong 郭銳光 RE Dealing in Securities 2003-04-01 2003-11-25
AFR205 KWOK Yui Kwong 郭銳光 RE Advising on Securities 2003-04-01 2003-11-18
AFR205 KWOK Yui Kwong 郭銳光 RE Advising on Corporate Finance 2003-04-01 2003-11-18
AFR205 KWOK Yui Kwong 郭銳光 RE Asset Management 2003-04-01 2003-11-18
AFS337 KONG Sum Ying 江沁凝 RE Dealing in Securities 2013-10-29 2015-09-01
AFS337 KONG Sum Ying 江沁凝 RE Advising on Securities 2013-10-29 2015-09-01
AFS337 KONG Sum Ying 江沁凝 RE Asset Management 2013-10-29 2015-09-01
AFS495 LAM Sui Fan 林瑞芬 RE Dealing in Securities 2009-12-30 2011-06-30
AFS495 LAM Sui Fan 林瑞芬 RE Advising on Securities 2009-02-04 2011-06-30
AFS788 LAW Ka Lin, Louies 羅嘉年 RE Dealing in Securities 2010-11-17 2016-04-01
AFS788 LAW Ka Lin, Louies 羅嘉年 RE Dealing in Futures Contracts 2010-11-17 2016-04-01
AFS788 LAW Ka Lin, Louies 羅嘉年 RE Asset Management 2015-07-22 2016-04-01
AFT122 CHAN Sai Hei 陳世喜 RE Dealing in Securities 2012-08-30 2013-03-14
AFT122 CHAN Sai Hei 陳世喜 RE Advising on Securities 2012-08-30 2013-03-14
AFT734 HUI Yik 許奕 RE Dealing in Securities 2011-02-21 2013-01-01
AFT734 HUI Yik 許奕 RE Dealing in Futures Contracts 2011-02-21 2013-01-01
AFT889 LAM Sing Kuen 林城乾 RE Dealing in Securities 2018-06-06
AFT889 LAM Sing Kuen 林城乾 RE Dealing in Futures Contracts 2018-06-06
AFU058 CHAN Kwong Fat, George 陳廣發 RE Dealing in Securities 2011-07-06 2014-01-08
AFU127 ANG Tok Sin, Joseph 洪篤信 RE Dealing in Securities 2008-01-15 2009-11-27
AFU131 MAK Yiu Hung 麥耀洪 RE Dealing in Securities 2003-10-11 2004-06-09
AFU575 CHEUNG Pak Lun 張伯倫 RE Advising on Securities 2006-07-14 2007-02-28
AFU668 FU Ling 傅寧 RE Dealing in Securities 2004-03-23 2005-05-12
AFU668 FU Ling 傅寧 RE Dealing in Futures Contracts 2004-10-21 2005-05-12
AFU688 HUI John 許僑聲 RE Dealing in Securities 2016-01-13 2016-02-03
AFU688 HUI John 許僑聲 RO Dealing in Securities 2016-02-03 2016-05-31
AFU688 HUI John 許僑聲 RE Dealing in Futures Contracts 2016-01-13 2016-02-03
AFU688 HUI John 許僑聲 RO Dealing in Futures Contracts 2016-02-03 2016-05-31
AFU688 HUI John 許僑聲 RE Advising on Securities 2016-01-13 2016-02-03
AFU688 HUI John 許僑聲 RO Advising on Securities 2016-02-03 2016-05-31
AFU839 TO Chi Chung 杜子聰 RE Dealing in Securities 2015-12-23
AFU839 TO Chi Chung 杜子聰 RE Dealing in Futures Contracts 2015-12-23
AFV231 CHAN Chung 陳忠 RE Dealing in Securities 2010-12-31 2018-01-26
AFV231 CHAN Chung 陳忠 RE Dealing in Futures Contracts 2016-07-07 2018-01-26
AFW272 WONG Kenty 黃仲祺 RE Dealing in Securities 2010-10-04 2011-07-22
AFW272 WONG Kenty 黃仲祺 RO Dealing in Securities 2011-07-22 2015-08-08
AFW272 WONG Kenty 黃仲祺 RE Dealing in Futures Contracts 2010-10-04 2011-07-22
AFW272 WONG Kenty 黃仲祺 RO Dealing in Futures Contracts 2011-07-22 2015-08-08
AFW272 WONG Kenty 黃仲祺 RE Asset Management 2012-08-28 2015-08-08
AFW553 TSE Kwong Yui 謝廣銳 RE Dealing in Securities 2003-04-01 2006-07-14
AFW553 TSE Kwong Yui 謝廣銳 RE Advising on Securities 2003-04-01 2004-12-13
AFW553 TSE Kwong Yui 謝廣銳 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AFW553 TSE Kwong Yui 謝廣銳 RE Asset Management 2003-04-01 2004-10-15
AFW554 PAK Hung Kong 白鴻江 RE Advising on Securities 2007-07-03 2008-09-09
AFY374 CHIU Chun Kit, Calvin 趙進傑 RE Dealing in Securities 2003-04-01 2007-09-11
AFY374 CHIU Chun Kit, Calvin 趙進傑 RO Dealing in Securities 2007-09-11
AFY374 CHIU Chun Kit, Calvin 趙進傑 RE Dealing in Futures Contracts 2004-10-21 2007-09-11
AFY374 CHIU Chun Kit, Calvin 趙進傑 RO Dealing in Futures Contracts 2007-09-11
AFY374 CHIU Chun Kit, Calvin 趙進傑 RE Advising on Securities 2003-04-01 2004-07-02
AFY374 CHIU Chun Kit, Calvin 趙進傑 RO Advising on Securities 2016-11-24
AFY374 CHIU Chun Kit, Calvin 趙進傑 RE Advising on Corporate Finance 2003-04-01 2004-07-02
AFY374 CHIU Chun Kit, Calvin 趙進傑 RE Asset Management 2003-04-01 2004-07-02
AFY374 CHIU Chun Kit, Calvin 趙進傑 RO Asset Management 2011-09-07
AGC972 ZHAO Xiao Le 趙曉樂 RE Dealing in Securities 2018-09-03
AGC982 CHAN Yu Kong 陳宇江 RE Dealing in Securities 2011-07-25 2017-03-31
AGD952 LAW Chi Shing, Eric 羅志成 RE Advising on Securities 2006-02-02 2007-02-28
AGD969 POON Kwan Ching, Kent 潘君政 RE Dealing in Securities 2010-12-21 2011-09-13
AGE111 WONG Kam Lung 黃金龍 RE Dealing in Securities 2011-09-09 2013-10-19
AGE111 WONG Kam Lung 黃金龍 RE Dealing in Futures Contracts 2011-09-09 2013-10-19
AGF048 CHAN Yuk Kwai, Jutlandia 陳玉桂 RE Advising on Securities 2005-10-27 2007-02-28
AGF051 SHUM Mei Lee, Millie 岑美梨 RE Advising on Securities 2005-08-12 2007-02-28
AGH690 WOO Sau Yung 鄔秀容 RE Dealing in Securities 2012-02-20 2012-08-07
AGH782 TSE Fung Hing, Kappa 謝鳳卿 RE Dealing in Securities 2003-04-01 2004-05-31
AGH782 TSE Fung Hing, Kappa 謝鳳卿 RE Advising on Securities 2003-04-01 2004-05-31
AGH782 TSE Fung Hing, Kappa 謝鳳卿 RE Advising on Corporate Finance 2003-04-01 2004-05-31
AGH782 TSE Fung Hing, Kappa 謝鳳卿 RE Asset Management 2003-04-01 2004-05-31
AGH950 LAU Chin Yung, Andy 劉展榕 RE Dealing in Securities 2011-08-22 2012-03-01
AGH950 LAU Chin Yung, Andy 劉展榕 RE Dealing in Futures Contracts 2011-08-22 2012-03-01
AGI975 WONG Lai Kwan 黃麗君 RE Dealing in Securities 2003-04-01
AGI975 WONG Lai Kwan 黃麗君 RE Dealing in Futures Contracts 2004-10-26
AGI975 WONG Lai Kwan 黃麗君 RE Advising on Securities 2003-04-01 2003-10-16
AGI975 WONG Lai Kwan 黃麗君 RE Advising on Corporate Finance 2003-04-01 2003-10-16
AGI975 WONG Lai Kwan 黃麗君 RE Asset Management 2003-04-01 2003-10-16
AGJ939 WONG Chi Ching 黃智清 RE Dealing in Securities 2018-09-14
AGK272 CHU Yuk Yee, Christina 朱玉儀 RE Advising on Securities 2004-12-14 2007-02-28
AGK666 CHAN Sheung Tat, Felix 陳上達 RE Advising on Securities 2010-06-03 2015-02-10
AGL147 YAN Chi Kwan 顏志軍 RE Dealing in Securities 2018-08-17 2018-11-27
AGL147 YAN Chi Kwan 顏志軍 RO Dealing in Securities 2018-11-27
AGL192 CHAN King 陳璟 RE Dealing in Securities 2014-03-27 2014-12-06
AGL192 CHAN King 陳璟 RE Asset Management 2014-03-27 2014-12-06
AGO784 YUEN Hon, Ernest 袁漢 RE Dealing in Securities 2012-06-01 2018-02-09
AGP051 LUONG Thomas C.C. 梁高崗 RE Advising on Securities 2010-06-08 2015-01-21
AGQ210 CHENG Man Hing, Melody 鄭文卿 RE Advising on Securities 2005-01-27 2007-02-28
AGQ440 HUNG Tak Shing 洪德成 RE Advising on Securities 2005-03-16 2007-02-28
AGW277 CHEE Chi Man 謝志文 RE Dealing in Securities 2003-08-12 2004-05-06
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RE Advising on Securities 2012-06-29 2013-06-14
AHA295 SO Lai Shan, Jennifer 蘇勵姍 RO Advising on Securities 2013-06-14 2015-12-18
AHA827 MAK Hing Wah 麥興華 RE Dealing in Securities 2012-05-07
AHA827 MAK Hing Wah 麥興華 RE Dealing in Futures Contracts 2012-05-07
AHC468 CHIA Shau Hiung 謝韶雄 RE Dealing in Securities 2011-11-07
AHD915 HE Jun 何君 RE Dealing in Securities 2003-04-01 2004-12-14
AHD915 HE Jun 何君 RE Advising on Securities 2003-04-01 2004-12-14
AHD915 HE Jun 何君 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AHD915 HE Jun 何君 RE Asset Management 2003-04-01 2004-10-15
AHH963 LUI Lap Man 呂立文 RE Dealing in Securities 2013-04-02
AHH963 LUI Lap Man 呂立文 RE Dealing in Futures Contracts 2013-04-02
AHK082 SEW HOY Kevin Graeme RO Dealing in Securities 2018-01-02 2018-10-31
AHK082 SEW HOY Kevin Graeme RO Dealing in Futures Contracts 2018-01-02 2018-10-31
AHK082 SEW HOY Kevin Graeme RO Advising on Securities 2018-01-02 2018-10-31
AHK082 SEW HOY Kevin Graeme RO Advising on Corporate Finance 2018-01-02 2018-10-31
AHM211 FAN Wai Kong, Michael 范維綱 RE Dealing in Securities 2005-07-04 2007-02-28
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Securities 2003-10-10 2007-10-02
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Securities 2008-01-09 2010-08-21
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Futures Contracts 2004-10-26 2007-10-02
AHR954 LEUNG Ka Ming 梁家明 RE Dealing in Futures Contracts 2008-01-09 2010-08-21
AHR954 LEUNG Ka Ming 梁家明 RE Asset Management 2009-10-15 2010-08-21
AHS851 CHAN Yim 陳彥 RE Dealing in Securities 2003-09-04 2006-06-12
AHS851 CHAN Yim 陳彥 RE Dealing in Futures Contracts 2004-10-21 2006-06-12
AHT105 MA Kin Wang 馬健弘 RE Dealing in Securities 2011-02-21 2015-04-01
AHT105 MA Kin Wang 馬健弘 RE Dealing in Futures Contracts 2011-02-21 2015-04-01
AHT105 MA Kin Wang 馬健弘 RE Asset Management 2013-08-28 2015-04-01
AHU956 CHAN Pui Ling, Isabella 陳佩玲 RE Advising on Securities 2006-02-27 2007-02-28
AHW147 LIU Chi Yeung 廖摯洋 RE Dealing in Securities 2010-10-19 2011-10-31
AHW147 LIU Chi Yeung 廖摯洋 RE Asset Management 2010-10-19 2011-10-31
AHX078 AU YEUNG Yuk Hang 歐陽煜恆 RE Dealing in Securities 2010-03-18 2010-08-18
AHX078 AU YEUNG Yuk Hang 歐陽煜恆 RE Dealing in Futures Contracts 2010-03-18 2010-08-18
AHX078 AU YEUNG Yuk Hang 歐陽煜恆 RE Advising on Securities 2010-03-18 2010-08-18
AHX078 AU YEUNG Yuk Hang 歐陽煜恆 RE Asset Management 2010-04-15 2010-08-18
AHX592 WONG Yung 黃勇 RE Dealing in Securities 2011-11-07
AHX592 WONG Yung 黃勇 RE Dealing in Futures Contracts 2012-03-08
AIB991 HO Yiu Fai 何耀輝 RE Advising on Securities 2006-02-23 2007-01-15
AIC803 YIM Siu Hong 嚴兆航 RE Dealing in Securities 2005-02-05 2006-07-06
AIL177 LAM Suen Kit 林宣傑 RE Dealing in Securities 2005-01-27 2005-02-15
AIL177 LAM Suen Kit 林宣傑 RE Dealing in Securities 2011-08-11 2014-03-11
AIL177 LAM Suen Kit 林宣傑 RE Advising on Securities 2004-05-28 2005-02-15
AIL177 LAM Suen Kit 林宣傑 RE Advising on Corporate Finance 2012-08-16 2014-03-11
AIU417 CHAN Sik Yan, Icy 陳淅恩 RE Dealing in Securities 2012-06-13 2015-01-17
AIU417 CHAN Sik Yan, Icy 陳淅恩 RE Advising on Securities 2012-06-13 2015-01-17
AIX145 GORNALL Adrian Rubin RE Dealing in Securities 2010-01-26 2011-10-22
AIX163 CHAN Miu Wan, Cindy 陳妙雲 RE Dealing in Securities 2005-06-16 2014-10-01
AIX163 CHAN Miu Wan, Cindy 陳妙雲 RE Dealing in Futures Contracts 2008-02-06 2014-10-01
AIX163 CHAN Miu Wan, Cindy 陳妙雲 RE Advising on Securities 2007-06-29 2014-10-01
AIX163 CHAN Miu Wan, Cindy 陳妙雲 RE Asset Management 2007-09-24 2014-10-01
AIX164 NG Ka Shun 吳家順 RE Dealing in Securities 2007-11-19 2013-07-06
AIX164 NG Ka Shun 吳家順 RE Dealing in Futures Contracts 2007-11-19 2013-07-06
AIX164 NG Ka Shun 吳家順 RE Advising on Securities 2007-11-19 2013-07-06
AIX164 NG Ka Shun 吳家順 RE Asset Management 2007-11-19 2013-07-06
AIY651 WONG Che Hao, David 黃志豪 RE Dealing in Securities 2011-11-23 2016-08-31
AIY651 WONG Che Hao, David 黃志豪 RE Dealing in Futures Contracts 2012-03-05 2016-08-31
AIY651 WONG Che Hao, David 黃志豪 RE Advising on Securities 2015-09-29 2016-08-31
AIY651 WONG Che Hao, David 黃志豪 RE Asset Management 2015-09-29 2016-08-31
AJA295 YAU Ka Wai, Terry 邱家威 RE Dealing in Securities 2003-09-09
AJA295 YAU Ka Wai, Terry 邱家威 RE Dealing in Futures Contracts 2004-10-26
AJA295 YAU Ka Wai, Terry 邱家威 RE Advising on Securities 2004-07-22
AJA295 YAU Ka Wai, Terry 邱家威 RE Asset Management 2004-07-22 2004-10-15
AJA295 YAU Ka Wai, Terry 邱家威 RE Asset Management 2008-02-13
AJA380 CHAN Wai Loi 陳慧娜 RE Dealing in Securities 2013-02-04 2015-09-01
AJA380 CHAN Wai Loi 陳慧娜 RE Advising on Securities 2013-02-04 2015-09-01
AJA380 CHAN Wai Loi 陳慧娜 RE Asset Management 2013-02-04 2015-09-01
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Dealing in Securities 2010-06-08 2012-06-30
AJB048 TANG Chi Heng, Alvin 鄧志恆 RE Dealing in Futures Contracts 2010-06-08 2012-06-30
AJB224 CHIU Ka Hing, Peter 招家慶 RE Advising on Securities 2005-04-19 2005-11-28
AJB965 MOK Shun Keung 莫順強 RE Dealing in Securities 2003-10-07 2005-05-26
AJB966 LAM Sze Yin 林仕賢 RE Dealing in Securities 2003-10-07 2005-05-26
AJC118 LI Hon Leung 李漢良 RE Dealing in Securities 2011-03-03 2011-10-15
AJC118 LI Hon Leung 李漢良 RE Dealing in Futures Contracts 2011-03-03 2011-10-15
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Securities 2018-09-03 2018-09-11
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Futures Contracts 2018-09-03 2018-09-11
AJD750 CHENG Kwan Lun 鄭昆侖 RE Dealing in Securities 2013-09-10 2018-02-09
AJD750 CHENG Kwan Lun 鄭昆侖 RE Asset Management 2013-09-10 2018-02-09
AJE090 TANG Wong Shing 鄧煌勝 RE Dealing in Securities 2011-02-11
AJE090 TANG Wong Shing 鄧煌勝 RE Dealing in Futures Contracts 2011-02-11
AJE988 CHUNG Chak Chuen 鍾澤銓 RE Dealing in Securities 2003-10-14 2004-08-11
AJE988 CHUNG Chak Chuen 鍾澤銓 RE Dealing in Securities 2005-11-21 2006-02-28
AJE988 CHUNG Chak Chuen 鍾澤銓 RE Dealing in Futures Contracts 2005-11-21 2006-02-28
AJF097 CHUNG Wing Nam 鍾永南 RE Advising on Securities 2005-11-21 2007-02-28
AJF574 JIANG Jinghong 蔣景紅 RE Dealing in Securities 2003-12-30 2018-02-08
AJF574 JIANG Jinghong 蔣景紅 RE Dealing in Futures Contracts 2005-08-08 2018-02-08
AJG095 FUNG Wing Tim 馮永添 RE Dealing in Securities 2005-01-28 2006-07-06
AJG528 CHAN Chi Wai 陳智偉 RE Dealing in Securities 2004-03-18 2006-01-16
AJM169 TSANG Cheung Man 曾祥文 RE Dealing in Securities 2007-11-06 2008-05-02
AJM169 TSANG Cheung Man 曾祥文 RE Dealing in Futures Contracts 2007-11-06 2008-05-02
AJM169 TSANG Cheung Man 曾祥文 RE Asset Management 2007-11-27 2008-05-02
AJM660 TANG Wai Yi 鄧惠儀 RE Dealing in Securities 2013-11-06 2017-03-28
AJN354 LEUNG Wai Yuen 梁偉源 RE Dealing in Securities 2005-01-14
AKI431 XIA Wen-qing 夏文慶 RE Advising on Securities 2006-02-03 2007-02-28
AKJ277 LEE Kwok Kuen 李國權 RE Advising on Securities 2006-02-23 2006-12-18
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Dealing in Securities 2008-07-14 2010-06-17
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Dealing in Futures Contracts 2008-07-14 2010-06-17
AKP708 CHEUNG Shi Gaii, Sky 張士佳 RE Asset Management 2008-07-14 2010-06-17
AKQ921 LEE Ho Sing 李浩聲 RE Dealing in Securities 2008-08-18
AKQ921 LEE Ho Sing 李浩聲 RE Dealing in Futures Contracts 2008-08-18
AKQ987 HO Sze Man, Kristie 何思敏 RE Dealing in Securities 2005-03-02 2007-01-18
AKR098 CHENG Po Fung 鄭寶峰 RE Dealing in Securities 2011-04-15 2015-01-13
AKR098 CHENG Po Fung 鄭寶峰 RE Dealing in Futures Contracts 2011-04-15 2015-01-13
AKR098 CHENG Po Fung 鄭寶峰 RE Advising on Securities 2011-04-15 2015-01-13
AKV217 LAI Wai Shan 黎慧珊 RE Advising on Securities 2005-04-12 2007-02-28
AKX150 CHUNG Kam Fung 鍾錦鳳 RE Dealing in Securities 2004-11-22 2007-01-12
AKX151 WONG Kam Wing 黃錦榮 RE Dealing in Securities 2004-11-22 2006-02-06
ALA869 LEUNG Kwong Hung 梁廣雄 RE Dealing in Securities 2004-11-22 2007-01-12
ALB163 NG Yok Cheong RE Dealing in Securities 2004-12-13 2007-01-12
ALB597 LAU Sam Ying, Lilian 劉森熒 RE Dealing in Securities 2010-10-22 2012-03-16
ALB597 LAU Sam Ying, Lilian 劉森熒 RE Dealing in Futures Contracts 2010-10-22 2012-03-16
ALF304 YEUNG Chung Wing Michel 楊頌榮 RE Advising on Securities 2005-10-06 2007-02-28
ALF515 LOONG Ho Sang, Anthony 龍浩生 RE Dealing in Securities 2005-04-29 2006-06-12
ALF515 LOONG Ho Sang, Anthony 龍浩生 RE Dealing in Futures Contracts 2005-04-29 2006-06-12
ALG202 CHAN Kin Man 陳建文 RE Dealing in Securities 2013-09-16 2014-05-14
ALK107 MOK Kam Wu 莫錦湖 RE Dealing in Securities 2009-07-06 2011-07-01
ALK107 MOK Kam Wu 莫錦湖 RE Advising on Securities 2008-11-14 2011-07-01
ALK163 YUEN Man Yee, Manuel 阮文義 RE Dealing in Securities 2011-02-02 2012-07-28
ALK163 YUEN Man Yee, Manuel 阮文義 RE Dealing in Futures Contracts 2011-02-02 2012-07-28
ALK518 HUI Ka Wah, Ronnie 許家驊 RE Dealing in Securities 2007-03-02 2014-08-01
ALK518 HUI Ka Wah, Ronnie 許家驊 RE Advising on Securities 2007-03-02 2014-08-01
ALL206 CHAN Yee Lam, Joyce 陳怡霖 RE Advising on Securities 2006-05-17 2007-02-28
ALL313 LOI Amy Siu Yan 雷小欣 RE Advising on Securities 2005-04-12 2007-02-28
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Dealing in Securities 2014-04-17 2014-04-24
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RO Dealing in Securities 2014-04-24
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RE Advising on Corporate Finance 2014-06-26 2017-05-10
ALL685 CHIU Hin Fung, Sherman 趙衍鋒 RO Advising on Corporate Finance 2017-05-10
ALL706 WONG Wai Ling 黃慧玲 RE Advising on Securities 2006-06-16 2007-02-28
ALM985 WONG Wing Yan 黃穎恩 RE Dealing in Securities 2010-05-13 2012-09-08
ALN576 CHU Wing Lok, Edward 朱永樂 RE Dealing in Securities 2010-10-06
ALN576 CHU Wing Lok, Edward 朱永樂 RE Dealing in Futures Contracts 2010-10-06
ALN576 CHU Wing Lok, Edward 朱永樂 RE Advising on Securities 2010-10-06
ALN576 CHU Wing Lok, Edward 朱永樂 RE Asset Management 2010-10-06
ALO261 WONG Chan Wing 王燦榮 RE Dealing in Securities 2008-02-18 2011-03-01
ALO261 WONG Chan Wing 王燦榮 RE Advising on Securities 2007-11-30 2011-03-01
ALO261 WONG Chan Wing 王燦榮 RE Asset Management 2008-02-18 2011-03-01
ALQ214 JU You Li 居有莉 RE Dealing in Securities 2005-02-24 2010-10-23
ALQ214 JU You Li 居有莉 RE Dealing in Futures Contracts 2005-10-31 2010-10-23
ALQ598 CHAN Man Yan 陳文恩 RE Dealing in Securities 2015-05-18
ALQ598 CHAN Man Yan 陳文恩 RE Dealing in Futures Contracts 2015-05-18
ALQ677 FUNG Yat Sin 馮逸仙 RE Dealing in Securities 2008-05-22 2010-08-09
ALQ677 FUNG Yat Sin 馮逸仙 RE Advising on Securities 2008-05-15 2010-08-09
ALR877 WONG Tak Ming 黃德明 RE Dealing in Securities 2005-07-04 2007-02-28
ALS551 CHENG Tai Sheung 鄭大雙 RE Dealing in Securities 2011-08-08 2011-10-07
ALS551 CHENG Tai Sheung 鄭大雙 RO Dealing in Securities 2011-10-07 2014-01-18
ALS551 CHENG Tai Sheung 鄭大雙 RO Advising on Corporate Finance 2012-09-07 2014-01-18
ALT747 TSANG Yiu Fai, Nyon 曾曜暉 RE Dealing in Securities 2008-08-25 2011-06-01
ALT747 TSANG Yiu Fai, Nyon 曾曜暉 RE Dealing in Futures Contracts 2008-08-25 2011-06-01
ALT747 TSANG Yiu Fai, Nyon 曾曜暉 RE Asset Management 2010-07-07 2011-06-01
ALT865 LOW Po Man 劉寶民 RE Dealing in Securities 2013-01-30 2015-09-01
ALT865 LOW Po Man 劉寶民 RE Advising on Securities 2013-01-30 2015-09-01
ALT865 LOW Po Man 劉寶民 RE Asset Management 2013-01-30 2015-09-01
ALU105 TONG Nga Man, Irene 唐雅汶 RE Advising on Securities 2005-04-29 2005-05-19
ALU426 WONG Chui Lor 黃翠娜 RE Dealing in Securities 2011-04-06
ALU426 WONG Chui Lor 黃翠娜 RE Dealing in Futures Contracts 2011-04-06
ALV298 CHANG Yat Wing 張日榮 RE Dealing in Securities 2005-04-29 2007-01-15
ALW131 TSIN Kar Wai, Doris 錢嘉慧 RE Dealing in Securities 2005-03-31 2005-06-21
ALW207 CHENG Kai Chung, Garrick 鄭啟充 RE Dealing in Securities 2006-09-06 2007-05-23
ALW207 CHENG Kai Chung, Garrick 鄭啟充 RE Advising on Securities 2006-12-11 2007-05-23
ALW308 WAN Bill Kim Lung 溫劍龍 RE Advising on Securities 2012-02-08 2013-08-31
ALW332 MURAYAMA Madoka RE Dealing in Securities 2005-05-13 2007-12-12
ALW332 MURAYAMA Madoka RE Dealing in Futures Contracts 2005-05-13 2007-12-12
ALW346 CHAN Yu Fung, Bada 陳宇鋒 RE Dealing in Securities 2005-04-29 2005-05-23
ALW380 HO Winson 何永深 RE Dealing in Securities 2005-09-12 2007-02-28
ALW486 LEUNG Ting Kwok 梁定國 RE Dealing in Securities 2012-07-12 2015-10-30
ALW486 LEUNG Ting Kwok 梁定國 RE Dealing in Futures Contracts 2012-07-12 2015-10-30
ALW646 LEUNG Hung Kai 梁鴻基 RE Dealing in Securities 2005-05-31 2006-04-12
ALW646 LEUNG Hung Kai 梁鴻基 RE Dealing in Securities 2007-07-24 2008-11-13
ALW864 LEONG Chong Ip 梁昶燁 RE Advising on Securities 2005-05-31 2006-11-30
ALW868 HOLCOMBE Catherine Elizabeth RE Dealing in Securities 2006-12-29 2007-05-22
ALW868 HOLCOMBE Catherine Elizabeth RE Advising on Securities 2006-09-01 2007-05-22
ALZ651 MATHESON Allan Edward RE Dealing in Securities 2005-07-26 2006-11-01
ALZ752 LAI Ka Kit 黎家傑 RE Dealing in Securities 2005-06-02 2007-01-15
AMB385 SHING Yuen Kiu, Anita 成元嬌 RE Advising on Securities 2005-06-28 2006-08-25
AMB706 AU YEUNG Fai Wa 歐陽輝華 RE Dealing in Securities 2010-12-16 2015-12-31
AMB706 AU YEUNG Fai Wa 歐陽輝華 RE Dealing in Futures Contracts 2010-12-16 2015-12-31
AMB706 AU YEUNG Fai Wa 歐陽輝華 RE Advising on Securities 2010-12-16 2015-12-31
AMC922 LAM Hin Yiu 藍顯耀 RE Advising on Securities 2005-08-12 2006-10-20
AMC925 YUEN Ka Tai, Wilson 袁家泰 RE Dealing in Securities 2005-08-12 2005-11-01
AME242 TSANG Wing Yiu 曾榮耀 RE Advising on Securities 2005-08-12 2006-01-06
AME706 LAI Sin Chong 黎善昌 RE Advising on Securities 2005-06-29 2007-02-28
AME890 LEUNG Chu Hei 梁主曦 RE Dealing in Securities 2018-07-06
AMF310 CHAN Yat Yuen 陳逸源 RE Dealing in Securities 2009-04-27 2010-05-01
AMF310 CHAN Yat Yuen 陳逸源 RE Advising on Securities 2009-01-16 2010-05-01
AMF352 WONG Kwok Wa 王國華 RE Dealing in Securities 2014-02-13 2014-03-01
AMF376 LAM Chung Yin 林仲賢 RE Dealing in Securities 2012-12-19 2017-07-31
AMF376 LAM Chung Yin 林仲賢 RE Dealing in Futures Contracts 2012-12-19 2017-07-31
AMF376 LAM Chung Yin 林仲賢 RE Advising on Securities 2012-12-19 2017-07-31
AMI493 YAN Kwok Tung 甄國棟 RE Dealing in Securities 2005-09-08 2007-01-18
AMJ217 KWOK Min Wai, Eva 郭敏慧 RE Dealing in Securities 2010-11-25
AMJ217 KWOK Min Wai, Eva 郭敏慧 RE Advising on Securities 2010-02-09
AMJ356 CHAN Kin Man 陳建文 RE Dealing in Securities 2005-09-30 2006-01-06
AMJ553 CHAN Yat Fei 陳逸霏 RE Advising on Securities 2006-06-16 2007-02-28
AMJ571 NGAN Miu Kam 顏妙琴 RE Dealing in Securities 2008-05-29 2009-12-01
AMJ571 NGAN Miu Kam 顏妙琴 RE Advising on Securities 2008-05-29 2015-03-10
AMJ995 LAM Kwok Ming 林國明 RE Advising on Securities 2005-08-26 2007-02-28
AML235 TING Michael P. 丁柏年 RE Dealing in Securities 2010-07-08 2011-04-20
AML235 TING Michael P. 丁柏年 RE Dealing in Futures Contracts 2010-07-08 2011-04-20
AML235 TING Michael P. 丁柏年 RE Advising on Securities 2010-07-08 2011-04-20
AML235 TING Michael P. 丁柏年 RE Asset Management 2010-07-08 2011-04-20
AMN655 PANG Wing Kit 彭永傑 RE Dealing in Securities 2010-12-20 2011-08-13
AMN655 PANG Wing Kit 彭永傑 RE Dealing in Futures Contracts 2010-12-20 2011-08-13
AMN677 LEE Kit Ming 李杰明 RE Dealing in Securities 2005-09-30 2006-10-21
AMN677 LEE Kit Ming 李杰明 RE Advising on Securities 2005-09-30 2006-10-21
AMP114 CHIU King Leung 招景亮 RE Dealing in Securities 2016-06-27
AMP114 CHIU King Leung 招景亮 RE Asset Management 2016-06-27
AMR221 CHAN Ling Fung 陳凌峰 RE Dealing in Securities 2013-09-11 2015-09-01
AMS061 HUNG Man Yuk Dicson 洪旻旭 RE Advising on Securities 2005-12-06 2007-01-16
AMS111 LI Zhonghai 李忠海 RE Dealing in Securities 2009-02-04
AMS255 LOU Hiu Wah 劉曉樺 RE Advising on Securities 2005-11-28 2006-07-14
AMS263 LUNG Chung Wing, Alexander 龍松榮 RE Advising on Securities 2005-11-28 2006-10-19
AMS298 CHAN Wai Yin 陳偉賢 RE Dealing in Securities 2013-03-14 2017-04-06
AMS298 CHAN Wai Yin 陳偉賢 RE Dealing in Futures Contracts 2013-03-14 2017-04-06
AMS298 CHAN Wai Yin 陳偉賢 RE Advising on Securities 2013-03-14 2017-04-06
AMS298 CHAN Wai Yin 陳偉賢 RE Asset Management 2013-03-14 2017-04-06
AMU052 CHEUNG Sing Po 張成浦 RE Dealing in Securities 2011-06-09
AMU203 LAM Fung Tai, Barry Joe 林逢泰 RE Dealing in Securities 2006-07-31 2008-02-13
AMU203 LAM Fung Tai, Barry Joe 林逢泰 RE Dealing in Futures Contracts 2006-07-31 2008-02-13
AMU321 FAN Yu Hin, Edwin 樊宇軒 RE Dealing in Securities 2010-07-16 2011-03-01
AMU321 FAN Yu Hin, Edwin 樊宇軒 RE Dealing in Futures Contracts 2010-07-16 2011-03-01
AMU321 FAN Yu Hin, Edwin 樊宇軒 RE Advising on Securities 2010-07-16 2011-03-01
AMW595 PUI Yuk Ho 貝玉可 RE Advising on Securities 2005-12-28 2006-05-30
AMW596 SIU Chee Long, Raymond 蕭志朗 RE Dealing in Securities 2013-09-17 2015-06-27
AMW596 SIU Chee Long, Raymond 蕭志朗 RE Asset Management 2013-09-17 2015-06-27
AMX749 CHAN Wai Tak 陳偉德 RE Dealing in Securities 2012-04-25 2018-02-09
AMZ185 CHAN Suk Kwan, Bonnie 陳淑群 RE Dealing in Securities 2014-05-29 2015-09-01
AMZ185 CHAN Suk Kwan, Bonnie 陳淑群 RE Dealing in Futures Contracts 2014-05-29 2015-09-01
ANA183 CHAN Kam Chee 陳錦池 RE Advising on Securities 2006-02-06 2006-04-14
ANA832 CHAN Lai Ping, Carolina 陳麗萍 RE Advising on Securities 2006-07-25 2007-02-28
ANB937 SIU Yee Wah, Eva 蕭綺華 RE Advising on Securities 2006-02-24 2007-02-28
ANC055 LEUNG Yui Ka, Elsa 梁睿珈 RE Advising on Securities 2006-03-29 2007-02-28
ANC057 SO Wing Bing, Grace 蘇泳冰 RE Advising on Securities 2006-03-29 2007-02-28
ANC063 NG Yu On 伍裕安 RE Advising on Securities 2006-03-29 2006-11-13
ANC064 CHUI Ka Chun, Dick 徐家俊 RE Advising on Securities 2006-03-29 2006-09-25
ANC066 YIP Shu Wing 葉樹榮 RE Advising on Securities 2006-03-29 2007-02-28
ANE758 LAU Filipe Chiushing 劉昭成 RE Dealing in Securities 2008-02-14 2018-02-09
ANE758 LAU Filipe Chiushing 劉昭成 RE Dealing in Futures Contracts 2008-02-14 2018-02-09
ANG307 YUEN Ka Chi 阮家志 RE Dealing in Securities 2011-06-14 2014-09-09
ANG307 YUEN Ka Chi 阮家志 RE Dealing in Futures Contracts 2011-06-14 2014-09-09
ANG763 LAM Lun Tun 林龍敦 RE Dealing in Securities 2006-05-29 2008-10-24
ANG976 WONG Wai Hong 黃偉康 RE Dealing in Securities 2010-02-12 2010-06-09
ANH086 LEE Shui Sang 李瑞生 RE Advising on Securities 2006-06-09 2007-02-28
ANJ863 NG Yau Kan 吳有根 RE Dealing in Securities 2013-08-22 2013-11-16
ANP370 U I Lan 余綺蘭 RE Dealing in Securities 2007-04-10 2010-12-14
ANQ197 SUN Sai Man 孫世文 RE Dealing in Securities 2008-09-29 2010-05-01
ANQ501 MATHIE Robbi RE Dealing in Securities 2016-09-07 2017-08-09
ANQ501 MATHIE Robbi RE Dealing in Futures Contracts 2016-09-07 2017-08-09
ANQ961 LAM Sit Hung 林燮鴻 RE Dealing in Securities 2012-10-05 2013-06-29
ANQ961 LAM Sit Hung 林燮鴻 RE Dealing in Futures Contracts 2012-10-05 2013-06-29
ANR349 LI Xian 李冼 RE Dealing in Securities 2008-06-26 2009-12-28
ANR349 LI Xian 李冼 RE Dealing in Futures Contracts 2008-06-26 2009-12-28
ANR769 LEE Wai Yan 李慧欣 RE Advising on Securities 2006-09-05 2007-01-15
ANY303 CHEUNG Wai Kit 張偉傑 RE Advising on Securities 2012-03-12 2013-09-02
ANY387 YIP Wing Cheong 葉永昌 RE Dealing in Securities 2011-09-05 2018-02-02
AOA848 JIANG Xiaoxing 蔣晓星 RE Advising on Securities 2006-12-28 2007-04-27
AOD822 SIN Ka Ying 冼家瑩 RE Dealing in Securities 2010-08-30 2010-10-22
AOD822 SIN Ka Ying 冼家瑩 RE Dealing in Futures Contracts 2010-08-30 2010-10-22
AOE444 CHEUNG Fan 張帆 RE Dealing in Securities 2011-06-09 2016-12-30
AOG175 FUNG Chun Yip 馮駿業 RE Dealing in Securities 2006-11-28 2008-07-22
AOG819 LAW Ka Man, Wendy 羅嘉雯 RE Dealing in Futures Contracts 2014-10-24 2015-09-01
AOG999 KWAI Ting Kong 季霆剛 RE Dealing in Securities 2009-06-17 2010-02-18
AOG999 KWAI Ting Kong 季霆剛 RE Dealing in Futures Contracts 2009-06-17 2010-02-18
AOG999 KWAI Ting Kong 季霆剛 RE Advising on Securities 2009-12-30 2010-02-18
AOH587 CHANG Kam Mei 鄭金媚 RE Dealing in Securities 2011-02-25 2013-10-26
AOI948 HO Yiu Chung, Ivan 何耀宗 RE Dealing in Securities 2018-06-06
AOJ328 LEE Jeong Ju RE Dealing in Securities 2011-08-11 2012-06-01
AOJ328 LEE Jeong Ju RE Advising on Securities 2011-08-22 2012-06-01
AON697 HU En Ray 胡恩瑞 RE Dealing in Securities 2007-02-06 2010-03-02
AON697 HU En Ray 胡恩瑞 RE Dealing in Futures Contracts 2007-02-06 2010-03-02
AON697 HU En Ray 胡恩瑞 RE Advising on Securities 2007-02-06 2010-03-02
AON697 HU En Ray 胡恩瑞 RE Asset Management 2008-03-07 2010-03-02
AON938 TONG Siu Cheung 湯紹彰 RE Dealing in Securities 2011-04-15 2015-04-01
AON938 TONG Siu Cheung 湯紹彰 RE Dealing in Futures Contracts 2011-04-15 2015-04-01
AON938 TONG Siu Cheung 湯紹彰 RE Advising on Securities 2012-09-06 2015-04-01
AON938 TONG Siu Cheung 湯紹彰 RE Asset Management 2012-11-09 2015-04-01
AOQ868 WU Ho Yin 胡浩然 RE Dealing in Securities 2011-09-07
AOQ868 WU Ho Yin 胡浩然 RE Dealing in Futures Contracts 2011-09-07
AOQ868 WU Ho Yin 胡浩然 RE Asset Management 2015-07-27
AOR779 CHAN Sheung Yin Jobi 陳尚言 RE Dealing in Securities 2011-07-14
AOR779 CHAN Sheung Yin Jobi 陳尚言 RE Dealing in Futures Contracts 2011-07-14
AOU619 WONG Shuk Kwan 王淑君 RE Dealing in Securities 2007-06-07 2007-10-26
AOU619 WONG Shuk Kwan 王淑君 RE Dealing in Securities 2010-07-08 2011-06-29
AOU619 WONG Shuk Kwan 王淑君 RE Dealing in Futures Contracts 2007-06-07 2007-10-26
AOU619 WONG Shuk Kwan 王淑君 RE Dealing in Futures Contracts 2010-07-08 2011-06-29
AOX216 LAU Wai Han 劉慧嫻 RE Dealing in Securities 2014-05-20 2015-07-02
AOX216 LAU Wai Han 劉慧嫻 RE Asset Management 2014-08-20 2015-07-02
AOY201 CHOY Wai Kin 蔡偉堅 RE Dealing in Securities 2012-02-27 2018-02-09
AOY201 CHOY Wai Kin 蔡偉堅 RE Dealing in Futures Contracts 2012-02-27 2018-02-09
APB368 AU Sing Hong 歐成康 RE Dealing in Securities 2007-07-25 2008-02-29
APB368 AU Sing Hong 歐成康 RE Advising on Securities 2007-07-25 2008-02-29
APC075 CHAN Ka Chun 陳嘉駿 RE Dealing in Securities 2007-06-18 2008-01-11
APC075 CHAN Ka Chun 陳嘉駿 RE Advising on Securities 2007-06-18 2008-01-11
APD110 YIP Tsz To 葉旨濤 RE Dealing in Securities 2008-01-24 2010-06-24
APD110 YIP Tsz To 葉旨濤 RE Dealing in Futures Contracts 2008-03-25 2010-06-24
APD110 YIP Tsz To 葉旨濤 RE Asset Management 2008-03-25 2010-06-24
APD255 YIP Wing Sum 葉永森 RE Dealing in Securities 2011-01-31 2013-06-01
APD255 YIP Wing Sum 葉永森 RE Dealing in Securities 2014-10-07 2015-09-01
APE897 CHEUNG Kam Shan 張金山 RE Dealing in Securities 2011-06-09 2017-03-24
APG477 LEE Wai Kwan 李慧群 RE Dealing in Securities 2008-02-18
APG477 LEE Wai Kwan 李慧群 RE Dealing in Futures Contracts 2008-04-29
APG477 LEE Wai Kwan 李慧群 RE Asset Management 2011-02-16
APG725 KWAN Sing Kin 關勝健 RE Dealing in Securities 2012-06-29 2016-06-02
APG725 KWAN Sing Kin 關勝健 RE Dealing in Futures Contracts 2012-06-29 2016-06-02
APG725 KWAN Sing Kin 關勝健 RE Advising on Securities 2012-06-29 2016-06-02
APG838 YEUNG Iris See Lok 楊詩樂 RE Dealing in Securities 2007-07-18 2010-06-03
APG838 YEUNG Iris See Lok 楊詩樂 RE Dealing in Futures Contracts 2007-07-18 2010-06-03
APH264 LAU Siu Ming 劉紹銘 RE Dealing in Securities 2012-10-18
APH264 LAU Siu Ming 劉紹銘 RE Dealing in Futures Contracts 2012-10-18
APH264 LAU Siu Ming 劉紹銘 RE Advising on Securities 2012-10-18
APH264 LAU Siu Ming 劉紹銘 RE Asset Management 2017-06-30
APH361 LEE Wai Yee 李慧儀 RE Dealing in Securities 2011-11-25 2016-12-22
APH361 LEE Wai Yee 李慧儀 RO Dealing in Securities 2016-12-22 2017-10-19
APH361 LEE Wai Yee 李慧儀 RE Advising on Securities 2011-11-25 2017-10-19
APH361 LEE Wai Yee 李慧儀 RE Asset Management 2012-03-02 2017-10-19
APH411 CHIU Wai Yin 趙蔚賢 RE Dealing in Securities 2007-07-26
APH411 CHIU Wai Yin 趙蔚賢 RE Dealing in Futures Contracts 2007-07-26
APH992 WONG Pun Lam 王本霖 RE Dealing in Securities 2011-05-23 2011-11-22
APH992 WONG Pun Lam 王本霖 RE Dealing in Futures Contracts 2011-05-23 2011-11-22
API132 YE Fei Yue 葉飛越 RE Dealing in Securities 2008-03-18
API132 YE Fei Yue 葉飛越 RE Dealing in Futures Contracts 2009-01-20
APJ320 NG Kwai Wa 吳貴華 RE Dealing in Securities 2014-06-30 2015-09-01
APJ320 NG Kwai Wa 吳貴華 RE Dealing in Futures Contracts 2014-06-30 2015-09-01
APJ320 NG Kwai Wa 吳貴華 RE Advising on Securities 2014-06-30 2015-09-01
APJ320 NG Kwai Wa 吳貴華 RE Asset Management 2015-06-01 2015-09-01
APJ881 CHAU Wa 鄒華 RE Dealing in Securities 2011-08-03 2014-02-20
APJ881 CHAU Wa 鄒華 RE Advising on Corporate Finance 2012-06-18 2014-02-20
APK227 KWONG Chin Cheung 鄺展翔 RE Dealing in Securities 2009-01-20
APK227 KWONG Chin Cheung 鄺展翔 RE Dealing in Futures Contracts 2012-06-18
APK227 KWONG Chin Cheung 鄺展翔 RE Advising on Securities 2008-11-17
APK227 KWONG Chin Cheung 鄺展翔 RE Asset Management 2008-11-17
APO129 CHUNG Wei Chiu, Dennis 鍾滙超 RE Dealing in Securities 2018-06-01
APO129 CHUNG Wei Chiu, Dennis 鍾滙超 RE Dealing in Futures Contracts 2018-06-01
APO527 CHUNG King Kwok 鍾經國 RE Dealing in Securities 2013-08-07 2014-04-17
APO527 CHUNG King Kwok 鍾經國 RE Advising on Securities 2013-08-07 2014-04-17
APP343 TSE Pui Pun 謝培斌 RE Dealing in Securities 2011-02-22 2012-07-03
APP343 TSE Pui Pun 謝培斌 RE Dealing in Futures Contracts 2011-02-22 2012-07-03
APP683 CHAN Ka Wai 陳嘉慧 RE Dealing in Securities 2016-06-23 2016-10-13
APP683 CHAN Ka Wai 陳嘉慧 RE Dealing in Securities 2018-05-10
APP683 CHAN Ka Wai 陳嘉慧 RE Dealing in Futures Contracts 2016-06-23 2016-10-13
APP683 CHAN Ka Wai 陳嘉慧 RE Dealing in Futures Contracts 2018-05-10
APP683 CHAN Ka Wai 陳嘉慧 RE Advising on Securities 2016-06-23 2016-10-13
APQ830 LAM Sai Fong 林世方 RE Dealing in Securities 2007-09-19 2008-05-02
APR491 LI Chi Leung 李志良 RE Dealing in Securities 2008-01-15 2008-10-20
APR958 YUEN Chih Wei, Peter 袁志偉 RE Dealing in Securities 2014-05-19 2016-12-31
APW679 FUNG Chi Wai 馮梓維 RE Dealing in Securities 2017-12-15 2018-05-24
APW679 FUNG Chi Wai 馮梓維 RE Dealing in Futures Contracts 2017-12-15 2018-05-24
APZ994 CHENG Man Loch, Charlotte 鄭敏樂 RE Dealing in Securities 2011-11-07 2014-02-10
APZ994 CHENG Man Loch, Charlotte 鄭敏樂 RE Dealing in Futures Contracts 2014-01-21 2014-02-10
APZ994 CHENG Man Loch, Charlotte 鄭敏樂 RE Advising on Securities 2011-11-07 2014-02-10
APZ994 CHENG Man Loch, Charlotte 鄭敏樂 RE Asset Management 2011-11-07 2014-02-10
AQA664 TAM King Yin, Kenneth 譚敬賢 RE Dealing in Securities 2017-10-10 2018-07-25
AQA664 TAM King Yin, Kenneth 譚敬賢 RE Dealing in Futures Contracts 2017-10-10 2018-07-25
AQA664 TAM King Yin, Kenneth 譚敬賢 RE Advising on Securities 2017-10-10 2018-07-25
AQC397 TAM Wai Kei 譚偉基 RE Dealing in Securities 2007-12-12 2008-05-02
AQC397 TAM Wai Kei 譚偉基 RE Dealing in Futures Contracts 2007-12-12 2008-05-02
AQD871 WONG Ka Ki, Eva 黃嘉琪 RE Dealing in Securities 2014-04-24 2015-03-07
AQD871 WONG Ka Ki, Eva 黃嘉琪 RE Dealing in Futures Contracts 2014-04-24 2015-03-07
AQE454 FONG Tak Jim 方德霑 RE Dealing in Securities 2018-07-06
AQE454 FONG Tak Jim 方德霑 RE Dealing in Futures Contracts 2018-07-06
AQE454 FONG Tak Jim 方德霑 RE Advising on Securities 2018-07-06
AQE454 FONG Tak Jim 方德霑 RE Asset Management 2018-07-06
AQE871 SY Wang Ngai, Gregory 施宏毅 RE Dealing in Securities 2010-02-10 2016-04-30
AQE871 SY Wang Ngai, Gregory 施宏毅 RE Dealing in Futures Contracts 2014-11-24 2016-04-30
AQE871 SY Wang Ngai, Gregory 施宏毅 RE Advising on Securities 2010-01-13 2016-04-30
AQE871 SY Wang Ngai, Gregory 施宏毅 RE Asset Management 2010-01-13 2016-04-30
AQE980 HO Yee Lin, Elaine 何綺蓮 RE Dealing in Securities 2010-05-14 2017-12-29
AQE980 HO Yee Lin, Elaine 何綺蓮 RE Dealing in Futures Contracts 2010-05-14 2017-12-29
AQE980 HO Yee Lin, Elaine 何綺蓮 RE Advising on Securities 2010-05-14 2017-12-29
AQG750 TING Wa Hing 丁華興 RE Dealing in Securities 2008-01-09 2010-05-13
AQG750 TING Wa Hing 丁華興 RE Dealing in Futures Contracts 2008-01-09 2010-05-13
AQG751 NGAI Shuk Wa Summy 魏淑華 RE Advising on Securities 2008-01-16 2009-02-04
AQJ036 CHAN Chun Wai 陳俊偉 RE Dealing in Securities 2008-08-25 2010-09-09
AQJ036 CHAN Chun Wai 陳俊偉 RE Advising on Securities 2009-04-30 2010-09-09
AQJ036 CHAN Chun Wai 陳俊偉 RE Asset Management 2009-04-30 2010-09-09
AQM170 CHAN Hung Shing 陳雄勝 RE Dealing in Securities 2008-03-07 2009-08-31
AQM170 CHAN Hung Shing 陳雄勝 RE Dealing in Futures Contracts 2008-03-07 2009-08-31
AQN205 ONG Mok Chun 王謨駿 RE Dealing in Securities 2014-10-07 2016-06-29
AQN205 ONG Mok Chun 王謨駿 RE Dealing in Futures Contracts 2014-10-07 2016-06-29
AQN411 MA Fung Po 馬逢葆 RE Dealing in Securities 2011-06-09 2017-03-24
AQQ237 CHOY Yau Fai 蔡佑徽 RE Dealing in Securities 2010-07-09 2012-03-15
AQQ237 CHOY Yau Fai 蔡佑徽 RE Dealing in Futures Contracts 2010-07-09 2012-03-15
AQQ237 CHOY Yau Fai 蔡佑徽 RE Asset Management 2010-07-09 2012-03-15
AQR069 WONG Chun Sing 王晋聲 RE Dealing in Securities 2015-04-22
AQR069 WONG Chun Sing 王晋聲 RE Dealing in Futures Contracts 2015-04-22
AQR945 KWONG Chun Kin 鄺鎮健 RE Dealing in Securities 2009-01-14
AQR945 KWONG Chun Kin 鄺鎮健 RE Dealing in Futures Contracts 2010-07-16
AQR972 IP Chun Lung 葉晉龍 RE Dealing in Securities 2011-01-24 2015-01-31
AQS021 CHAN Wai Lun 陳偉崙 RE Dealing in Securities 2016-05-17
AQS021 CHAN Wai Lun 陳偉崙 RE Dealing in Futures Contracts 2016-05-17
AQU095 CHAN Sin Hang 陳倩姮 RE Dealing in Securities 2008-04-01 2011-07-09
AQU095 CHAN Sin Hang 陳倩姮 RE Dealing in Futures Contracts 2008-06-20 2011-07-09
AQU895 LANGFORD Michael RE Dealing in Securities 2008-04-11 2008-05-24
AQU895 LANGFORD Michael RE Dealing in Securities 2008-11-05 2009-12-20
AQU895 LANGFORD Michael RE Dealing in Futures Contracts 2008-04-11 2008-05-24
AQU895 LANGFORD Michael RE Dealing in Futures Contracts 2008-11-05 2009-12-20
AQU895 LANGFORD Michael RE Advising on Securities 2008-04-11 2008-05-24
AQU895 LANGFORD Michael RE Advising on Securities 2009-10-15 2009-12-20
AQX346 LAMI MONTAPERTO Guido RE Dealing in Securities 2012-01-26 2013-01-25
AQX346 LAMI MONTAPERTO Guido RE Advising on Securities 2012-01-26 2013-01-25
AQX563 LAM King Hong 林景康 RE Dealing in Securities 2013-06-21 2015-09-01
AQY033 LOW Chung Weng 劉頌榮 RE Dealing in Securities 2008-06-20 2010-03-01
AQY033 LOW Chung Weng 劉頌榮 RE Advising on Securities 2008-06-20 2010-03-01
ARF791 YUEN Yau Sang 袁佑生 RE Dealing in Securities 2008-07-30 2018-06-08
ARF791 YUEN Yau Sang 袁佑生 RE Dealing in Futures Contracts 2008-07-30 2018-06-08
ARG567 LUI Hin Chuo, Aaron 雷衍操 RE Advising on Securities 2012-07-06 2012-08-14
ARG567 LUI Hin Chuo, Aaron 雷衍操 RE Asset Management 2012-07-06 2012-08-14
ARH653 LAW Wai Yin 羅慧妍 RE Dealing in Securities 2008-08-14
ARH653 LAW Wai Yin 羅慧妍 RE Dealing in Futures Contracts 2008-08-14
ARH653 LAW Wai Yin 羅慧妍 RE Asset Management 2011-02-28
ARH867 WONG Heung Wing 黃向榮 RE Dealing in Securities 2015-08-25
ARH867 WONG Heung Wing 黃向榮 RE Dealing in Futures Contracts 2015-08-25
ARI562 WONG Wai Lan 黃惠蘭 RE Dealing in Securities 2011-09-23 2014-09-06
ARI562 WONG Wai Lan 黃惠蘭 RE Dealing in Futures Contracts 2011-09-23 2014-09-06
ARI982 WONG Kin On 黃健安 RE Dealing in Securities 2012-08-24 2014-04-17
ARI982 WONG Kin On 黃健安 RE Advising on Securities 2012-08-24 2014-04-17
ARM758 WANG Yinghong 王映紅 RE Dealing in Securities 2008-08-21 2010-12-20
ARM758 WANG Yinghong 王映紅 RE Dealing in Futures Contracts 2008-08-21 2010-12-20
ARO318 POTTER Simon James RE Dealing in Securities 2011-08-10 2013-01-01
ARO948 CHONG Yuk Choi, Philip 章煜才 RE Dealing in Securities 2008-09-04 2009-06-15
ARQ379 LEUNG Kam Wing, Goose 梁錦榮 RE Dealing in Securities 2008-10-22 2016-04-07
ARQ379 LEUNG Kam Wing, Goose 梁錦榮 RE Dealing in Futures Contracts 2009-01-07 2016-04-07
ARQ530 LAU Fung Ngor, Swan 劉鳳娥 RE Dealing in Securities 2010-11-23 2015-07-11
ARQ530 LAU Fung Ngor, Swan 劉鳳娥 RE Dealing in Futures Contracts 2010-11-23 2015-07-11
ARQ530 LAU Fung Ngor, Swan 劉鳳娥 RE Asset Management 2014-02-18 2015-07-11
ARQ770 KIM Bum Suk 金範錫 RE Dealing in Securities 2012-09-24 2014-04-17
ARQ770 KIM Bum Suk 金範錫 RE Dealing in Futures Contracts 2013-03-14 2014-04-17
ARQ770 KIM Bum Suk 金範錫 RE Advising on Securities 2012-09-24 2014-04-17
ARQ770 KIM Bum Suk 金範錫 RE Asset Management 2012-09-24 2014-04-17
ARR608 CHAN Wang Fai 陳宏輝 RE Dealing in Securities 2010-07-19 2011-11-29
ARR608 CHAN Wang Fai 陳宏輝 RE Advising on Securities 2010-07-19 2011-11-29
ARR782 CHAN Ngai Lun, Alan 陳倪麟 RE Dealing in Securities 2012-08-20 2018-03-16
ARR782 CHAN Ngai Lun, Alan 陳倪麟 RE Dealing in Futures Contracts 2012-08-20 2018-03-16
ARR782 CHAN Ngai Lun, Alan 陳倪麟 RE Advising on Securities 2012-08-20 2018-03-16
ARS446 LIN Cheng-Yih 林正義 RE Dealing in Securities 2008-10-21 2012-01-28
ARS446 LIN Cheng-Yih 林正義 RE Dealing in Futures Contracts 2008-10-21 2012-01-28
ARV609 LIU Qian 劉倩 RE Dealing in Securities 2008-11-07 2010-03-22
ARV609 LIU Qian 劉倩 RE Dealing in Futures Contracts 2008-11-07 2010-03-22
ARV609 LIU Qian 劉倩 RE Advising on Securities 2009-10-15 2010-03-22
ARV925 YIM Wan 嚴云 RE Dealing in Securities 2008-11-07 2010-03-01
ARW185 CHUANG Alan Yik Fung 莊奕烽 RE Dealing in Securities 2010-02-10 2010-04-30
ARW185 CHUANG Alan Yik Fung 莊奕烽 RE Advising on Securities 2010-01-13 2010-04-30
ARW185 CHUANG Alan Yik Fung 莊奕烽 RE Asset Management 2010-01-13 2010-04-30
ASD649 FONG Man Sum 方文森 RE Dealing in Securities 2010-10-22 2011-09-01
ASG434 WONG Shing Him 黃成謙 RE Advising on Securities 2009-01-14 2009-03-09
ASH430 WONG Ting Kwan 黃婷筠 RE Dealing in Securities 2010-02-10 2011-12-30
ASH430 WONG Ting Kwan 黃婷筠 RE Advising on Securities 2010-01-13 2011-12-30
ASH430 WONG Ting Kwan 黃婷筠 RE Asset Management 2010-01-13 2011-12-30
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Dealing in Securities 2010-02-10 2014-06-21
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Dealing in Futures Contracts 2011-05-31 2014-06-21
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Advising on Securities 2009-12-17 2014-06-21
ASH431 LING Cheuk Wing Henry 凌卓榮 RE Asset Management 2009-12-17 2014-06-21
ASI305 JIANG Quan 姜泉 RE Dealing in Securities 2009-01-23
ASI305 JIANG Quan 姜泉 RE Dealing in Futures Contracts 2011-12-30
ASI306 PAN Xing 潘興 RE Dealing in Securities 2009-02-04
ASI306 PAN Xing 潘興 RE Dealing in Futures Contracts 2009-02-04
ASK571 YAN Ching Man 甄靜敏 RE Dealing in Securities 2009-02-10 2013-12-23
ASK571 YAN Ching Man 甄靜敏 RO Dealing in Securities 2013-12-23
ASK571 YAN Ching Man 甄靜敏 RE Dealing in Futures Contracts 2009-06-01 2013-12-23
ASK571 YAN Ching Man 甄靜敏 RO Dealing in Futures Contracts 2013-12-23
ASK571 YAN Ching Man 甄靜敏 RE Asset Management 2011-08-10
ASL211 JIANG Zhengxi 姜鄭熙 RE Dealing in Securities 2009-02-12
ASL211 JIANG Zhengxi 姜鄭熙 RE Dealing in Futures Contracts 2009-02-12
ASL211 JIANG Zhengxi 姜鄭熙 RE Asset Management 2010-07-21
ASM260 LI Shuang 李爽 RE Dealing in Securities 2010-07-27
ASM260 LI Shuang 李爽 RE Dealing in Futures Contracts 2011-12-30
ASM262 YANG Hua 楊樺 RE Dealing in Securities 2010-07-21 2012-12-31
ASM262 YANG Hua 楊樺 RE Dealing in Futures Contracts 2010-07-21 2012-12-31
ASS216 LEUNG Paul 梁世明 RE Dealing in Securities 2013-01-22
ASS216 LEUNG Paul 梁世明 RE Advising on Securities 2013-01-22
ASS216 LEUNG Paul 梁世明 RE Asset Management 2013-04-12
ASS279 YIM Chi Keung 嚴志強 RE Dealing in Securities 2017-06-22
ASS279 YIM Chi Keung 嚴志強 RE Dealing in Futures Contracts 2017-06-22
ATC538 CHEN Chun To 陳俊陶 RE Dealing in Securities 2012-08-15 2018-02-09
ATC538 CHEN Chun To 陳俊陶 RE Dealing in Futures Contracts 2012-08-15 2018-02-09
ATC943 LIU Tiejun 劉鐵軍 RE Dealing in Securities 2010-09-09
ATC943 LIU Tiejun 劉鐵軍 RE Dealing in Futures Contracts 2010-09-09
ATE768 WONG Chi Hung, Philip 王智雄 RE Dealing in Securities 2009-06-22 2015-10-23
ATE768 WONG Chi Hung, Philip 王智雄 RO Dealing in Securities 2015-10-23 2018-11-30
ATE768 WONG Chi Hung, Philip 王智雄 RE Dealing in Futures Contracts 2009-06-22 2016-01-13
ATE768 WONG Chi Hung, Philip 王智雄 RO Dealing in Futures Contracts 2016-01-13 2018-11-30
ATE768 WONG Chi Hung, Philip 王智雄 RO Advising on Securities 2016-09-21 2018-11-30
ATE768 WONG Chi Hung, Philip 王智雄 RE Asset Management 2011-07-22 2016-12-13
ATE768 WONG Chi Hung, Philip 王智雄 RO Asset Management 2016-12-13 2018-11-30
ATE780 YU Carmen Hang Ting 余杏婷 RE Dealing in Securities 2009-06-19 2015-02-08
ATE780 YU Carmen Hang Ting 余杏婷 RE Dealing in Futures Contracts 2009-06-19 2015-02-08
ATG997 WONG Pun Lung, Rockey 黃濱龍 RE Dealing in Securities 2016-03-24 2018-02-09
ATG997 WONG Pun Lung, Rockey 黃濱龍 RE Dealing in Futures Contracts 2016-03-24 2018-02-09
ATH203 LUI Man Chu Mandy 呂文珠 RE Dealing in Securities 2010-03-24 2011-12-30
ATH203 LUI Man Chu Mandy 呂文珠 RE Advising on Securities 2010-02-26 2011-12-30
ATH203 LUI Man Chu Mandy 呂文珠 RE Asset Management 2010-03-24 2011-12-30
ATJ035 PAN Yuming 潘玉明 RE Dealing in Securities 2013-07-22
ATJ035 PAN Yuming 潘玉明 RE Dealing in Futures Contracts 2014-05-26
ATJ035 PAN Yuming 潘玉明 RE Advising on Securities 2013-07-22
ATJ035 PAN Yuming 潘玉明 RE Asset Management 2013-07-22
ATJ433 SONG Jingjing 宋晶晶 RE Dealing in Futures Contracts 2010-07-28 2017-12-14
ATJ434 ZHONG Lan 鍾嵐 RE Dealing in Securities 2010-07-26
ATJ434 ZHONG Lan 鍾嵐 RE Dealing in Futures Contracts 2010-07-26
ATL696 LI Mingliang 黎明亮 RE Dealing in Securities 2010-07-21
ATL696 LI Mingliang 黎明亮 RE Dealing in Futures Contracts 2010-07-21
ATN173 HON Fun, Fionna 韓芬 RE Dealing in Securities 2010-12-20 2011-09-05
ATN700 MAK Chi Ho 麥志豪 RE Dealing in Securities 2010-12-17 2011-06-11

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