These are the licence-holders that were found for SFC licence institution AAC648 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA656 | MA Hing Lai, Lina | 馬興麗 | RE | Dealing in Securities | 2003-04-01 | 2018-01-04 |
| AAA656 | MA Hing Lai, Lina | 馬興麗 | RE | Advising on Securities | 2003-04-01 | 2004-06-05 |
| AAA656 | MA Hing Lai, Lina | 馬興麗 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-05 |
| AAA656 | MA Hing Lai, Lina | 馬興麗 | RE | Asset Management | 2003-04-01 | 2004-06-05 |
| AAB927 | HO Kwok Ki | 何國琪 | RE | Dealing in Securities | 2007-09-07 | |
| AAB993 | LAM Wai Chee | 林偉志 | RE | Dealing in Securities | 2016-07-28 | |
| AAC526 | CHAN Hing Fong | 陳慶芳 | RE | Dealing in Securities | 2003-04-01 | |
| AAC526 | CHAN Hing Fong | 陳慶芳 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AAC526 | CHAN Hing Fong | 陳慶芳 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AAC526 | CHAN Hing Fong | 陳慶芳 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AAC543 | CHAN Polly | 陳銘彩 | RO | Dealing in Securities | 2003-04-01 | |
| AAC543 | CHAN Polly | 陳銘彩 | RO | Advising on Securities | 2003-04-01 | 2004-01-09 |
| AAC543 | CHAN Polly | 陳銘彩 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-01-09 |
| AAC543 | CHAN Polly | 陳銘彩 | RO | Asset Management | 2003-04-01 | 2004-01-09 |
| AAC557 | CHAN Yiu Cheung, Andrew | 陳耀祥 | RE | Dealing in Securities | 2003-04-01 | 2017-12-15 |
| AAC557 | CHAN Yiu Cheung, Andrew | 陳耀祥 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAC557 | CHAN Yiu Cheung, Andrew | 陳耀祥 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAC557 | CHAN Yiu Cheung, Andrew | 陳耀祥 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAC559 | CHEN Chung Hsuan | 陳仲宣 | RE | Dealing in Securities | 2003-04-01 | |
| AAC559 | CHEN Chung Hsuan | 陳仲宣 | RE | Advising on Securities | 2003-04-01 | 2004-07-03 |
| AAC559 | CHEN Chung Hsuan | 陳仲宣 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-03 |
| AAC559 | CHEN Chung Hsuan | 陳仲宣 | RE | Asset Management | 2003-04-01 | 2004-07-03 |
| AAC570 | KONG On Man, Stephen | 江安民 | RE | Dealing in Securities | 2003-04-01 | |
| AAC570 | KONG On Man, Stephen | 江安民 | RE | Advising on Securities | 2003-04-01 | 2004-06-02 |
| AAC570 | KONG On Man, Stephen | 江安民 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-02 |
| AAC570 | KONG On Man, Stephen | 江安民 | RE | Asset Management | 2003-04-01 | 2004-06-02 |
| AAC579 | LAI Kam Chung | 賴金從 | RE | Dealing in Securities | 2003-04-01 | |
| AAC579 | LAI Kam Chung | 賴金從 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAC579 | LAI Kam Chung | 賴金從 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAC579 | LAI Kam Chung | 賴金從 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAC593 | LU Chun Hei | 陸覲海 | RE | Dealing in Securities | 2003-04-01 | |
| AAC593 | LU Chun Hei | 陸覲海 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAC593 | LU Chun Hei | 陸覲海 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAC593 | LU Chun Hei | 陸覲海 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAC610 | NG Kam Wan | 伍金雲 | RE | Dealing in Securities | 2003-04-01 | |
| AAC610 | NG Kam Wan | 伍金雲 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAC610 | NG Kam Wan | 伍金雲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAC610 | NG Kam Wan | 伍金雲 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAC619 | OR Juen Yan | 柯遵仁 | RE | Dealing in Securities | 2003-04-01 | 2017-01-06 |
| AAC619 | OR Juen Yan | 柯遵仁 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAC619 | OR Juen Yan | 柯遵仁 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAC619 | OR Juen Yan | 柯遵仁 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAC624 | SY Chiu Yang | 施釗洋 | RE | Dealing in Securities | 2003-04-01 | |
| AAC624 | SY Chiu Yang | 施釗洋 | RE | Advising on Securities | 2003-04-01 | 2004-06-03 |
| AAC624 | SY Chiu Yang | 施釗洋 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-03 |
| AAC624 | SY Chiu Yang | 施釗洋 | RE | Asset Management | 2003-04-01 | 2004-06-03 |
| AAC634 | CHAN Henry | 陳銘潤 | RO | Dealing in Securities | 2003-04-01 | |
| AAC634 | CHAN Henry | 陳銘潤 | RO | Advising on Securities | 2003-04-01 | 2004-11-24 |
| AAC634 | CHAN Henry | 陳銘潤 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| AAC634 | CHAN Henry | 陳銘潤 | RO | Asset Management | 2003-04-01 | 2004-11-24 |
| AAC639 | CHAN Chieh Chung | 陳捷中 | RO | Dealing in Securities | 2003-04-01 | 2016-01-07 |
| AAC639 | CHAN Chieh Chung | 陳捷中 | RO | Advising on Securities | 2003-04-01 | 2004-11-24 |
| AAC639 | CHAN Chieh Chung | 陳捷中 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| AAC639 | CHAN Chieh Chung | 陳捷中 | RO | Asset Management | 2003-04-01 | 2004-11-24 |
| AAC643 | CHAN TSOI Woo Dip | 陳蔡蝴蝶 | RO | Dealing in Securities | 2003-04-01 | |
| AAC643 | CHAN TSOI Woo Dip | 陳蔡蝴蝶 | RO | Advising on Securities | 2003-04-01 | 2004-11-24 |
| AAC643 | CHAN TSOI Woo Dip | 陳蔡蝴蝶 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| AAC643 | CHAN TSOI Woo Dip | 陳蔡蝴蝶 | RO | Asset Management | 2003-04-01 | 2004-11-24 |
| AAC645 | CHAN Billy | 陳銘源 | RO | Dealing in Securities | 2003-04-01 | |
| AAC645 | CHAN Billy | 陳銘源 | RO | Advising on Securities | 2003-04-01 | 2004-01-09 |
| AAC645 | CHAN Billy | 陳銘源 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-01-09 |
| AAC645 | CHAN Billy | 陳銘源 | RO | Asset Management | 2003-04-01 | 2004-01-09 |
| AAD478 | TSE Mei Sze, Florence | 謝美斯 | RE | Dealing in Securities | 2003-04-01 | |
| AAD478 | TSE Mei Sze, Florence | 謝美斯 | RE | Advising on Securities | 2003-04-01 | 2003-12-22 |
| AAD478 | TSE Mei Sze, Florence | 謝美斯 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-22 |
| AAD478 | TSE Mei Sze, Florence | 謝美斯 | RE | Asset Management | 2003-04-01 | 2003-12-22 |
| AAE715 | LAW Mei Ha, Joyce | 羅美霞 | RE | Dealing in Securities | 2003-04-01 | |
| AAE715 | LAW Mei Ha, Joyce | 羅美霞 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAE715 | LAW Mei Ha, Joyce | 羅美霞 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAE715 | LAW Mei Ha, Joyce | 羅美霞 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAF489 | CHAN Yick Tsun | 陳億川 | RE | Dealing in Securities | 2007-07-12 | 2007-08-13 |
| AAF489 | CHAN Yick Tsun | 陳億川 | RO | Dealing in Securities | 2007-08-13 | |
| AAF685 | HUNG Chi Ming | 熊志明 | RE | Dealing in Securities | 2007-08-14 | |
| AAF765 | LUI Shu Wing, Jimme | 呂樹榮 | RE | Dealing in Securities | 2017-01-18 | |
| AAH929 | CHOY Din Chui | 蔡典超 | RE | Dealing in Securities | 2003-04-01 | |
| AAH929 | CHOY Din Chui | 蔡典超 | RE | Advising on Securities | 2003-04-01 | 2004-06-02 |
| AAH929 | CHOY Din Chui | 蔡典超 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-02 |
| AAH929 | CHOY Din Chui | 蔡典超 | RE | Asset Management | 2003-04-01 | 2004-06-02 |
| AAI984 | CHAN Chun Sam | 陳振三 | RE | Dealing in Securities | 2003-04-01 | 2014-09-09 |
| AAI984 | CHAN Chun Sam | 陳振三 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AAI984 | CHAN Chun Sam | 陳振三 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AAI984 | CHAN Chun Sam | 陳振三 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AAJ058 | KWAN Kwok Chun | 關國俊 | RE | Dealing in Securities | 2003-04-01 | |
| AAJ058 | KWAN Kwok Chun | 關國俊 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AAJ058 | KWAN Kwok Chun | 關國俊 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AAJ058 | KWAN Kwok Chun | 關國俊 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AAQ384 | LEE Nga Lam, Adelina | 李雅琳 | RE | Dealing in Securities | 2008-01-03 | 2011-12-16 |
| AAU434 | HUNG Hing Fai | 孔慶暉 | RE | Dealing in Securities | 2003-04-01 | |
| AAU434 | HUNG Hing Fai | 孔慶暉 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AAU434 | HUNG Hing Fai | 孔慶暉 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AAU434 | HUNG Hing Fai | 孔慶暉 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AAV405 | NGO Jai Kak | 吳在珏 | RE | Dealing in Securities | 2003-04-01 | 2008-08-06 |
| AAV405 | NGO Jai Kak | 吳在珏 | RE | Advising on Securities | 2003-04-01 | 2004-01-09 |
| AAV405 | NGO Jai Kak | 吳在珏 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-09 |
| AAV405 | NGO Jai Kak | 吳在珏 | RE | Asset Management | 2003-04-01 | 2004-01-09 |
| AAV767 | TAN Tiong Ping | 陳仲萍 | RE | Dealing in Securities | 2003-04-01 | 2006-01-13 |
| AAV767 | TAN Tiong Ping | 陳仲萍 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AAV767 | TAN Tiong Ping | 陳仲萍 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AAV767 | TAN Tiong Ping | 陳仲萍 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AAW643 | CHAN Ha Ping | 陳霞萍 | RE | Dealing in Securities | 2010-06-28 | |
| AAW773 | WONG Wing Yin, Raymond | 黃永賢 | RE | Dealing in Securities | 2009-10-28 | 2014-07-11 |
| AAY316 | KOKE Pei Yuen | 曲佩弦 | RE | Dealing in Securities | 2016-07-21 | |
| AAZ381 | LEUNG YUNG Ling Ling, Jenny | 梁容玲玲 | RE | Dealing in Securities | 2016-07-29 | |
| AAZ945 | WONG Kam On | 黃錦安 | RE | Dealing in Securities | 2003-04-01 | |
| AAZ945 | WONG Kam On | 黃錦安 | RE | Advising on Securities | 2003-04-01 | 2003-12-22 |
| AAZ945 | WONG Kam On | 黃錦安 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-22 |
| AAZ945 | WONG Kam On | 黃錦安 | RE | Asset Management | 2003-04-01 | 2003-12-22 |
| ABD529 | LEE Chun Wah | 李振華 | RE | Dealing in Securities | 2003-04-01 | |
| ABD529 | LEE Chun Wah | 李振華 | RE | Advising on Securities | 2003-04-01 | 2004-11-24 |
| ABD529 | LEE Chun Wah | 李振華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| ABD529 | LEE Chun Wah | 李振華 | RE | Asset Management | 2003-04-01 | 2004-11-24 |
| ABE262 | LIAW Chai Ing | 廖才英 | RE | Dealing in Securities | 2003-04-01 | |
| ABE262 | LIAW Chai Ing | 廖才英 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| ABE262 | LIAW Chai Ing | 廖才英 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| ABE262 | LIAW Chai Ing | 廖才英 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| ABE865 | LEE Hill Tot, Teresa | 李曉彤 | RE | Dealing in Securities | 2017-01-20 | 2018-08-27 |
| ABF090 | LEUNG Kit Yee, Catty | 梁潔儀 | RE | Dealing in Securities | 2010-11-23 | |
| ABF946 | YU Ching Yat | 于正一 | RE | Dealing in Securities | 2011-11-18 | 2013-12-31 |
| ABG627 | SZE Man Ching, Helen | 施蔓菁 | RE | Dealing in Securities | 2003-04-01 | |
| ABG627 | SZE Man Ching, Helen | 施蔓菁 | RE | Advising on Securities | 2003-04-01 | 2004-02-17 |
| ABG627 | SZE Man Ching, Helen | 施蔓菁 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-17 |
| ABG627 | SZE Man Ching, Helen | 施蔓菁 | RE | Asset Management | 2003-04-01 | 2004-02-17 |
| ABI735 | YEUNG Ngan Shing | 楊銀城 | RE | Dealing in Securities | 2003-04-01 | |
| ABI735 | YEUNG Ngan Shing | 楊銀城 | RE | Advising on Securities | 2003-04-01 | 2004-03-16 |
| ABI735 | YEUNG Ngan Shing | 楊銀城 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-16 |
| ABI735 | YEUNG Ngan Shing | 楊銀城 | RE | Asset Management | 2003-04-01 | 2004-03-16 |
| ABM141 | LEE Shek Cheng | 李錫禎 | RE | Dealing in Securities | 2003-04-01 | |
| ABM141 | LEE Shek Cheng | 李錫禎 | RE | Advising on Securities | 2003-04-01 | 2004-07-03 |
| ABM141 | LEE Shek Cheng | 李錫禎 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-03 |
| ABM141 | LEE Shek Cheng | 李錫禎 | RE | Asset Management | 2003-04-01 | 2004-07-03 |
| ABM363 | LEUNG Kai Tai | 梁啟泰 | RE | Dealing in Securities | 2003-04-01 | 2012-02-05 |
| ABM363 | LEUNG Kai Tai | 梁啟泰 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| ABM363 | LEUNG Kai Tai | 梁啟泰 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| ABM363 | LEUNG Kai Tai | 梁啟泰 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| ABP391 | CHAN Yiu Kie | 陳耀基 | RE | Dealing in Securities | 2015-06-09 | 2018-10-23 |
| ABP675 | LANG George | 梁佐治 | RE | Dealing in Securities | 2003-04-01 | 2011-12-29 |
| ABP675 | LANG George | 梁佐治 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| ABP675 | LANG George | 梁佐治 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| ABP675 | LANG George | 梁佐治 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| ABQ708 | FAN Kwong Hung, Ernest | 范廣鴻 | RE | Dealing in Securities | 2008-11-20 | |
| ABR799 | YIEK Ling Lee | 易伶俐 | RE | Dealing in Securities | 2003-04-01 | 2003-12-12 |
| ABR799 | YIEK Ling Lee | 易伶俐 | RE | Advising on Securities | 2003-04-01 | 2003-12-12 |
| ABR799 | YIEK Ling Lee | 易伶俐 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-12 |
| ABR799 | YIEK Ling Lee | 易伶俐 | RE | Asset Management | 2003-04-01 | 2003-12-12 |
| ABS768 | CHOY Siu Man | 蔡紹猛 | RE | Dealing in Securities | 2006-07-12 | 2012-12-07 |
| ABV180 | HUNG Yuk Fan | 熊玉芬 | RE | Dealing in Securities | 2007-12-07 | 2010-05-24 |
| ABV180 | HUNG Yuk Fan | 熊玉芬 | RE | Dealing in Securities | 2011-12-12 | 2018-07-25 |
| ABW852 | LEAN Choon Hwa | 林春華 | RE | Dealing in Securities | 2003-04-01 | |
| ABW852 | LEAN Choon Hwa | 林春華 | RE | Advising on Securities | 2003-04-01 | 2004-11-24 |
| ABW852 | LEAN Choon Hwa | 林春華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| ABW852 | LEAN Choon Hwa | 林春華 | RE | Asset Management | 2003-04-01 | 2004-11-24 |
| ABY216 | WONG Pui Yan | 黃佩恩 | RE | Dealing in Securities | 2007-08-13 | |
| ABY252 | WONG Chuen Sek | 王泉石 | RE | Dealing in Securities | 2009-10-28 | |
| ACB599 | LEE Wai Chun, Jenny | 李惠真 | RE | Dealing in Securities | 2003-04-01 | 2006-09-30 |
| ACB599 | LEE Wai Chun, Jenny | 李惠真 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| ACB599 | LEE Wai Chun, Jenny | 李惠真 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| ACB599 | LEE Wai Chun, Jenny | 李惠真 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| ACD258 | TANG Wing Cheong | 鄧永昌 | RE | Dealing in Securities | 2016-07-21 | |
| ACM348 | LEE Yar Sin, Becky | 李雅鑫 | RE | Dealing in Securities | 2005-08-11 | |
| ACR262 | CHU Kwok Yee | 朱國儀 | RE | Dealing in Securities | 2009-11-06 | |
| ACS415 | NG Ching Mui | 伍菁梅 | RE | Dealing in Securities | 2003-04-01 | |
| ACS415 | NG Ching Mui | 伍菁梅 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| ACS415 | NG Ching Mui | 伍菁梅 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| ACS415 | NG Ching Mui | 伍菁梅 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| ACT021 | LO Kam Kong, Anthony | 勞錦江 | RE | Dealing in Securities | 2009-12-21 | 2010-10-26 |
| ACZ286 | MAN Sau Yee | 文秀儀 | RE | Dealing in Securities | 2016-07-21 | |
| ACZ462 | LEUNG Shing Wai | 梁成偉 | RE | Dealing in Securities | 2006-10-19 | 2015-01-20 |
| ACZ527 | LAI Yiu Chung | 黎耀宗 | RE | Dealing in Securities | 2010-07-22 | |
| ADB016 | CHU Mei Ling | 朱美玲 | RE | Dealing in Securities | 2011-01-04 | 2013-04-30 |
| ADC077 | LAM Chung Ming | 林聰明 | RE | Dealing in Securities | 2003-04-01 | |
| ADC077 | LAM Chung Ming | 林聰明 | RE | Advising on Securities | 2003-04-01 | 2004-03-12 |
| ADC077 | LAM Chung Ming | 林聰明 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-12 |
| ADC077 | LAM Chung Ming | 林聰明 | RE | Asset Management | 2003-04-01 | 2004-03-12 |
| ADD199 | CHAN Pui Wah | 陳佩華 | RE | Dealing in Securities | 2003-04-01 | 2014-04-03 |
| ADD199 | CHAN Pui Wah | 陳佩華 | RE | Advising on Securities | 2003-04-01 | 2004-03-16 |
| ADD199 | CHAN Pui Wah | 陳佩華 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-16 |
| ADD199 | CHAN Pui Wah | 陳佩華 | RE | Asset Management | 2003-04-01 | 2004-03-16 |
| ADE925 | HUI Chung Pak | 許松柏 | RE | Dealing in Securities | 2003-04-01 | 2005-07-08 |
| ADE925 | HUI Chung Pak | 許松柏 | RE | Advising on Securities | 2003-04-01 | 2004-07-03 |
| ADE925 | HUI Chung Pak | 許松柏 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-03 |
| ADE925 | HUI Chung Pak | 許松柏 | RE | Asset Management | 2003-04-01 | 2004-07-03 |
| ADE927 | KUO Chih Yung | 郭志勇 | RE | Dealing in Securities | 2003-04-01 | |
| ADE927 | KUO Chih Yung | 郭志勇 | RE | Advising on Securities | 2003-04-01 | 2004-07-03 |
| ADE927 | KUO Chih Yung | 郭志勇 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-03 |
| ADE927 | KUO Chih Yung | 郭志勇 | RE | Asset Management | 2003-04-01 | 2004-07-03 |
| ADI285 | LAW Yuk Chun, Yvonne | 羅玉珍 | RE | Dealing in Securities | 2003-04-01 | |
| ADI285 | LAW Yuk Chun, Yvonne | 羅玉珍 | RE | Advising on Securities | 2003-04-01 | 2004-01-09 |
| ADI285 | LAW Yuk Chun, Yvonne | 羅玉珍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-09 |
| ADI285 | LAW Yuk Chun, Yvonne | 羅玉珍 | RE | Asset Management | 2003-04-01 | 2004-01-09 |
| ADI287 | LUK Mei Yuet, Phemie | 陸美月 | RE | Dealing in Securities | 2003-04-01 | |
| ADI287 | LUK Mei Yuet, Phemie | 陸美月 | RE | Advising on Securities | 2003-04-01 | 2004-03-16 |
| ADI287 | LUK Mei Yuet, Phemie | 陸美月 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-16 |
| ADI287 | LUK Mei Yuet, Phemie | 陸美月 | RE | Asset Management | 2003-04-01 | 2004-03-16 |
| ADU899 | TSUI Pik Ling | 徐碧玲 | RE | Dealing in Securities | 2003-04-01 | |
| ADU899 | TSUI Pik Ling | 徐碧玲 | RE | Advising on Securities | 2003-04-01 | 2004-06-03 |
| ADU899 | TSUI Pik Ling | 徐碧玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-06-03 |
| ADU899 | TSUI Pik Ling | 徐碧玲 | RE | Asset Management | 2003-04-01 | 2004-06-03 |
| ADV601 | NG Kam Woon, Andrew | 吳錦煥 | RE | Dealing in Securities | 2007-10-08 | |
| ADV854 | CHU Po Chu | 朱寶珠 | RE | Dealing in Securities | 2017-08-10 | |
| AED545 | CO Sai Pui | 許世培 | RE | Dealing in Securities | 2003-04-01 | 2003-09-04 |
| AED545 | CO Sai Pui | 許世培 | RE | Advising on Securities | 2003-04-01 | 2003-09-04 |
| AED545 | CO Sai Pui | 許世培 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-04 |
| AED545 | CO Sai Pui | 許世培 | RE | Asset Management | 2003-04-01 | 2003-09-04 |
| AED588 | GO Ngar Chi | 吳雅緻 | RE | Dealing in Securities | 2003-04-01 | |
| AED588 | GO Ngar Chi | 吳雅緻 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AED588 | GO Ngar Chi | 吳雅緻 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AED588 | GO Ngar Chi | 吳雅緻 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AEE608 | WAN Chiu Fong | 溫翠芳 | RE | Dealing in Securities | 2003-04-01 | |
| AEE608 | WAN Chiu Fong | 溫翠芳 | RE | Advising on Securities | 2003-04-01 | 2003-12-22 |
| AEE608 | WAN Chiu Fong | 溫翠芳 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-22 |
| AEE608 | WAN Chiu Fong | 溫翠芳 | RE | Asset Management | 2003-04-01 | 2003-12-22 |
| AEG904 | SZE TO Kwok Kuen | 司徒國權 | RE | Dealing in Securities | 2003-04-01 | 2006-06-30 |
| AEG904 | SZE TO Kwok Kuen | 司徒國權 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AEG904 | SZE TO Kwok Kuen | 司徒國權 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AEG904 | SZE TO Kwok Kuen | 司徒國權 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AEI987 | YEUNG Wai Pan | 楊懷檳 | RE | Dealing in Securities | 2003-04-01 | |
| AEI987 | YEUNG Wai Pan | 楊懷檳 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AEI987 | YEUNG Wai Pan | 楊懷檳 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AEI987 | YEUNG Wai Pan | 楊懷檳 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AEM343 | LAU Tung Lung | 劉東龍 | RE | Dealing in Securities | 2008-12-11 | 2009-08-15 |
| AEO178 | LEUNG Hok Ching | 梁學貞 | RE | Dealing in Securities | 2003-04-01 | 2004-10-27 |
| AEO178 | LEUNG Hok Ching | 梁學貞 | RE | Dealing in Securities | 2005-01-17 | 2005-11-18 |
| AEO178 | LEUNG Hok Ching | 梁學貞 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AEO178 | LEUNG Hok Ching | 梁學貞 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AEO178 | LEUNG Hok Ching | 梁學貞 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AEO973 | FU Tung Chi | 傅冬至 | RE | Dealing in Securities | 2003-04-01 | |
| AEO973 | FU Tung Chi | 傅冬至 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AEO973 | FU Tung Chi | 傅冬至 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AEO973 | FU Tung Chi | 傅冬至 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AEP390 | WONG Mei Yee, Catherine | 黃美儀 | RE | Dealing in Securities | 2008-11-11 | |
| AES351 | AU Tin Fung | 區田豐 | RE | Dealing in Securities | 2008-04-30 | 2012-10-19 |
| AEX603 | KWONG Kin Man, Jacman | 鄺建民 | RE | Dealing in Securities | 2007-06-18 | 2010-01-02 |
| AEY449 | LEUNG CHEUNG Chee Jen | 梁張志珍 | RE | Dealing in Securities | 2008-04-23 | |
| AFD827 | YEUNG Bui, Bill | 楊標 | RE | Dealing in Securities | 2009-05-06 | |
| AFE275 | LAM Kwai Chun | 林桂珍 | RE | Dealing in Securities | 2003-04-01 | |
| AFE275 | LAM Kwai Chun | 林桂珍 | RE | Advising on Securities | 2003-04-01 | 2004-01-06 |
| AFE275 | LAM Kwai Chun | 林桂珍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-06 |
| AFE275 | LAM Kwai Chun | 林桂珍 | RE | Asset Management | 2003-04-01 | 2004-01-06 |
| AFF043 | HO Hing Tat | 何慶達 | RE | Dealing in Securities | 2009-02-23 | 2011-03-31 |
| AFG438 | CHU Kam Fung | 朱錦鳳 | RE | Dealing in Securities | 2003-04-01 | 2012-02-10 |
| AFG438 | CHU Kam Fung | 朱錦鳳 | RE | Advising on Securities | 2003-04-01 | 2004-01-12 |
| AFG438 | CHU Kam Fung | 朱錦鳳 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-12 |
| AFG438 | CHU Kam Fung | 朱錦鳳 | RE | Asset Management | 2003-04-01 | 2004-01-12 |
| AFI533 | KWONG Mei Ling, Merlin | 鄺美玲 | RE | Dealing in Securities | 2012-11-07 | 2015-08-31 |
| AFJ285 | LAI Fuk Che | 黎馥姿 | RE | Dealing in Securities | 2010-07-22 | |
| AFJ944 | TING Den Nar, Betty | 丁丹娜 | RE | Dealing in Securities | 2003-04-01 | 2003-07-14 |
| AFJ944 | TING Den Nar, Betty | 丁丹娜 | RE | Advising on Securities | 2003-04-01 | 2003-07-14 |
| AFJ944 | TING Den Nar, Betty | 丁丹娜 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-14 |
| AFJ944 | TING Den Nar, Betty | 丁丹娜 | RE | Asset Management | 2003-04-01 | 2003-07-14 |
| AFN130 | WONG Shun Lai | 黃純麗 | RE | Dealing in Securities | 2003-04-01 | |
| AFN130 | WONG Shun Lai | 黃純麗 | RE | Advising on Securities | 2003-04-01 | 2004-03-01 |
| AFN130 | WONG Shun Lai | 黃純麗 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-01 |
| AFN130 | WONG Shun Lai | 黃純麗 | RE | Asset Management | 2003-04-01 | 2004-03-01 |
| AFP493 | LEE Pui Ki | 李佩琪 | RE | Dealing in Securities | 2018-08-14 | |
| AFU612 | KAM Hing Lun | 甘慶麟 | RE | Dealing in Securities | 2003-04-01 | 2006-06-14 |
| AFU612 | KAM Hing Lun | 甘慶麟 | RE | Advising on Securities | 2003-04-01 | 2003-12-29 |
| AFU612 | KAM Hing Lun | 甘慶麟 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-29 |
| AFU612 | KAM Hing Lun | 甘慶麟 | RE | Asset Management | 2003-04-01 | 2003-12-29 |
| AFV889 | MAK Ying Kit, Alex | 麥英傑 | RE | Dealing in Securities | 2007-10-08 | 2018-10-31 |
| AGD044 | CHAN Ho Wah | 陳浩華 | RE | Dealing in Securities | 2003-04-01 | 2012-12-31 |
| AGD044 | CHAN Ho Wah | 陳浩華 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AGD044 | CHAN Ho Wah | 陳浩華 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AGD044 | CHAN Ho Wah | 陳浩華 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AGF154 | TSE Siu Kit | 謝少傑 | RE | Dealing in Securities | 2012-09-21 | |
| AGF418 | WONG Ho Yin | 黃浩賢 | RE | Dealing in Securities | 2003-04-01 | 2004-10-27 |
| AGF418 | WONG Ho Yin | 黃浩賢 | RE | Advising on Securities | 2003-04-01 | 2003-12-16 |
| AGF418 | WONG Ho Yin | 黃浩賢 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-16 |
| AGF418 | WONG Ho Yin | 黃浩賢 | RE | Asset Management | 2003-04-01 | 2003-12-16 |
| AGJ581 | TIN Nga Lan | 田雅蘭 | RE | Dealing in Securities | 2003-04-01 | 2009-10-16 |
| AGJ581 | TIN Nga Lan | 田雅蘭 | RE | Advising on Securities | 2003-04-01 | 2004-03-16 |
| AGJ581 | TIN Nga Lan | 田雅蘭 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-16 |
| AGJ581 | TIN Nga Lan | 田雅蘭 | RE | Asset Management | 2003-04-01 | 2004-03-16 |
| AGK031 | YAU Fung Yuk, Dabby | 丘鳳玉 | RE | Dealing in Securities | 2014-02-10 | |
| AGL175 | CHENG Kam Cheong, Lamby | 鄭錦昌 | RE | Dealing in Securities | 2008-10-10 | 2009-10-30 |
| AIS143 | LEUNG Chung Keung | 梁仲強 | RE | Dealing in Securities | 2007-10-02 | 2008-10-09 |
| AIS143 | LEUNG Chung Keung | 梁仲強 | RE | Dealing in Securities | 2013-10-08 | 2015-02-02 |
| AIU192 | LUI Wai Man | 呂偉文 | RE | Dealing in Securities | 2003-05-13 | 2004-05-06 |
| AJG054 | WONG Cho Kei, Bonnie | 黃楚基 | RE | Dealing in Securities | 2009-05-08 | 2016-11-10 |
| AKV041 | Tsui Man Wai | RE | Dealing in Securities | 2017-04-13 | ||
| ALL404 | PO Hing Cheung | 布興祥 | RE | Dealing in Securities | 2018-02-01 | |
| AMK293 | HO Wing Yan | 何榮恩 | RE | Dealing in Securities | 2005-10-12 | 2006-09-30 |
| AMT854 | LAI Hon Yee, Eric | 黎漢頤 | RE | Dealing in Securities | 2010-05-25 | 2011-06-24 |
| ANP078 | LIU Harriet Hau Yee | 廖巧儀 | RE | Dealing in Securities | 2012-06-28 | |
| AOT506 | KONG Kar Bong | 江嘉邦 | RE | Dealing in Securities | 2012-05-21 | 2013-09-21 |
| AOT981 | LAI Fan Wah | 黎奮華 | RE | Dealing in Securities | 2011-03-10 | |
| AOX263 | LEUNG Yiu Hung | 梁耀雄 | RE | Dealing in Securities | 2013-06-19 | |
| APD434 | YEUNG Yan Chuen | 楊恩存 | RE | Dealing in Securities | 2008-01-04 | 2015-07-03 |
| APS161 | HUI Kwok Leung | 許國樑 | RE | Dealing in Securities | 2007-11-02 | |
| APW012 | HO Ming Lap | 何名立 | RE | Dealing in Securities | 2011-11-28 | 2012-05-07 |
| AQE479 | YIP Chi Wa, Leo | 葉志華 | RE | Dealing in Securities | 2010-10-29 | 2013-10-28 |
| AQQ011 | KWAN Ching | 關正 | RE | Dealing in Securities | 2008-04-11 | 2015-04-15 |
| ARB318 | GE Zhihong | 葛志紅 | RE | Dealing in Securities | 2008-06-19 | 2010-07-28 |
| ASE090 | CHAN Ka Ho | 陳家豪 | RE | Dealing in Securities | 2011-03-24 | 2012-04-30 |
| ATX440 | TAM Ting Chi | 談婷芝 | RE | Dealing in Securities | 2009-11-11 | 2011-08-08 |
| AUE952 | LEE Yiu Wai | 李耀偉 | RE | Dealing in Securities | 2011-04-07 | 2016-05-04 |
| AUM208 | TAI Seung Chung | 戴尚聰 | RE | Dealing in Securities | 2010-02-11 | 2017-01-20 |
| AVC351 | CHAU Tsz Chung | 周子聰 | RE | Dealing in Securities | 2010-05-25 | 2015-06-10 |
| AVC361 | TANG Wai Shun, Wilson | 鄧維信 | RE | Dealing in Securities | 2010-05-25 | |
| AVI216 | NG Siu Kwan | 吳少群 | RE | Dealing in Securities | 2010-07-22 | 2011-08-04 |
| AWQ289 | LEUNG Chi Hang | 梁志鏗 | RE | Dealing in Securities | 2012-03-12 | 2015-08-31 |
| AWW484 | CHENG Kot Shan | 鄭葛珊 | RE | Dealing in Securities | 2011-03-21 | 2014-04-15 |
| AXG491 | TAM Kwok Keung | 譚國強 | RE | Dealing in Securities | 2011-05-31 | |
| AXI510 | CHAN Ka Man | 陳家文 | RE | Dealing in Securities | 2016-07-21 | |
| BBN043 | YIU Ka Hei | 姚家曦 | RE | Dealing in Securities | 2015-05-04 | 2018-10-23 |
| BDM722 | LEUNG Kan Tung | 梁近冬 | RE | Dealing in Securities | 2014-06-24 | |
| BDV967 | WU Yingshi | 吳應時 | RE | Dealing in Securities | 2015-09-09 | 2017-08-01 |
| BFD820 | LI Shanshan | 李姍珊 | RE | Dealing in Securities | 2016-09-19 | 2017-09-30 |
| BGB836 | AU Ho Cheung | 區浩翔 | RE | Dealing in Securities | 2017-07-31 |
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