Hong Kong SFC licence institution AAC682, China Point Stock Brokers Limited 中方證券有限公司

These are the licence-holders that were found for SFC licence institution AAC682 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA735 CHUNG Kwong Fai 鍾廣輝 RE Dealing in Securities 2003-04-01 2015-04-01
AAA735 CHUNG Kwong Fai 鍾廣輝 RE Advising on Securities 2003-04-01 2004-12-10
AAA735 CHUNG Kwong Fai 鍾廣輝 RE Advising on Corporate Finance 2003-04-01 2004-12-10
AAA735 CHUNG Kwong Fai 鍾廣輝 RE Asset Management 2003-04-01 2004-12-10
AAB245 LEE Kin Sing 李建星 RE Dealing in Securities 2003-04-01 2015-04-01
AAB245 LEE Kin Sing 李建星 RE Advising on Securities 2003-04-01 2004-12-10
AAB245 LEE Kin Sing 李建星 RE Advising on Corporate Finance 2003-04-01 2004-12-10
AAB245 LEE Kin Sing 李建星 RE Asset Management 2003-04-01 2004-12-10
AAB485 WONG Suet Yi 黃雪儀 RE Dealing in Securities 2003-04-01 2006-01-23
AAB485 WONG Suet Yi 黃雪儀 RE Advising on Securities 2003-04-01 2004-12-09
AAB485 WONG Suet Yi 黃雪儀 RE Advising on Corporate Finance 2003-04-01 2004-12-09
AAB485 WONG Suet Yi 黃雪儀 RE Asset Management 2003-04-01 2004-12-09
AAB966 CHAN Chi Ngong 陳熾昂 RO Dealing in Securities 2003-04-01 2015-01-02
AAB966 CHAN Chi Ngong 陳熾昂 RO Advising on Securities 2003-04-01 2004-11-29
AAB966 CHAN Chi Ngong 陳熾昂 RO Advising on Corporate Finance 2003-04-01 2004-11-29
AAB966 CHAN Chi Ngong 陳熾昂 RO Asset Management 2003-04-01 2004-11-29
AAC661 TSANG Oi Kwan 曾愛群 RE Dealing in Securities 2003-04-01 2015-05-01
AAC661 TSANG Oi Kwan 曾愛群 RE Advising on Securities 2003-04-01 2004-12-10
AAC661 TSANG Oi Kwan 曾愛群 RE Advising on Corporate Finance 2003-04-01 2004-12-10
AAC661 TSANG Oi Kwan 曾愛群 RE Asset Management 2003-04-01 2004-12-10
AAC669 NG Shui Lun 吳兆能 RE Dealing in Securities 2003-04-01 2003-12-11
AAC669 NG Shui Lun 吳兆能 RE Advising on Securities 2003-04-01 2003-12-11
AAC669 NG Shui Lun 吳兆能 RE Advising on Corporate Finance 2003-04-01 2003-12-11
AAC669 NG Shui Lun 吳兆能 RE Asset Management 2003-04-01 2003-12-11
AAG651 CHAN Yuk Fu 陳育夫 RE Dealing in Securities 2003-04-01 2013-11-01
AAG651 CHAN Yuk Fu 陳育夫 RE Advising on Securities 2003-04-01 2004-11-29
AAG651 CHAN Yuk Fu 陳育夫 RE Advising on Corporate Finance 2003-04-01 2004-11-29
AAG651 CHAN Yuk Fu 陳育夫 RE Asset Management 2003-04-01 2004-11-29
AAV464 FONG Kung Shing 方拱城 RE Dealing in Securities 2003-04-01 2005-07-08
AAV464 FONG Kung Shing 方拱城 RE Advising on Securities 2003-04-01 2004-12-10
AAV464 FONG Kung Shing 方拱城 RE Advising on Corporate Finance 2003-04-01 2004-12-10
AAV464 FONG Kung Shing 方拱城 RE Asset Management 2003-04-01 2004-12-10
ABA744 WONG Kam Hong 黃錦康 RE Dealing in Securities 2003-04-01 2004-05-15
ABA744 WONG Kam Hong 黃錦康 RE Advising on Securities 2003-04-01 2004-05-15
ABA744 WONG Kam Hong 黃錦康 RE Advising on Corporate Finance 2003-04-01 2004-05-15
ABA744 WONG Kam Hong 黃錦康 RE Asset Management 2003-04-01 2004-05-15
ABG386 CHEUNG Sau Sing, Johnson 章守陞 RE Dealing in Securities 2003-04-01 2015-04-20
ABG386 CHEUNG Sau Sing, Johnson 章守陞 RE Advising on Securities 2003-04-01 2004-12-10
ABG386 CHEUNG Sau Sing, Johnson 章守陞 RE Advising on Corporate Finance 2003-04-01 2004-12-10
ABG386 CHEUNG Sau Sing, Johnson 章守陞 RE Asset Management 2003-04-01 2004-12-10
ABG389 TSE Kam Yip 謝金葉 RE Dealing in Securities 2003-04-01 2004-05-20
ABG389 TSE Kam Yip 謝金葉 RE Advising on Securities 2003-04-01 2004-05-20
ABG389 TSE Kam Yip 謝金葉 RE Advising on Corporate Finance 2003-04-01 2004-05-20
ABG389 TSE Kam Yip 謝金葉 RE Asset Management 2003-04-01 2004-05-20
ABL712 YUAN Xiao Tong 袁小彤 RE Dealing in Securities 2003-04-01 2016-05-31
ABL712 YUAN Xiao Tong 袁小彤 RE Advising on Securities 2003-04-01 2004-11-29
ABL712 YUAN Xiao Tong 袁小彤 RE Advising on Corporate Finance 2003-04-01 2004-11-29
ABL712 YUAN Xiao Tong 袁小彤 RE Asset Management 2003-04-01 2004-11-29
ABL714 LAW Man Kit 羅敏傑 RO Dealing in Securities 2003-04-01 2018-02-28
ABL714 LAW Man Kit 羅敏傑 RO Advising on Securities 2003-04-01 2004-11-29
ABL714 LAW Man Kit 羅敏傑 RO Advising on Corporate Finance 2003-04-01 2004-11-29
ABL714 LAW Man Kit 羅敏傑 RO Asset Management 2003-04-01 2004-11-29
ABS274 LI Chok Cheong 李作昌 RE Dealing in Securities 2003-04-01 2015-04-01
ABS274 LI Chok Cheong 李作昌 RE Advising on Securities 2003-04-01 2004-12-10
ABS274 LI Chok Cheong 李作昌 RE Advising on Corporate Finance 2003-04-01 2004-12-10
ABS274 LI Chok Cheong 李作昌 RE Asset Management 2003-04-01 2004-12-10
ABW450 LAW Kam Yin 羅金燕 RE Dealing in Securities 2003-04-01 2010-07-07
ABW450 LAW Kam Yin 羅金燕 RE Advising on Securities 2003-04-01 2004-12-13
ABW450 LAW Kam Yin 羅金燕 RE Advising on Corporate Finance 2003-04-01 2004-12-13
ABW450 LAW Kam Yin 羅金燕 RE Asset Management 2003-04-01 2004-12-13
ACK200 LI Dongyu 李東宇 RE Dealing in Securities 2003-04-01 2015-01-21
ACK200 LI Dongyu 李東宇 RO Dealing in Securities 2015-01-21 2015-05-01
ACK200 LI Dongyu 李東宇 RE Advising on Securities 2003-04-01 2004-12-10
ACK200 LI Dongyu 李東宇 RE Advising on Corporate Finance 2003-04-01 2004-12-10
ACK200 LI Dongyu 李東宇 RE Asset Management 2003-04-01 2004-12-10

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