These are the licence-holders that were found for SFC licence institution AAC710 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC702 | CHAO Sze Tsung, Cecil | 趙世曾 | RO | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| AAC702 | CHAO Sze Tsung, Cecil | 趙世曾 | RO | Advising on Securities | 2003-04-01 | 2005-02-26 |
| AAC702 | CHAO Sze Tsung, Cecil | 趙世曾 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-02-26 |
| AAC702 | CHAO Sze Tsung, Cecil | 趙世曾 | RO | Asset Management | 2003-04-01 | 2005-02-26 |
| ADH458 | FONG Chi Hing | 方志興 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| ADH458 | FONG Chi Hing | 方志興 | RE | Advising on Securities | 2003-04-01 | 2005-02-25 |
| ADH458 | FONG Chi Hing | 方志興 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-02-25 |
| ADH458 | FONG Chi Hing | 方志興 | RE | Asset Management | 2003-04-01 | 2005-02-25 |
| ADH459 | LAM Nancy Juliette | 林蘭倩 | RE | Dealing in Securities | 2003-04-01 | 2003-09-01 |
| ADH459 | LAM Nancy Juliette | 林蘭倩 | RE | Advising on Securities | 2003-04-01 | 2003-09-01 |
| ADH459 | LAM Nancy Juliette | 林蘭倩 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-01 |
| ADH459 | LAM Nancy Juliette | 林蘭倩 | RE | Asset Management | 2003-04-01 | 2003-09-01 |
| ADV420 | HO Sau Fun, Connie | 何秀芬 | RE | Dealing in Securities | 2003-04-01 | 2005-03-31 |
| ADV420 | HO Sau Fun, Connie | 何秀芬 | RE | Advising on Securities | 2003-04-01 | 2005-02-25 |
| ADV420 | HO Sau Fun, Connie | 何秀芬 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-02-25 |
| ADV420 | HO Sau Fun, Connie | 何秀芬 | RE | Asset Management | 2003-04-01 | 2005-02-25 |
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