Hong Kong SFC licence institution AAC710, Szehope & Company 世灝證券公司

These are the licence-holders that were found for SFC licence institution AAC710 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC702 CHAO Sze Tsung, Cecil 趙世曾 RO Dealing in Securities 2003-04-01 2005-03-31
AAC702 CHAO Sze Tsung, Cecil 趙世曾 RO Advising on Securities 2003-04-01 2005-02-26
AAC702 CHAO Sze Tsung, Cecil 趙世曾 RO Advising on Corporate Finance 2003-04-01 2005-02-26
AAC702 CHAO Sze Tsung, Cecil 趙世曾 RO Asset Management 2003-04-01 2005-02-26
ADH458 FONG Chi Hing 方志興 RE Dealing in Securities 2003-04-01 2005-03-31
ADH458 FONG Chi Hing 方志興 RE Advising on Securities 2003-04-01 2005-02-25
ADH458 FONG Chi Hing 方志興 RE Advising on Corporate Finance 2003-04-01 2005-02-25
ADH458 FONG Chi Hing 方志興 RE Asset Management 2003-04-01 2005-02-25
ADH459 LAM Nancy Juliette 林蘭倩 RE Dealing in Securities 2003-04-01 2003-09-01
ADH459 LAM Nancy Juliette 林蘭倩 RE Advising on Securities 2003-04-01 2003-09-01
ADH459 LAM Nancy Juliette 林蘭倩 RE Advising on Corporate Finance 2003-04-01 2003-09-01
ADH459 LAM Nancy Juliette 林蘭倩 RE Asset Management 2003-04-01 2003-09-01
ADV420 HO Sau Fun, Connie 何秀芬 RE Dealing in Securities 2003-04-01 2005-03-31
ADV420 HO Sau Fun, Connie 何秀芬 RE Advising on Securities 2003-04-01 2005-02-25
ADV420 HO Sau Fun, Connie 何秀芬 RE Advising on Corporate Finance 2003-04-01 2005-02-25
ADV420 HO Sau Fun, Connie 何秀芬 RE Asset Management 2003-04-01 2005-02-25

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