Hong Kong SFC licence institution AAC801, LGT Investment Management (Asia) Limited

These are the licence-holders that were found for SFC licence institution AAC801 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RE Dealing in Securities 2005-11-24 2008-05-14
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RO Dealing in Securities 2008-05-14 2010-06-17
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RE Advising on Securities 2005-11-24 2008-05-14
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RO Advising on Securities 2008-05-14 2010-06-17
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RE Asset Management 2005-11-24 2008-05-14
AAB595 KOO Tze Ling, Jacqueline 顧志翎 RO Asset Management 2008-05-14 2010-06-17
AAC873 LO Tak Ying, Diana 羅德瑩 RE Dealing in Securities 2006-03-29 2010-11-25
AAC873 LO Tak Ying, Diana 羅德瑩 RE Advising on Securities 2003-04-01 2010-11-25
AAC873 LO Tak Ying, Diana 羅德瑩 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AAC873 LO Tak Ying, Diana 羅德瑩 RE Asset Management 2003-04-01 2004-03-02
AAD111 TAM Yuen Mei 譚婉薇 RE Dealing in Securities 2012-05-25
AAH244 CHAN Wing Tai 陳榮泰 RE Dealing in Securities 2003-04-01 2011-03-31
AAH244 CHAN Wing Tai 陳榮泰 RE Advising on Securities 2003-04-01 2004-03-02
AAH244 CHAN Wing Tai 陳榮泰 RE Advising on Securities 2006-09-04 2011-03-31
AAH244 CHAN Wing Tai 陳榮泰 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AAH244 CHAN Wing Tai 陳榮泰 RE Asset Management 2003-04-01 2004-03-02
AAT080 SHUM Amy Ho Ling 岑賀齡 RE Dealing in Securities 2014-11-18 2015-09-10
AAU300 CHAN OR Mo Fai, Sabrina 陳柯慕暉 RE Dealing in Securities 2006-09-18
AAU300 CHAN OR Mo Fai, Sabrina 陳柯慕暉 RE Advising on Securities 2006-03-27
AAU300 CHAN OR Mo Fai, Sabrina 陳柯慕暉 RO Advising on Securities 2003-04-01 2006-03-27
AAU300 CHAN OR Mo Fai, Sabrina 陳柯慕暉 RO Advising on Corporate Finance 2003-04-01 2004-07-21
AAU300 CHAN OR Mo Fai, Sabrina 陳柯慕暉 RO Asset Management 2003-04-01 2004-07-21
ABC038 YU Pui Wah, Aven 余佩華 RE Dealing in Securities 2012-07-23 2013-11-16
ABE374 LAM Ka Ki, Charlie 林家驥 RE Dealing in Securities 2008-06-02 2009-05-13
ABE374 LAM Ka Ki, Charlie 林家驥 RE Advising on Securities 2008-06-02 2009-05-13
ABE374 LAM Ka Ki, Charlie 林家驥 RE Asset Management 2008-06-02 2009-05-13
ABF602 HO Alice Yuen May 何婉薇 RE Dealing in Securities 2017-07-24
ABF702 WAH Lai Ying, Susan 華麗英 RE Dealing in Securities 2014-08-19 2014-12-01
ABS855 WONG Suet Yee 王雪儀 RE Dealing in Securities 2017-06-07
ABS855 WONG Suet Yee 王雪儀 RE Advising on Securities 2017-06-07
ABV989 CHOW Wai Man, Pattie 周惠文 RE Dealing in Securities 2014-09-02
ABW904 WONG Lie Ping 王莉萍 RE Dealing in Securities 2017-11-16
ACA485 WAN Sau Chun 溫秀珍 RE Dealing in Securities 2006-03-29 2010-06-30
ACA485 WAN Sau Chun 溫秀珍 RE Advising on Securities 2003-04-01 2010-06-30
ACA485 WAN Sau Chun 溫秀珍 RE Advising on Corporate Finance 2003-04-01 2004-03-02
ACA485 WAN Sau Chun 溫秀珍 RE Asset Management 2003-04-01 2004-03-02
ACB541 TONG Kit Ling, Michelle 湯潔玲 RE Dealing in Securities 2017-10-06
ACH095 CHEUNG Patsy Yikfan 張亦芬 RE Dealing in Securities 2006-08-31 2008-05-30
ACH095 CHEUNG Patsy Yikfan 張亦芬 RE Advising on Securities 2003-04-01 2008-05-30
ACH095 CHEUNG Patsy Yikfan 張亦芬 RE Advising on Corporate Finance 2003-04-01 2003-08-27
ACH095 CHEUNG Patsy Yikfan 張亦芬 RE Asset Management 2003-04-01 2003-08-27
ACI077 SO Leung Yee, Sabrina 蘇亮怡 RE Dealing in Securities 2017-03-20
ACJ088 WONG Ying Hung 黃應鴻 RE Dealing in Securities 2006-02-15
ACJ595 LEE Kin Ming, Emily 李建明 RE Dealing in Securities 2014-12-10
ACJ595 LEE Kin Ming, Emily 李建明 RE Advising on Securities 2014-12-10
ACJ595 LEE Kin Ming, Emily 李建明 RE Asset Management 2014-12-10 2017-10-11
ACJ652 CHAN Kai Yiu 陳繼耀 RE Dealing in Securities 2008-08-08 2010-11-01
ACJ652 CHAN Kai Yiu 陳繼耀 RE Advising on Securities 2010-03-04 2010-11-01
ACO259 LEIMER Henri Wilhelm RO Dealing in Securities 2003-04-01
ACO259 LEIMER Henri Wilhelm RO Advising on Securities 2003-04-01
ACO259 LEIMER Henri Wilhelm RO Advising on Corporate Finance 2003-04-01 2004-09-09
ACO259 LEIMER Henri Wilhelm RO Asset Management 2003-04-01
ACR505 HUGGER Thomas Eugen RE Dealing in Securities 2005-01-03 2007-12-31
ACR505 HUGGER Thomas Eugen RO Dealing in Securities 2010-09-03 2011-09-03
ACR505 HUGGER Thomas Eugen RE Advising on Securities 2005-01-03 2007-12-31
ACR505 HUGGER Thomas Eugen RO Advising on Securities 2010-09-03 2011-09-03
ACR505 HUGGER Thomas Eugen RE Asset Management 2005-01-03 2007-12-31
ACR505 HUGGER Thomas Eugen RO Asset Management 2010-09-03 2011-09-03
ACS956 NG Ping Fun, Donald 吳秉勳 RE Dealing in Securities 2005-09-06 2011-12-24
ACS956 NG Ping Fun, Donald 吳秉勳 RE Dealing in Securities 2013-06-19
ACU279 STREUN Olivier Robert none RE Dealing in Securities 2003-04-01
ACU279 STREUN Olivier Robert none RE Advising on Securities 2003-04-01 2004-03-02
ACU279 STREUN Olivier Robert none RE Advising on Corporate Finance 2003-04-01 2004-03-02
ACU279 STREUN Olivier Robert none RE Asset Management 2003-04-01 2004-03-02
ACU279 STREUN Olivier Robert none RE Asset Management 2010-11-30 2017-06-30
ACY377 HON Ching Ling, Elkie 韓青玲 RE Dealing in Securities 2009-08-31
ACZ581 LEE Geun Cheol RE Dealing in Securities 2012-03-01 2012-03-29
ACZ581 LEE Geun Cheol RE Advising on Securities 2012-03-01 2012-03-29
ADA050 KWO Shino Lai Kwan 葛黎君 RE Dealing in Securities 2006-10-10 2007-03-06
ADD571 SUZUKI Takenori RE Dealing in Securities 2009-11-23 2012-06-30
ADH010 MULLER Beat Markus Ulrich RE Dealing in Securities 2006-10-10
ADH010 MULLER Beat Markus Ulrich RE Advising on Securities 2006-03-27
ADH010 MULLER Beat Markus Ulrich RO Advising on Securities 2003-04-01 2006-03-27
ADH010 MULLER Beat Markus Ulrich RO Advising on Corporate Finance 2003-04-01 2004-06-11
ADH010 MULLER Beat Markus Ulrich RO Asset Management 2003-04-01 2004-06-11
ADI834 COLANI Silvan RO Dealing in Securities 2003-04-01
ADI834 COLANI Silvan RO Advising on Securities 2003-04-01
ADI834 COLANI Silvan RO Asset Management 2003-04-01
ADK527 WAN Wai Cheung 溫惠章 RE Dealing in Securities 2014-09-18
ADQ861 SHUM Richard 岑傑誠 RE Dealing in Securities 2006-01-13 2006-08-07
ADQ861 SHUM Richard 岑傑誠 RE Advising on Securities 2006-01-13 2006-08-07
ADQ861 SHUM Richard 岑傑誠 RE Asset Management 2006-01-13 2006-08-07
ADR274 YAU Kearia Ching Fan 邱靜帆 RE Dealing in Securities 2017-07-14 2018-07-12
ADS141 HO Lap Sze, Beatrice 何立思 RE Dealing in Securities 2017-06-05
ADS141 HO Lap Sze, Beatrice 何立思 RE Advising on Securities 2017-06-05
ADS447 SCHIEFEN Hans-Gunter RE Dealing in Securities 2006-08-31
ADS447 SCHIEFEN Hans-Gunter RE Advising on Securities 2003-07-23
ADS447 SCHIEFEN Hans-Gunter RE Asset Management 2005-07-22 2012-12-28
ADS447 SCHIEFEN Hans-Gunter RE Asset Management 2013-05-21
ADT382 YUEN Sau Ling, Angela 袁秀齡 RE Dealing in Securities 2017-09-13 2017-11-25
ADW190 HOLMES John Palmer RE Dealing in Securities 2006-03-29 2015-05-01
ADW190 HOLMES John Palmer RE Advising on Securities 2005-02-25 2015-05-01
ADX868 SIU Sing Man, Joanna 蕭承文 RE Dealing in Securities 2014-08-19 2015-09-10
ADZ735 YUE Alan 余雅倫 RE Dealing in Securities 2017-06-07
ADZ735 YUE Alan 余雅倫 RE Advising on Securities 2017-06-07
AEA194 HO Hui Ching, Alice 何曉靜 RE Dealing in Securities 2006-08-31
AEA194 HO Hui Ching, Alice 何曉靜 RE Advising on Securities 2003-04-01
AEA194 HO Hui Ching, Alice 何曉靜 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AEA194 HO Hui Ching, Alice 何曉靜 RE Asset Management 2003-04-01 2004-03-02
AEA194 HO Hui Ching, Alice 何曉靜 RE Asset Management 2004-07-22 2017-06-30
AEA621 STANTON III Walter Xavier RE Dealing in Securities 2010-01-13 2011-01-18
AEA621 STANTON III Walter Xavier RO Dealing in Securities 2011-01-18
AEA621 STANTON III Walter Xavier RE Advising on Securities 2010-03-04 2011-01-18
AEA621 STANTON III Walter Xavier RO Advising on Securities 2011-01-18
AEA621 STANTON III Walter Xavier RO Asset Management 2011-01-18
AEI997 CHANG On Ming, Amy 張安明 RE Dealing in Securities 2008-07-07 2011-12-24
AEL135 YIP Man Yi, Serina 葉敏儀 RE Dealing in Securities 2009-08-27 2011-12-24
AEL835 CHAN Zoong Yee, Allen 陳仲兒 RE Dealing in Securities 2003-04-01 2004-03-02
AEL835 CHAN Zoong Yee, Allen 陳仲兒 RE Dealing in Securities 2006-08-31
AEL835 CHAN Zoong Yee, Allen 陳仲兒 RE Advising on Securities 2003-04-01
AEL835 CHAN Zoong Yee, Allen 陳仲兒 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AEL835 CHAN Zoong Yee, Allen 陳仲兒 RE Asset Management 2003-04-01 2004-03-02
AEQ246 LEE Liang-Teh 李亮德 RE Dealing in Securities 2012-01-30
AEQ246 LEE Liang-Teh 李亮德 RE Asset Management 2012-01-30 2017-06-30
AER832 KWONG Ka Bo, Greta 鄺家寶 RE Dealing in Securities 2003-04-14 2004-03-25
AET390 KARUHADEJ Karn RE Dealing in Securities 2018-09-18
AEU163 HWANG Ida 黃怡德 RE Dealing in Securities 2012-07-20
AFA847 WOO Wing Yan, Anna 胡穎茵 RE Dealing in Securities 2017-08-04 2018-05-09
AFC151 HUI Chin Ki 許展奇 RE Dealing in Securities 2009-09-25
AFC202 TAM Sau Yin 譚秀妍 RE Dealing in Securities 2009-10-15
AFC211 LANG Christian Robert RE Dealing in Securities 2005-11-24
AFC448 KWONG Wing Man 鄺穎文 RE Dealing in Securities 2012-01-04 2013-11-20
AFC448 KWONG Wing Man 鄺穎文 RE Advising on Securities 2012-01-04 2013-11-20
AFC750 LEE Yuk King, Polly 李玉瓊 RE Dealing in Securities 2003-04-14 2005-11-30
AFD865 CHOW Steven 周志文 RE Dealing in Securities 2006-09-07
AFD865 CHOW Steven 周志文 RE Advising on Securities 2003-04-01
AFD865 CHOW Steven 周志文 RE Advising on Corporate Finance 2003-04-01 2004-03-02
AFD865 CHOW Steven 周志文 RE Asset Management 2003-04-01 2004-03-02
AFJ214 LAI Hoi Yu 黎愷茹 RE Dealing in Securities 2017-08-04
AFJ877 LAU Chi Kin 劉智健 RE Dealing in Securities 2004-12-24 2006-07-12
AFJ877 LAU Chi Kin 劉智健 RO Dealing in Securities 2006-07-12 2014-05-07
AFJ877 LAU Chi Kin 劉智健 RE Advising on Securities 2004-12-24 2014-05-07
AFM612 SEQUEIRA Clarence Edward 嘉倫 RE Dealing in Securities 2018-02-20 2018-08-01
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RE Dealing in Securities 2014-09-16
AFN047 HAU Wing Ka, Ricky 侯榮嘉 RE Advising on Securities 2014-09-16
AFU121 NG Wai Ching, Christine 吳慧清 RE Dealing in Securities 2005-05-14 2011-12-24
AFU321 LOW Siew Ping, Geraldine 劉秀冰 RE Dealing in Securities 2014-10-21 2018-08-10
AFV377 LIM Kwan Lay, Sally 林冠麗 RE Dealing in Securities 2008-04-28 2010-06-18
AFV377 LIM Kwan Lay, Sally 林冠麗 RE Advising on Securities 2008-04-28 2010-06-18
AFV377 LIM Kwan Lay, Sally 林冠麗 RE Asset Management 2008-04-28 2010-06-18
AFX335 LAI Joey Wing Sze 黎詠詩 RE Dealing in Securities 2008-05-26 2011-12-24
AFY707 GOH Kah Peng 吳家鵬 RE Dealing in Securities 2017-03-20
AFY707 GOH Kah Peng 吳家鵬 RE Advising on Securities 2017-03-20
AFY707 GOH Kah Peng 吳家鵬 RE Asset Management 2017-03-20
AGF187 CHOW Wai Ling 鄒惠玲 RE Dealing in Securities 2017-07-10 2017-07-12
AGF542 NG Siu Mui 伍少梅 RE Dealing in Securities 2009-11-03 2011-12-24
AGG554 WONG Vicky 王偉琪 RE Dealing in Securities 2011-07-14
AGG697 LEE Chui Shan 李翠珊 RE Dealing in Securities 2017-09-13
AGG820 CHOW Chak Shing 周澤成 RE Dealing in Securities 2018-08-20
AGG820 CHOW Chak Shing 周澤成 RE Advising on Securities 2018-08-20
AGH133 RAUTI Daniel RE Dealing in Securities 2003-04-01 2014-01-03
AGH133 RAUTI Daniel RE Advising on Securities 2003-04-01 2004-03-02
AGH133 RAUTI Daniel RE Advising on Corporate Finance 2003-04-01 2004-03-02
AGH133 RAUTI Daniel RE Asset Management 2003-04-01 2004-03-02
AGH194 CHAN Kwai Ping 陳桂萍 RE Dealing in Securities 2017-06-23
AGJ405 WIDMER Rolf 溫偉明 RO Dealing in Securities 2003-04-01
AGJ405 WIDMER Rolf 溫偉明 RO Advising on Securities 2003-04-01
AGJ405 WIDMER Rolf 溫偉明 RO Asset Management 2003-04-01
AGL174 LO Ka Yan 盧家恩 RE Dealing in Securities 2007-06-05 2014-05-07
AGL485 KWOK Chor Man 郭楚雯 RE Dealing in Securities 2015-09-07 2016-05-25
AGL485 KWOK Chor Man 郭楚雯 RE Advising on Securities 2015-09-07 2016-05-25
AGL485 KWOK Chor Man 郭楚雯 RE Asset Management 2015-09-07 2016-05-25
AGM415 FOLLONIER Claudine Nicole RE Dealing in Securities 2014-09-25
AGN873 MA Pui Pui, George 馬貝貝 RE Dealing in Securities 2016-10-06
AGN874 LEE Tanya Marie 李丹雅 RE Dealing in Securities 2012-02-27
AGN874 LEE Tanya Marie 李丹雅 RE Asset Management 2012-02-27 2017-06-30
AHC424 YEUNG Dinasa San San RE Dealing in Securities 2006-08-31
AHC424 YEUNG Dinasa San San RE Advising on Securities 2003-04-01
AHC424 YEUNG Dinasa San San RE Advising on Corporate Finance 2003-04-01 2004-03-02
AHC424 YEUNG Dinasa San San RE Asset Management 2003-04-01 2004-03-02
AHC854 SUEN Lai Fong 孫麗芳 RE Dealing in Securities 2011-08-05 2011-08-16
AHC854 SUEN Lai Fong 孫麗芳 RE Advising on Securities 2011-08-05 2011-08-16
AHN503 YOSHIDA Makiko 吉田牧子 RE Dealing in Securities 2010-08-17 2013-05-09
AHN831 CHIN Ching Yap 陳振業 RE Dealing in Securities 2017-06-22
AHX029 MOK Wai Yin 莫慧賢 RE Dealing in Securities 2005-01-14 2010-09-17
AHX029 MOK Wai Yin 莫慧賢 RE Dealing in Securities 2013-06-27
AHX029 MOK Wai Yin 莫慧賢 RE Advising on Securities 2010-06-14 2010-09-17
AHX029 MOK Wai Yin 莫慧賢 RE Advising on Securities 2013-06-27
AHX029 MOK Wai Yin 莫慧賢 RE Asset Management 2010-06-14 2010-09-17
AHX029 MOK Wai Yin 莫慧賢 RE Asset Management 2013-06-27
AIC492 CORRY Stephen Alexander RE Dealing in Securities 2011-04-15 2017-12-14
AIC492 CORRY Stephen Alexander RE Advising on Securities 2011-05-20 2017-12-14
AIC833 CHUNG Cheuk Man 鍾卓文 RE Dealing in Securities 2017-07-14 2018-07-05
AIG234 DENG Suk Yee, Florence 鄧淑儀 RE Dealing in Securities 2017-05-22
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Dealing in Securities 2015-09-21 2016-01-30
AIH529 SHEA Sze Wai, Anita 佘思慧 RE Advising on Securities 2015-09-21 2016-01-30
AIL103 GRAF Reto RE Dealing in Securities 2004-08-27
AIL103 GRAF Reto RE Advising on Securities 2004-08-27
AIU378 CHAN Rita Wing-Yee 陳穎儀 RE Dealing in Securities 2012-08-10
AIU378 CHAN Rita Wing-Yee 陳穎儀 RE Asset Management 2012-08-10 2017-06-30
AJB102 SIN Monique Wing Sheung 冼泳湘 RE Dealing in Securities 2016-10-25
AJH032 CHAN Ka Ki 陳家祺 RE Dealing in Securities 2017-08-02 2018-08-10
AJL620 LO Shui Ping, Adela 盧瑞冰 RE Dealing in Securities 2008-02-14 2010-11-05
AJM223 PAK Kin Leung 白健良 RE Dealing in Securities 2017-06-09 2018-03-16
AJM223 PAK Kin Leung 白健良 RE Advising on Securities 2017-06-09 2018-03-16
AJO195 CHOU Amy Ching-fen 周旻萱 RE Dealing in Securities 2013-09-09
AKO803 WONG Mellissa 王蓉慈 RE Dealing in Securities 2018-02-08
ALB466 CHUNG Wai Yan 鍾慧欣 RE Dealing in Securities 2011-02-15 2016-02-27
ALB466 CHUNG Wai Yan 鍾慧欣 RE Advising on Securities 2010-07-29 2016-02-27
ALB466 CHUNG Wai Yan 鍾慧欣 RE Asset Management 2010-07-29 2016-02-27
ALI118 DE BRUIJCKERE Marcel Johan RE Dealing in Securities 2012-04-11 2012-08-01
ALK080 KAMPMAN Eric Jan RE Dealing in Securities 2008-02-15
ALN485 CHOI Sau Fong, Peggy 蔡秀芳 RE Dealing in Securities 2005-01-14 2011-12-24
ALN486 KWAN Ka Yee, Anita 關家怡 RE Dealing in Securities 2005-01-14 2011-12-24
ALN486 KWAN Ka Yee, Anita 關家怡 RE Dealing in Securities 2016-05-05
ALN488 CHOW Siu Ling, May 周小玲 RE Dealing in Securities 2005-02-24 2007-10-02
ALP976 TSO William Yuen Leung 左元良 RE Dealing in Securities 2017-07-28
ALP976 TSO William Yuen Leung 左元良 RE Advising on Securities 2017-07-28
ALZ556 WONG Po Ying, Patricia 黃寶英 RE Dealing in Securities 2005-07-07
AMF274 CHAN Shuk Shan, Eileena 陳淑珊 RE Dealing in Securities 2005-09-08 2011-12-24
AMP022 WONG Wai Ping, Esther 黃慧萍 RE Dealing in Securities 2005-11-25 2011-12-24
AMW349 KO Shih Tsung 柯世聰 RE Dealing in Securities 2010-10-19
AMW433 BECK Alexander Wolfgang RE Dealing in Securities 2006-02-15 2014-05-07
AMW433 BECK Alexander Wolfgang RE Advising on Securities 2006-02-15 2014-05-07
AMW433 BECK Alexander Wolfgang RE Asset Management 2006-02-15 2014-05-07
AMX814 KAWAHARA Naoto RE Dealing in Securities 2006-02-16
ANA145 LEUNG Shuk Man, Maria 梁淑敏 RE Dealing in Securities 2006-03-07 2006-06-24
AND966 SALVI Fabian Andreas RE Dealing in Securities 2006-04-11 2008-04-18
AND966 SALVI Fabian Andreas RE Advising on Securities 2006-04-11 2008-04-18
ANE730 LAU Mei Yee 劉美儀 RE Dealing in Securities 2006-05-11 2011-02-23
ANG605 WONG Ki Ling 王琦凌 RE Dealing in Securities 2017-06-07 2018-04-11
ANG605 WONG Ki Ling 王琦凌 RE Advising on Securities 2017-06-07 2018-04-11
ANH739 LEE Hou-Min 李厚民 RE Dealing in Securities 2016-06-08
ANM095 LE MAGNAN Sandra Liu 劉佩雯 RE Dealing in Securities 2006-07-27 2007-07-17
ANM097 CHEN Chi-Min 陳季敏 RE Dealing in Securities 2006-07-27 2011-12-24
ANM097 CHEN Chi-Min 陳季敏 RE Dealing in Securities 2017-09-20
ANP645 CHAN Wai Shan, Monica 陳慧珊 RE Dealing in Securities 2006-08-24 2007-11-17
ANQ009 REBER Thomas RE Dealing in Securities 2012-05-25
ANR831 YIP Wai 葉蔚 RE Dealing in Securities 2013-01-31 2014-05-07
ANR831 YIP Wai 葉蔚 RE Dealing in Securities 2016-03-08
ANR831 YIP Wai 葉蔚 RE Advising on Securities 2016-03-08
ANU997 YIU Pui Pui, Maisy 姚佩佩 RE Dealing in Securities 2006-10-10 2011-12-24
ANY049 CHUNG Po Wah, Emily 龔博華 RE Dealing in Securities 2016-11-08
ANY369 WATTINGER Robin Simon RE Dealing in Securities 2006-11-13 2011-06-30
ANY369 WATTINGER Robin Simon RE Dealing in Securities 2013-02-18 2013-06-06
AOA830 WEI Chi Wen 魏綺妏 RE Dealing in Securities 2018-08-30
AOB275 LEUNG Wing Chi 梁詠慈 RE Dealing in Securities 2006-11-22 2007-11-29
AOB276 HAU Kin Fung, Kenneth 侯建峰 RE Dealing in Securities 2006-11-22
AOB276 HAU Kin Fung, Kenneth 侯建峰 RE Advising on Securities 2006-11-22
AOB276 HAU Kin Fung, Kenneth 侯建峰 RE Asset Management 2007-07-11
AOH345 KLAUS Karl-Heinz RE Dealing in Securities 2007-02-02
AOH345 KLAUS Karl-Heinz RE Advising on Securities 2007-02-02
AOJ449 NG Hoi Yan 吳凱欣 RE Dealing in Securities 2017-01-10
AOR636 CHANG Jason RE Dealing in Securities 2017-05-22
AOS495 LI Kit 李潔 RE Dealing in Securities 2007-10-22 2011-12-24
AOS612 YONG Hoo 容浩 RE Dealing in Securities 2012-08-15
AOS612 YONG Hoo 容浩 RE Advising on Securities 2012-08-15
AOS670 TSO Yim Bing, Catherina 曹艷冰 RE Dealing in Securities 2007-05-30 2011-12-24
AOT504 CHENG Wing Sum, Christina 鄭詠琛 RE Dealing in Securities 2008-03-04 2008-08-01
AOT504 CHENG Wing Sum, Christina 鄭詠琛 RE Advising on Securities 2008-02-11 2008-08-01
AOT504 CHENG Wing Sum, Christina 鄭詠琛 RE Asset Management 2008-02-11 2008-08-01
AOU810 LEE Hui Min 李慧敏 RE Dealing in Securities 2012-07-23 2018-08-10
AOV334 LEUNG Lai Ming 梁麗明 RE Dealing in Securities 2007-06-06 2011-12-24
AOY581 CHEUNG Ka Po, Sammy 張家寶 RE Dealing in Securities 2007-07-04 2008-05-24
AOY581 CHEUNG Ka Po, Sammy 張家寶 RE Advising on Securities 2007-07-04 2008-05-24
APC472 SHIU Chun Ho, Wesley 邵俊豪 RE Dealing in Securities 2013-09-03
APC472 SHIU Chun Ho, Wesley 邵俊豪 RE Advising on Securities 2013-09-03
APC472 SHIU Chun Ho, Wesley 邵俊豪 RE Asset Management 2013-09-03 2017-06-30
APC690 STALDER Philipp Michael RE Dealing in Securities 2007-07-27
APD708 YU Chui Fun, Teresa 余翠芬 RE Dealing in Securities 2007-08-08 2011-05-23
APG180 ZHOU Yong 周勇 RE Dealing in Securities 2007-08-30 2007-12-31
API083 MA Wai Man, Isabella 馬慧敏 RE Dealing in Securities 2008-09-11
API083 MA Wai Man, Isabella 馬慧敏 RE Advising on Securities 2017-04-03
API083 MA Wai Man, Isabella 馬慧敏 RE Asset Management 2010-11-30
APJ306 HUANG Timothy C 黃謙勤 RE Advising on Securities 2008-10-29 2009-01-31
APJ469 YAU Yuk Ling 邱玉玲 RE Dealing in Securities 2015-09-21 2018-11-24
APO541 CHENG Tak Cheung 鄭德彰 RE Dealing in Securities 2009-12-22
APO541 CHENG Tak Cheung 鄭德彰 RE Advising on Securities 2010-02-18
APP030 WAN Ching Pong 尹政邦 RE Dealing in Securities 2017-06-01
APP030 WAN Ching Pong 尹政邦 RE Advising on Securities 2017-06-01
APP030 WAN Ching Pong 尹政邦 RE Asset Management 2017-06-01
APS176 WONG Kwok Cheung 黃玨璋 RE Dealing in Securities 2010-01-12
APS176 WONG Kwok Cheung 黃玨璋 RE Advising on Securities 2010-03-04
APV572 CHAN Yuen Ting 陳婉婷 RE Dealing in Securities 2010-01-21
APV572 CHAN Yuen Ting 陳婉婷 RE Advising on Securities 2010-03-04
APV634 GILLOT Sophie RE Dealing in Securities 2014-10-06
APY469 HSU Pei-Ju 許珮茹 RE Dealing in Securities 2017-09-14
APY533 CHENG Wai Han Cecilia 鄭惠嫻 RE Dealing in Securities 2007-12-19 2011-12-24
APY533 CHENG Wai Han Cecilia 鄭惠嫻 RE Dealing in Securities 2017-09-13
AQB108 CHAN Connie Stella RE Dealing in Securities 2008-01-07 2010-09-16
AQE973 CHUM Po San 覃寶珊 RE Dealing in Securities 2008-02-14 2011-12-24
AQE974 KWAN Wai Ying 關惠螢 RE Dealing in Securities 2008-02-14 2010-12-03
AQI797 LEUNG Francis Feng Hua 梁楓華 RE Dealing in Securities 2018-08-16
AQN579 PEDLEY Benjamin Ian RE Dealing in Securities 2008-03-12 2010-04-26
AQN579 PEDLEY Benjamin Ian RE Advising on Securities 2008-03-12 2010-04-26
AQN579 PEDLEY Benjamin Ian RE Asset Management 2008-03-12 2010-04-26
AQR527 WONG Sze Sze 黃思詩 RE Dealing in Securities 2008-03-25 2011-12-24
AQR940 KWONG Ming Yan, Fanny 鄺明欣 RE Advising on Securities 2018-11-23
AQR940 KWONG Ming Yan, Fanny 鄺明欣 RE Asset Management 2018-11-23
AQS366 WONG Sze Ngar 黃思雅 RE Dealing in Securities 2008-05-08 2011-12-24
AQW621 LIN Chun Hsien 林俊賢 RE Dealing in Securities 2017-08-11
AQW621 LIN Chun Hsien 林俊賢 RE Advising on Securities 2017-08-11
AQX410 LAI Wing Yi, Adda 黎詠儀 RE Dealing in Securities 2018-01-17
AQY015 LEE Ka Man 李嘉雯 RE Dealing in Securities 2008-04-25 2008-05-30
ARD668 HSU Shu Chuan 許淑涓 RE Dealing in Securities 2017-08-04
ARN786 CHEN Stephanie Hsiaomei 陳孝玫 RE Dealing in Securities 2008-08-28 2008-12-09
ARP090 WONG Tak Yan, Frances 王德恩 RE Dealing in Securities 2008-09-11 2011-12-24
ARR119 CHEUNG Lap Ki David 張立棋 RE Dealing in Securities 2017-12-12
ART683 KEMPER Moritz RE Advising on Securities 2008-10-28 2009-02-19
ARW023 CHENG Ivan 鄭嘉明 RE Dealing in Securities 2008-12-03
ARW023 CHENG Ivan 鄭嘉明 RE Advising on Securities 2008-12-03
ARY266 LEE Kwan Fong 李群芳 RE Dealing in Securities 2017-09-13
ASO882 LEUNG Lai Chuen 梁麗轉 RE Dealing in Securities 2009-05-12 2011-12-24
ASP307 CHIANG Tsan-Shan 江璨珊 RE Dealing in Securities 2009-03-20
ASP309 WANG Li-Chen 王立貞 RE Dealing in Securities 2009-03-24
ASP313 YEN Ju-Yu 顏如瑜 RE Dealing in Securities 2009-03-25
ASP713 CHANG CHIEN Yin-Ping 張簡吟萍 RE Dealing in Securities 2009-03-25
ASY527 HSU Chia-Ling 許嘉玲 RE Dealing in Securities 2015-07-02
ATC736 TAUB Vanessa Lee RE Dealing in Securities 2017-09-13 2017-12-01
ATN588 NG Kin Shing, Kenny 伍建丞 RE Dealing in Securities 2016-10-25 2018-10-30
ATN588 NG Kin Shing, Kenny 伍建丞 RE Advising on Securities 2016-10-25 2018-10-30
ATY739 VARGHESE Dennis George RE Dealing in Securities 2009-10-23 2010-07-30
AUP949 BOONYAKURKUL Pakorn RE Dealing in Securities 2014-02-06 2016-11-08
AUR646 HSIEH Siou-Ping 謝秀萍 RE Dealing in Securities 2017-09-14
AVJ140 NISHI Yoshihiro RE Dealing in Securities 2010-06-18
AVJ287 TREIER Sandro RE Dealing in Securities 2010-06-21 2011-12-24
AVV662 MUKSCH Roland RE Dealing in Securities 2010-09-09
AWA212 ISHIZU Momoe RE Dealing in Securities 2010-10-13 2011-11-03
AWE444 LUTZ Marcel Anton RE Dealing in Securities 2010-10-29 2012-12-22
AWE444 LUTZ Marcel Anton RE Dealing in Securities 2013-11-25 2018-02-28
AWG849 LAM Sau Kuen 林秀娟 RE Dealing in Securities 2011-01-14 2011-12-24
AWH867 HUA Andrew Sir 花時 RE Dealing in Securities 2010-11-17 2017-08-08
AWH867 HUA Andrew Sir 花時 RO Dealing in Securities 2017-08-08
AWH867 HUA Andrew Sir 花時 RE Advising on Securities 2011-02-02 2017-08-08
AWH867 HUA Andrew Sir 花時 RO Advising on Securities 2017-08-08
AWH867 HUA Andrew Sir 花時 RE Asset Management 2011-10-11 2012-02-06
AWH867 HUA Andrew Sir 花時 RO Asset Management 2012-02-06
AWK173 SURBER Markus RE Dealing in Securities 2010-11-30 2017-04-27
AWK173 SURBER Markus RE Advising on Securities 2011-03-23 2017-04-27
AWK173 SURBER Markus RE Asset Management 2011-03-23 2017-04-27
AWK183 TAO Liyuan 陶理原 RE Dealing in Securities 2016-11-08 2017-06-03
AWT092 KUBR Cyril Vaclav RE Dealing in Securities 2012-04-18 2012-10-20
AWT092 KUBR Cyril Vaclav RE Advising on Securities 2011-03-04 2011-06-04
AWT968 LIM Keng Hian RE Dealing in Securities 2017-07-12
AWY816 STUBER Beat RE Dealing in Securities 2011-03-15 2011-12-17
AXC390 CHAN Yuen Ki, Winnie 陳婉琪 RE Dealing in Securities 2011-04-04 2011-12-24
AXC396 ONG Ming Jie RE Dealing in Securities 2011-04-04 2012-05-26
AXC396 ONG Ming Jie RE Advising on Securities 2011-04-04 2012-05-26
AXO296 PANG Jason Richard 彭建鋒 RE Dealing in Securities 2011-07-06 2014-08-05
AXO296 PANG Jason Richard 彭建鋒 RE Asset Management 2012-01-10 2014-08-05
AXQ413 TAM Kim Chi 譚劍姿 RE Dealing in Securities 2011-07-15
AXY800 HOANG Hubert RE Dealing in Securities 2018-10-05
AXY800 HOANG Hubert RE Advising on Securities 2018-10-05
AXY800 HOANG Hubert RE Asset Management 2018-10-05
AZI534 YU Tung-Chang 游東璋 RE Dealing in Securities 2012-04-30
AZI534 YU Tung-Chang 游東璋 RE Advising on Securities 2012-04-30
AZI534 YU Tung-Chang 游東璋 RE Asset Management 2012-04-30
AZQ766 CHAN Yuk Ming, Phonda 陳玉明 RE Dealing in Securities 2017-08-04 2018-07-05
BAB971 WANGER Daniel Martin RE Dealing in Securities 2012-08-28
BAE332 LAM Yuen Yee, Emily 林苑怡 RE Dealing in Securities 2012-09-12 2013-05-09
BAF049 SCHAEDLER Peter Karl RE Dealing in Securities 2012-09-21 2016-12-31
BAF049 SCHAEDLER Peter Karl RE Advising on Securities 2012-09-21 2016-12-31
BAF049 SCHAEDLER Peter Karl RE Asset Management 2012-09-21 2016-12-31
BBX046 CHEN Ko Yuan 陳科源 RE Dealing in Securities 2013-09-19 2017-10-12
BBX049 ENZLER Stefan Tobias RE Dealing in Securities 2013-09-16
BBX330 MANSY Jozef Hassan RE Dealing in Securities 2013-11-22
BCD707 NGAI Chun Tong 魏鎮棠 RE Dealing in Securities 2013-10-31
BCD707 NGAI Chun Tong 魏鎮棠 RE Advising on Securities 2013-10-31
BCD707 NGAI Chun Tong 魏鎮棠 RE Asset Management 2016-12-01
BDQ824 LIN Shih Yi 林詩宜 RE Dealing in Securities 2015-08-13 2017-11-18
BDQ824 LIN Shih Yi 林詩宜 RE Advising on Securities 2017-04-06 2017-11-18
BDQ824 LIN Shih Yi 林詩宜 RE Asset Management 2015-08-13 2017-11-18
BDR385 JUAN Melanie Hsiaomei RE Dealing in Securities 2014-07-07 2015-10-22
BDX227 CHAN Kin Ping 陳建平 RE Dealing in Securities 2014-08-06
BDZ174 CHAN Yu Him, Ronald 陳汝謙 RE Dealing in Securities 2014-08-14
BDZ174 CHAN Yu Him, Ronald 陳汝謙 RE Advising on Securities 2017-04-06
BDZ174 CHAN Yu Him, Ronald 陳汝謙 RE Asset Management 2015-01-26
BEA484 BELZA GONZALEZ Sergio 貝賽峰 RE Dealing in Securities 2014-08-21 2018-03-01
BEA806 REACHI Alexandre Manuel Jacques Marie RE Dealing in Securities 2014-08-26
BEF104 ENGELHARD Stephanie Junko RE Dealing in Securities 2014-09-25
BEJ231 CHANG Yeng-Yu 張燕宇 RE Dealing in Securities 2014-10-24 2015-08-11
BEW327 CHEN Mei-Ling 陳梅玲 RE Dealing in Securities 2015-01-26
BEW646 CHAN Sum Fat, Dany 陳仁輝 RE Dealing in Securities 2015-01-26 2017-07-01
BEZ753 POON Hung Chiu, Stanley 潘鴻超 RE Dealing in Securities 2017-06-26
BFA513 CHONG Hon Sang, Donny 莊漢生 RE Dealing in Securities 2017-08-28
BFD591 HSIAO Hsiao-Ping 蕭筱萍 RE Dealing in Securities 2015-03-27
BGD205 JAYARAM Jaya Sanjay RE Dealing in Securities 2015-09-04
BGI561 CEYRAC Victoria Jeanne Marthe RE Dealing in Securities 2015-10-13 2018-06-30
BGJ382 LEI Chien Fong 雷建豐 RE Dealing in Securities 2015-10-19
BGP109 YUAN Li Yi 袁豊翊 RE Dealing in Securities 2017-08-28 2018-07-17
BHB494 BUERZLE Norman RE Dealing in Securities 2016-02-24
BHH820 CHEN Wei Ming 陳威銘 RE Dealing in Securities 2016-04-18
BHJ688 FOONG Hsueh Min RE Dealing in Securities 2016-04-26
BHJ688 FOONG Hsueh Min RE Advising on Securities 2016-04-26
BHM646 WU Ju Yueh 吳如悅 RE Dealing in Securities 2017-07-14
BHS486 HUMPLEBY Charles David RE Dealing in Securities 2017-03-15 2018-08-15
BHY757 CHEUNG Ching Ho Wilson 張正浩 RE Dealing in Securities 2016-08-10
BHY757 CHEUNG Ching Ho Wilson 張正浩 RE Advising on Securities 2016-08-10
BII559 HUNG Tsai Ling 洪彩齡 RE Dealing in Securities 2016-10-11
BIK703 WONG Kung Wing Elroy 黃共榮 RE Dealing in Securities 2016-10-25
BIK717 AYAZ Ercan RE Dealing in Securities 2016-10-26 2017-08-17
BJR211 CHEUNG Ka Yan 張嘉欣 RE Dealing in Securities 2017-06-05 2017-10-28
BJR211 CHEUNG Ka Yan 張嘉欣 RE Advising on Securities 2017-06-05 2017-10-28
BJR450 CHOY Mei Ngan 蔡妙顏 RE Dealing in Securities 2017-06-07 2018-04-11
BJR450 CHOY Mei Ngan 蔡妙顏 RE Advising on Securities 2017-06-07 2018-04-11
BJR968 TO Wing Cheung 杜永祥 RE Dealing in Securities 2017-06-09
BJR968 TO Wing Cheung 杜永祥 RE Advising on Securities 2017-06-09
BJU394 CHAU Gar Lee 周嘉莉 RE Dealing in Securities 2017-06-26 2018-04-11
BJU394 CHAU Gar Lee 周嘉莉 RE Advising on Securities 2017-06-26 2018-04-11
BJU616 CHEUNG Sau Wan 張秀雲 RE Dealing in Securities 2017-06-27
BJU618 KATTEVILDER Jelmer Maarten RE Dealing in Securities 2017-06-22 2017-07-12
BJV399 CHAN Suet Ying Prudence 陳雪瑩 RE Dealing in Securities 2017-06-29
BJV720 CHENG Ka Yan Cathy 鄭嘉茵 RE Dealing in Securities 2017-06-30
BJV724 LIM Dae Hyuck 任大赫 RE Dealing in Securities 2017-06-30 2017-07-12
BJW094 LIU Chia Sheng 劉嘉昇 RE Dealing in Securities 2017-07-06
BJX599 CHAU Sau Ping Polly 周秀萍 RE Dealing in Securities 2017-07-14 2017-12-08
BJY653 WONG Fung Kuen Karen 王鳳娟 RE Dealing in Securities 2017-07-14
BJY659 CHUNG Yi-Chun 鍾宜君 RE Dealing in Securities 2017-07-14
BKB779 VARGAS Ignacio Cho 施德信 RE Dealing in Securities 2017-07-28
BKC962 CHANG Cheng Hao 張正豪 RE Dealing in Securities 2017-09-14
BKC968 KAR Wai Lan 賈慧蘭 RE Dealing in Securities 2017-07-28 2018-08-10
BKD637 CHANG Mei Ling 張美玲 RE Dealing in Securities 2017-08-02
BKE042 HSU Shu 許戍 RE Dealing in Securities 2017-08-30
BKR862 HOFER Stefan Paul 家帝文 RE Dealing in Securities 2017-09-13
BKR862 HOFER Stefan Paul 家帝文 RE Advising on Securities 2017-09-13
BLB528 CHENG John Chee-Wai RE Dealing in Securities 2017-10-06
BLB528 CHENG John Chee-Wai RE Advising on Securities 2017-10-06
BLC295 TAN Keng Siong David 陳慶祥 RE Dealing in Securities 2017-10-06 2018-08-01
BLG082 ONG Charlie Yveline Jeanne RE Dealing in Securities 2017-10-18 2018-07-12
BMC881 CHEN Mei Ju 陳美如 RE Dealing in Securities 2018-02-02
BMU797 LAM Chung Kiu 林鍾嬌 RE Dealing in Securities 2018-04-27
BNA709 LEE Wen Hsin 李文馨 RE Dealing in Securities 2018-06-01
BNN396 PRACHAKIT Lalitta RE Dealing in Securities 2018-09-04
BNP287 WANG Tai Jen 王泰人 RE Dealing in Securities 2018-09-26
BNR531 ANLIKER Christoph RE Dealing in Securities 2018-10-15

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