Hong Kong SFC licence institution AAC807, ABN AMRO Financial Products Limited

These are the licence-holders that were found for SFC licence institution AAC807 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABY467 YEUNG Chun Yin, Steve 楊俊賢 RE Dealing in Securities 2005-03-01 2006-05-18
ABY467 YEUNG Chun Yin, Steve 楊俊賢 RO Dealing in Securities 2006-05-18 2006-07-29
ACR491 VAN DIEST Robertus Johannes RO Dealing in Securities 2003-04-01 2003-07-07
ACX070 TAM Kwok Cheung 譚國章 RO Dealing in Securities 2003-04-01 2006-10-25
ACX070 TAM Kwok Cheung 譚國章 RO Advising on Securities 2003-04-01 2003-07-30
ACX070 TAM Kwok Cheung 譚國章 RO Advising on Corporate Finance 2003-04-01 2003-07-30
ACX070 TAM Kwok Cheung 譚國章 RO Asset Management 2003-04-01 2003-07-30
AEJ197 YIP Chi Shing, Gerald 葉志誠 RO Dealing in Securities 2006-10-25 2014-07-11
AGB128 YONG Pang Teck 楊邦德 RO Dealing in Securities 2003-04-01 2006-02-20
AGB128 YONG Pang Teck 楊邦德 RO Advising on Securities 2003-04-01 2005-03-03
AGB128 YONG Pang Teck 楊邦德 RO Advising on Corporate Finance 2003-04-01 2005-03-03
AGB128 YONG Pang Teck 楊邦德 RO Asset Management 2003-04-01 2005-03-03
AIR772 LIU Wai Yee 廖慧儀 RE Dealing in Securities 2005-03-01 2006-02-07
AIR772 LIU Wai Yee 廖慧儀 RO Dealing in Securities 2006-02-07 2006-11-01
AIR776 YAO Nicholas Howard 姚孝先 RE Dealing in Securities 2005-03-01 2007-08-08
ALV072 CHIU Chi Hoi 趙之海 RE Dealing in Securities 2005-03-16 2006-03-30
ANH319 LO Sze Man 勞詩敏 RE Dealing in Securities 2006-04-19 2013-05-14
ANT776 LO Sze Wan, Hera 盧詩蘊 RE Dealing in Securities 2006-08-09 2008-09-11
ANZ804 LIM Seng Gene RE Dealing in Securities 2009-08-17 2014-06-11
AOA936 TSE Kai Wing 謝佳咏 RE Dealing in Securities 2006-10-10 2007-10-11
AOC784 HUNG Mei Mei 孔美美 RO Dealing in Securities 2006-11-01 2014-12-19
AOG774 WEST David Neil RO Dealing in Securities 2014-11-12 2015-09-02
AOK044 SONNEVELD Ewoud Arie Jan RE Dealing in Securities 2007-01-10 2009-06-25
AOL729 RUTLAND Ronald Wyndham RE Dealing in Securities 2007-03-06 2008-06-02
AOL748 PEALLING Paul Michael Alfred RO Dealing in Securities 2014-11-11 2015-09-02
AON743 HIRANI Jagdish Ratna RO Dealing in Securities 2013-09-04 2014-12-19
AOY776 ROSSI Valerie RE Dealing in Securities 2007-05-28 2015-03-31
APJ663 WOOD Mark R RE Dealing in Securities 2007-08-10 2014-12-19
APR814 TANG Kar Ming 鄧嘉銘 RE Dealing in Securities 2012-04-26 2014-12-19
APU625 LEE Shuk Man 李淑雯 RE Dealing in Securities 2007-10-09 2009-02-07
APV923 SALEMBIER David H. E. RE Dealing in Securities 2007-10-16 2008-11-17
AQC208 SILVER Colin RE Dealing in Securities 2008-07-04 2010-04-16
AQH654 HUANG Xian Jia 黃賢嘉 RE Dealing in Securities 2008-01-14 2010-05-18
ARP329 IP Chi Him, Jimmy 葉梓謙 RE Dealing in Securities 2008-09-09 2014-03-29
ARQ675 MCLEOD Angus Mcarthur RE Dealing in Securities 2008-09-23 2014-12-19
ASM394 MCINTOSH David Anthony RE Dealing in Securities 2009-03-09 2010-05-05
AXD845 RIGAUD Emmanuel Andre Marie RE Dealing in Securities 2011-05-06 2014-06-11
BBP435 KOMPIER Marie-Louise Catharina Cornelia RE Dealing in Securities 2013-08-12 2013-08-28
BDJ123 CARVAJAL Luis Enrique RE Dealing in Securities 2014-04-30 2014-05-09
BDR278 WILSON Stephanie I Y RE Dealing in Securities 2014-07-14 2014-07-31
BDU243 POON Chung Keung 潘宗強 RE Dealing in Securities 2014-07-16 2015-03-31

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