These are the licence-holders that were found for SFC licence institution AAC807 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ABY467 | YEUNG Chun Yin, Steve | 楊俊賢 | RE | Dealing in Securities | 2005-03-01 | 2006-05-18 |
| ABY467 | YEUNG Chun Yin, Steve | 楊俊賢 | RO | Dealing in Securities | 2006-05-18 | 2006-07-29 |
| ACR491 | VAN DIEST Robertus Johannes | RO | Dealing in Securities | 2003-04-01 | 2003-07-07 | |
| ACX070 | TAM Kwok Cheung | 譚國章 | RO | Dealing in Securities | 2003-04-01 | 2006-10-25 |
| ACX070 | TAM Kwok Cheung | 譚國章 | RO | Advising on Securities | 2003-04-01 | 2003-07-30 |
| ACX070 | TAM Kwok Cheung | 譚國章 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-07-30 |
| ACX070 | TAM Kwok Cheung | 譚國章 | RO | Asset Management | 2003-04-01 | 2003-07-30 |
| AEJ197 | YIP Chi Shing, Gerald | 葉志誠 | RO | Dealing in Securities | 2006-10-25 | 2014-07-11 |
| AGB128 | YONG Pang Teck | 楊邦德 | RO | Dealing in Securities | 2003-04-01 | 2006-02-20 |
| AGB128 | YONG Pang Teck | 楊邦德 | RO | Advising on Securities | 2003-04-01 | 2005-03-03 |
| AGB128 | YONG Pang Teck | 楊邦德 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-03-03 |
| AGB128 | YONG Pang Teck | 楊邦德 | RO | Asset Management | 2003-04-01 | 2005-03-03 |
| AIR772 | LIU Wai Yee | 廖慧儀 | RE | Dealing in Securities | 2005-03-01 | 2006-02-07 |
| AIR772 | LIU Wai Yee | 廖慧儀 | RO | Dealing in Securities | 2006-02-07 | 2006-11-01 |
| AIR776 | YAO Nicholas Howard | 姚孝先 | RE | Dealing in Securities | 2005-03-01 | 2007-08-08 |
| ALV072 | CHIU Chi Hoi | 趙之海 | RE | Dealing in Securities | 2005-03-16 | 2006-03-30 |
| ANH319 | LO Sze Man | 勞詩敏 | RE | Dealing in Securities | 2006-04-19 | 2013-05-14 |
| ANT776 | LO Sze Wan, Hera | 盧詩蘊 | RE | Dealing in Securities | 2006-08-09 | 2008-09-11 |
| ANZ804 | LIM Seng Gene | RE | Dealing in Securities | 2009-08-17 | 2014-06-11 | |
| AOA936 | TSE Kai Wing | 謝佳咏 | RE | Dealing in Securities | 2006-10-10 | 2007-10-11 |
| AOC784 | HUNG Mei Mei | 孔美美 | RO | Dealing in Securities | 2006-11-01 | 2014-12-19 |
| AOG774 | WEST David Neil | RO | Dealing in Securities | 2014-11-12 | 2015-09-02 | |
| AOK044 | SONNEVELD Ewoud Arie Jan | RE | Dealing in Securities | 2007-01-10 | 2009-06-25 | |
| AOL729 | RUTLAND Ronald Wyndham | RE | Dealing in Securities | 2007-03-06 | 2008-06-02 | |
| AOL748 | PEALLING Paul Michael Alfred | RO | Dealing in Securities | 2014-11-11 | 2015-09-02 | |
| AON743 | HIRANI Jagdish Ratna | RO | Dealing in Securities | 2013-09-04 | 2014-12-19 | |
| AOY776 | ROSSI Valerie | RE | Dealing in Securities | 2007-05-28 | 2015-03-31 | |
| APJ663 | WOOD Mark R | RE | Dealing in Securities | 2007-08-10 | 2014-12-19 | |
| APR814 | TANG Kar Ming | 鄧嘉銘 | RE | Dealing in Securities | 2012-04-26 | 2014-12-19 |
| APU625 | LEE Shuk Man | 李淑雯 | RE | Dealing in Securities | 2007-10-09 | 2009-02-07 |
| APV923 | SALEMBIER David H. E. | RE | Dealing in Securities | 2007-10-16 | 2008-11-17 | |
| AQC208 | SILVER Colin | RE | Dealing in Securities | 2008-07-04 | 2010-04-16 | |
| AQH654 | HUANG Xian Jia | 黃賢嘉 | RE | Dealing in Securities | 2008-01-14 | 2010-05-18 |
| ARP329 | IP Chi Him, Jimmy | 葉梓謙 | RE | Dealing in Securities | 2008-09-09 | 2014-03-29 |
| ARQ675 | MCLEOD Angus Mcarthur | RE | Dealing in Securities | 2008-09-23 | 2014-12-19 | |
| ASM394 | MCINTOSH David Anthony | RE | Dealing in Securities | 2009-03-09 | 2010-05-05 | |
| AXD845 | RIGAUD Emmanuel Andre Marie | RE | Dealing in Securities | 2011-05-06 | 2014-06-11 | |
| BBP435 | KOMPIER Marie-Louise Catharina Cornelia | RE | Dealing in Securities | 2013-08-12 | 2013-08-28 | |
| BDJ123 | CARVAJAL Luis Enrique | RE | Dealing in Securities | 2014-04-30 | 2014-05-09 | |
| BDR278 | WILSON Stephanie I Y | RE | Dealing in Securities | 2014-07-14 | 2014-07-31 | |
| BDU243 | POON Chung Keung | 潘宗強 | RE | Dealing in Securities | 2014-07-16 | 2015-03-31 |
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