These are the licence-holders that were found for SFC licence institution AAC846 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC814 | CHONG Sau Chu | 莊秀珠 | RE | Dealing in Securities | 2003-04-01 | |
| AAC814 | CHONG Sau Chu | 莊秀珠 | RE | Advising on Securities | 2003-04-01 | 2004-02-06 |
| AAC814 | CHONG Sau Chu | 莊秀珠 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-06 |
| AAC814 | CHONG Sau Chu | 莊秀珠 | RE | Asset Management | 2003-04-01 | 2004-02-06 |
| AAC828 | CHEUNG Kwong Wai | 張廣偉 | RE | Dealing in Securities | 2003-04-01 | 2010-05-01 |
| AAC828 | CHEUNG Kwong Wai | 張廣偉 | RE | Advising on Securities | 2003-04-01 | 2004-03-12 |
| AAC828 | CHEUNG Kwong Wai | 張廣偉 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-12 |
| AAC828 | CHEUNG Kwong Wai | 張廣偉 | RE | Asset Management | 2003-04-01 | 2004-03-12 |
| AAC830 | CHUANG Hsi Chih | 莊細只 | RO | Dealing in Securities | 2003-04-01 | |
| AAC830 | CHUANG Hsi Chih | 莊細只 | RO | Advising on Securities | 2003-04-01 | 2004-10-26 |
| AAC830 | CHUANG Hsi Chih | 莊細只 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-10-26 |
| AAC830 | CHUANG Hsi Chih | 莊細只 | RO | Asset Management | 2003-04-01 | 2004-10-26 |
| AAC836 | CHONG Kam Muk | 莊金木 | RO | Dealing in Securities | 2003-04-01 | |
| AAC836 | CHONG Kam Muk | 莊金木 | RO | Advising on Securities | 2003-04-01 | 2004-10-26 |
| AAC836 | CHONG Kam Muk | 莊金木 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-10-26 |
| AAC836 | CHONG Kam Muk | 莊金木 | RO | Asset Management | 2003-04-01 | 2004-10-26 |
| ASH961 | OI Fung Ling, Alan | 柯烽翎 | RE | Dealing in Securities | 2009-01-21 | 2018-04-20 |
| ASH961 | OI Fung Ling, Alan | 柯烽翎 | RO | Dealing in Securities | 2018-04-20 |
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