Hong Kong SFC licence institution AAC867, Tai Yip Stock Company Limited 大業證券有限公司

These are the licence-holders that were found for SFC licence institution AAC867 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC625 IP Kow 葉球 RE Dealing in Securities 2003-04-01
AAC625 IP Kow 葉球 RE Advising on Securities 2003-04-01 2004-11-18
AAC625 IP Kow 葉球 RE Advising on Corporate Finance 2003-04-01 2004-11-18
AAC625 IP Kow 葉球 RE Asset Management 2003-04-01 2004-11-18
AAC638 KWAN Woon Lam 關煥霖 RE Dealing in Securities 2003-04-01 2016-04-01
AAC638 KWAN Woon Lam 關煥霖 RE Advising on Securities 2003-04-01 2004-03-31
AAC638 KWAN Woon Lam 關煥霖 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAC638 KWAN Woon Lam 關煥霖 RE Asset Management 2003-04-01 2004-03-31
AAC659 YIP Lai Kar, Raymond 葉黎家 RO Dealing in Securities 2003-04-01
AAC659 YIP Lai Kar, Raymond 葉黎家 RO Advising on Securities 2003-04-01 2004-11-18
AAC659 YIP Lai Kar, Raymond 葉黎家 RO Advising on Corporate Finance 2003-04-01 2004-11-18
AAC659 YIP Lai Kar, Raymond 葉黎家 RO Asset Management 2003-04-01 2004-11-18
AAC664 IP Lai Wai, Harry 葉黎偉 RO Dealing in Securities 2003-04-01
AAC664 IP Lai Wai, Harry 葉黎偉 RO Advising on Securities 2003-04-01 2004-02-12
AAC664 IP Lai Wai, Harry 葉黎偉 RO Advising on Corporate Finance 2003-04-01 2004-02-12
AAC664 IP Lai Wai, Harry 葉黎偉 RO Asset Management 2003-04-01 2004-02-12
AAC816 IP Lai Tak 葉黎達 RO Dealing in Securities 2003-04-01
AAC816 IP Lai Tak 葉黎達 RO Advising on Securities 2003-04-01 2004-01-20
AAC816 IP Lai Tak 葉黎達 RO Advising on Corporate Finance 2003-04-01 2004-01-20
AAC816 IP Lai Tak 葉黎達 RO Asset Management 2003-04-01 2004-01-20
AAM293 LAM Wilson 林偉信 RE Dealing in Securities 2003-04-01 2012-03-31
AAM293 LAM Wilson 林偉信 RE Advising on Securities 2003-04-01 2004-01-02
AAM293 LAM Wilson 林偉信 RE Advising on Corporate Finance 2003-04-01 2004-01-02
AAM293 LAM Wilson 林偉信 RE Asset Management 2003-04-01 2004-01-02
AAW646 YEUNG Kar Fai 楊家輝 RE Dealing in Securities 2003-04-01
AAW646 YEUNG Kar Fai 楊家輝 RE Advising on Securities 2003-04-01 2003-06-17
AAW646 YEUNG Kar Fai 楊家輝 RE Advising on Corporate Finance 2003-04-01 2003-06-17
AAW646 YEUNG Kar Fai 楊家輝 RE Asset Management 2003-04-01 2003-06-17
AAY758 LAW Chun Man 羅俊文 RE Dealing in Securities 2003-04-01 2003-06-30
AAY758 LAW Chun Man 羅俊文 RE Advising on Securities 2003-04-01 2003-06-30
AAY758 LAW Chun Man 羅俊文 RE Advising on Corporate Finance 2003-04-01 2003-06-30
AAY758 LAW Chun Man 羅俊文 RE Asset Management 2003-04-01 2003-06-30
ABR758 CHAN Chiu Yue, Wendy 陳昭豫 RE Dealing in Securities 2003-04-01 2003-07-08
ABR758 CHAN Chiu Yue, Wendy 陳昭豫 RE Advising on Securities 2003-04-01 2003-07-08
ABR758 CHAN Chiu Yue, Wendy 陳昭豫 RE Advising on Corporate Finance 2003-04-01 2003-07-08
ABR758 CHAN Chiu Yue, Wendy 陳昭豫 RE Asset Management 2003-04-01 2003-07-08
ABV857 WONG Yu Lung, Rinson 王裕龍 RE Dealing in Securities 2003-04-01
ABV857 WONG Yu Lung, Rinson 王裕龍 RE Advising on Securities 2003-04-01 2004-01-08
ABV857 WONG Yu Lung, Rinson 王裕龍 RE Advising on Corporate Finance 2003-04-01 2004-01-08
ABV857 WONG Yu Lung, Rinson 王裕龍 RE Asset Management 2003-04-01 2004-01-08
AEE263 LAW Suet Fong, Abby 羅雪芳 RE Dealing in Securities 2003-04-01
AEE263 LAW Suet Fong, Abby 羅雪芳 RE Advising on Securities 2003-04-01 2004-01-02
AEE263 LAW Suet Fong, Abby 羅雪芳 RE Advising on Corporate Finance 2003-04-01 2004-01-02
AEE263 LAW Suet Fong, Abby 羅雪芳 RE Asset Management 2003-04-01 2004-01-02
AEE264 CHAN Sau Ying 陳秀英 RE Dealing in Securities 2003-04-01 2017-10-01
AEE264 CHAN Sau Ying 陳秀英 RE Advising on Securities 2003-04-01 2004-01-02
AEE264 CHAN Sau Ying 陳秀英 RE Advising on Corporate Finance 2003-04-01 2004-01-02
AEE264 CHAN Sau Ying 陳秀英 RE Asset Management 2003-04-01 2004-01-02
AFH622 CHENG Wai Kit, Trevor 鄭衛傑 RE Dealing in Securities 2003-04-01
AFH622 CHENG Wai Kit, Trevor 鄭衛傑 RE Advising on Securities 2003-04-01 2004-01-08
AFH622 CHENG Wai Kit, Trevor 鄭衛傑 RE Advising on Corporate Finance 2003-04-01 2004-01-08
AFH622 CHENG Wai Kit, Trevor 鄭衛傑 RE Asset Management 2003-04-01 2004-01-08

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