Hong Kong SFC licence institution AAC913, Bradbury Securities Limited 源盛證券有限公司

These are the licence-holders that were found for SFC licence institution AAC913 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA907 NG Ching Chi 吳清池 RE Dealing in Securities 2003-04-01 2016-11-01
AAA907 NG Ching Chi 吳清池 RE Advising on Securities 2003-04-01 2016-11-01
AAA907 NG Ching Chi 吳清池 RE Advising on Corporate Finance 2003-04-01 2004-12-02
AAA907 NG Ching Chi 吳清池 RE Asset Management 2003-04-01 2004-12-02
AAC874 LAW Kwong Chung 羅廣聰 RE Dealing in Securities 2003-04-01
AAC874 LAW Kwong Chung 羅廣聰 RE Advising on Securities 2003-04-01 2005-01-17
AAC874 LAW Kwong Chung 羅廣聰 RE Advising on Corporate Finance 2003-04-01 2004-12-02
AAC874 LAW Kwong Chung 羅廣聰 RE Asset Management 2003-04-01 2004-12-02
AAC893 CHAN Hung Ti 陳杏體 RO Dealing in Securities 2003-04-01
AAC893 CHAN Hung Ti 陳杏體 RO Advising on Securities 2003-04-01
AAC893 CHAN Hung Ti 陳杏體 RO Advising on Corporate Finance 2003-04-01 2004-12-02
AAC893 CHAN Hung Ti 陳杏體 RO Asset Management 2003-04-01 2004-12-02
AAE403 SHUM Kam Pui 岑錦培 RE Dealing in Securities 2003-04-01 2004-07-29
AAE403 SHUM Kam Pui 岑錦培 RE Advising on Securities 2003-04-01 2004-07-29
AAE403 SHUM Kam Pui 岑錦培 RE Advising on Corporate Finance 2003-04-01 2004-07-29
AAE403 SHUM Kam Pui 岑錦培 RE Asset Management 2003-04-01 2004-07-29
AAG115 CHAN Hung Ling 陳洪齡 RO Dealing in Securities 2013-08-21 2014-02-28
AAG115 CHAN Hung Ling 陳洪齡 RO Advising on Securities 2013-08-21 2014-02-28
AAY592 CHAN Kin Tai 陳建泰 RE Dealing in Securities 2003-04-01 2008-09-25
AAY592 CHAN Kin Tai 陳建泰 RE Dealing in Securities 2009-06-03
AAY592 CHAN Kin Tai 陳建泰 RO Dealing in Securities 2008-09-25 2009-06-03
AAY592 CHAN Kin Tai 陳建泰 RE Advising on Securities 2003-04-01 2005-01-17
AAY592 CHAN Kin Tai 陳建泰 RE Advising on Securities 2009-06-03
AAY592 CHAN Kin Tai 陳建泰 RO Advising on Securities 2008-09-25 2009-06-03
AAY592 CHAN Kin Tai 陳建泰 RE Advising on Corporate Finance 2003-04-01 2004-12-02
AAY592 CHAN Kin Tai 陳建泰 RE Asset Management 2003-04-01 2004-12-02
AAY594 KAY Ming Chau 紀明秋 RE Dealing in Securities 2003-04-01
AAY594 KAY Ming Chau 紀明秋 RE Advising on Securities 2003-04-01 2005-01-17
AAY594 KAY Ming Chau 紀明秋 RE Advising on Corporate Finance 2003-04-01 2004-12-02
AAY594 KAY Ming Chau 紀明秋 RE Asset Management 2003-04-01 2004-12-02
ABR557 HO Kin Pong, Joel 何健邦 RE Dealing in Securities 2003-04-01 2007-09-01
ABR557 HO Kin Pong, Joel 何健邦 RE Advising on Securities 2003-04-01 2005-01-17
ABR557 HO Kin Pong, Joel 何健邦 RE Advising on Corporate Finance 2003-04-01 2004-12-02
ABR557 HO Kin Pong, Joel 何健邦 RE Asset Management 2003-04-01 2004-12-02
ABT552 HO Mei Yee, Cecilia 何美宜 RE Dealing in Securities 2007-07-13 2007-08-16
ABT552 HO Mei Yee, Cecilia 何美宜 RO Dealing in Securities 2007-08-16 2008-06-16
ACV831 HUI Yee Yung, Stephen 許義鏞 RE Dealing in Securities 2008-08-01 2014-06-30
ACV831 HUI Yee Yung, Stephen 許義鏞 RO Dealing in Securities 2003-04-01 2008-08-01
ACV831 HUI Yee Yung, Stephen 許義鏞 RE Advising on Securities 2008-08-01 2014-06-30
ACV831 HUI Yee Yung, Stephen 許義鏞 RO Advising on Securities 2003-04-01 2008-08-01
ACV831 HUI Yee Yung, Stephen 許義鏞 RO Advising on Corporate Finance 2003-04-01 2004-12-02
ACV831 HUI Yee Yung, Stephen 許義鏞 RO Asset Management 2003-04-01 2004-12-02
ADQ629 SZE Ching Leung 施清良 RE Dealing in Securities 2006-06-16
AGE497 KIM Chung Wan 金清完 RE Dealing in Securities 2015-08-31 2017-02-15
AGE497 KIM Chung Wan 金清完 RE Advising on Securities 2015-08-31 2017-02-15
AHN189 FUNG Wai Yan 馮慧茵 RO Dealing in Securities 2014-03-11
AHN189 FUNG Wai Yan 馮慧茵 RO Advising on Securities 2014-03-11
AHS937 CHAN Fung Han 陳鳳嫻 RE Dealing in Securities 2017-07-20
ALK716 CHAN Yan Fong 陳雅芳 RE Dealing in Securities 2005-12-08 2009-06-03
ALK716 CHAN Yan Fong 陳雅芳 RE Dealing in Securities 2013-08-27 2016-03-31
ALK716 CHAN Yan Fong 陳雅芳 RE Dealing in Securities 2018-06-13 2018-07-17
ALK716 CHAN Yan Fong 陳雅芳 RO Dealing in Securities 2009-06-03 2013-08-27
ALK716 CHAN Yan Fong 陳雅芳 RO Dealing in Securities 2018-07-17
ALK716 CHAN Yan Fong 陳雅芳 RE Advising on Securities 2008-03-11 2009-06-03
ALK716 CHAN Yan Fong 陳雅芳 RE Advising on Securities 2013-08-27 2016-03-31
ALK716 CHAN Yan Fong 陳雅芳 RE Advising on Securities 2018-06-13
ALK716 CHAN Yan Fong 陳雅芳 RO Advising on Securities 2009-06-03 2013-08-27
APH703 SZE Kwok Fai 施國輝 RE Dealing in Securities 2007-07-23
AQQ592 CHU Lai Ming 崔麗明 RE Dealing in Securities 2011-11-29 2013-07-12
ARQ093 HUI Ching Fai 許靜輝 RE Dealing in Securities 2008-11-05 2009-12-18
ARQ093 HUI Ching Fai 許靜輝 RE Advising on Securities 2008-11-05 2009-12-18
ASI105 CHANG Vivian Ming-yin 張明欣 RE Dealing in Securities 2013-11-27 2017-04-30
ASI105 CHANG Vivian Ming-yin 張明欣 RE Advising on Securities 2016-06-03 2017-04-30
AWD945 WONG Chui Ying 黃翠盈 RE Dealing in Securities 2015-01-08 2015-08-28
BKB712 HUNG Jessica 孔思雅 RE Dealing in Securities 2018-06-15

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