Hong Kong SFC licence institution AAC939, ICEA Securities Asia Limited 工商東亞證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAC939 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI500 CHUA Tsz Lan 蔡紫蘭 RE Advising on Securities 2005-12-29 2006-04-19
AAX428 LEUNG Wai Sze, Alice 梁卉施 RO Dealing in Securities 2003-04-01 2004-04-15
AAX428 LEUNG Wai Sze, Alice 梁卉施 RO Advising on Securities 2004-04-15 2009-08-24
ADK810 CHEUNG Chi Wing 張志永 RE Advising on Securities 2007-03-05 2007-10-30
AEE607 SIU Yiu Han, Michael 蕭耀恒 RE Dealing in Securities 2003-04-01 2003-06-05
AEE607 SIU Yiu Han, Michael 蕭耀恒 RE Advising on Securities 2003-04-01 2003-07-23
AEE607 SIU Yiu Han, Michael 蕭耀恒 RE Advising on Corporate Finance 2003-04-01 2003-06-05
AEE607 SIU Yiu Han, Michael 蕭耀恒 RE Asset Management 2003-04-01 2003-06-05
AEG477 CHAN Yiu Fai 陳耀輝 RE Advising on Securities 2006-06-28 2006-08-03
AFM697 CHU Kwan Pok 朱君博 RE Dealing in Securities 2003-04-01 2003-06-05
AFM697 CHU Kwan Pok 朱君博 RE Advising on Securities 2003-04-01 2003-07-29
AFM697 CHU Kwan Pok 朱君博 RO Advising on Securities 2003-07-29 2006-05-15
AFM697 CHU Kwan Pok 朱君博 RE Advising on Corporate Finance 2003-04-01 2003-06-05
AFM697 CHU Kwan Pok 朱君博 RE Asset Management 2003-04-01 2003-06-05
AFY877 CHUI Kwok Hay, Bertrand 徐國熙 RE Dealing in Securities 2003-04-01 2004-01-12
AFY877 CHUI Kwok Hay, Bertrand 徐國熙 RE Advising on Securities 2003-04-01 2006-05-29
AFY877 CHUI Kwok Hay, Bertrand 徐國熙 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AFY877 CHUI Kwok Hay, Bertrand 徐國熙 RE Asset Management 2003-04-01 2004-01-12
AGC971 LAI Ming Fung 黎銘豐 RE Dealing in Securities 2003-04-01 2004-01-12
AGC971 LAI Ming Fung 黎銘豐 RE Advising on Securities 2003-04-01 2004-10-15
AGC971 LAI Ming Fung 黎銘豐 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGC971 LAI Ming Fung 黎銘豐 RE Asset Management 2003-04-01 2004-01-12
AGF439 SEI Tat Fai 史達輝 RE Dealing in Securities 2003-04-01 2003-04-11
AGF439 SEI Tat Fai 史達輝 RE Advising on Securities 2003-04-01 2003-04-11
AGF439 SEI Tat Fai 史達輝 RE Advising on Securities 2006-06-13 2009-04-15
AGF439 SEI Tat Fai 史達輝 RO Advising on Securities 2009-04-15 2009-08-24
AGF439 SEI Tat Fai 史達輝 RE Advising on Corporate Finance 2003-04-01 2003-04-11
AGF439 SEI Tat Fai 史達輝 RE Asset Management 2003-04-01 2003-04-11
AGH719 HON Chi Lap 韓致立 RE Dealing in Securities 2003-04-01 2004-01-12
AGH719 HON Chi Lap 韓致立 RE Advising on Securities 2003-04-01 2006-05-19
AGH719 HON Chi Lap 韓致立 RO Advising on Securities 2006-05-19 2009-04-30
AGH719 HON Chi Lap 韓致立 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AGH719 HON Chi Lap 韓致立 RE Asset Management 2003-04-01 2004-01-12
AGY565 CHAN Tsz Man 陳梓汶 RE Advising on Securities 2006-02-20 2009-04-15
AGY565 CHAN Tsz Man 陳梓汶 RO Advising on Securities 2009-04-15 2009-04-30
AIL180 TONG Leung Kwing 唐良炯 RE Advising on Securities 2004-12-22 2005-11-07
ALU603 HUONG Cheong Fai 范昌輝 RE Advising on Securities 2005-03-16 2005-12-01
ANB404 GAO Yang 高揚 RE Advising on Securities 2006-03-28 2009-08-01
ANG572 CAI Mingyan 蔡銘彥 RE Advising on Securities 2006-06-16 2007-02-09
ANH532 KHUONG Chun Yu, Kenny 姜振宇 RE Advising on Securities 2008-01-24 2009-02-02
ANJ837 SO Shun Tak 蘇淳德 RE Advising on Securities 2007-02-12 2009-05-27
ANW505 LEUNG Man Kit 梁文傑 RE Advising on Securities 2006-09-01 2007-03-01
AOS441 HUA Kailing 花開玲 RE Advising on Securities 2007-03-21 2009-08-01
AOZ127 LIU Xin 劉欣 RE Advising on Securities 2007-05-29 2008-05-10
AQE317 LEE Kam Chiu 李錦超 RE Advising on Securities 2007-12-19 2009-05-27
ARR075 WANG Nian 王念 RE Advising on Securities 2008-09-26 2009-08-04

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