Hong Kong SFC licence institution AAD002, Great Wall Securities Limited 長城證券有限公司

These are the licence-holders that were found for SFC licence institution AAD002 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB571 CHU To, Jonathan 朱濤 RO Dealing in Securities 2012-09-12 2015-01-23
AAB571 CHU To, Jonathan 朱濤 RO Advising on Securities 2012-09-12 2015-01-23
AAB571 CHU To, Jonathan 朱濤 RO Asset Management 2012-09-12 2015-01-23
AAC112 CHAN Leung Hon 陳良漢 RE Dealing in Securities 2013-07-08 2014-08-16
AAC120 MA Shing Yun 馬成恩 RE Dealing in Securities 2003-04-01 2014-08-16
AAC120 MA Shing Yun 馬成恩 RE Advising on Securities 2003-04-01 2014-08-16
AAC120 MA Shing Yun 馬成恩 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAC120 MA Shing Yun 馬成恩 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC120 MA Shing Yun 馬成恩 RE Asset Management 2003-04-01 2005-03-11
AAC886 WAN Chiu Lan 尹肖蘭 RE Dealing in Securities 2003-04-01 2012-05-31
AAC886 WAN Chiu Lan 尹肖蘭 RE Advising on Securities 2003-04-01 2012-05-31
AAC886 WAN Chiu Lan 尹肖蘭 RE Advising on Corporate Finance 2003-04-01 2005-02-24
AAC886 WAN Chiu Lan 尹肖蘭 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC886 WAN Chiu Lan 尹肖蘭 RE Asset Management 2003-04-01 2005-02-24
AAC923 MOK Shu Fun, Stephen 莫樹勳 RE Dealing in Securities 2003-04-01 2014-11-01
AAC923 MOK Shu Fun, Stephen 莫樹勳 RE Advising on Securities 2003-04-01 2014-11-01
AAC923 MOK Shu Fun, Stephen 莫樹勳 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAC923 MOK Shu Fun, Stephen 莫樹勳 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC923 MOK Shu Fun, Stephen 莫樹勳 RE Asset Management 2003-04-01 2005-03-11
AAC941 MAK Kar Yan, Lina 麥嘉恩 RE Dealing in Securities 2003-04-01 2014-08-11
AAC941 MAK Kar Yan, Lina 麥嘉恩 RE Advising on Securities 2003-04-01 2014-08-11
AAC941 MAK Kar Yan, Lina 麥嘉恩 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAC941 MAK Kar Yan, Lina 麥嘉恩 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC941 MAK Kar Yan, Lina 麥嘉恩 RE Asset Management 2003-04-01 2005-03-11
AAC947 LAU Wing Hong 劉永康 RE Dealing in Securities 2003-04-01 2014-09-13
AAC947 LAU Wing Hong 劉永康 RE Advising on Securities 2003-04-01 2014-09-13
AAC947 LAU Wing Hong 劉永康 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAC947 LAU Wing Hong 劉永康 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC947 LAU Wing Hong 劉永康 RE Asset Management 2003-04-01 2005-03-11
AAC965 CHEUNG Kwok Wing 張國榮 RE Dealing in Securities 2003-04-01 2012-07-12
AAC965 CHEUNG Kwok Wing 張國榮 RE Advising on Securities 2003-04-01 2012-07-12
AAC965 CHEUNG Kwok Wing 張國榮 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAC965 CHEUNG Kwok Wing 張國榮 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAC965 CHEUNG Kwok Wing 張國榮 RE Asset Management 2003-04-01 2005-03-11
AAC968 FAN Chor Ho, Paul 范佐浩 RE Dealing in Securities 2012-10-30 2014-08-11
AAC968 FAN Chor Ho, Paul 范佐浩 RO Dealing in Securities 2003-04-01 2012-10-30
AAC968 FAN Chor Ho, Paul 范佐浩 RE Advising on Securities 2012-10-30 2014-08-11
AAC968 FAN Chor Ho, Paul 范佐浩 RO Advising on Securities 2003-04-01 2012-10-30
AAC968 FAN Chor Ho, Paul 范佐浩 RO Advising on Corporate Finance 2003-04-01 2005-01-28
AAC968 FAN Chor Ho, Paul 范佐浩 RO Providing Automated Trading Services 2003-04-01 2005-06-03
AAC968 FAN Chor Ho, Paul 范佐浩 RE Asset Management 2012-10-30 2014-08-11
AAC968 FAN Chor Ho, Paul 范佐浩 RO Asset Management 2003-04-01 2012-10-30
AAE815 CHOW Ching Hoi, Hugo 周靖凱 RE Dealing in Securities 2018-06-25
AAF366 CHIA Yun Mui, Mary 謝潤梅 RO Dealing in Securities 2003-04-01 2012-08-02
AAF366 CHIA Yun Mui, Mary 謝潤梅 RO Advising on Securities 2003-04-01 2012-08-02
AAF366 CHIA Yun Mui, Mary 謝潤梅 RO Advising on Corporate Finance 2003-04-01 2005-01-28
AAF366 CHIA Yun Mui, Mary 謝潤梅 RO Providing Automated Trading Services 2003-04-01 2005-06-03
AAF366 CHIA Yun Mui, Mary 謝潤梅 RO Asset Management 2003-04-01 2005-01-28
AAH207 CHAN Kie Mo 陳圻武 RE Dealing in Securities 2003-04-01 2012-02-13
AAH207 CHAN Kie Mo 陳圻武 RE Advising on Securities 2003-04-01 2012-02-13
AAH207 CHAN Kie Mo 陳圻武 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AAH207 CHAN Kie Mo 陳圻武 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AAH207 CHAN Kie Mo 陳圻武 RE Asset Management 2003-04-01 2005-03-11
AAJ847 CHAN Wai Man, Raymend 陳偉民 RE Dealing in Securities 2013-03-25 2014-08-16
AAK405 WONG Tak Shun 黃德順 RE Dealing in Securities 2013-11-19 2014-03-21
ABD530 FAN Kai Young, Anthony 范啟鏞 RO Dealing in Securities 2003-04-01 2014-12-29
ABD530 FAN Kai Young, Anthony 范啟鏞 RO Advising on Securities 2003-04-01 2015-03-31
ABD530 FAN Kai Young, Anthony 范啟鏞 RO Advising on Corporate Finance 2003-04-01 2005-01-28
ABD530 FAN Kai Young, Anthony 范啟鏞 RO Providing Automated Trading Services 2003-04-01 2005-06-03
ABD530 FAN Kai Young, Anthony 范啟鏞 RO Asset Management 2003-04-01 2015-03-31
ABL977 SE Yung Yee, David Carven 施勇儀 RO Dealing in Securities 2018-06-11
ABL977 SE Yung Yee, David Carven 施勇儀 RO Advising on Securities 2018-06-11
ABL977 SE Yung Yee, David Carven 施勇儀 RO Asset Management 2018-06-11
ABS052 LAM Chi Fu 林志富 RE Dealing in Securities 2013-08-28 2013-10-15
ABZ493 HUI Tsang Shun 許增順 RE Dealing in Securities 2003-04-01 2015-01-01
ABZ493 HUI Tsang Shun 許增順 RE Advising on Securities 2003-04-01 2015-01-01
ABZ493 HUI Tsang Shun 許增順 RE Advising on Corporate Finance 2003-04-01 2005-03-11
ABZ493 HUI Tsang Shun 許增順 RE Providing Automated Trading Services 2003-04-01 2005-06-03
ABZ493 HUI Tsang Shun 許增順 RE Asset Management 2003-04-01 2005-03-11
ACX010 TANG Pui Chun 鄧佩珍 RE Dealing in Securities 2012-12-10 2014-09-13
ADH908 LI Kam Ching, Derick 李金錚 RE Dealing in Securities 2018-09-06
ADH908 LI Kam Ching, Derick 李金錚 RE Advising on Securities 2018-09-06
ADH908 LI Kam Ching, Derick 李金錚 RE Asset Management 2018-09-06
ADI458 LEUNG Yun Lung 梁潤龍 RO Dealing in Securities 2016-06-30 2016-12-12
ADI458 LEUNG Yun Lung 梁潤龍 RO Advising on Securities 2016-06-30 2016-12-12
ADI551 CHEE Weng Yee, Cindy Gladys 朱穎兒 RE Dealing in Securities 2005-12-06 2011-09-15
ADI551 CHEE Weng Yee, Cindy Gladys 朱穎兒 RE Advising on Securities 2005-12-06 2011-09-15
ADM298 TSE Man Chi, Bonnie 謝敏芝 RE Dealing in Securities 2012-08-10 2014-08-11
ADT876 CHAN Wing Chiu 陳榮照 RE Dealing in Securities 2014-09-16 2014-10-30
ADT876 CHAN Wing Chiu 陳榮照 RO Dealing in Securities 2014-10-30 2015-02-13
ADT876 CHAN Wing Chiu 陳榮照 RO Asset Management 2014-12-22 2015-05-12
AER418 CHENG Man Wai 鄭文偉 RE Dealing in Securities 2013-12-20 2014-05-08
AER418 CHENG Man Wai 鄭文偉 RE Asset Management 2013-12-20 2014-05-08
AEY972 LAM Kin To 林鍵濤 RE Dealing in Securities 2012-12-17 2014-08-16
AEZ136 LAU Tat Yan 劉達仁 RE Dealing in Securities 2012-12-17 2014-08-30
AFN163 SIT Yuk Mui 薛玉梅 RE Dealing in Securities 2012-06-15 2014-08-30
AFY003 LAU Wing Yip, Thomas 劉永業 RE Dealing in Securities 2003-04-01 2013-04-25
AFY003 LAU Wing Yip, Thomas 劉永業 RE Advising on Securities 2003-04-01 2013-04-25
AFY003 LAU Wing Yip, Thomas 劉永業 RE Advising on Corporate Finance 2003-04-01 2005-03-11
AFY003 LAU Wing Yip, Thomas 劉永業 RE Providing Automated Trading Services 2003-04-01 2005-06-03
AFY003 LAU Wing Yip, Thomas 劉永業 RE Asset Management 2003-04-01 2005-03-11
AFY439 WONG Kin Yick, Kenneth 王健翼 RO Dealing in Securities 2012-02-03 2014-10-08
AFY439 WONG Kin Yick, Kenneth 王健翼 RO Advising on Securities 2012-10-17 2014-10-08
AFY439 WONG Kin Yick, Kenneth 王健翼 RO Asset Management 2013-03-11 2014-10-08
AFZ615 YU Lai Man, Tonnie 余麗文 RE Dealing in Securities 2011-10-18 2011-12-19
AFZ615 YU Lai Man, Tonnie 余麗文 RO Dealing in Securities 2011-12-19 2014-09-13
AGK868 LAM So Har 林素霞 RE Dealing in Securities 2018-05-23 2018-07-01
AIU192 LUI Wai Man 呂偉文 RE Dealing in Securities 2014-11-24 2014-12-17
AIU192 LUI Wai Man 呂偉文 RO Dealing in Securities 2014-12-17 2018-09-06
AIU192 LUI Wai Man 呂偉文 RO Advising on Securities 2015-02-03 2018-09-06
AIU192 LUI Wai Man 呂偉文 RO Asset Management 2015-05-06 2018-09-06
ALL681 TAM Chun Sing 譚振聲 RE Dealing in Securities 2012-12-17 2014-09-02
ANM710 LI Ka Ying 李家盈 RE Dealing in Securities 2013-02-22 2014-05-02
ANN014 JIM Ka Shun 詹嘉淳 RO Asset Management 2015-04-10 2018-04-11
APC057 WOO Wing Yin 胡穎賢 RE Dealing in Securities 2011-11-07 2014-12-17
APC057 WOO Wing Yin 胡穎賢 RE Dealing in Securities 2017-06-05 2018-06-22
APC057 WOO Wing Yin 胡穎賢 RO Dealing in Securities 2014-12-17 2017-06-05
APC057 WOO Wing Yin 胡穎賢 RE Advising on Securities 2017-06-05 2018-06-22
APC057 WOO Wing Yin 胡穎賢 RO Advising on Securities 2015-02-03 2017-06-05
APC057 WOO Wing Yin 胡穎賢 RO Asset Management 2015-05-07 2018-06-22
AQW095 WONG Wai Nang, Raymond 黃偉能 RE Dealing in Securities 2012-10-26 2014-06-24
ARC143 POON Wing Man 潘詠雯 RE Dealing in Securities 2013-07-29 2013-11-28
AVT194 LI Ho Yan 李可欣 RE Dealing in Securities 2011-10-13 2014-08-08
AVY495 CHAN Wai Chi Esmond 陳偉智 RE Dealing in Securities 2017-04-20 2017-05-04
AVY495 CHAN Wai Chi Esmond 陳偉智 RO Dealing in Securities 2017-05-04
AVY495 CHAN Wai Chi Esmond 陳偉智 RE Advising on Securities 2017-04-20 2017-05-04
AVY495 CHAN Wai Chi Esmond 陳偉智 RO Advising on Securities 2017-05-04
AXG825 CHAN Siu Ki, Eric 陳肇棋 RE Dealing in Securities 2012-05-15 2013-07-02
BAN250 LO Tak Wai 盧德偉 RE Asset Management 2015-06-12 2015-07-31
BAN250 LO Tak Wai 盧德偉 RO Asset Management 2015-07-31 2017-05-19
BBG563 SIN Sheung Yin 冼尚賢 RE Dealing in Securities 2013-05-13 2014-07-05
BDO933 NG Lance 吳棓浚 RE Dealing in Securities 2014-06-18 2014-07-28
BFN311 YING Ue 邢妤 RE Dealing in Securities 2015-06-23 2015-06-30
BFN311 YING Ue 邢妤 RE Advising on Securities 2015-06-23 2015-06-30
BFU181 LAI Ka Chung 黎家聰 RE Dealing in Securities 2018-10-11
BFU181 LAI Ka Chung 黎家聰 RE Advising on Securities 2018-10-24
BFU181 LAI Ka Chung 黎家聰 RE Asset Management 2018-10-24
BFX185 CHONG Martha Wing Lam 莊詠琳 RE Dealing in Securities 2015-08-31 2018-09-04
BFX185 CHONG Martha Wing Lam 莊詠琳 RE Advising on Securities 2015-08-31 2018-09-04
BGP181 CHU Hau Yi, Priscilla 朱巧儀 RE Dealing in Securities 2015-11-26 2016-04-02
BGZ260 YIU Ngok Chung, Jacky 姚岳棕 RE Dealing in Securities 2016-03-08
BGZ260 YIU Ngok Chung, Jacky 姚岳棕 RE Advising on Securities 2016-03-08
BGZ260 YIU Ngok Chung, Jacky 姚岳棕 RE Asset Management 2016-10-27
BHC234 WONG Kam Yuen 王錦源 RE Dealing in Securities 2016-03-29 2018-01-29
BHC234 WONG Kam Yuen 王錦源 RE Advising on Securities 2016-03-29 2018-01-29
BJC382 HUNG Wing Kwan 洪榮坤 RE Dealing in Securities 2018-05-08 2018-07-31
BLD595 WONG Man Yan 黃敏欣 RE Dealing in Securities 2017-10-09 2018-07-03
BLD595 WONG Man Yan 黃敏欣 RE Advising on Securities 2017-10-09 2018-07-03
BLG134 CHEUNG Wai Fan RE Dealing in Securities 2017-11-02 2018-06-01
BLG134 CHEUNG Wai Fan RE Advising on Securities 2017-11-02 2018-06-01
BLG134 CHEUNG Wai Fan RE Asset Management 2017-11-02 2017-11-13

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