Hong Kong SFC licence institution AAD035, Hang Tai Securities Limited 恒泰證券有限公司

These are the licence-holders that were found for SFC licence institution AAD035 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD136 NG Yuk, Penny 吳玉 RO Dealing in Securities 2003-04-01 2013-06-16
AAD136 NG Yuk, Penny 吳玉 RO Advising on Securities 2003-04-01 2005-01-20
AAD136 NG Yuk, Penny 吳玉 RO Advising on Corporate Finance 2003-04-01 2005-01-20
AAD136 NG Yuk, Penny 吳玉 RO Asset Management 2003-04-01 2005-01-20
AAD144 SZE Tat Shing, Paul 施達勝 RO Dealing in Securities 2003-04-01 2013-02-15
AAD144 SZE Tat Shing, Paul 施達勝 RO Dealing in Securities 2013-06-07 2013-09-16
AAD144 SZE Tat Shing, Paul 施達勝 RO Advising on Securities 2003-04-01 2005-01-20
AAD144 SZE Tat Shing, Paul 施達勝 RO Advising on Corporate Finance 2003-04-01 2005-01-20
AAD144 SZE Tat Shing, Paul 施達勝 RO Asset Management 2003-04-01 2005-01-20
AAD148 WONG Ling Ping, Irene 王玲萍 RO Dealing in Securities 2003-04-01 2006-06-01
AAD148 WONG Ling Ping, Irene 王玲萍 RO Advising on Securities 2003-04-01 2005-01-20
AAD148 WONG Ling Ping, Irene 王玲萍 RO Advising on Corporate Finance 2003-04-01 2005-01-20
AAD148 WONG Ling Ping, Irene 王玲萍 RO Asset Management 2003-04-01 2005-01-20
AAD165 KAM Bing Tong, Joseph 甘炳棠 RE Dealing in Securities 2003-04-01 2012-11-01
AAD165 KAM Bing Tong, Joseph 甘炳棠 RE Advising on Securities 2003-04-01 2005-01-18
AAD165 KAM Bing Tong, Joseph 甘炳棠 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAD165 KAM Bing Tong, Joseph 甘炳棠 RE Asset Management 2003-04-01 2005-01-18
AAG142 CHEUNG King Ho 張敬豪 RE Dealing in Securities 2003-04-01 2012-09-01
AAG142 CHEUNG King Ho 張敬豪 RE Advising on Securities 2003-04-01 2005-01-18
AAG142 CHEUNG King Ho 張敬豪 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAG142 CHEUNG King Ho 張敬豪 RE Asset Management 2003-04-01 2005-01-18
AAG200 CHAN Yui Kong 陳銳江 RE Dealing in Securities 2013-08-16 2013-11-20
AAG200 CHAN Yui Kong 陳銳江 RO Dealing in Securities 2013-11-20
AAI182 NG Man Kuen, Jackie 吳文娟 RE Dealing in Securities 2003-04-01 2013-06-30
AAI182 NG Man Kuen, Jackie 吳文娟 RE Dealing in Securities 2018-09-12
AAI182 NG Man Kuen, Jackie 吳文娟 RE Advising on Securities 2003-04-01 2005-01-18
AAI182 NG Man Kuen, Jackie 吳文娟 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAI182 NG Man Kuen, Jackie 吳文娟 RE Asset Management 2003-04-01 2005-01-18
AAI899 FUNG Kit Ching, Bandie 馮潔貞 RE Dealing in Securities 2003-04-01 2006-02-10
AAI899 FUNG Kit Ching, Bandie 馮潔貞 RE Advising on Securities 2003-04-01 2005-01-19
AAI899 FUNG Kit Ching, Bandie 馮潔貞 RE Advising on Corporate Finance 2003-04-01 2005-01-19
AAI899 FUNG Kit Ching, Bandie 馮潔貞 RE Asset Management 2003-04-01 2005-01-19
AAI900 LI Siu Fong 李少芳 RE Dealing in Securities 2003-04-01 2008-01-17
AAI900 LI Siu Fong 李少芳 RO Dealing in Securities 2008-01-17 2013-08-01
AAI900 LI Siu Fong 李少芳 RE Advising on Securities 2003-04-01 2005-01-18
AAI900 LI Siu Fong 李少芳 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAI900 LI Siu Fong 李少芳 RE Asset Management 2003-04-01 2005-01-18
AAJ214 CHIN Ching Yue 錢澄宇 RE Dealing in Securities 2013-09-24 2018-10-12
AAK213 LEE Vincent Marshall Kwan Ho 李君豪 RO Dealing in Securities 2013-08-21
AAK856 LEE Kam Fong 李錦芳 RE Dealing in Securities 2003-04-01
AAK856 LEE Kam Fong 李錦芳 RE Advising on Securities 2003-04-01 2005-01-18
AAK856 LEE Kam Fong 李錦芳 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AAK856 LEE Kam Fong 李錦芳 RE Asset Management 2003-04-01 2005-01-18
AAV467 LAU Kar Yee 劉嘉儀 RE Dealing in Securities 2014-06-25
ABM054 LAI Mei Yuk 黎美玉 RE Dealing in Securities 2003-04-01 2013-07-13
ABM054 LAI Mei Yuk 黎美玉 RE Advising on Securities 2003-04-01 2005-01-18
ABM054 LAI Mei Yuk 黎美玉 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ABM054 LAI Mei Yuk 黎美玉 RE Asset Management 2003-04-01 2005-01-18
ABZ889 CHEE Weng Yan, Wendy 朱穎茵 RO Dealing in Securities 2013-07-30
ACE033 CHOI Yuet Wah 蔡月華 RE Dealing in Securities 2007-01-10 2013-05-16
ACR765 LO Yung Kai 盧容佳 RE Dealing in Securities 2003-04-01 2003-06-11
ACR765 LO Yung Kai 盧容佳 RE Advising on Securities 2003-04-01 2003-06-11
ACR765 LO Yung Kai 盧容佳 RE Advising on Corporate Finance 2003-04-01 2003-06-11
ACR765 LO Yung Kai 盧容佳 RE Asset Management 2003-04-01 2003-06-11
ADF750 AU Mun Yin, Amy 歐敏賢 RE Dealing in Securities 2003-04-01 2012-09-01
ADF750 AU Mun Yin, Amy 歐敏賢 RE Advising on Securities 2003-04-01 2005-01-18
ADF750 AU Mun Yin, Amy 歐敏賢 RE Advising on Corporate Finance 2003-04-01 2005-01-18
ADF750 AU Mun Yin, Amy 歐敏賢 RE Asset Management 2003-04-01 2005-01-18
ADO334 TONG King Tim 唐勁添 RE Dealing in Securities 2006-09-15 2007-02-27
AEE469 LO Siu Keung 盧少強 RE Dealing in Securities 2003-04-01
AEE469 LO Siu Keung 盧少強 RE Advising on Securities 2003-04-01 2005-01-18
AEE469 LO Siu Keung 盧少強 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AEE469 LO Siu Keung 盧少強 RE Asset Management 2003-04-01 2005-01-18
AFG437 KWOK Kin To 郭健濤 RE Dealing in Securities 2006-06-02 2006-11-20
AFI572 SZE Bing Cheong 施炳章 RE Dealing in Securities 2003-04-01 2012-08-01
AFI572 SZE Bing Cheong 施炳章 RE Advising on Securities 2003-04-01 2005-01-18
AFI572 SZE Bing Cheong 施炳章 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AFI572 SZE Bing Cheong 施炳章 RE Asset Management 2003-04-01 2005-01-18
AGA422 LAM Oi Ching 林愛清 RE Dealing in Securities 2006-09-15 2013-10-08
AGA422 LAM Oi Ching 林愛清 RO Dealing in Securities 2013-10-08
AHN189 FUNG Wai Yan 馮慧茵 RE Dealing in Securities 2006-05-12 2007-01-02
AMS385 WONG Mei Ling 黃美玲 RE Dealing in Securities 2006-01-05 2006-05-02
ANL054 CHAN Kam Chuen 陳鑑泉 RE Dealing in Securities 2006-07-12 2012-09-01
AOH898 LI Kin Sang 李鍵生 RE Dealing in Securities 2007-02-07 2013-05-31

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