Hong Kong SFC licence institution AAD045, Lees Securities Co. 李氏證券公司

These are the licence-holders that were found for SFC licence institution AAD045 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD012 CHAN Shiu Kwong 陳兆廣 RE Dealing in Securities 2003-04-01 2005-01-03
AAD012 CHAN Shiu Kwong 陳兆廣 RE Advising on Securities 2003-04-01 2004-02-26
AAD012 CHAN Shiu Kwong 陳兆廣 RE Advising on Corporate Finance 2003-04-01 2004-02-26
AAD012 CHAN Shiu Kwong 陳兆廣 RE Asset Management 2003-04-01 2004-02-26
AAD022 YU Chiu Kui 余潮駒 RE Dealing in Securities 2003-04-01 2005-01-03
AAD022 YU Chiu Kui 余潮駒 RE Advising on Securities 2003-04-01 2004-07-12
AAD022 YU Chiu Kui 余潮駒 RE Advising on Corporate Finance 2003-04-01 2004-07-12
AAD022 YU Chiu Kui 余潮駒 RE Asset Management 2003-04-01 2004-07-12
AAD030 CHAN Lai Ming, Judy 陳麗明 RO Dealing in Securities 2003-04-01 2005-01-03
AAD030 CHAN Lai Ming, Judy 陳麗明 RO Advising on Securities 2003-04-01 2004-12-03
AAD030 CHAN Lai Ming, Judy 陳麗明 RO Advising on Corporate Finance 2003-04-01 2004-12-03
AAD030 CHAN Lai Ming, Judy 陳麗明 RO Asset Management 2003-04-01 2004-12-03
AAY551 FUNG Kam Biu 馮錦彪 RE Dealing in Securities 2003-04-01 2005-01-03
AAY551 FUNG Kam Biu 馮錦彪 RE Advising on Securities 2003-04-01 2003-10-07
AAY551 FUNG Kam Biu 馮錦彪 RE Advising on Corporate Finance 2003-04-01 2003-10-07
AAY551 FUNG Kam Biu 馮錦彪 RE Asset Management 2003-04-01 2003-10-07
ABE657 LEE Yuet Ying 李月瑛 RE Dealing in Securities 2003-04-01 2005-01-03
ABE657 LEE Yuet Ying 李月瑛 RE Advising on Securities 2003-04-01 2003-07-30
ABE657 LEE Yuet Ying 李月瑛 RE Advising on Corporate Finance 2003-04-01 2003-07-30
ABE657 LEE Yuet Ying 李月瑛 RE Asset Management 2003-04-01 2003-07-30
ABM321 LO Yuen Fun 盧婉芬 RE Dealing in Securities 2003-04-01 2005-01-03
ABM321 LO Yuen Fun 盧婉芬 RE Advising on Securities 2003-04-01 2004-02-26
ABM321 LO Yuen Fun 盧婉芬 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ABM321 LO Yuen Fun 盧婉芬 RE Asset Management 2003-04-01 2004-02-26
ABN465 NG Wai Ming 伍渭明 RE Dealing in Securities 2003-04-01 2005-01-03
ABN465 NG Wai Ming 伍渭明 RE Advising on Securities 2003-04-01 2003-09-17
ABN465 NG Wai Ming 伍渭明 RE Advising on Corporate Finance 2003-04-01 2003-09-17
ABN465 NG Wai Ming 伍渭明 RE Asset Management 2003-04-01 2003-09-17
ABN511 TANG Sheung Har 鄧尚霞 RE Dealing in Securities 2003-04-01 2005-01-03
ABN511 TANG Sheung Har 鄧尚霞 RE Advising on Securities 2003-04-01 2003-07-30
ABN511 TANG Sheung Har 鄧尚霞 RE Advising on Corporate Finance 2003-04-01 2003-07-30
ABN511 TANG Sheung Har 鄧尚霞 RE Asset Management 2003-04-01 2003-07-30
ADG799 WONG HO Lai Sheung 黃何麗嫦 RE Dealing in Securities 2003-04-01 2005-01-03
ADG799 WONG HO Lai Sheung 黃何麗嫦 RE Advising on Securities 2003-04-01 2004-02-26
ADG799 WONG HO Lai Sheung 黃何麗嫦 RE Advising on Corporate Finance 2003-04-01 2004-02-26
ADG799 WONG HO Lai Sheung 黃何麗嫦 RE Asset Management 2003-04-01 2004-02-26

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)