These are the licence-holders that were found for SFC licence institution AAD045 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAD012 | CHAN Shiu Kwong | 陳兆廣 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| AAD012 | CHAN Shiu Kwong | 陳兆廣 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| AAD012 | CHAN Shiu Kwong | 陳兆廣 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| AAD012 | CHAN Shiu Kwong | 陳兆廣 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| AAD022 | YU Chiu Kui | 余潮駒 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| AAD022 | YU Chiu Kui | 余潮駒 | RE | Advising on Securities | 2003-04-01 | 2004-07-12 |
| AAD022 | YU Chiu Kui | 余潮駒 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-12 |
| AAD022 | YU Chiu Kui | 余潮駒 | RE | Asset Management | 2003-04-01 | 2004-07-12 |
| AAD030 | CHAN Lai Ming, Judy | 陳麗明 | RO | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| AAD030 | CHAN Lai Ming, Judy | 陳麗明 | RO | Advising on Securities | 2003-04-01 | 2004-12-03 |
| AAD030 | CHAN Lai Ming, Judy | 陳麗明 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-12-03 |
| AAD030 | CHAN Lai Ming, Judy | 陳麗明 | RO | Asset Management | 2003-04-01 | 2004-12-03 |
| AAY551 | FUNG Kam Biu | 馮錦彪 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| AAY551 | FUNG Kam Biu | 馮錦彪 | RE | Advising on Securities | 2003-04-01 | 2003-10-07 |
| AAY551 | FUNG Kam Biu | 馮錦彪 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-10-07 |
| AAY551 | FUNG Kam Biu | 馮錦彪 | RE | Asset Management | 2003-04-01 | 2003-10-07 |
| ABE657 | LEE Yuet Ying | 李月瑛 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| ABE657 | LEE Yuet Ying | 李月瑛 | RE | Advising on Securities | 2003-04-01 | 2003-07-30 |
| ABE657 | LEE Yuet Ying | 李月瑛 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-30 |
| ABE657 | LEE Yuet Ying | 李月瑛 | RE | Asset Management | 2003-04-01 | 2003-07-30 |
| ABM321 | LO Yuen Fun | 盧婉芬 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| ABM321 | LO Yuen Fun | 盧婉芬 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ABM321 | LO Yuen Fun | 盧婉芬 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ABM321 | LO Yuen Fun | 盧婉芬 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
| ABN465 | NG Wai Ming | 伍渭明 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| ABN465 | NG Wai Ming | 伍渭明 | RE | Advising on Securities | 2003-04-01 | 2003-09-17 |
| ABN465 | NG Wai Ming | 伍渭明 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-17 |
| ABN465 | NG Wai Ming | 伍渭明 | RE | Asset Management | 2003-04-01 | 2003-09-17 |
| ABN511 | TANG Sheung Har | 鄧尚霞 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| ABN511 | TANG Sheung Har | 鄧尚霞 | RE | Advising on Securities | 2003-04-01 | 2003-07-30 |
| ABN511 | TANG Sheung Har | 鄧尚霞 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-07-30 |
| ABN511 | TANG Sheung Har | 鄧尚霞 | RE | Asset Management | 2003-04-01 | 2003-07-30 |
| ADG799 | WONG HO Lai Sheung | 黃何麗嫦 | RE | Dealing in Securities | 2003-04-01 | 2005-01-03 |
| ADG799 | WONG HO Lai Sheung | 黃何麗嫦 | RE | Advising on Securities | 2003-04-01 | 2004-02-26 |
| ADG799 | WONG HO Lai Sheung | 黃何麗嫦 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-26 |
| ADG799 | WONG HO Lai Sheung | 黃何麗嫦 | RE | Asset Management | 2003-04-01 | 2004-02-26 |
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