Hong Kong SFC licence institution AAD244, CS Wealth Securities Limited 中策富滙證券有限公司

These are the licence-holders that were found for SFC licence institution AAD244 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD392 LI Chiu To 李昭道 RO Dealing in Securities 2003-04-01 2016-02-22
AAD392 LI Chiu To 李昭道 RO Advising on Securities 2003-04-01 2003-07-07
AAD392 LI Chiu To 李昭道 RO Advising on Corporate Finance 2003-04-01 2003-07-07
AAD392 LI Chiu To 李昭道 RO Asset Management 2003-04-01 2003-07-07
AAD399 WONG Shin U, Maisie 黃陳善茹 RO Dealing in Securities 2003-04-01 2016-02-22
AAD399 WONG Shin U, Maisie 黃陳善茹 RO Advising on Securities 2003-04-01 2003-07-07
AAD399 WONG Shin U, Maisie 黃陳善茹 RO Advising on Corporate Finance 2003-04-01 2003-07-07
AAD399 WONG Shin U, Maisie 黃陳善茹 RO Asset Management 2003-04-01 2003-07-07
AAD415 LI Kit Hang, Karen 李陳潔行 RO Dealing in Securities 2003-04-01 2016-02-22
AAD415 LI Kit Hang, Karen 李陳潔行 RO Advising on Securities 2003-04-01 2003-07-07
AAD415 LI Kit Hang, Karen 李陳潔行 RO Advising on Corporate Finance 2003-04-01 2003-07-07
AAD415 LI Kit Hang, Karen 李陳潔行 RO Asset Management 2003-04-01 2003-07-07
AAE899 WONG Wing Tong, Frederick 黃詠棠 RO Dealing in Securities 2003-04-01 2016-02-22
AAE899 WONG Wing Tong, Frederick 黃詠棠 RO Advising on Securities 2003-04-01 2003-07-07
AAE899 WONG Wing Tong, Frederick 黃詠棠 RO Advising on Corporate Finance 2003-04-01 2003-07-07
AAE899 WONG Wing Tong, Frederick 黃詠棠 RO Asset Management 2003-04-01 2003-07-07
ACR325 LAI Kwai King, Peggy 賴桂琼 RE Dealing in Securities 2003-04-01 2016-06-06
ACR325 LAI Kwai King, Peggy 賴桂琼 RE Advising on Securities 2003-04-01 2003-06-14
ACR325 LAI Kwai King, Peggy 賴桂琼 RE Advising on Corporate Finance 2003-04-01 2003-06-14
ACR325 LAI Kwai King, Peggy 賴桂琼 RE Asset Management 2003-04-01 2003-06-14
AEQ444 LEUNG Wing Shing 梁永昇 RE Dealing in Securities 2003-04-01 2015-09-02
AEQ444 LEUNG Wing Shing 梁永昇 RO Dealing in Securities 2015-09-02
AEQ444 LEUNG Wing Shing 梁永昇 RE Advising on Securities 2003-04-01 2003-06-14
AEQ444 LEUNG Wing Shing 梁永昇 RE Advising on Corporate Finance 2003-04-01 2003-06-14
AEQ444 LEUNG Wing Shing 梁永昇 RE Asset Management 2003-04-01 2003-06-14
AFG012 CHIU Kar Kit 趙家傑 RE Dealing in Securities 2003-04-01 2015-11-03
AFG012 CHIU Kar Kit 趙家傑 RO Dealing in Securities 2015-11-03
AFG012 CHIU Kar Kit 趙家傑 RE Advising on Securities 2003-04-01 2003-06-14
AFG012 CHIU Kar Kit 趙家傑 RE Advising on Corporate Finance 2003-04-01 2003-06-14
AFG012 CHIU Kar Kit 趙家傑 RE Asset Management 2003-04-01 2003-06-14
AGQ615 LAU Tin Chi, Joseph 劉天賜 RE Dealing in Securities 2003-04-01 2004-02-03
AGQ615 LAU Tin Chi, Joseph 劉天賜 RE Advising on Securities 2003-04-01 2003-06-14
AGQ615 LAU Tin Chi, Joseph 劉天賜 RE Advising on Corporate Finance 2003-04-01 2003-06-14
AGQ615 LAU Tin Chi, Joseph 劉天賜 RE Asset Management 2003-04-01 2003-06-14
AMQ345 FUNG Tat Chung 馮達聰 RE Dealing in Securities 2006-01-03 2007-10-14
AMQ345 FUNG Tat Chung 馮達聰 RE Dealing in Securities 2017-06-08 2017-10-03
AMQ345 FUNG Tat Chung 馮達聰 RO Dealing in Securities 2017-10-03
AQO385 WANG Yu 王煜 RE Dealing in Securities 2016-08-08
ASD281 HO Kwun Tat 何冠達 RE Dealing in Securities 2008-12-29 2013-05-12
AXQ891 GU YiLi 谷伊麗 RE Dealing in Securities 2016-09-27
BHN703 YU Xikang RE Dealing in Securities 2016-06-15 2018-11-15
BHO665 ZHU Kai 朱楷 RE Dealing in Securities 2016-06-15
BHO815 CHAN Shui Yuen 陳瑞源 RE Dealing in Securities 2016-06-15
BIG966 NG Pik Ying 吳碧莹 RE Dealing in Securities 2017-08-29 2018-09-28

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