Hong Kong SFC licence institution AAD270, UBS Securities Hong Kong Limited

These are the licence-holders that were found for SFC licence institution AAD270 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB905 HO Kwok Chung 何國仲 RE Dealing in Securities 2003-04-01 2008-05-07
AAB905 HO Kwok Chung 何國仲 RE Advising on Securities 2003-04-01 2005-03-24
AAB905 HO Kwok Chung 何國仲 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AAB905 HO Kwok Chung 何國仲 RE Asset Management 2003-04-01 2005-03-24
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Dealing in Securities 2003-04-01 2006-06-08
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Advising on Securities 2003-04-01 2005-03-24
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AAC292 LAU Chi Chiu, Marcus 劉志超 RE Asset Management 2003-04-01 2005-03-24
AAD859 YU Wah Chiu, Jason 余華超 RE Dealing in Securities 2005-03-24 2011-06-30
AAD859 YU Wah Chiu, Jason 余華超 RO Dealing in Securities 2003-04-01 2005-03-24
AAD859 YU Wah Chiu, Jason 余華超 RO Advising on Securities 2003-04-01 2005-03-24
AAD859 YU Wah Chiu, Jason 余華超 RO Advising on Corporate Finance 2003-04-01 2005-03-24
AAD859 YU Wah Chiu, Jason 余華超 RO Asset Management 2003-04-01 2005-03-24
AAE138 HO To, Alan 何鍍 RE Dealing in Securities 2003-04-01 2004-03-12
AAE138 HO To, Alan 何鍍 RE Advising on Securities 2003-04-01 2004-03-12
AAE138 HO To, Alan 何鍍 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AAE138 HO To, Alan 何鍍 RE Asset Management 2003-04-01 2004-03-12
AAE153 NG Kai Yan 吳啟仁 RE Dealing in Securities 2003-04-01 2012-10-25
AAE153 NG Kai Yan 吳啟仁 RE Advising on Securities 2003-04-01 2005-03-24
AAE153 NG Kai Yan 吳啟仁 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AAE153 NG Kai Yan 吳啟仁 RE Providing Automated Trading Services 2011-12-05 2012-10-25
AAE153 NG Kai Yan 吳啟仁 RE Asset Management 2003-04-01 2005-03-24
AAF320 POON Ming Pui 潘明培 RE Dealing in Securities 2005-03-30 2005-09-03
AAF320 POON Ming Pui 潘明培 RO Dealing in Securities 2003-04-01 2005-03-30
AAF320 POON Ming Pui 潘明培 RO Advising on Securities 2003-04-01 2005-02-07
AAF320 POON Ming Pui 潘明培 RO Advising on Corporate Finance 2003-04-01 2005-02-07
AAF320 POON Ming Pui 潘明培 RO Asset Management 2003-04-01 2005-02-07
AAX339 MAN Kam Chiu 文錦超 RE Dealing in Securities 2006-10-02 2008-04-17
ABN513 FOK Glenn 霍經麟 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ABW052 KWAN Sing Yuen 關承遠 RE Dealing in Securities 2003-04-01 2016-12-18
ABW052 KWAN Sing Yuen 關承遠 RE Advising on Securities 2003-04-01 2005-03-24
ABW052 KWAN Sing Yuen 關承遠 RE Advising on Corporate Finance 2003-04-01 2005-03-24
ABW052 KWAN Sing Yuen 關承遠 RE Providing Automated Trading Services 2011-11-25 2016-12-18
ABW052 KWAN Sing Yuen 關承遠 RE Asset Management 2003-04-01 2005-03-24
ABW145 SUM Hing Man 岑慶文 RE Dealing in Securities 2003-04-01 2014-04-11
ABW145 SUM Hing Man 岑慶文 RE Advising on Securities 2003-04-01 2005-03-24
ABW145 SUM Hing Man 岑慶文 RE Advising on Corporate Finance 2003-04-01 2005-03-24
ABW145 SUM Hing Man 岑慶文 RE Asset Management 2003-04-01 2005-03-24
ABY481 HO Pui Kwan, Diana 何佩君 RE Dealing in Securities 2003-04-01 2011-10-18
ABY481 HO Pui Kwan, Diana 何佩君 RE Advising on Securities 2003-04-01 2005-03-24
ABY481 HO Pui Kwan, Diana 何佩君 RE Advising on Corporate Finance 2003-04-01 2005-03-24
ABY481 HO Pui Kwan, Diana 何佩君 RE Asset Management 2003-04-01 2005-03-24
ACH779 SO Shing Hing, Nelson 蘇盛興 RE Dealing in Securities 2006-10-02 2008-04-17
ACI963 WAI Shiu Kwan, Danny 韋少琨 RE Advising on Corporate Finance 2012-06-07 2015-10-13
ACO622 HSU Chia Lin, Karen 徐嘉琳 RE Dealing in Securities 2003-04-01 2004-02-23
ACO622 HSU Chia Lin, Karen 徐嘉琳 RE Advising on Securities 2003-04-01 2004-02-23
ACO622 HSU Chia Lin, Karen 徐嘉琳 RE Advising on Corporate Finance 2003-04-01 2004-02-23
ACO622 HSU Chia Lin, Karen 徐嘉琳 RE Asset Management 2003-04-01 2004-02-23
ACR153 SUN Steven John 孫常勝 RE Advising on Corporate Finance 2013-11-15 2014-12-31
ACR744 MCQUEEN Lee Michael RE Dealing in Securities 2003-04-01 2004-01-09
ACR744 MCQUEEN Lee Michael RE Dealing in Securities 2005-05-10 2009-04-04
ACR744 MCQUEEN Lee Michael RO Dealing in Securities 2004-01-09 2005-05-10
ACR744 MCQUEEN Lee Michael RE Advising on Securities 2003-04-01 2003-10-14
ACR744 MCQUEEN Lee Michael RE Advising on Corporate Finance 2003-04-01 2003-10-14
ACR744 MCQUEEN Lee Michael RE Asset Management 2003-04-01 2003-10-14
ACR775 SAXVIK Eric Bradley RE Dealing in Securities 2003-04-01 2005-03-07
ACR775 SAXVIK Eric Bradley RE Dealing in Securities 2008-08-12 2012-04-13
ACR775 SAXVIK Eric Bradley RO Dealing in Securities 2006-06-20 2008-08-12
ACR775 SAXVIK Eric Bradley RE Advising on Securities 2003-04-01 2005-03-07
ACR775 SAXVIK Eric Bradley RE Advising on Corporate Finance 2003-04-01 2005-03-07
ACR775 SAXVIK Eric Bradley RE Asset Management 2003-04-01 2005-03-07
ACS157 NGAI Ming Tak 魏明德 RO Advising on Corporate Finance 2012-06-07 2013-11-30
ACV741 CHENG Min Tat, Jimmy 鄭勉達 RO Dealing in Securities 2003-04-01 2007-04-28
ACV741 CHENG Min Tat, Jimmy 鄭勉達 RO Advising on Securities 2003-04-01 2005-02-07
ACV741 CHENG Min Tat, Jimmy 鄭勉達 RO Advising on Corporate Finance 2003-04-01 2005-02-07
ACV741 CHENG Min Tat, Jimmy 鄭勉達 RO Asset Management 2003-04-01 2005-02-07
ACZ968 LI Wai Lim, Lambda 李慧濂 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ADC081 SAUNDERS Scott Antony RO Dealing in Securities 2003-04-01 2005-10-27
ADF140 WAN Yew Chye 范有財 RE Dealing in Securities 2006-10-02 2012-02-06
ADJ383 NG Wai Kwong 吳衛剛 RE Dealing in Securities 2006-10-02 2008-04-17
ADJ820 COFFENG John Martinus RO Dealing in Securities 2010-03-04 2010-09-06
ADK592 LANGNER Gilbert Fred RE Dealing in Securities 2010-10-14 2012-10-25
ADM983 KING Richard Yun Zing 金元成 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ADR216 HANSEN-LUKE Rosemary Eva RE Dealing in Securities 2006-12-14 2008-05-17
ADR277 TSE Ka Wai, Jaff 謝家威 RE Dealing in Securities 2003-04-01 2003-04-10
ADR277 TSE Ka Wai, Jaff 謝家威 RE Advising on Securities 2003-04-01 2003-04-10
ADR277 TSE Ka Wai, Jaff 謝家威 RE Advising on Corporate Finance 2003-04-01 2003-04-10
ADR277 TSE Ka Wai, Jaff 謝家威 RE Asset Management 2003-04-01 2003-04-10
ADR824 LEE Man Fat, Samuel 李萬發 RE Dealing in Securities 2004-12-03 2009-09-05
ADS271 BESHKE Clarence John RE Dealing in Securities 2010-03-18 2013-11-16
ADS271 BESHKE Clarence John RO Dealing in Securities 2003-04-01 2010-03-18
ADS279 HASSALL Nicholas Owen RE Advising on Corporate Finance 2012-09-18 2016-12-18
ADS279 HASSALL Nicholas Owen RO Advising on Corporate Finance 2012-06-07 2012-09-18
ADS722 HAN Chia-Lei 韓嘉蕾 RE Dealing in Securities 2010-03-19 2016-12-18
ADT385 CHIN Hung I 金弘毅 RE Advising on Corporate Finance 2015-07-29 2016-12-17
ADT385 CHIN Hung I 金弘毅 RO Advising on Corporate Finance 2012-06-07 2015-07-29
ADT574 BLANCHARD Scott Allen RE Dealing in Securities 2011-06-20 2016-12-18
ADT574 BLANCHARD Scott Allen RE Providing Automated Trading Services 2011-11-25 2016-12-18
ADU633 LAM Hu Yang 林曉陽 RE Dealing in Securities 2003-04-01 2006-09-16
ADU633 LAM Hu Yang 林曉陽 RE Advising on Securities 2003-04-01 2003-05-12
ADU633 LAM Hu Yang 林曉陽 RE Advising on Corporate Finance 2003-04-01 2003-05-12
ADU633 LAM Hu Yang 林曉陽 RE Asset Management 2003-04-01 2003-05-12
ADX522 BURNETT Peter William RE Advising on Corporate Finance 2012-06-07 2013-01-15
ADZ025 CHENG Po Chuen 鄭寶川 RO Advising on Corporate Finance 2012-06-07 2015-01-14
AEA196 HON Wai Man, Samantha 韓慧文 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AED789 LAI Wing Yi 黎詠儀 RE Dealing in Securities 2003-04-01 2003-05-30
AED789 LAI Wing Yi 黎詠儀 RE Advising on Securities 2003-04-01 2003-05-30
AED789 LAI Wing Yi 黎詠儀 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AED789 LAI Wing Yi 黎詠儀 RE Asset Management 2003-04-01 2003-05-30
AEE172 MOK Hoi Chung 莫海忠 RE Dealing in Securities 2010-03-02 2011-05-03
AEL657 HE Di 何迪 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AEO780 CHANDLER Benjamin Victor Michael RE Dealing in Securities 2011-06-29 2012-05-24
AEO780 CHANDLER Benjamin Victor Michael RO Dealing in Securities 2012-05-24 2016-12-18
AEU252 MELWANI Rajesh Ramesh RE Dealing in Securities 2003-04-01 2010-01-26
AEU252 MELWANI Rajesh Ramesh RE Advising on Securities 2003-04-01 2005-03-24
AEU252 MELWANI Rajesh Ramesh RE Advising on Corporate Finance 2003-04-01 2005-03-24
AEU252 MELWANI Rajesh Ramesh RE Asset Management 2003-04-01 2005-03-24
AEW968 WONG Ronald Kwok Kit 黃國傑 RE Dealing in Securities 2003-04-01 2003-06-18
AEW968 WONG Ronald Kwok Kit 黃國傑 RE Advising on Securities 2003-04-01 2003-06-18
AEW968 WONG Ronald Kwok Kit 黃國傑 RE Advising on Corporate Finance 2003-04-01 2003-06-18
AEW968 WONG Ronald Kwok Kit 黃國傑 RE Asset Management 2003-04-01 2003-06-18
AFC953 CHAN Kok Heng, Andy RO Dealing in Securities 2005-12-29 2011-02-16
AFC965 CEN Tian 岑天 RE Advising on Corporate Finance 2015-07-03 2016-12-18
AFC965 CEN Tian 岑天 RO Advising on Corporate Finance 2012-06-07 2015-07-03
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Dealing in Securities 2015-05-05 2016-12-18
AFG685 CHOI Sheung Ngai 蔡尚毅 RE Providing Automated Trading Services 2015-05-05 2016-12-18
AFH048 CLIFFORD Timothy Edward RE Dealing in Securities 2013-07-15 2014-07-15
AFH048 CLIFFORD Timothy Edward RO Dealing in Securities 2014-07-15 2016-12-18
AFH048 CLIFFORD Timothy Edward RE Providing Automated Trading Services 2013-07-15 2016-12-18
AFK071 PATTERSON Richard John RE Dealing in Securities 2009-10-08 2010-11-11
AFK071 PATTERSON Richard John RO Dealing in Securities 2010-11-11 2013-05-28
AFK071 PATTERSON Richard John RE Providing Automated Trading Services 2011-11-24 2013-05-28
AFQ412 O'MEARA Christopher James Sidney RE Dealing in Securities 2010-07-06 2010-10-27
AFQ412 O'MEARA Christopher James Sidney RO Dealing in Securities 2010-10-27 2014-04-10
AFQ906 REDBOURN Paul Robert RE Dealing in Securities 2014-06-11 2015-01-28
AFQ906 REDBOURN Paul Robert RO Dealing in Securities 2006-03-10 2014-06-11
AFT535 CHIU Mo Sze, Winnie 趙慕詩 RE Dealing in Securities 2009-09-28 2010-11-09
AFT535 CHIU Mo Sze, Winnie 趙慕詩 RO Dealing in Securities 2010-11-09 2012-11-10
AFU204 LEE Won Jong RE Dealing in Securities 2012-10-12 2015-06-26
AFU204 LEE Won Jong RE Advising on Corporate Finance 2012-10-12 2015-06-26
AFU718 WONG Yuen Ching 黃元正 RE Advising on Corporate Finance 2012-06-07 2015-07-10
AFX097 CHEE Choon Wee 朱俊偉 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AFY155 KOH Liang Heong RO Advising on Corporate Finance 2012-06-07 2013-10-30
AGB725 YANG Huai 楊槐 RE Advising on Corporate Finance 2012-09-24 2013-10-30
AGC164 AW Soon Beng, Michael 胡順炳 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AGE025 FOK King Man, Ronald 霍敬文 RE Dealing in Securities 2003-04-01 2016-12-18
AGE025 FOK King Man, Ronald 霍敬文 RE Advising on Securities 2003-04-01 2005-03-24
AGE025 FOK King Man, Ronald 霍敬文 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AGE025 FOK King Man, Ronald 霍敬文 RE Asset Management 2003-04-01 2005-03-24
AGE677 CHAN Hoi Yun, Karen 陳凱恩 RE Advising on Corporate Finance 2012-06-07 2014-08-19
AGE677 CHAN Hoi Yun, Karen 陳凱恩 RO Advising on Corporate Finance 2014-08-19 2016-12-18
AGH150 TSANG Kong Hung, Patrick 曾剛雄 RO Advising on Corporate Finance 2012-06-07 2016-12-18
AGN064 LIAN-GREEN Anny Hairong 連海榕 RE Advising on Corporate Finance 2012-06-07 2012-06-29
AGN596 LAM Mo Yee 林慕怡 RE Advising on Corporate Finance 2012-06-07 2012-07-27
AGN596 LAM Mo Yee 林慕怡 RO Advising on Corporate Finance 2012-07-27 2015-12-01
AGO363 WONG Ka Fai, Jimmy 黃家輝 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AGP627 LI Anita Oi Yan 李靄欣 RE Dealing in Securities 2008-08-20 2016-03-16
AHA361 LEE Chun Kit, Simon 李俊傑 RE Dealing in Securities 2003-04-01 2009-04-22
AHA361 LEE Chun Kit, Simon 李俊傑 RE Advising on Securities 2003-04-01 2005-03-24
AHA361 LEE Chun Kit, Simon 李俊傑 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AHA361 LEE Chun Kit, Simon 李俊傑 RE Asset Management 2003-04-01 2005-03-24
AHC015 COMBALOT Laurent Benoit Georges RO Dealing in Securities 2009-05-06 2016-12-18
AHC015 COMBALOT Laurent Benoit Georges RO Providing Automated Trading Services 2011-07-06 2016-12-18
AHC108 TAM Yui Hong, Conan 譚悅康 RE Advising on Corporate Finance 2014-04-29 2014-06-05
AHC210 THOMAS Rebecca Judith RE Dealing in Securities 2008-12-19 2016-07-28
AHC210 THOMAS Rebecca Judith RE Providing Automated Trading Services 2011-10-13 2016-07-28
AHC328 BRADSHAW John RE Dealing in Securities 2006-01-06 2012-03-29
AHC328 BRADSHAW John RO Dealing in Securities 2005-04-27 2006-01-06
AHF255 MUKHOPADHYAY Ajinkya RE Advising on Corporate Finance 2012-06-07 2013-01-26
AHI791 BENIWAL Saurabh RE Advising on Corporate Finance 2012-06-07 2013-08-02
AHI791 BENIWAL Saurabh RE Advising on Corporate Finance 2015-06-22 2016-10-18
AHK081 FAURE Olivier Pierre RE Dealing in Securities 2011-05-11 2013-01-25
AHN694 LEE Hyun-Jae 李賢宰 RE Dealing in Securities 2003-04-01 2007-04-19
AHN694 LEE Hyun-Jae 李賢宰 RE Dealing in Securities 2010-09-27 2016-06-11
AHN694 LEE Hyun-Jae 李賢宰 RE Advising on Securities 2003-04-01 2005-03-24
AHN694 LEE Hyun-Jae 李賢宰 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AHN694 LEE Hyun-Jae 李賢宰 RE Asset Management 2003-04-01 2005-03-24
AHS272 LAW Wing Chi, Wendy 羅穎芝 RE Dealing in Securities 2003-04-01 2005-06-13
AHS272 LAW Wing Chi, Wendy 羅穎芝 RE Advising on Securities 2003-04-01 2005-03-24
AHS272 LAW Wing Chi, Wendy 羅穎芝 RE Advising on Corporate Finance 2003-04-01 2005-03-24
AHS272 LAW Wing Chi, Wendy 羅穎芝 RE Asset Management 2003-04-01 2005-03-24
AHW502 RABINOWITZ David RE Dealing in Securities 2006-12-14 2010-06-28
AHW502 RABINOWITZ David RO Dealing in Securities 2010-06-28 2016-12-18
AHW502 RABINOWITZ David RE Providing Automated Trading Services 2011-10-14 2013-01-08
AHW502 RABINOWITZ David RO Providing Automated Trading Services 2013-01-08 2016-12-18
AHY922 WONG Chi Nik, Frederick 黃自力 RE Advising on Corporate Finance 2012-06-07 2013-03-01
AIB938 KIM Susan Eun RE Dealing in Securities 2006-12-14 2008-05-07
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2006-10-02 2007-06-30
AIH670 TANG Ming Wai 鄧明緯 RE Dealing in Securities 2005-04-07 2009-04-06
AIR824 CHU Peter RE Dealing in Securities 2004-08-06 2007-02-23
AIU660 CHU Lui, Arthur 朱雷 RE Advising on Corporate Finance 2012-06-07 2013-01-01
AJD615 HO Tsz Leung 何子樑 RE Dealing in Securities 2003-09-02 2016-12-18
AJD695 FANG Baorong 方宝荣 RE Advising on Corporate Finance 2016-03-01 2016-12-18
AJE473 BLACKBURN Andrew James RE Dealing in Securities 2003-09-29 2003-12-10
AJH990 CHEN Jing 陳靖 RE Advising on Corporate Finance 2012-06-07 2014-07-10
AJI346 TAN Ming Fung, Eric 鄧銘峰 RE Dealing in Securities 2009-08-03 2016-12-18
AJI346 TAN Ming Fung, Eric 鄧銘峰 RE Providing Automated Trading Services 2011-11-25 2016-12-18
AJL555 CRAIG-WOOD Christopher John RE Dealing in Securities 2010-07-27 2011-01-11
AJL555 CRAIG-WOOD Christopher John RO Dealing in Securities 2011-01-11 2016-03-15
AJO207 WONG Stephen 黃錦豪 RE Dealing in Securities 2004-03-19 2008-04-30
AJO743 LI Man Wing 李文穎 RE Dealing in Securities 2005-05-24 2014-10-01
AKI200 CAI Wei 蔡衛 RE Advising on Corporate Finance 2012-06-07 2015-08-01
AKI936 CHAN Hon Kei, Brian 陳漢基 RE Dealing in Securities 2004-04-15 2009-04-22
AKL742 LEE King Wai, Karen 李荊慧 RE Dealing in Securities 2010-05-20 2016-12-18
AKL742 LEE King Wai, Karen 李荊慧 RE Providing Automated Trading Services 2011-12-09 2016-12-18
AKO779 YU Ching Yan, Johnny 于正人 RE Dealing in Securities 2006-10-18 2016-12-18
AKO808 BEST David Gareth RE Dealing in Securities 2011-03-22 2011-04-15
AKO808 BEST David Gareth RE Dealing in Securities 2013-04-11 2016-12-18
AKO860 LEUNG Nancy Ann 梁學安 RE Dealing in Securities 2006-09-04 2007-08-04
AKO861 JIANG Guorong 蔣国荣 RE Advising on Corporate Finance 2014-09-15 2016-12-18
AKP472 AU Pak Cheung, Alexander 區柏祥 RE Dealing in Securities 2004-05-18 2008-03-11
AKU991 SUNG Yoon Kyu RE Dealing in Securities 2013-07-24 2016-12-18
AKW740 CHAO Sze Chung, Benjamin 趙思聰 RE Dealing in Securities 2004-06-25 2006-10-04
ALB239 MYERS Kevin Mitchell RE Dealing in Securities 2006-12-14 2009-03-10
ALB239 MYERS Kevin Mitchell RO Dealing in Securities 2009-03-10 2010-05-14
ALB745 HUANG Peihao 黃培皓 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ALB904 GORDON Andrea Wai Ming 陳慧明 RE Dealing in Securities 2006-12-14 2007-04-14
ALC783 HONG Shaw-Shiun 洪紹勛 RE Dealing in Securities 2004-08-20 2009-04-22
ALI374 TOMLIN Owen RE Dealing in Securities 2006-12-14 2007-05-28
ALI600 HOLIDAY Edward Richard RE Dealing in Securities 2009-08-10 2016-12-18
ALI693 MA Guodong 馬國棟 RE Advising on Corporate Finance 2012-08-08 2015-07-10
ALK689 CHAN Ying Wai, Sophie 陳瑩蕙 RE Advising on Corporate Finance 2012-06-07 2013-09-18
ALN489 XIA Yang 夏阳 RE Dealing in Securities 2007-05-18 2010-11-11
ALN489 XIA Yang 夏阳 RE Dealing in Securities 2013-04-18 2015-10-21
ALN489 XIA Yang 夏阳 RO Dealing in Securities 2010-11-11 2013-04-18
ALN489 XIA Yang 夏阳 RE Providing Automated Trading Services 2013-04-18 2015-10-21
ALN489 XIA Yang 夏阳 RO Providing Automated Trading Services 2011-07-06 2013-04-18
ALO222 HANNING Matthew Paul RE Advising on Corporate Finance 2012-06-07 2016-09-01
ALR740 LIAO Ming 廖明 RE Advising on Corporate Finance 2014-03-06 2014-12-11
ALR861 MAO Yingxu 毛應旭 RE Advising on Corporate Finance 2012-06-07 2014-01-14
ALR861 MAO Yingxu 毛應旭 RO Advising on Corporate Finance 2014-01-14 2015-05-22
ALS810 INNERDALE David James RO Dealing in Securities 2011-06-23 2016-12-18
ALW562 KERRIDGE Hugh Copeland RE Dealing in Securities 2011-01-18 2015-10-14
ALZ065 LI Kiu 李僑 RE Dealing in Securities 2014-06-11 2015-07-14
AMC956 KHOSLA Navjeewan Jatinder RE Dealing in Securities 2010-04-15 2012-03-19
AME704 NG Kwong Man 吳光民 RE Dealing in Securities 2005-07-04 2008-03-15
AMF022 LI Mavis Qiwen 李綺雯 RE Dealing in Securities 2006-12-14 2016-12-18
AMF026 CHIU Man Yat, Michael 趙文逸 RE Advising on Corporate Finance 2012-06-07 2013-09-25
AMF222 CHUNG Wai Shing 鍾偉成 RE Advising on Corporate Finance 2015-11-23 2016-02-03
AMF222 CHUNG Wai Shing 鍾偉成 RO Advising on Corporate Finance 2012-06-07 2013-10-31
AMF222 CHUNG Wai Shing 鍾偉成 RO Advising on Corporate Finance 2016-02-03 2016-12-18
AMF277 NG Chun Wai 吳俊威 RE Dealing in Securities 2007-06-07 2009-07-10
AMF472 TSE Kenyon King-yung 謝敬勇 RE Dealing in Securities 2006-12-14 2016-12-18
AMF472 TSE Kenyon King-yung 謝敬勇 RE Providing Automated Trading Services 2011-11-25 2016-12-18
AMH827 GRAY Christopher RE Dealing in Securities 2016-03-18 2016-12-18
AMJ112 BROSNAN Damien A RE Advising on Corporate Finance 2012-08-22 2016-12-18
AMJ802 LU Liqin 陸勵勤 RE Advising on Corporate Finance 2012-06-07 2014-06-13
AMK015 FESCHET Xavier, Boris RE Dealing in Securities 2012-04-10 2016-01-19
AMK015 FESCHET Xavier, Boris RO Dealing in Securities 2016-01-19 2016-12-18
AML294 ZHOU Liping 周麗萍 RE Advising on Corporate Finance 2012-06-07 2012-07-27
AMN841 ZUO Yi 左怡 RE Advising on Corporate Finance 2012-06-07 2013-04-24
AMP538 CHOI Chi Kin, Calvin 蔡志堅 RE Advising on Corporate Finance 2012-06-07 2016-01-30
AMR406 TEOH Chia Wen 張嘉文 RE Advising on Corporate Finance 2012-06-07 2015-07-21
AMU467 WANNENMACHER Tim RE Dealing in Securities 2013-11-08 2014-01-07
AMU467 WANNENMACHER Tim RO Dealing in Securities 2014-01-07 2016-12-18
AMU521 SHALABI Hani Youssef RE Dealing in Securities 2006-12-14 2008-03-21
AMZ980 JIANG Zu Yao 姜祖堯 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ANB243 LAU Ming Yeung, Stephen 劉名揚 RE Advising on Corporate Finance 2012-06-07 2016-06-01
AND584 CHAN Wei Hsien RE Dealing in Securities 2010-12-06 2012-03-01
AND666 WOO Yik Yuen 胡翊遠 RE Dealing in Securities 2007-06-20 2015-08-07
AND666 WOO Yik Yuen 胡翊遠 RO Dealing in Securities 2015-08-07 2016-12-18
AND666 WOO Yik Yuen 胡翊遠 RE Providing Automated Trading Services 2011-10-13 2015-08-07
AND666 WOO Yik Yuen 胡翊遠 RO Providing Automated Trading Services 2015-08-07 2016-12-18
AND785 ZHUANG Liying 庄莉英 RE Advising on Corporate Finance 2012-06-07 2012-10-25
ANE761 FLYNN Robert Michael RE Dealing in Securities 2006-03-16 2006-05-11
ANE761 FLYNN Robert Michael RE Dealing in Securities 2008-04-08 2008-06-14
ANE761 FLYNN Robert Michael RO Dealing in Securities 2006-05-11 2008-04-08
ANF180 CHU Man Ho, Michael 朱文浩 RE Dealing in Securities 2016-08-24 2016-12-18
ANG466 KIM Anna Yen 嚴立恬 RE Dealing in Securities 2010-06-28 2013-01-23
ANQ097 SHEN Jiawen 沈佳雯 RE Dealing in Securities 2014-05-26 2016-12-18
ANR644 TANG Ian Kenneth 鄧正行 RE Dealing in Securities 2006-12-14 2008-10-23
ANR646 KWONG Myron Mann 鄺孟恆 RE Dealing in Securities 2006-12-14 2016-12-18
ANR646 KWONG Myron Mann 鄺孟恆 RE Providing Automated Trading Services 2011-11-25 2016-12-18
ANR771 YEOH Choo Guan 楊紫源 RE Dealing in Securities 2007-02-02 2007-06-15
ANR771 YEOH Choo Guan 楊紫源 RE Dealing in Securities 2010-02-03 2016-12-18
ANR771 YEOH Choo Guan 楊紫源 RO Dealing in Securities 2007-06-15 2010-02-03
ANR968 LU Yan 盧燕 RE Advising on Corporate Finance 2012-06-07 2013-11-25
ANR968 LU Yan 盧燕 RO Advising on Corporate Finance 2013-11-25 2016-12-18
ANT815 ZHU Liping 朱力平 RE Dealing in Securities 2010-07-28 2013-04-06
ANT825 SONG Ziyi 宋子一 RE Advising on Corporate Finance 2015-04-27 2016-03-02
ANU797 BANSAL Navneet Kumar RE Dealing in Securities 2009-05-27 2010-03-25
ANV051 LEUNG Andrew Jason RE Dealing in Securities 2008-04-15 2008-05-15
ANZ631 MAGUIRE Raymond RE Dealing in Securities 2006-09-29 2008-10-18
AOA885 GENCARELLI Franco Joseph RE Dealing in Securities 2006-10-09 2011-12-31
AOB633 BHUMIRATANA Sanu RE Dealing in Securities 2007-01-12 2016-12-18
AOB633 BHUMIRATANA Sanu RE Providing Automated Trading Services 2011-11-25 2016-12-18
AOC873 FONG Mun Yee, Belinda 方敏怡 RE Dealing in Securities 2007-01-12 2009-06-13
AOE724 HAN Xu 韓旭 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AOG766 CORDONNIER Maxime Nicolas Bruno RE Dealing in Securities 2011-09-19 2013-04-18
AOG962 ATMANI Mohamed RE Advising on Corporate Finance 2012-06-07 2016-04-16
AOH669 XU Peilai 徐沛來 RE Dealing in Securities 2014-07-07 2016-12-18
AOH836 WANG Jiaqi 王家琦 RE Dealing in Securities 2006-12-18 2016-12-18
AOH836 WANG Jiaqi 王家琦 RE Providing Automated Trading Services 2011-10-13 2016-12-18
AOJ780 LEE Michel Kai Tai 李啟泰 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AOJ791 XIANG Pinggui 向平貴 RE Dealing in Securities 2007-01-08 2007-10-19
AOL205 LI Chun Wai 李俊蔚 RE Dealing in Securities 2009-08-28 2016-06-21
AOM654 SILLAM Jonathan Charles Marc RE Dealing in Securities 2010-02-09 2014-04-11
AOO558 CHAUDHRY Mateen RE Dealing in Securities 2007-07-11 2008-05-10
AOR646 SAM Yu Lik, Eric 沈宇力 RE Dealing in Securities 2014-06-11 2016-04-16
AOS002 YIU Sui Chong 姚穗莊 RE Advising on Corporate Finance 2015-06-10 2016-12-18
AOU410 MOON Jae Wook 文裁煜 RE Dealing in Securities 2009-05-27 2014-05-08
AOV618 LI Jing 李菁 RE Dealing in Securities 2007-05-08 2012-12-22
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-01-22 2016-01-29
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-03-10 2016-03-18
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-05-24 2016-05-30
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-06-29 2016-07-05
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-08-05 2016-08-12
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-08-30 2016-09-02
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-09-15 2016-09-23
AOV618 LI Jing 李菁 RE Dealing in Securities 2016-11-10 2016-11-18
AOV618 LI Jing 李菁 RE Providing Automated Trading Services 2011-10-14 2012-12-22
AOV649 WANG Steven Dasong 王大松 RE Advising on Corporate Finance 2012-06-07 2014-06-16
APC030 LENT Nicholas Alexander RE Dealing in Securities 2007-06-14 2011-06-28
APC522 LI Peng 李鵬 RE Advising on Corporate Finance 2016-05-06 2016-12-18
APC574 GUPTA Shivam RE Dealing in Securities 2009-08-10 2011-04-02
APD818 LEE Gregory Joseph RE Dealing in Securities 2007-06-28 2009-04-24
APD844 NAMDAR David RE Dealing in Securities 2007-07-03 2009-04-30
APD881 AIRD William Rowley RE Dealing in Securities 2011-03-09 2013-11-02
APD881 AIRD William Rowley RE Providing Automated Trading Services 2011-10-13 2013-11-02
APD923 WANG Cheng 王程 RE Advising on Corporate Finance 2012-06-07 2016-12-18
APF472 KUSHAL Avanish Mira RE Dealing in Securities 2007-07-04 2009-08-15
APG897 SUI Voon Keat Kenneth 許文杰 RE Dealing in Securities 2007-07-16 2016-12-18
APG897 SUI Voon Keat Kenneth 許文杰 RE Providing Automated Trading Services 2011-11-25 2016-12-18
APH051 LI Kefei 李克非 RE Advising on Corporate Finance 2012-06-07 2015-07-04
APH272 WONG Ho Lun, Donald 黃浩麟 RE Dealing in Securities 2007-07-19 2016-12-18
APH286 HO-HIO-HEN Christelle Nga Sok RE Dealing in Securities 2010-08-09 2011-09-01
APH886 CHEN Dennis Chih Chieh 陳智傑 RE Dealing in Securities 2015-06-19 2016-12-18
APH926 ZHAI Jia 翟佳 RE Advising on Corporate Finance 2012-06-07 2014-07-26
APH953 LAW Ka Fai 羅家輝 RE Dealing in Securities 2011-04-13 2013-02-01
APL242 WU Bun Lerd Bernard 胡斌畧 RE Dealing in Securities 2010-10-05 2016-12-18
APL244 MAK Hin Chun 麥顯俊 RE Dealing in Securities 2014-01-23 2016-12-18
APP106 WANG Grace RE Dealing in Securities 2008-04-10 2009-08-15
APP193 HIGHFIELD Andrew Francis RE Advising on Corporate Finance 2012-06-07 2013-05-23
APQ184 LO Samson Lambert 盧穗誠 RE Advising on Corporate Finance 2012-06-07 2016-12-18
APQ588 KO Silvia 高思雯 RE Advising on Corporate Finance 2015-07-24 2016-12-18
APR851 LO Wing 盧永 RE Advising on Corporate Finance 2015-12-08 2016-12-18
APR963 CHEUNG Seen Ka, Selina 張倩嘉 RE Advising on Corporate Finance 2014-07-14 2016-12-18
APZ177 ZHANG LeWei 張樂為 RE Advising on Corporate Finance 2012-06-07 2014-04-02
APZ594 GUO Zili 郭自力 RE Advising on Corporate Finance 2012-06-07 2016-06-25
AQA564 LAM Eric Christopher RE Dealing in Securities 2007-11-26 2008-02-24
AQA564 LAM Eric Christopher RE Dealing in Securities 2008-02-28 2008-12-18
AQA678 LEI Baoxi 雷宝溪 RE Dealing in Securities 2007-11-23 2012-03-27
AQA678 LEI Baoxi 雷宝溪 RE Providing Automated Trading Services 2011-11-25 2012-03-27
AQE595 ZHANG Shao Ying 張少英 RE Dealing in Securities 2007-12-21 2009-07-10
AQF656 YUAN Jing 袁璟 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AQI394 DING Yuwen 丁煜雯 RE Dealing in Securities 2014-01-03 2016-12-18
AQI394 DING Yuwen 丁煜雯 RE Providing Automated Trading Services 2014-01-03 2016-12-18
AQI580 WANG Pingping 王平平 RE Advising on Corporate Finance 2012-09-13 2016-08-13
AQI796 STEPHENS Anthony Jeetendra RE Dealing in Securities 2012-05-21 2014-05-15
AQK261 CONLEY Richard Adrian RE Dealing in Securities 2011-11-11 2016-12-18
AQK261 CONLEY Richard Adrian RE Providing Automated Trading Services 2011-11-11 2016-12-18
AQL674 SPIELHOFER Philippe Marc RE Dealing in Securities 2011-05-17 2015-09-01
AQL674 SPIELHOFER Philippe Marc RE Advising on Corporate Finance 2012-06-07 2015-09-01
AQM685 FRENCH Bruce Ian RE Dealing in Securities 2013-06-27 2016-12-18
AQN510 HAYEK Rami Gebran RE Dealing in Securities 2011-02-14 2012-09-01
AQN510 HAYEK Rami Gebran RE Advising on Corporate Finance 2012-06-07 2012-09-01
AQQ125 XU Zhan 徐湛 RE Advising on Corporate Finance 2012-06-07 2012-10-25
AQR695 CHOI Alan 蔡泓漢 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AQS494 WONG Schenken 黃尚勤 RE Dealing in Securities 2008-03-28 2010-03-15
AQT298 STEAD David Andrew RE Dealing in Securities 2010-07-28 2013-06-29
AQT298 STEAD David Andrew RE Dealing in Securities 2014-09-22 2016-12-18
AQU056 CURREY Stuart Dalyn RE Dealing in Securities 2011-09-12 2016-12-18
AQX333 NING Feng Tao RE Dealing in Securities 2009-07-30 2012-03-17
AQX958 NELSON Ryan Wesley RE Dealing in Securities 2011-09-30 2016-05-20
AQY822 PABARI Shrikesh Dilip RE Dealing in Securities 2008-05-02 2016-12-18
ARA301 DONOVAN James William RE Dealing in Securities 2008-05-09 2014-05-13
ARA301 DONOVAN James William RE Providing Automated Trading Services 2011-11-25 2014-05-13
ARB500 FOK See Chun, Christopher 霍思俊 RE Advising on Corporate Finance 2012-06-07 2016-03-22
ARB609 CHEUK So Wah 卓素華 RE Dealing in Securities 2008-05-23 2016-12-18
ARG203 ZHU Jinji 朱勁吉 RE Dealing in Securities 2008-07-02 2009-04-28
ARG205 LAI Kai Tsun, Johnson 黎啟進 RE Dealing in Securities 2008-07-02 2009-07-10
ARG547 HU Peng 胡芃 RE Advising on Corporate Finance 2012-06-07 2015-07-01
ARG942 LEE Yik Long 李奕朗 RE Dealing in Securities 2008-07-04 2009-07-18
ARG980 ARORA Dhruv RE Dealing in Securities 2008-07-04 2015-04-30
ARG980 ARORA Dhruv RE Providing Automated Trading Services 2011-11-28 2015-04-30
ARI634 LU Hao Feng 呂豪鋒 RE Dealing in Securities 2009-05-27 2012-11-15
ARI634 LU Hao Feng 呂豪鋒 RE Providing Automated Trading Services 2011-11-25 2012-11-15
ARI666 LI Qian 酈千 RE Advising on Corporate Finance 2015-06-30 2016-12-18
ARN814 CHANG Monica L 常樂 RE Advising on Corporate Finance 2012-11-23 2016-12-18
ARO767 MA Siwei 馬思偉 RE Advising on Corporate Finance 2012-06-07 2014-06-07
ARO920 NG Eric Peter 吳君豪 RE Dealing in Securities 2008-09-12 2012-12-22
ARP048 RAN Dong 冉棟 RE Advising on Corporate Finance 2015-08-19 2016-12-18
ARP576 WANG Qinyan 王沁彥 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ASF604 LI Haoyi 李豪翼 RE Dealing in Securities 2009-01-09 2009-11-24
ASL805 LU Shun-Chang 呂須章 RE Dealing in Securities 2009-03-13 2009-03-20
ASL813 AGARWAL Anand RE Dealing in Securities 2009-02-25 2015-03-10
ASM183 KIM Jung Ho RE Dealing in Securities 2009-03-05 2013-07-13
ASM445 GONG Xiaocheng 宮曉程 RE Advising on Corporate Finance 2012-06-07 2014-04-05
ASM446 WANG Xiao 王虓 RE Advising on Corporate Finance 2012-06-07 2014-05-17
ASP487 GUY Stephane Edouard Andre RE Dealing in Securities 2011-05-05 2012-10-25
ASP571 GUO Jia-Horng 郭嘉宏 RE Advising on Corporate Finance 2014-12-02 2016-03-04
ASP571 GUO Jia-Horng 郭嘉宏 RE Advising on Corporate Finance 2016-10-12 2016-12-18
ASQ162 TAN Freddie Kuok Lin RE Dealing in Securities 2009-06-01 2016-12-18
ASZ222 LIU Ning 劉寧 RE Dealing in Securities 2009-05-25 2016-12-18
ASZ222 LIU Ning 劉寧 RE Providing Automated Trading Services 2011-10-13 2016-12-18
ATB487 TU Lingfei 涂凌飛 RE Advising on Corporate Finance 2015-12-21 2016-10-01
ATD971 HUNT Ross Anthony RE Dealing in Securities 2011-11-24 2013-05-03
ATD971 HUNT Ross Anthony RE Providing Automated Trading Services 2011-11-24 2013-05-03
ATI171 NOVAK Alexander Stanley RE Dealing in Securities 2009-07-20 2016-12-18
ATI171 NOVAK Alexander Stanley RE Providing Automated Trading Services 2014-02-11 2016-12-18
ATI263 XIE Jianing 謝佳宁 RE Advising on Corporate Finance 2014-08-25 2015-10-27
ATJ399 YUN Heekyu RE Dealing in Securities 2009-07-22 2010-03-07
ATJ399 YUN Heekyu RE Dealing in Securities 2011-07-21 2016-12-18
ATM320 ROGERS David Andrew RE Dealing in Securities 2009-08-04 2010-06-03
ATN170 YANG Lijuan 楊麗娟 RE Advising on Corporate Finance 2012-06-07 2015-03-04
ATN585 CHAU Kwok Wai 周國威 RE Dealing in Securities 2009-08-11 2016-12-18
ATN888 LI Yilu 李伊呂 RE Advising on Corporate Finance 2016-01-27 2016-12-18
ATO813 CHEN Jie 陳洁 RE Advising on Corporate Finance 2012-06-07 2016-12-18
ATO814 SHI Xiaoyu 史曉宇 RE Advising on Corporate Finance 2012-06-07 2015-12-01
ATO855 SCOTT Christopher RE Dealing in Securities 2012-11-27 2016-06-25
ATQ890 WU Shanshan 伍珊珊 RE Dealing in Securities 2009-09-07 2012-05-05
ATQ890 WU Shanshan 伍珊珊 RE Providing Automated Trading Services 2011-11-25 2012-05-05
ATR492 SHIVALINGAM Sanjeevan RE Dealing in Securities 2009-09-07 2016-12-18
ATR492 SHIVALINGAM Sanjeevan RE Providing Automated Trading Services 2011-10-13 2013-08-22
ATR492 SHIVALINGAM Sanjeevan RO Providing Automated Trading Services 2013-08-22 2016-12-18
ATS864 XU Xin 徐新 RE Advising on Corporate Finance 2013-06-10 2016-12-18
ATS895 WONG Chun 黃駿 RE Dealing in Securities 2010-08-30 2013-03-23
ATV809 SUN Yiqian 孫逸潜 RE Dealing in Securities 2009-10-05 2011-04-13
ATX900 KANSAL Mohit RE Dealing in Securities 2009-10-21 2012-03-31
ATX901 SHAHAPURKAR Nilesh RE Advising on Corporate Finance 2016-11-11 2016-12-18
ATX904 MCCORMICK Neil John RE Dealing in Securities 2009-11-11 2010-06-21
ATX912 YANG Bing 楊兵 RE Advising on Corporate Finance 2015-11-25 2016-12-18
ATX994 JIN Lu 金路 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AUA249 TROPPER Giselle Natalia RE Dealing in Securities 2009-11-02 2016-12-18
AUG567 GALEA Ronald Francis RE Dealing in Securities 2009-12-14 2010-03-22
AUH396 ZALAKET Michael J RE Dealing in Securities 2009-12-08 2010-01-19
AUN893 AGARWAL Yash RE Dealing in Securities 2010-02-01 2016-07-05
AUR655 MOTWANI Natasha Murli RE Dealing in Securities 2010-02-09 2016-12-18
AUS203 MC MAKIN III Benjamin Reese RE Dealing in Securities 2010-02-17 2010-03-17
AUT719 LAM Ka Lai 林嘉麗 RE Dealing in Securities 2010-03-01 2016-12-18
AUW138 DING Xiao 丁晓 RE Advising on Corporate Finance 2016-04-22 2016-12-18
AUW488 LEUNG Wing Yan 梁穎恩 RE Dealing in Securities 2010-03-12 2014-07-22
AUW922 DHUPELIA Sunil RE Advising on Corporate Finance 2015-08-28 2016-12-18
AUY932 KUO Marc 郭常青 RE Dealing in Securities 2010-03-30 2011-01-20
AUZ081 MOHLA Abhishek Dushyant RE Dealing in Securities 2010-03-26 2016-12-18
AUZ081 MOHLA Abhishek Dushyant RE Providing Automated Trading Services 2011-12-09 2016-12-18
AUZ372 LI Jingyi 李靜宜 RE Advising on Corporate Finance 2012-06-07 2012-12-20
AUZ373 VISWANATH Ramesh RE Dealing in Securities 2013-07-02 2016-12-18
AUZ373 VISWANATH Ramesh RE Providing Automated Trading Services 2013-07-02 2016-12-18
AVA753 CHENG Ying 程滢 RE Advising on Corporate Finance 2012-06-07 2013-09-19
AVD964 HO Wai Sze 何慧思 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AVE806 LIU Chris Yang RE Advising on Corporate Finance 2014-09-04 2014-10-28
AVF428 ATKINSON James Anthony Thomas RE Dealing in Securities 2010-05-25 2014-04-29
AVH597 HE Chuan 何川 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AVH877 CHEUNG Ching Mei, Queenie 張靜薇 RE Dealing in Securities 2012-08-20 2014-04-18
AVH877 CHEUNG Ching Mei, Queenie 張靜薇 RE Providing Automated Trading Services 2012-08-20 2014-04-18
AVI169 DORMER Mark Christopher RE Dealing in Securities 2010-06-15 2011-08-17
AVK803 LIM Shao Jun RE Dealing in Securities 2010-07-12 2012-03-08
AVK803 LIM Shao Jun RE Providing Automated Trading Services 2011-11-25 2012-03-08
AVL086 CHENG Wai Nam 鄭偉楠 RE Advising on Corporate Finance 2013-03-15 2014-10-01
AVL498 CHEN Lijuan 陳利娟 RE Dealing in Securities 2011-10-04 2016-12-18
AVL498 CHEN Lijuan 陳利娟 RE Providing Automated Trading Services 2011-10-04 2016-12-18
AVM103 SUEN Kin Dick 孫堅迪 RE Dealing in Securities 2010-07-13 2016-12-18
AVM691 DELTERME Antoine Pierre Marie RE Dealing in Securities 2010-07-26 2011-03-15
AVN296 SMITH Paul Savile RE Dealing in Securities 2014-04-09 2016-12-18
AVN296 SMITH Paul Savile RE Providing Automated Trading Services 2014-04-09 2016-12-18
AVQ216 CHEN Ruibin 陳銳彬 RE Advising on Corporate Finance 2015-12-02 2016-12-18
AVR152 BESSENT Marcel Peter RE Dealing in Securities 2010-09-02 2010-11-20
AVT381 REN Ning 任凝 RE Advising on Corporate Finance 2015-03-06 2016-12-18
AVV544 DU Weifeng RE Dealing in Securities 2013-05-06 2013-06-14
AVV544 DU Weifeng RE Providing Automated Trading Services 2013-05-06 2013-06-14
AVY302 CHU Tianli 楚天驪 RE Dealing in Securities 2010-09-27 2013-04-03
AVZ070 HU Linghan 胡凌寒 RE Advising on Corporate Finance 2014-09-22 2016-12-18
AWA227 Navita RE Dealing in Securities 2010-10-08 2013-12-03
AWC657 HOLMEWOOD Philip James RE Dealing in Securities 2010-11-01 2014-03-14
AWJ495 GORE Stephen Patrick RO Advising on Corporate Finance 2012-06-07 2012-08-08
AWL336 XU Chendi 許晨迪 RE Advising on Corporate Finance 2012-06-07 2014-09-30
AWL630 HE Xie 何諧 RE Advising on Corporate Finance 2012-06-07 2012-07-26
AWM792 CAI Deyan 蔡德焱 RE Dealing in Securities 2013-07-23 2014-05-03
AWM792 CAI Deyan 蔡德焱 RE Advising on Corporate Finance 2012-08-27 2013-02-23
AWO648 TREACY Shaun Reginald RE Advising on Corporate Finance 2013-01-10 2014-07-01
AWP279 ZHANG Charles 張大兆 RE Dealing in Securities 2011-01-24 2016-12-18
AWP279 ZHANG Charles 張大兆 RE Providing Automated Trading Services 2011-10-14 2016-12-18
AWQ371 ZHOU Xiaotian 周小天 RE Advising on Corporate Finance 2012-06-07 2013-09-17
AWQ445 WERRMANN Alf RE Dealing in Securities 2011-01-31 2012-10-25
AWQ678 BECCHETTI James Patrick RE Dealing in Securities 2015-09-18 2015-09-30
AWS939 TANG Minyi 唐敏毅 RE Dealing in Securities 2011-01-28 2015-04-15
AWU132 LAU Homan 劉浩文 RE Dealing in Securities 2013-07-12 2015-05-24
AWU132 LAU Homan 劉浩文 RE Providing Automated Trading Services 2013-07-12 2015-05-24
AWW455 LEE Jason Kwan Ho 李君豪 RE Dealing in Securities 2011-03-07 2012-03-19
AWY300 DING Ning 丁宁 RE Advising on Corporate Finance 2016-09-29 2016-12-18
AWY822 GORAIEB Amine RE Dealing in Securities 2011-03-28 2013-05-25
AXB227 JONKER Hendrik RE Dealing in Securities 2011-03-22 2011-06-01
AXB459 VIJAYARAJAN Prithvi Raj RE Dealing in Securities 2011-03-29 2011-07-06
AXC419 CHENG Anthony Roger 陳若嘉 RE Dealing in Securities 2011-04-06 2016-12-18
AXC419 CHENG Anthony Roger 陳若嘉 RE Providing Automated Trading Services 2011-11-25 2016-12-18
AXD833 DAVIS Christopher Edward RE Dealing in Securities 2011-10-21 2016-12-18
AXD833 DAVIS Christopher Edward RE Providing Automated Trading Services 2011-10-21 2016-12-18
AXE219 WHITE Thomas James Durell RE Dealing in Securities 2011-04-21 2011-05-12
AXE220 LANGE Steven Benjamin RE Dealing in Securities 2011-04-21 2011-05-12
AXE224 WILLIS Vernon Russell RE Dealing in Securities 2011-11-25 2016-04-08
AXE224 WILLIS Vernon Russell RE Providing Automated Trading Services 2011-11-25 2016-04-08
AXF254 GUPTA Puneet RE Dealing in Securities 2011-05-03 2014-06-14
AXF534 JOSEPH PULPEL Savio RE Dealing in Securities 2011-05-03 2016-12-18
AXG141 CHAN Shing Kit 陳勝傑 RE Dealing in Securities 2011-05-16 2012-02-22
AXG141 CHAN Shing Kit 陳勝傑 RE Providing Automated Trading Services 2011-10-13 2012-02-22
AXG905 DONAN Keith RE Dealing in Securities 2011-05-19 2016-12-18
AXG906 TONG David Doe-hung 湯道鴻 RE Dealing in Securities 2011-05-19 2016-12-18
AXG906 TONG David Doe-hung 湯道鴻 RE Providing Automated Trading Services 2011-11-24 2016-12-18
AXH731 FAULKNER William Talbot RE Dealing in Securities 2011-06-14 2013-11-13
AXH731 FAULKNER William Talbot RE Providing Automated Trading Services 2011-11-09 2013-11-13
AXL513 ROYAL Andrew John RE Dealing in Securities 2011-07-12 2016-06-18
AXL513 ROYAL Andrew John RE Providing Automated Trading Services 2014-02-11 2016-06-18
AXM111 ADVANI Neil L RE Dealing in Securities 2011-07-12 2012-02-08
AXP239 TEE Brian Benedict RE Dealing in Securities 2016-07-07 2016-12-18
AXQ294 WAN Xing 万星 RE Dealing in Securities 2011-08-03 2016-12-18
AXQ294 WAN Xing 万星 RE Providing Automated Trading Services 2011-11-25 2016-12-18
AXQ297 LOCK Timothy James RE Dealing in Securities 2011-07-18 2016-12-18
AXR109 CHOI Heung Kam, Iris 蔡香琴 RE Dealing in Securities 2011-10-17 2015-11-18
AXR522 CHENG Xiuyuan 程修遠 RE Advising on Corporate Finance 2015-10-22 2016-12-18
AXS235 MOK Kwan Ho 莫君豪 RE Dealing in Securities 2011-07-29 2011-09-09
AXS235 MOK Kwan Ho 莫君豪 RE Dealing in Securities 2013-09-16 2016-12-18
AXU937 HAYASHI Yasuko RE Dealing in Securities 2012-01-13 2016-12-18
AXU937 HAYASHI Yasuko RE Providing Automated Trading Services 2012-01-13 2016-12-18
AXV267 LEE King Hang 李璟恆 RE Dealing in Securities 2016-08-16 2016-12-18
AXV267 LEE King Hang 李璟恆 RE Providing Automated Trading Services 2016-08-16 2016-12-18
AXV968 CAO Patrick Minh RE Advising on Corporate Finance 2013-01-07 2015-03-19
AXY576 YU Jia 于佳 RE Advising on Corporate Finance 2013-02-18 2015-02-28
AYC190 CAI Zhibin 蔡志斌 RE Dealing in Securities 2011-10-03 2016-12-18
AYC193 SLAOUI Mohammed Saad RE Dealing in Securities 2011-09-20 2016-12-18
AYD299 GROVES James Andrew RE Dealing in Securities 2011-09-30 2014-11-20
AYD299 GROVES James Andrew RE Providing Automated Trading Services 2011-09-30 2014-11-20
AYI399 ZHANG Zhihai 張志海 RE Advising on Corporate Finance 2015-12-02 2016-12-18
AYN585 LUI Wan Hong 呂雲康 RE Advising on Corporate Finance 2015-07-13 2015-11-28
AYN975 HUANG Ya Chuan 黃雅釧 RO Advising on Corporate Finance 2012-10-31 2013-01-24
AYO720 CHAN Hon Yin 陳瀚賢 RE Advising on Corporate Finance 2012-06-07 2015-12-21
AYO724 CHEN Chuanyao 陳川堯 RE Advising on Corporate Finance 2012-06-07 2014-06-28
AYO735 CHEN Fei 陳飛 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYO736 CHEUNG Ming Lin 張銘煉 RE Advising on Corporate Finance 2012-06-07 2014-07-12
AYO737 CHIU Chia-Hsien 邱嘉賢 RE Advising on Corporate Finance 2012-06-07 2014-06-25
AYO738 CHUAN Po-Hua 全柏樺 RE Advising on Corporate Finance 2012-06-07 2014-12-06
AYO745 CUI Cui 崔翠 RE Advising on Corporate Finance 2012-06-07 2013-04-01
AYO778 CHUNG Yu Sun 丁有宣 RE Advising on Corporate Finance 2012-06-07 2012-12-01
AYO782 DRAKE Steven Rodney RE Advising on Corporate Finance 2012-06-07 2016-04-30
AYO801 HO Hiu Kan, Kenneth 何曉勤 RE Advising on Corporate Finance 2012-06-07 2014-07-26
AYO807 KANG Kai 康愷 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYO821 LAU Chris Cheuk Wah 劉卓樺 RE Advising on Corporate Finance 2012-06-07 2013-01-29
AYO821 LAU Chris Cheuk Wah 劉卓樺 RE Advising on Corporate Finance 2015-03-09 2016-12-18
AYO826 LI Heung 李响 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYO859 MAGNI Nicolo RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYO903 SEE Quin Seng 施權城 RE Advising on Corporate Finance 2012-06-07 2015-05-30
AYO916 TAN Kuan Han 陳權漢 RE Advising on Corporate Finance 2012-06-07 2015-05-30
AYO928 WANG Xiao 王驍 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYO940 ZHU Yahui 朱雅卉 RE Advising on Corporate Finance 2012-06-07 2013-04-06
AYO945 ZHANG Wei 張巍 RE Advising on Corporate Finance 2012-06-07 2013-07-20
AYO955 XIAO Julia 肖楠 RE Advising on Corporate Finance 2012-06-07 2014-07-07
AYO955 XIAO Julia 肖楠 RO Advising on Corporate Finance 2014-07-07 2016-12-18
AYO985 ZHANG Lu, Louisa 張璐 RE Advising on Corporate Finance 2012-06-07 2016-04-30
AYP957 BATT Thomas Gordon RE Advising on Corporate Finance 2012-06-07 2012-07-07
AYP958 CHAU Vincent Chi To 朱梓滔 RE Advising on Corporate Finance 2012-06-07 2015-06-03
AYP959 CHEN Changhao 陳昌濠 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYP960 CHEN Shu 陳紓 RE Advising on Corporate Finance 2012-06-07 2012-08-02
AYP964 CHEUNG Man Ying 張曼瑩 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYP973 FORCIOLI Mathieu Jean RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYP981 HUNG Chiao-Feng 洪巧芬 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYP989 KENDALL Samuel James RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYP991 LAWRENCE Samuel Dong Yue 羅棟宇 RE Advising on Corporate Finance 2012-06-07 2014-06-18
AYQ632 LU Bing Ling 呂冰伶 RE Advising on Corporate Finance 2012-06-07 2013-03-06
AYQ635 MALTER Hannah Rebecca RE Advising on Corporate Finance 2012-06-07 2013-11-21
AYQ636 OH Yeung Geun 吳榮根 RE Advising on Corporate Finance 2012-06-07 2012-09-08
AYQ637 SHI Qian 史騫 RE Advising on Corporate Finance 2012-06-07 2013-08-31
AYQ638 SU Xiaotian 蘇小恬 RE Advising on Corporate Finance 2012-06-07 2013-09-11
AYQ639 TAAVITSAINEN Mika Pekka Nicolas RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYQ652 TAHRI Elmahdi RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYQ698 TAN Qizhi Eugene 陳啟智 RE Advising on Corporate Finance 2012-06-07 2014-06-25
AYQ709 TSE Samuel Shun Yin 謝淳彥 RE Advising on Corporate Finance 2012-06-07 2012-06-09
AYQ792 WONG Mindy RE Advising on Corporate Finance 2012-06-07 2012-07-27
AYQ793 WONG Wai Shan, Bedelia Denice 黃煒珊 RE Advising on Corporate Finance 2012-06-07 2013-04-19
AYQ796 WONG Kwan Shun, James 王君舜 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYQ797 WU Sharlyn RE Advising on Corporate Finance 2012-06-07 2014-03-25
AYQ799 XIONG David Le RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYQ802 YAU Lik Shun, Geoffrey 邱力迅 RE Advising on Corporate Finance 2012-06-07 2015-03-14
AYQ805 ZHANG Menghan 張夢涵 RE Advising on Corporate Finance 2012-06-07 2014-06-03
AYQ806 ZHANG Ting 張婷 RE Advising on Corporate Finance 2012-06-07 2013-10-22
AYQ809 CHAN Lap Lam 陳立林 RE Advising on Corporate Finance 2012-06-07 2015-10-23
AYQ809 CHAN Lap Lam 陳立林 RO Advising on Corporate Finance 2015-10-23 2016-12-18
AYQ810 CHONG Yao Hoong 張耀鴻 RE Advising on Corporate Finance 2012-06-07 2015-08-31
AYQ810 CHONG Yao Hoong 張耀鴻 RO Advising on Corporate Finance 2015-08-31 2016-12-18
AYQ811 CHUNG Chi Ting, Estyn 鍾志霆 RE Advising on Corporate Finance 2012-06-07 2015-12-01
AYQ813 KIM Lionel Soo RE Advising on Corporate Finance 2012-06-07 2012-06-23
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RE Advising on Corporate Finance 2012-06-07 2013-11-25
AYQ814 LAU Raymond Wai Cheuk 劉偉卓 RO Advising on Corporate Finance 2013-11-25 2016-12-18
AYQ815 LEE Alice RE Advising on Corporate Finance 2012-06-07 2012-06-13
AYQ816 LEE Kok Yew 李國耀 RE Advising on Corporate Finance 2012-06-07 2012-09-01
AYQ818 LIAO Hai Ning 廖海宁 RE Advising on Corporate Finance 2012-06-07 2013-08-22
AYQ819 LIU Jia 劉佳 RE Advising on Corporate Finance 2012-06-07 2012-12-06
AYQ820 LIU Yao 劉堯 RE Advising on Corporate Finance 2012-06-07 2014-05-06
AYQ821 LU Yan 路妍 RE Advising on Corporate Finance 2012-06-07 2012-10-25
AYQ822 LUO Yi 羅怡 RE Advising on Corporate Finance 2012-06-07 2015-03-25
AYQ823 TANG Xiaolei 唐晓磊 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYQ825 ZHANG Luo 張洛 RE Advising on Corporate Finance 2012-06-07 2015-05-16
AYQ826 ZHANG Yuming 張宇明 RE Advising on Corporate Finance 2012-06-07 2013-01-25
AYQ827 ZOU Yang 鄒陽 RE Advising on Corporate Finance 2012-06-07 2013-09-13
AYR063 DAVIS Ewan Stewart RE Advising on Corporate Finance 2012-06-07 2014-05-02
AYR065 HORROBIN Fergus Peter RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR067 HSU Christine Shing 徐欣 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR068 JIN Yanjie 金衍倢 RE Advising on Corporate Finance 2012-06-07 2014-10-11
AYR071 LAM King Hong 林敬康 RE Advising on Corporate Finance 2012-06-07 2014-04-26
AYR072 LEUNG Sin Yeng, Winnie 梁善盈 RE Advising on Corporate Finance 2012-06-07 2014-01-10
AYR072 LEUNG Sin Yeng, Winnie 梁善盈 RO Advising on Corporate Finance 2014-01-10 2016-12-18
AYR073 LI Yue 李玥 RE Advising on Corporate Finance 2012-06-07 2015-07-25
AYR074 RIEGLER Gerhard Wilhelm RE Advising on Corporate Finance 2012-06-07 2013-03-29
AYR075 SHIM Mong Thien 沈茂添 RE Advising on Corporate Finance 2012-06-07 2012-10-24
AYR075 SHIM Mong Thien 沈茂添 RE Advising on Corporate Finance 2014-01-20 2016-06-17
AYR076 SHUM Yew Kong, Ryan 沈耀光 RE Advising on Corporate Finance 2012-06-07 2012-08-18
AYR077 SIN Chun Hong 冼晉匡 RE Advising on Corporate Finance 2012-06-07 2013-09-18
AYR078 TEO Yin Chian RE Advising on Corporate Finance 2012-06-07 2015-10-24
AYR080 TU Brendan Chiao-Yen RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR081 WANG Guohuan 王國歡 RE Advising on Corporate Finance 2012-06-07 2012-07-26
AYR082 YEN Shiau Sin 嚴孝琛 RE Advising on Corporate Finance 2012-06-07 2012-10-25
AYR218 FU Zheng 符正 RE Advising on Corporate Finance 2012-06-07 2012-11-23
AYR223 LI Yang 黎揚 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR226 LIU Wencheng 劉文成 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR264 LUO Jun 羅駿 RE Advising on Corporate Finance 2012-06-07 2014-08-26
AYR264 LUO Jun 羅駿 RO Advising on Corporate Finance 2014-08-26 2016-12-18
AYR270 MACKAY Stuart Bruce Rory RE Advising on Corporate Finance 2012-06-07 2016-04-29
AYR270 MACKAY Stuart Bruce Rory RO Advising on Corporate Finance 2016-04-29 2016-12-18
AYR297 SO Jonathan Chunkit 蘇俊傑 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR302 SUN Eugene C 孫群 RE Advising on Corporate Finance 2012-06-07 2014-12-09
AYR303 WAT Ling Sheung, Ada 屈凌霜 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR304 WOO Elliott Tak On 胡德安 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR305 YUAN Yuan 袁媛 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR306 ZHANG Hao 張浩 RE Advising on Corporate Finance 2012-06-07 2015-07-31
AYR507 CHAN Tsz Lung 陳子龍 RE Advising on Corporate Finance 2012-06-07 2014-07-12
AYR509 CHIU Kung Chik 趙公直 RE Advising on Corporate Finance 2012-06-07 2015-09-23
AYR510 HU Yu 胡裕 RE Advising on Corporate Finance 2012-06-07 2012-09-15
AYR511 HUANG Mingmin 黃明旻 RE Advising on Corporate Finance 2012-06-07 2016-06-14
AYR512 JI Chaofeng 紀朝峰 RE Advising on Corporate Finance 2012-06-07 2014-05-22
AYR513 JIA Peng 賈鵬 RE Advising on Corporate Finance 2012-06-07 2016-03-08
AYR514 LO Fong Yue, May 羅芳雨 RE Advising on Corporate Finance 2012-06-07 2012-07-07
AYR571 LAI Rongye 賴榮曄 RE Dealing in Securities 2012-01-03 2013-06-22
AYR571 LAI Rongye 賴榮曄 RE Dealing in Securities 2013-08-12 2016-12-18
AYR571 LAI Rongye 賴榮曄 RE Providing Automated Trading Services 2012-01-03 2013-06-22
AYR571 LAI Rongye 賴榮曄 RE Providing Automated Trading Services 2013-08-12 2016-12-18
AYR645 MOK Eugenia Y.H. 莫雨軒 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR646 PARAPIBOON Supatchaya RE Advising on Corporate Finance 2012-06-07 2013-04-19
AYR647 QIU Steven Hao 邱豪戈 RE Advising on Corporate Finance 2012-06-07 2012-10-25
AYR648 SUN Xuan RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR649 SUNDERLAND Seth Thomas RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR777 TIAN Jiangchuan 田江川 RE Advising on Corporate Finance 2012-06-07 2014-04-16
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AYR780 WANG Xuan 汪翾 RE Advising on Corporate Finance 2012-06-07 2012-07-21
AYR781 WU Ziwei 吳子維 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR782 XU Han Feng 許涵鋒 RE Advising on Corporate Finance 2012-06-07 2012-08-24
AYR783 XU Jianzhuo 許建卓 RE Advising on Corporate Finance 2012-06-07 2014-05-16
AYR784 XU Sheng 許勝 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR785 ZHAO Guoyang 趙國陽 RE Advising on Corporate Finance 2012-06-07 2016-12-18
AYR787 ZHONG Shiyao 鍾詩堯 RE Advising on Corporate Finance 2012-06-07 2013-04-03
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AYS100 GAO Yiwen 高軼文 RE Advising on Corporate Finance 2012-06-07 2014-04-29
AYS104 LUAN Yizheng 栾依崢 RE Advising on Corporate Finance 2012-06-07 2013-01-17
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AYS114 YANG Yanping 楊艷萍 RE Advising on Corporate Finance 2012-06-07 2016-12-18
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AYV546 SI Hongpeng 司宏鵬 RE Advising on Corporate Finance 2012-06-07 2016-12-18
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AYV567 DING Xiaowen 丁曉文 RE Advising on Corporate Finance 2012-06-07 2016-12-18
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AZC764 HUANG Aobo 黃驁博 RE Advising on Corporate Finance 2012-06-07 2014-06-03
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AZT495 MOVSUMOV Dzhavad RE Advising on Corporate Finance 2012-06-28 2016-12-18
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AZT655 ALLGYER Robert Earl RE Advising on Corporate Finance 2012-06-28 2016-12-18
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AZT666 KAMBHATO Phumchai RE Advising on Corporate Finance 2012-06-28 2013-07-19
AZT670 KUMAR Sawan RE Advising on Corporate Finance 2012-06-28 2016-12-18
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AZY880 TAKAHASHI Taichi RE Dealing in Securities 2013-11-18 2015-07-18
AZY880 TAKAHASHI Taichi RO Dealing in Securities 2013-04-18 2013-11-18
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AZY905 JEONG Jong Woo RE Advising on Corporate Finance 2012-08-13 2014-09-09
AZY907 ZHANG Kevin RE Advising on Corporate Finance 2012-08-13 2013-09-28
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BAA705 WU Jianfeng 吳健鋒 RE Advising on Corporate Finance 2012-08-09 2014-05-31
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BAC155 HU Chen 胡琛 RE Advising on Corporate Finance 2016-02-01 2016-12-18
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BAC299 LOH Ying Ning, Alexandra RE Providing Automated Trading Services 2015-08-06 2016-12-18
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BAC325 GU Ke 顾科 RE Advising on Corporate Finance 2012-08-29 2016-12-18
BAC326 SUN Lijun 孙利军 RE Advising on Corporate Finance 2012-08-29 2016-11-16
BAC327 LIU Hanqing 刘汗青 RE Advising on Corporate Finance 2012-08-29 2016-12-18
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BAC532 SU Chen 苏琛 RE Advising on Corporate Finance 2012-08-31 2016-03-23
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BAE174 YU Hong 于泓 RE Advising on Corporate Finance 2015-11-20 2016-12-18
BAE307 SHAO Jie 邵劼 RE Advising on Corporate Finance 2012-09-13 2015-04-03
BAE312 LI Peng 李鵬 RE Advising on Corporate Finance 2012-09-13 2014-07-11
BAE313 WU Lingxi 吳灵犀 RE Advising on Corporate Finance 2012-09-13 2015-08-18
BAE317 LI Dong 李棟 RE Advising on Corporate Finance 2012-09-13 2013-06-08
BAE829 DE TAFFANEL DE LA JONQUIERE Emmanuel Pierre Marie Jean RE Dealing in Securities 2014-08-21 2014-09-02
BAF518 XU Liang 徐亮 RE Advising on Corporate Finance 2012-09-27 2015-04-23
BAF523 CHEN Chao 陳超 RE Advising on Corporate Finance 2012-09-26 2015-03-14
BAI180 SMITH Simon Garnet RE Advising on Corporate Finance 2012-10-16 2014-11-20
BAI196 HERBERT Thomas William RE Dealing in Securities 2012-11-01 2016-12-18
BAI256 KIM Tony RE Advising on Corporate Finance 2012-11-01 2016-04-23
BAI838 JIANG Jiqing 姜济卿 RE Advising on Corporate Finance 2012-10-22 2013-05-30
BAJ187 LI Zhen 李振 RE Advising on Corporate Finance 2014-05-23 2016-12-18
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BAN047 SHU Hon Tak 徐漢德 RE Dealing in Securities 2012-11-27 2014-02-14
BAP107 XU Zheyan 徐喆燕 RE Advising on Corporate Finance 2012-12-12 2015-06-09
BAP108 BLANCHARD Alexandre Roland Julien RE Advising on Corporate Finance 2012-12-12 2014-04-29
BAP380 KRASKA Benjamin Niklas RE Dealing in Securities 2012-12-13 2013-02-28
BAR644 ZHANG Jingjing 張敬京 RE Advising on Corporate Finance 2013-01-09 2013-10-30
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BAU505 HU Tianrui 胡天睿 RE Advising on Corporate Finance 2013-01-29 2015-08-01
BAV748 XU Huifang 徐惠芳 RE Dealing in Securities 2015-09-02 2016-12-18
BAX616 RASKIN Iain Alexander RE Dealing in Securities 2014-09-03 2016-12-18
BAX618 CHEN Jianfen 陳劍芬 RE Advising on Corporate Finance 2013-02-27 2016-12-18
BAX927 LEE Telly RE Dealing in Securities 2014-06-11 2015-05-01
BAX972 HORIUCHI Shinichiro RE Dealing in Securities 2013-07-18 2014-05-10
BAZ776 ZHAO Ju 趙駒 RE Advising on Corporate Finance 2013-03-18 2014-12-10
BAZ871 MATSUMOTO Jun 松本淳 RE Dealing in Securities 2013-04-05 2016-12-18
BBA269 CUI Wei 崔偉 RE Advising on Corporate Finance 2013-03-22 2016-12-18
BBA527 PAN Gaowa 潘高娃 RE Dealing in Securities 2013-03-28 2014-05-09
BBB918 BORDAT-MALDONADO PARRA Adrien Paul Augustin RE Dealing in Securities 2013-04-18 2016-12-18
BBD865 ZHOU Xiaole 周晓樂 RE Advising on Corporate Finance 2013-04-18 2013-10-18
BBD866 JIANG Li 蔣理 RE Advising on Corporate Finance 2013-04-18 2015-06-18
BBD867 ZHOU Kai 周凱 RE Advising on Corporate Finance 2013-04-23 2016-12-18
BBE388 PARTNOW Philip RE Advising on Corporate Finance 2013-05-03 2014-06-18
BBE972 DHAKE Pankaj Jaysing RE Dealing in Securities 2013-05-20 2016-04-16
BBE978 LI Kai 李凱 RE Advising on Corporate Finance 2013-04-29 2013-11-08
BBE978 LI Kai 李凱 RE Advising on Corporate Finance 2014-08-13 2016-12-18
BBF570 LING Yao 凌堯 RE Advising on Corporate Finance 2013-05-06 2013-06-07
BBG407 WANG Yihe 王一鶴 RE Advising on Corporate Finance 2013-05-09 2014-10-30
BBG408 JEFFERYS Paul Edward RE Dealing in Securities 2013-05-09 2016-12-18
BBI887 CUI Peter RE Advising on Corporate Finance 2013-06-05 2014-07-19
BBI891 GUO Xinyu 郭鑫昱 RE Advising on Corporate Finance 2013-06-07 2016-12-18
BBK056 YUAN Qian 袁倩 RE Dealing in Securities 2013-07-02 2016-12-18
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BHY614 YU Ho Man Horace 余浩文 RE Advising on Corporate Finance 2016-08-10 2016-12-18
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BIB401 ZHENG Martin RE Advising on Corporate Finance 2016-08-29 2016-12-18
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BIE148 CHENG Jiaqi 程佳棋 RE Dealing in Securities 2016-09-19 2016-10-19
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BIG680 WANG Shihui 王詩卉 RE Advising on Corporate Finance 2016-09-27 2016-12-18
BIG704 YANG Hao 楊浩 RE Advising on Corporate Finance 2016-10-14 2016-12-18
BIG721 ZHANG Yuanbin 張淵斌 RE Dealing in Securities 2016-10-06 2016-11-12
BIN446 WANG Yingzi 王瑩子 RE Advising on Corporate Finance 2016-11-10 2016-12-18

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