Hong Kong SFC licence institution AAD291, Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司

These are the licence-holders that were found for SFC licence institution AAD291 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB969 DARST David Martin RE Dealing in Securities 2008-09-29 2008-10-05
AAB969 DARST David Martin RE Dealing in Securities 2010-09-17 2010-09-27
AAC051 RYAN Jeffrey Preston RE Dealing in Securities 2003-04-01 2005-04-09
AAC051 RYAN Jeffrey Preston RE Advising on Securities 2003-04-01 2004-02-11
AAC051 RYAN Jeffrey Preston RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAC051 RYAN Jeffrey Preston RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAC426 LOKE Lai Chuen, Linda 陸勵荃 RE Dealing in Securities 2003-04-01 2003-04-16
AAC426 LOKE Lai Chuen, Linda 陸勵荃 RE Advising on Securities 2003-04-01 2003-04-16
AAC426 LOKE Lai Chuen, Linda 陸勵荃 RE Advising on Corporate Finance 2003-04-01 2003-04-16
AAC426 LOKE Lai Chuen, Linda 陸勵荃 RE Providing Automated Trading Services 2003-04-01 2003-04-16
AAC683 PICKERELL Blair Chilton RE Dealing in Securities 2007-06-04 2007-09-27
AAC683 PICKERELL Blair Chilton RO Dealing in Securities 2007-09-27 2010-06-07
AAC683 PICKERELL Blair Chilton RO Asset Management 2007-09-27 2010-06-07
AAD152 CHURCHOUSE Frederick Peter RE Dealing in Securities 2003-04-01 2004-07-14
AAD152 CHURCHOUSE Frederick Peter RE Advising on Securities 2003-04-01 2004-07-14
AAD152 CHURCHOUSE Frederick Peter RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAD152 CHURCHOUSE Frederick Peter RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAD185 IP Hon Sum 葉漢森 RE Dealing in Securities 2003-04-01 2011-03-08
AAD185 IP Hon Sum 葉漢森 RO Dealing in Securities 2011-03-08 2013-12-31
AAD185 IP Hon Sum 葉漢森 RE Advising on Securities 2003-04-01 2004-02-11
AAD185 IP Hon Sum 葉漢森 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAD185 IP Hon Sum 葉漢森 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAD185 IP Hon Sum 葉漢森 RE Providing Automated Trading Services 2010-09-27 2011-03-08
AAD185 IP Hon Sum 葉漢森 RO Providing Automated Trading Services 2011-03-08 2013-07-23
AAD185 IP Hon Sum 葉漢森 RE Asset Management 2010-09-27 2011-03-08
AAD185 IP Hon Sum 葉漢森 RO Asset Management 2011-03-08 2013-12-31
AAD209 MAK Ming Ying, Charles 麥銘英 RE Dealing in Securities 2003-04-01 2003-07-31
AAD209 MAK Ming Ying, Charles 麥銘英 RE Dealing in Securities 2014-03-05
AAD209 MAK Ming Ying, Charles 麥銘英 RO Dealing in Securities 2003-07-31 2014-03-05
AAD209 MAK Ming Ying, Charles 麥銘英 RE Advising on Securities 2003-04-01 2003-04-29
AAD209 MAK Ming Ying, Charles 麥銘英 RE Advising on Corporate Finance 2003-04-01 2003-04-29
AAD209 MAK Ming Ying, Charles 麥銘英 RE Advising on Corporate Finance 2014-03-05
AAD209 MAK Ming Ying, Charles 麥銘英 RE Providing Automated Trading Services 2003-04-01 2003-04-29
AAD209 MAK Ming Ying, Charles 麥銘英 RO Providing Automated Trading Services 2010-02-22 2013-07-23
AAD209 MAK Ming Ying, Charles 麥銘英 RO Asset Management 2007-09-27 2014-03-05
AAD227 SIM Su Fen 沈素芬 RE Dealing in Securities 2003-04-01 2005-11-08
AAD227 SIM Su Fen 沈素芬 RE Advising on Securities 2003-04-01 2004-02-11
AAD227 SIM Su Fen 沈素芬 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAD227 SIM Su Fen 沈素芬 RE Providing Automated Trading Services 2003-04-01 2005-11-08
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Securities 2007-02-12 2011-11-22
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Providing Automated Trading Services 2007-02-12 2011-11-22
AAD245 WAN Kwok Kan, Victor 溫國根 RE Dealing in Securities 2003-04-01 2008-02-01
AAD245 WAN Kwok Kan, Victor 溫國根 RE Advising on Securities 2003-04-01 2004-02-11
AAD245 WAN Kwok Kan, Victor 溫國根 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAD245 WAN Kwok Kan, Victor 溫國根 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RE Dealing in Securities 2003-04-01 2004-11-24
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Dealing in Securities 2004-11-24
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Advising on Securities 2009-07-29
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Advising on Futures Contracts 2010-03-22
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RE Providing Automated Trading Services 2003-04-01 2004-11-24
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Providing Automated Trading Services 2004-11-24 2013-07-23
AAD828 CHAU Wing Hung 周永雄 RE Dealing in Securities 2003-04-01 2008-11-20
AAD828 CHAU Wing Hung 周永雄 RE Advising on Securities 2003-04-01 2004-02-11
AAD828 CHAU Wing Hung 周永雄 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAD828 CHAU Wing Hung 周永雄 RE Providing Automated Trading Services 2003-04-01 2008-11-20
AAE718 CHOU Valerie 周曉澂 RE Dealing in Securities 2003-04-01 2011-09-05
AAE718 CHOU Valerie 周曉澂 RE Advising on Securities 2003-04-01 2004-02-11
AAE718 CHOU Valerie 周曉澂 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAE718 CHOU Valerie 周曉澂 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Securities 2003-04-01 2009-01-19
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Securities 2010-02-01 2011-05-03
AAG214 LAU Suk Yu 劉淑愉 RE Advising on Securities 2003-04-01 2004-02-11
AAG214 LAU Suk Yu 劉淑愉 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAG214 LAU Suk Yu 劉淑愉 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAI504 THEIL Paul Marin RE Dealing in Securities 2003-04-01 2016-04-20
AAI504 THEIL Paul Marin RE Advising on Securities 2003-04-01 2004-02-11
AAI504 THEIL Paul Marin RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAI504 THEIL Paul Marin RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAI504 THEIL Paul Marin RE Asset Management 2009-10-02 2016-04-20
AAK471 BAKER Kurt Alexander 白光磊 RE Dealing in Securities 2003-04-01 2003-08-20
AAK471 BAKER Kurt Alexander 白光磊 RO Dealing in Securities 2003-08-20 2008-11-18
AAK471 BAKER Kurt Alexander 白光磊 RE Advising on Securities 2003-04-01 2003-06-24
AAK471 BAKER Kurt Alexander 白光磊 RE Advising on Corporate Finance 2003-04-01 2003-06-24
AAK471 BAKER Kurt Alexander 白光磊 RE Providing Automated Trading Services 2003-04-01 2003-06-24
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Dealing in Securities 2003-04-01 2012-05-14
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Advising on Securities 2003-04-01 2004-02-11
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAV401 MALLAL Robby Bashir RE Dealing in Securities 2003-04-01 2005-01-12
AAV401 MALLAL Robby Bashir RE Advising on Securities 2003-04-01 2004-02-11
AAV401 MALLAL Robby Bashir RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAV401 MALLAL Robby Bashir RE Providing Automated Trading Services 2003-04-01 2005-01-12
AAV675 MORRIS John Timothy RE Dealing in Securities 2006-09-18 2006-09-24
AAV675 MORRIS John Timothy RE Dealing in Securities 2006-11-14 2013-03-01
AAW009 LAI Pik Kwan 黎璧君 RE Dealing in Securities 2005-06-13 2008-02-11
AAW009 LAI Pik Kwan 黎璧君 RE Providing Automated Trading Services 2006-11-16 2008-02-11
AAW118 WONG Kar Hong 黃家康 RE Dealing in Securities 2003-04-01 2005-06-24
AAW118 WONG Kar Hong 黃家康 RE Advising on Securities 2003-04-01 2004-02-11
AAW118 WONG Kar Hong 黃家康 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAW118 WONG Kar Hong 黃家康 RE Providing Automated Trading Services 2003-04-01 2005-06-24
AAW329 WALSH Marcus James Finbarr RE Dealing in Securities 2003-04-01 2004-11-30
AAW329 WALSH Marcus James Finbarr RO Dealing in Securities 2004-11-30
AAW329 WALSH Marcus James Finbarr RE Advising on Securities 2003-04-01 2004-11-30
AAW329 WALSH Marcus James Finbarr RO Advising on Securities 2004-11-30
AAW329 WALSH Marcus James Finbarr RE Advising on Futures Contracts 2006-09-22
AAW329 WALSH Marcus James Finbarr RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAW329 WALSH Marcus James Finbarr RE Providing Automated Trading Services 2003-04-01 2004-02-11
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Dealing in Securities 2003-04-01 2014-04-29
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Advising on Securities 2003-04-01 2004-02-11
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Providing Automated Trading Services 2003-04-01 2013-07-24
AAX020 LIM Chin Yong RE Dealing in Securities 2004-11-10 2012-01-16
AAZ177 MUSETTI Robert Cesare RE Dealing in Securities 2003-04-01 2003-12-31
AAZ177 MUSETTI Robert Cesare RE Advising on Securities 2003-04-01 2003-12-31
AAZ177 MUSETTI Robert Cesare RE Advising on Corporate Finance 2003-04-01 2003-12-31
AAZ177 MUSETTI Robert Cesare RE Providing Automated Trading Services 2003-04-01 2003-12-31
AAZ227 LINDSAY Ian Ellis RE Dealing in Securities 2003-04-01 2004-11-29
AAZ227 LINDSAY Ian Ellis RE Advising on Securities 2003-04-01 2004-02-11
AAZ227 LINDSAY Ian Ellis RE Advising on Corporate Finance 2003-04-01 2004-02-11
AAZ227 LINDSAY Ian Ellis RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABA633 CARTLEDGE Charles Anthony Bryan RE Dealing in Securities 2003-04-01 2008-01-09
ABA633 CARTLEDGE Charles Anthony Bryan RE Advising on Securities 2003-04-01 2003-12-31
ABA633 CARTLEDGE Charles Anthony Bryan RE Advising on Securities 2004-11-29 2008-01-09
ABA633 CARTLEDGE Charles Anthony Bryan RE Advising on Corporate Finance 2003-04-01 2003-12-31
ABA633 CARTLEDGE Charles Anthony Bryan RE Providing Automated Trading Services 2003-04-01 2008-01-09
ABB808 MORRISON Allister George RO Dealing in Securities 2003-04-01 2007-04-04
ABB808 MORRISON Allister George RO Advising on Securities 2003-04-01 2007-04-04
ABB808 MORRISON Allister George RO Advising on Corporate Finance 2003-04-01 2007-04-04
ABB808 MORRISON Allister George RO Providing Automated Trading Services 2003-04-01 2007-04-04
ABD619 BERCHTOLD Michael Joseph RO Dealing in Securities 2003-04-01 2006-12-10
ABD619 BERCHTOLD Michael Joseph RO Advising on Securities 2003-04-01 2003-06-17
ABD619 BERCHTOLD Michael Joseph RO Advising on Corporate Finance 2003-04-01 2006-12-10
ABD619 BERCHTOLD Michael Joseph RO Providing Automated Trading Services 2003-04-01 2003-06-17
ABE476 WONG Bo Kwun, Queenie 黃寶筠 RE Dealing in Securities 2009-08-25 2010-11-22
ABF770 PETERSOHN Steven Jeffrey RE Dealing in Securities 2003-04-01 2007-03-26
ABF770 PETERSOHN Steven Jeffrey RE Advising on Securities 2003-04-01 2004-02-11
ABF770 PETERSOHN Steven Jeffrey RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABF770 PETERSOHN Steven Jeffrey RE Providing Automated Trading Services 2003-04-01 2007-03-26
ABF850 KO Chih-Shen 柯之琛 RE Dealing in Securities 2003-05-06
ABI180 STRONG William Harold RE Dealing in Securities 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Dealing in Securities 2011-10-07 2014-04-30
ABI180 STRONG William Harold RE Advising on Securities 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Advising on Securities 2011-10-07 2014-04-30
ABI180 STRONG William Harold RE Advising on Futures Contracts 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Advising on Futures Contracts 2011-10-07 2014-04-30
ABI180 STRONG William Harold RE Advising on Corporate Finance 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Advising on Corporate Finance 2011-10-07 2014-04-30
ABI180 STRONG William Harold RE Providing Automated Trading Services 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Providing Automated Trading Services 2011-10-07 2013-09-05
ABI180 STRONG William Harold RE Asset Management 2011-06-16 2011-10-07
ABI180 STRONG William Harold RO Asset Management 2011-10-07 2014-04-30
ABI394 EURWONGPRAVIT Praphant RE Dealing in Securities 2006-08-10 2012-05-14
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Dealing in Securities 2003-04-01 2012-05-14
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Advising on Securities 2003-04-01 2004-02-11
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Asset Management 2010-05-20 2012-05-14
ABL735 YU Wai Kwan 余慧群 RE Dealing in Securities 2007-07-25 2010-01-25
ABL836 CHONG Fook Loi, Joseph 莊福來 RE Dealing in Securities 2007-04-12 2008-04-30
ABM128 CHRISTIANAKIS Leonidas Ioannis RE Dealing in Securities 2003-04-01 2004-03-22
ABM128 CHRISTIANAKIS Leonidas Ioannis RE Advising on Securities 2003-04-01 2004-02-11
ABM128 CHRISTIANAKIS Leonidas Ioannis RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABM128 CHRISTIANAKIS Leonidas Ioannis RE Providing Automated Trading Services 2003-04-01 2004-03-22
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Securities 2003-04-01 2008-11-20
ABM509 NG Ka Fuk 吳嘉福 RE Advising on Securities 2003-04-01 2004-02-11
ABM509 NG Ka Fuk 吳嘉福 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABM509 NG Ka Fuk 吳嘉福 RE Providing Automated Trading Services 2003-04-01 2008-11-20
ABM940 HAIK Justin Callil RE Dealing in Securities 2005-09-12 2013-12-06
ABM940 HAIK Justin Callil RE Advising on Corporate Finance 2005-09-12 2013-12-06
ABM948 O'SHEA Stephen Gerard RE Dealing in Securities 2004-10-15 2013-02-21
ABN229 PEARSON James RE Dealing in Securities 2003-04-01 2003-11-26
ABN229 PEARSON James RE Advising on Securities 2003-04-01 2003-11-26
ABN229 PEARSON James RE Advising on Corporate Finance 2003-04-01 2003-11-26
ABN229 PEARSON James RE Providing Automated Trading Services 2003-04-01 2003-11-26
ABN882 LEUNG Yiu Man 梁耀文 RE Dealing in Securities 2011-09-19 2015-01-07
ABN882 LEUNG Yiu Man 梁耀文 RE Advising on Securities 2011-09-19 2015-01-07
ABQ262 CHAN Johnson Ow 陳贊臣 RE Dealing in Securities 2003-04-01 2008-03-17
ABQ262 CHAN Johnson Ow 陳贊臣 RE Advising on Securities 2003-04-01 2004-02-11
ABQ262 CHAN Johnson Ow 陳贊臣 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABQ262 CHAN Johnson Ow 陳贊臣 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Securities 2011-04-18 2012-04-18
ABR919 FU Mingxia 傅明俠 RE Dealing in Securities 2003-04-01 2012-01-30
ABR919 FU Mingxia 傅明俠 RO Dealing in Securities 2012-01-30 2013-08-27
ABR919 FU Mingxia 傅明俠 RE Advising on Securities 2003-04-01 2004-02-11
ABR919 FU Mingxia 傅明俠 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABR919 FU Mingxia 傅明俠 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABR919 FU Mingxia 傅明俠 RO Providing Automated Trading Services 2012-01-30 2013-07-23
ABR919 FU Mingxia 傅明俠 RE Asset Management 2007-12-03 2010-10-19
ABR919 FU Mingxia 傅明俠 RO Asset Management 2010-10-19 2013-08-27
ABS689 MENKES Leslie Scott RE Dealing in Securities 2003-04-01 2011-08-18
ABS689 MENKES Leslie Scott RE Advising on Securities 2003-04-01 2004-02-11
ABS689 MENKES Leslie Scott RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABS689 MENKES Leslie Scott RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABT540 MARTIN Todd Stuart RE Dealing in Securities 2004-07-20 2006-05-13
ABT540 MARTIN Todd Stuart RE Advising on Securities 2004-11-29 2006-05-13
ABT540 MARTIN Todd Stuart RE Providing Automated Trading Services 2004-07-20 2006-05-13
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Securities 2003-04-01 2003-06-18
ABU367 CHEN Yat Sun 陳一新 RE Advising on Securities 2003-04-01 2003-06-18
ABU367 CHEN Yat Sun 陳一新 RE Advising on Corporate Finance 2003-04-01 2003-06-18
ABU367 CHEN Yat Sun 陳一新 RE Providing Automated Trading Services 2003-04-01 2003-06-18
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Dealing in Securities 2009-05-08 2010-03-26
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Dealing in Securities 2010-03-26 2010-09-20
ABV188 LEE Yuen Man, Sandra 李婉雯 RE Asset Management 2009-05-08 2010-05-03
ABV188 LEE Yuen Man, Sandra 李婉雯 RO Asset Management 2010-05-03 2010-09-20
ABV915 MCCARTHY Eugene Francis RE Dealing in Securities 2003-04-01 2006-02-11
ABV915 MCCARTHY Eugene Francis RE Advising on Securities 2003-04-01 2004-02-11
ABV915 MCCARTHY Eugene Francis RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABV915 MCCARTHY Eugene Francis RE Providing Automated Trading Services 2003-04-01 2006-02-11
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Securities 2003-04-01 2012-01-10
ABV967 KWOK Pui Ying 郭佩瑛 RE Advising on Securities 2003-04-01 2004-02-11
ABV967 KWOK Pui Ying 郭佩瑛 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABV967 KWOK Pui Ying 郭佩瑛 RE Providing Automated Trading Services 2003-04-01 2012-01-10
ABX349 SUN Steve Donald RE Dealing in Securities 2016-10-31 2016-11-03
ABX349 SUN Steve Donald RE Dealing in Securities 2016-12-02
ABY349 RANA Aditya RE Dealing in Securities 2005-01-05 2006-02-11
ABY439 LIU Che Ning 劉哲寧 RE Dealing in Securities 2003-04-01 2006-01-13
ABY439 LIU Che Ning 劉哲寧 RO Dealing in Securities 2006-01-13 2009-10-07
ABY439 LIU Che Ning 劉哲寧 RE Advising on Securities 2003-04-01 2004-02-11
ABY439 LIU Che Ning 劉哲寧 RE Advising on Corporate Finance 2003-04-01 2006-01-13
ABY439 LIU Che Ning 劉哲寧 RO Advising on Corporate Finance 2006-01-13 2009-10-07
ABY439 LIU Che Ning 劉哲寧 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABY862 CHOU Hsuan-Chin 周玄沁 RE Dealing in Securities 2003-04-01 2003-07-28
ABY862 CHOU Hsuan-Chin 周玄沁 RO Dealing in Securities 2003-07-28
ABY862 CHOU Hsuan-Chin 周玄沁 RE Advising on Securities 2003-04-01 2003-04-29
ABY862 CHOU Hsuan-Chin 周玄沁 RO Advising on Securities 2016-05-31
ABY862 CHOU Hsuan-Chin 周玄沁 RE Advising on Corporate Finance 2003-04-01 2003-04-29
ABY862 CHOU Hsuan-Chin 周玄沁 RE Providing Automated Trading Services 2003-04-01 2003-04-29
ABY862 CHOU Hsuan-Chin 周玄沁 RE Asset Management 2009-08-21 2014-05-23
ABY862 CHOU Hsuan-Chin 周玄沁 RO Asset Management 2014-05-23
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Securities 2010-07-05 2011-03-08
ABY917 LEONG Chong 梁翔 RE Dealing in Securities 2003-04-01 2014-01-22
ABY917 LEONG Chong 梁翔 RO Dealing in Securities 2014-01-22 2015-09-07
ABY917 LEONG Chong 梁翔 RE Advising on Securities 2003-04-01 2004-02-11
ABY917 LEONG Chong 梁翔 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABY917 LEONG Chong 梁翔 RE Advising on Corporate Finance 2004-11-16 2014-01-22
ABY917 LEONG Chong 梁翔 RO Advising on Corporate Finance 2014-01-22 2015-09-07
ABY917 LEONG Chong 梁翔 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ABZ490 HAN Seung Soo RE Dealing in Securities 2003-04-01
ABZ490 HAN Seung Soo RE Advising on Securities 2003-04-01 2004-02-11
ABZ490 HAN Seung Soo RE Advising on Corporate Finance 2003-04-01 2004-02-11
ABZ490 HAN Seung Soo RE Providing Automated Trading Services 2003-04-01 2013-09-05
ACA524 LO Wei Lie 盧慧莉 RE Dealing in Securities 2003-04-01 2008-11-24
ACA524 LO Wei Lie 盧慧莉 RE Advising on Securities 2003-04-01 2004-02-11
ACA524 LO Wei Lie 盧慧莉 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACA524 LO Wei Lie 盧慧莉 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACA931 MEI Deborah Yupin 梅語萍 RE Dealing in Securities 2003-04-01 2008-05-26
ACA931 MEI Deborah Yupin 梅語萍 RE Advising on Securities 2003-04-01 2004-02-11
ACA931 MEI Deborah Yupin 梅語萍 RE Advising on Corporate Finance 2003-04-01 2008-05-26
ACA931 MEI Deborah Yupin 梅語萍 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACA981 AINSWORTH David Nicholas RE Dealing in Securities 2003-04-01 2008-05-15
ACA981 AINSWORTH David Nicholas RE Advising on Securities 2003-04-01 2004-02-11
ACA981 AINSWORTH David Nicholas RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACA981 AINSWORTH David Nicholas RE Providing Automated Trading Services 2003-04-01 2008-05-15
ACB267 ZHANG Songyi 張頌義 RE Dealing in Securities 2003-04-01 2012-08-09
ACB267 ZHANG Songyi 張頌義 RE Advising on Securities 2003-04-01 2004-02-11
ACB267 ZHANG Songyi 張頌義 RE Advising on Corporate Finance 2003-04-01 2012-08-09
ACB267 ZHANG Songyi 張頌義 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACB428 TSE Chiu Ping, Kenny 謝昭平 RE Dealing in Securities 2004-01-09 2007-04-16
ACB428 TSE Chiu Ping, Kenny 謝昭平 RE Advising on Securities 2003-04-01 2007-04-16
ACB428 TSE Chiu Ping, Kenny 謝昭平 RE Advising on Corporate Finance 2003-04-01 2003-12-31
ACB812 WONG Kin, Kenneth 黃健 RE Dealing in Securities 2004-06-17 2005-05-12
ACB812 WONG Kin, Kenneth 黃健 RE Providing Automated Trading Services 2004-06-17 2005-05-12
ACB898 NG Chun Yan, Juliana 吳駿欣 RE Dealing in Securities 2006-05-22 2007-09-13
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Dealing in Securities 2006-05-24 2013-08-01
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Asset Management 2011-07-27 2013-08-01
ACC199 ASHTON Scott Randall RE Dealing in Securities 2003-04-01 2008-05-19
ACC199 ASHTON Scott Randall RE Dealing in Securities 2009-12-08 2012-08-13
ACC199 ASHTON Scott Randall RE Advising on Securities 2003-04-01 2004-02-11
ACC199 ASHTON Scott Randall RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACC199 ASHTON Scott Randall RE Providing Automated Trading Services 2003-04-01 2008-05-19
ACC217 LIU Sum Ching 廖心澄 RE Dealing in Securities 2005-01-18 2012-05-14
ACC602 TUNG Yiu Kwong, Thomas 董耀光 RE Dealing in Securities 2004-01-09 2008-03-12
ACC602 TUNG Yiu Kwong, Thomas 董耀光 RE Advising on Securities 2003-04-01 2008-03-12
ACC602 TUNG Yiu Kwong, Thomas 董耀光 RE Advising on Corporate Finance 2003-04-01 2003-12-31
ACD401 SIAO Stanford Tzu Ang 蕭子昂 RO Dealing in Securities 2003-04-01 2004-03-23
ACD401 SIAO Stanford Tzu Ang 蕭子昂 RO Providing Automated Trading Services 2003-04-01 2004-03-23
ACD687 CHAN Eva Wu 陳胡翠萍 RE Dealing in Securities 2003-04-01 2013-08-01
ACD687 CHAN Eva Wu 陳胡翠萍 RE Advising on Securities 2003-04-01 2004-02-11
ACD687 CHAN Eva Wu 陳胡翠萍 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACD687 CHAN Eva Wu 陳胡翠萍 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACD710 TSO Yan Yee 曹恩宜 RE Dealing in Securities 2003-04-01 2012-05-14
ACD710 TSO Yan Yee 曹恩宜 RE Advising on Securities 2003-04-01 2004-02-11
ACD710 TSO Yan Yee 曹恩宜 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACD710 TSO Yan Yee 曹恩宜 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACD710 TSO Yan Yee 曹恩宜 RE Asset Management 2011-03-21 2011-09-27
ACD720 LIN Susan Shui-shien 林水仙 RE Dealing in Securities 2003-04-01 2006-09-01
ACD720 LIN Susan Shui-shien 林水仙 RE Advising on Securities 2003-04-01 2004-02-11
ACD720 LIN Susan Shui-shien 林水仙 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACD720 LIN Susan Shui-shien 林水仙 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Dealing in Securities 2004-03-03 2005-09-03
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Dealing in Securities 2006-11-20 2012-08-01
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Providing Automated Trading Services 2004-03-03 2005-09-03
ACE177 WONG Gigi Chow Chi 黃秋芷 RE Providing Automated Trading Services 2006-11-20 2012-08-01
ACE500 KHANNA Punit RE Dealing in Securities 2009-07-21 2011-04-26
ACE653 LEUNG Wendy 梁慧儀 RE Dealing in Securities 2011-01-03 2012-05-14
ACF122 BRICK Andrew Benjamin RE Dealing in Securities 2004-07-08 2005-10-15
ACF122 BRICK Andrew Benjamin RE Advising on Securities 2004-07-08 2005-10-15
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Securities 2008-03-27 2018-09-28
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Providing Automated Trading Services 2008-05-02 2013-09-05
ACG078 CHENG Kuang Kuo, James 鄭光國 RE Dealing in Securities 2006-10-18 2011-08-02
ACG078 CHENG Kuang Kuo, James 鄭光國 RO Dealing in Securities 2011-08-02 2013-01-02
ACG078 CHENG Kuang Kuo, James 鄭光國 RE Advising on Securities 2006-10-18 2011-08-02
ACG078 CHENG Kuang Kuo, James 鄭光國 RE Asset Management 2008-07-31 2011-08-02
ACG078 CHENG Kuang Kuo, James 鄭光國 RO Asset Management 2011-08-02 2013-01-02
ACH775 HUNT Christopher John RE Dealing in Securities 2003-04-01 2005-05-25
ACH775 HUNT Christopher John RE Advising on Securities 2003-04-01 2004-02-11
ACH775 HUNT Christopher John RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACH775 HUNT Christopher John RE Advising on Corporate Finance 2004-09-20 2005-05-25
ACH775 HUNT Christopher John RE Providing Automated Trading Services 2003-04-01 2004-09-20
ACI586 ZHAO Jing 趙競 RE Dealing in Securities 2003-04-01 2006-03-18
ACI586 ZHAO Jing 趙競 RE Advising on Securities 2003-04-01 2004-02-11
ACI586 ZHAO Jing 趙競 RE Advising on Corporate Finance 2003-04-01 2006-03-18
ACI586 ZHAO Jing 趙競 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACI620 HE Shirley Ying 何穎 RE Dealing in Securities 2003-04-01
ACI620 HE Shirley Ying 何穎 RE Advising on Securities 2003-04-01 2004-02-11
ACI620 HE Shirley Ying 何穎 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACI620 HE Shirley Ying 何穎 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACI620 HE Shirley Ying 何穎 RE Providing Automated Trading Services 2006-12-04 2013-07-24
ACI999 LIM Eric Kian Hoe RE Dealing in Securities 2003-11-28 2005-06-29
ACJ019 DUNPHY Roger Patrick RE Dealing in Securities 2003-04-01 2013-04-12
ACJ019 DUNPHY Roger Patrick RE Advising on Securities 2003-04-01 2004-02-11
ACJ019 DUNPHY Roger Patrick RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACJ019 DUNPHY Roger Patrick RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACJ079 KIM Hyun Ho 金賢鎬 RE Dealing in Securities 2008-08-11 2008-11-07
ACJ079 KIM Hyun Ho 金賢鎬 RE Providing Automated Trading Services 2008-08-11 2008-11-07
ACJ603 WONG Man Chung 黃敏聰 RE Dealing in Securities 2003-04-01 2011-11-10
ACJ603 WONG Man Chung 黃敏聰 RE Advising on Securities 2003-04-01 2004-02-04
ACJ603 WONG Man Chung 黃敏聰 RE Advising on Corporate Finance 2003-04-01 2004-02-04
ACJ603 WONG Man Chung 黃敏聰 RE Providing Automated Trading Services 2003-04-01 2011-11-10
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Dealing in Securities 2003-04-01 2012-05-14
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Advising on Securities 2003-04-01 2004-02-11
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACK262 SHUPER Mark Stefan RE Dealing in Securities 2003-04-01 2008-05-26
ACK262 SHUPER Mark Stefan RE Advising on Securities 2003-04-01 2007-07-01
ACK262 SHUPER Mark Stefan RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACK262 SHUPER Mark Stefan RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Securities 2010-06-17 2018-08-30
ACK872 TSENG Yee, Paul 曾儀 RE Providing Automated Trading Services 2010-06-17 2013-07-24
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Dealing in Securities 2003-04-01 2005-05-19
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Securities 2003-04-01 2004-02-11
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Advising on Corporate Finance 2003-04-01 2005-05-19
ACL894 TRAINOR-DEGIROLAMO Sheldon RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACM144 TSAI Sui Cheung, Andrew 蔡瑞昌 RO Dealing in Securities 2003-09-02 2006-01-13
ACN343 DE JONG Jelmar Cornelis Johannes RE Dealing in Securities 2003-04-01 2007-05-08
ACN343 DE JONG Jelmar Cornelis Johannes RE Advising on Securities 2003-04-01 2004-02-11
ACN343 DE JONG Jelmar Cornelis Johannes RE Advising on Corporate Finance 2003-04-01 2007-05-08
ACN343 DE JONG Jelmar Cornelis Johannes RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACN377 LOH Chee Sheng, Jack 羅繼晟 RE Dealing in Securities 2005-08-01 2010-05-28
ACN377 LOH Chee Sheng, Jack 羅繼晟 RE Advising on Corporate Finance 2006-11-15 2010-05-28
ACN377 LOH Chee Sheng, Jack 羅繼晟 RE Providing Automated Trading Services 2010-01-08 2010-05-28
ACN396 JAMIESON Thomas Crawford RE Dealing in Securities 2003-04-01 2005-01-14
ACN396 JAMIESON Thomas Crawford RO Dealing in Securities 2005-01-14
ACN396 JAMIESON Thomas Crawford RE Advising on Securities 2003-04-01 2004-02-11
ACN396 JAMIESON Thomas Crawford RE Advising on Corporate Finance 2003-04-01 2005-01-14
ACN396 JAMIESON Thomas Crawford RO Advising on Corporate Finance 2005-01-14
ACN396 JAMIESON Thomas Crawford RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACN458 NOWLIN Kevin Michael RE Dealing in Securities 2009-10-19 2009-10-26
ACO050 YANG Zhizhong 楊志中 RE Dealing in Securities 2003-04-01 2004-08-27
ACO050 YANG Zhizhong 楊志中 RE Advising on Securities 2003-04-01 2004-02-11
ACO050 YANG Zhizhong 楊志中 RE Advising on Corporate Finance 2003-04-01 2004-08-27
ACO050 YANG Zhizhong 楊志中 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACO500 MYERS John Braden RE Dealing in Securities 2003-04-01 2010-01-14
ACO500 MYERS John Braden RE Dealing in Securities 2011-07-27 2012-01-05
ACO500 MYERS John Braden RO Dealing in Securities 2010-01-14 2011-07-27
ACO500 MYERS John Braden RE Advising on Securities 2003-04-01 2004-02-11
ACO500 MYERS John Braden RE Advising on Corporate Finance 2003-04-01 2009-10-14
ACO500 MYERS John Braden RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACO500 MYERS John Braden RE Asset Management 2009-11-30 2012-01-05
ACO702 PALMER Daniel Garvey RE Dealing in Securities 2003-04-01 2003-12-05
ACO702 PALMER Daniel Garvey RO Dealing in Securities 2003-12-05 2004-09-16
ACO702 PALMER Daniel Garvey RE Advising on Securities 2003-04-01 2003-09-08
ACO702 PALMER Daniel Garvey RE Advising on Corporate Finance 2003-04-01 2003-12-05
ACO702 PALMER Daniel Garvey RO Advising on Corporate Finance 2003-12-05 2004-09-16
ACO702 PALMER Daniel Garvey RE Providing Automated Trading Services 2003-04-01 2003-09-08
ACO819 KEYES Terence Francois RE Dealing in Securities 2003-04-01 2007-02-06
ACO819 KEYES Terence Francois RE Dealing in Securities 2009-09-21 2010-02-26
ACO819 KEYES Terence Francois RO Dealing in Securities 2007-02-06 2008-06-30
ACO819 KEYES Terence Francois RO Dealing in Securities 2010-02-26
ACO819 KEYES Terence Francois RE Advising on Securities 2003-04-01 2004-02-11
ACO819 KEYES Terence Francois RE Advising on Corporate Finance 2003-04-01 2007-02-06
ACO819 KEYES Terence Francois RE Advising on Corporate Finance 2009-09-21 2010-02-26
ACO819 KEYES Terence Francois RO Advising on Corporate Finance 2007-02-06 2008-06-30
ACO819 KEYES Terence Francois RO Advising on Corporate Finance 2010-02-26
ACO819 KEYES Terence Francois RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACO890 MCKENZIE John Patrick RE Dealing in Securities 2003-04-01 2009-01-22
ACO890 MCKENZIE John Patrick RE Dealing in Securities 2010-03-12 2010-03-25
ACO890 MCKENZIE John Patrick RE Dealing in Securities 2011-09-12 2011-09-26
ACO890 MCKENZIE John Patrick RE Dealing in Securities 2012-05-10 2012-05-23
ACO890 MCKENZIE John Patrick RE Dealing in Securities 2012-09-20 2012-10-02
ACO890 MCKENZIE John Patrick RE Advising on Securities 2003-04-01 2004-02-11
ACO890 MCKENZIE John Patrick RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACO890 MCKENZIE John Patrick RE Providing Automated Trading Services 2003-04-01 2009-01-22
ACO908 TUNG Peter Tze-Chung 童致中 RE Dealing in Securities 2003-04-01 2011-06-07
ACO908 TUNG Peter Tze-Chung 童致中 RE Advising on Securities 2003-04-01 2004-02-11
ACO908 TUNG Peter Tze-Chung 童致中 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACO908 TUNG Peter Tze-Chung 童致中 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACO908 TUNG Peter Tze-Chung 童致中 RE Asset Management 2010-05-20 2011-06-07
ACP600 LIU Jialin 劉嘉凌 RE Dealing in Securities 2003-04-01 2003-07-31
ACP600 LIU Jialin 劉嘉凌 RO Dealing in Securities 2003-07-31 2007-12-17
ACP600 LIU Jialin 劉嘉凌 RE Advising on Securities 2003-04-01 2003-06-16
ACP600 LIU Jialin 劉嘉凌 RE Advising on Corporate Finance 2003-04-01 2003-06-16
ACP600 LIU Jialin 劉嘉凌 RE Providing Automated Trading Services 2003-04-01 2003-06-16
ACP631 ZHU Jia 竺稼 RE Dealing in Securities 2003-04-01 2006-02-11
ACP631 ZHU Jia 竺稼 RE Advising on Securities 2003-04-01 2004-02-11
ACP631 ZHU Jia 竺稼 RE Advising on Corporate Finance 2003-04-01 2006-02-11
ACP631 ZHU Jia 竺稼 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACP791 KOO Alice Wai Man 顧慧文 RE Dealing in Securities 2003-04-01 2015-02-25
ACP791 KOO Alice Wai Man 顧慧文 RE Advising on Securities 2003-04-01 2004-02-11
ACP791 KOO Alice Wai Man 顧慧文 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACP791 KOO Alice Wai Man 顧慧文 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACQ777 LE Yi 樂益 RE Dealing in Securities 2006-04-24 2012-05-14
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2005-10-17 2005-12-17
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Providing Automated Trading Services 2005-10-17 2005-12-17
ACQ856 DONALD Matthew Henry RE Dealing in Securities 2003-04-01 2005-06-01
ACQ856 DONALD Matthew Henry RE Dealing in Securities 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RO Dealing in Securities 2005-06-01 2017-09-22
ACQ856 DONALD Matthew Henry RE Advising on Securities 2003-04-01 2004-02-11
ACQ856 DONALD Matthew Henry RO Advising on Futures Contracts 2006-04-07 2017-09-22
ACQ856 DONALD Matthew Henry RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACQ856 DONALD Matthew Henry RE Providing Automated Trading Services 2003-04-01 2005-06-01
ACQ856 DONALD Matthew Henry RO Providing Automated Trading Services 2005-06-01 2013-07-23
ACR166 DOSHI Mihir Jagdish RE Dealing in Securities 2003-04-01 2006-01-10
ACR166 DOSHI Mihir Jagdish RE Advising on Securities 2003-04-01 2004-02-11
ACR166 DOSHI Mihir Jagdish RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACR166 DOSHI Mihir Jagdish RE Providing Automated Trading Services 2003-04-01 2006-01-10
ACR194 TREVOR Stephen Spaulding RE Dealing in Securities 2007-07-11 2007-07-18
ACR194 TREVOR Stephen Spaulding RE Dealing in Securities 2008-05-14 2008-05-21
ACR194 TREVOR Stephen Spaulding RE Dealing in Securities 2008-07-08 2008-07-15
ACR244 THAKKAR Manoj Budhdhidhan RE Dealing in Securities 2003-04-01 2012-05-14
ACR244 THAKKAR Manoj Budhdhidhan RE Advising on Securities 2003-04-01 2004-02-11
ACR244 THAKKAR Manoj Budhdhidhan RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACR244 THAKKAR Manoj Budhdhidhan RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACR372 YOUNG III Harrison Hurst RE Dealing in Securities 2003-04-01 2007-02-14
ACR372 YOUNG III Harrison Hurst RE Advising on Securities 2003-04-01 2004-02-11
ACR372 YOUNG III Harrison Hurst RE Advising on Corporate Finance 2003-04-01 2007-02-14
ACR372 YOUNG III Harrison Hurst RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACR432 HEYES Richard Charles RE Dealing in Securities 2003-04-01 2006-01-23
ACR432 HEYES Richard Charles RE Advising on Securities 2003-04-01 2004-02-11
ACR432 HEYES Richard Charles RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACR432 HEYES Richard Charles RE Providing Automated Trading Services 2003-04-01 2006-01-23
ACR459 ABBISS Justin John RE Dealing in Securities 2006-02-21 2010-02-10
ACR459 ABBISS Justin John RE Providing Automated Trading Services 2006-02-21 2010-02-10
ACR546 MARAH Carol Amanda RE Dealing in Securities 2003-04-01 2009-02-17
ACR546 MARAH Carol Amanda RE Advising on Securities 2003-04-01 2004-02-11
ACR546 MARAH Carol Amanda RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACR546 MARAH Carol Amanda RE Providing Automated Trading Services 2003-04-01 2009-02-17
ACR901 SUN Kwan 沈琨 RE Dealing in Securities 2004-04-01 2007-02-05
ACR901 SUN Kwan 沈琨 RE Dealing in Securities 2009-10-12 2015-04-14
ACR901 SUN Kwan 沈琨 RE Advising on Corporate Finance 2006-11-16 2007-02-05
ACR901 SUN Kwan 沈琨 RE Advising on Corporate Finance 2009-10-12 2015-04-14
ACS243 HARE Christopher John RE Dealing in Securities 2003-04-01 2003-07-19
ACS243 HARE Christopher John RE Advising on Securities 2003-04-01 2003-07-19
ACS243 HARE Christopher John RE Advising on Corporate Finance 2003-04-01 2003-07-19
ACS243 HARE Christopher John RE Providing Automated Trading Services 2003-04-01 2003-07-19
ACS947 WHITE Christopher James RE Dealing in Securities 2003-09-08 2004-06-29
ACS947 WHITE Christopher James RE Providing Automated Trading Services 2003-09-08 2004-06-29
ACT141 FENG Bing 馮兵 RE Dealing in Securities 2009-09-24 2013-03-08
ACT141 FENG Bing 馮兵 RE Providing Automated Trading Services 2010-01-08 2013-03-08
ACT200 KAM Ka Wo 金嘉和 RE Dealing in Securities 2003-04-01 2010-08-02
ACT200 KAM Ka Wo 金嘉和 RE Advising on Securities 2003-04-01 2004-02-11
ACT200 KAM Ka Wo 金嘉和 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACT200 KAM Ka Wo 金嘉和 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACT290 BAKER Christopher RE Dealing in Securities 2003-04-01 2004-05-03
ACT290 BAKER Christopher RE Advising on Securities 2003-04-01 2004-02-11
ACT290 BAKER Christopher RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACT290 BAKER Christopher RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACT676 HO Sheng Ching 何聲倩 RE Dealing in Securities 2003-04-01 2008-11-12
ACT676 HO Sheng Ching 何聲倩 RE Advising on Securities 2003-04-01 2008-11-12
ACT676 HO Sheng Ching 何聲倩 RE Advising on Corporate Finance 2003-04-01 2003-04-29
ACT676 HO Sheng Ching 何聲倩 RE Providing Automated Trading Services 2003-04-01 2003-04-29
ACU961 COUGHLIN Gerard James RO Dealing in Securities 2003-04-01 2004-10-15
ACU961 COUGHLIN Gerard James RO Providing Automated Trading Services 2003-04-01 2004-10-15
ACV697 TAM Man Ching 譚文正 RE Dealing in Securities 2003-09-04
ACW174 KAWANO Hiroshi 川野洋 RE Dealing in Securities 2003-04-01 2012-05-14
ACW174 KAWANO Hiroshi 川野洋 RE Advising on Securities 2003-04-01 2004-02-11
ACW174 KAWANO Hiroshi 川野洋 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACW174 KAWANO Hiroshi 川野洋 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACW374 LAM Wah Yu 林華宇 RE Dealing in Securities 2011-05-17 2012-05-14
ACX408 WU Johnson 胡宗迅 RE Dealing in Securities 2003-04-01 2003-10-16
ACX408 WU Johnson 胡宗迅 RE Advising on Securities 2003-04-01 2003-10-16
ACX408 WU Johnson 胡宗迅 RE Advising on Corporate Finance 2003-04-01 2003-10-16
ACX408 WU Johnson 胡宗迅 RE Providing Automated Trading Services 2003-04-01 2003-10-16
ACX413 ANDA Jon A. RE Dealing in Securities 2003-04-01 2006-04-11
ACX413 ANDA Jon A. RE Dealing in Securities 2006-07-14 2007-01-05
ACX413 ANDA Jon A. RE Advising on Securities 2003-04-01 2004-02-11
ACX413 ANDA Jon A. RE Advising on Corporate Finance 2003-04-01 2006-04-11
ACX413 ANDA Jon A. RE Advising on Corporate Finance 2006-07-14 2007-01-05
ACX413 ANDA Jon A. RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2006-06-06 2010-06-11
ACX715 CHU Chi Yan, Brian 朱智仁 RE Providing Automated Trading Services 2006-06-06 2010-06-11
ACX995 HASSAN Shamus RE Dealing in Securities 2003-04-01 2006-01-25
ACX995 HASSAN Shamus RE Advising on Securities 2003-04-01 2004-02-11
ACX995 HASSAN Shamus RE Advising on Corporate Finance 2003-04-01 2006-01-25
ACX995 HASSAN Shamus RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACY606 CHANG Victor RE Dealing in Securities 2003-04-01 2008-04-14
ACY606 CHANG Victor RE Advising on Securities 2003-04-01 2004-02-11
ACY606 CHANG Victor RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACY606 CHANG Victor RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACZ365 WONG Linda Wai Ling 黃慧玲 RE Dealing in Securities 2003-04-30 2006-01-11
ACZ365 WONG Linda Wai Ling 黃慧玲 RE Providing Automated Trading Services 2003-05-30 2006-01-11
ACZ378 KINDRED Jonathan Bruce RE Dealing in Securities 2003-04-01 2009-12-08
ACZ378 KINDRED Jonathan Bruce RE Advising on Securities 2003-04-01 2004-02-11
ACZ378 KINDRED Jonathan Bruce RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACZ378 KINDRED Jonathan Bruce RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACZ470 WOO Wai Kin 胡偉健 RE Dealing in Securities 2003-04-01 2004-01-30
ACZ470 WOO Wai Kin 胡偉健 RE Dealing in Securities 2004-07-02 2004-09-01
ACZ470 WOO Wai Kin 胡偉健 RE Advising on Securities 2003-04-01 2004-01-30
ACZ470 WOO Wai Kin 胡偉健 RE Advising on Corporate Finance 2003-04-01 2004-01-30
ACZ470 WOO Wai Kin 胡偉健 RE Providing Automated Trading Services 2003-04-01 2004-01-30
ACZ477 BROWN Andrew Ollie RE Dealing in Securities 2003-04-01 2005-08-27
ACZ477 BROWN Andrew Ollie RE Advising on Securities 2003-04-01 2005-08-27
ACZ477 BROWN Andrew Ollie RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACZ477 BROWN Andrew Ollie RE Providing Automated Trading Services 2003-04-01 2004-02-11
ACZ592 CHIN Ching Lan 錢靜蘭 RE Dealing in Securities 2006-02-22 2007-04-26
ACZ592 CHIN Ching Lan 錢靜蘭 RE Providing Automated Trading Services 2006-02-22 2007-04-26
ADA338 ARCHER Anthony William RE Dealing in Securities 2005-07-19 2007-09-27
ADA338 ARCHER Anthony William RO Dealing in Securities 2007-09-27 2009-05-05
ADA338 ARCHER Anthony William RO Asset Management 2007-09-27 2009-05-05
ADA364 CHAN To 陳韜 RE Dealing in Securities 2003-04-01 2006-09-29
ADA364 CHAN To 陳韜 RE Advising on Securities 2003-04-01 2004-02-11
ADA364 CHAN To 陳韜 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADA364 CHAN To 陳韜 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADA499 LAM Ka Ho, Michael 林家浩 RE Dealing in Securities 2003-04-01 2012-01-10
ADA499 LAM Ka Ho, Michael 林家浩 RE Advising on Securities 2003-04-01 2012-01-10
ADA499 LAM Ka Ho, Michael 林家浩 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADA499 LAM Ka Ho, Michael 林家浩 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADA499 LAM Ka Ho, Michael 林家浩 RE Providing Automated Trading Services 2010-03-10 2012-01-10
ADA726 YONG Jingxin 雍景欣 RE Dealing in Securities 2003-04-01 2009-05-04
ADA726 YONG Jingxin 雍景欣 RE Advising on Securities 2003-04-01 2004-02-11
ADA726 YONG Jingxin 雍景欣 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADA726 YONG Jingxin 雍景欣 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADA781 KOGA Yoji RE Dealing in Securities 2006-10-18 2007-09-10
ADB013 CHAN Ka Keung, Clive 陳家強 RE Dealing in Securities 2003-04-01 2004-01-30
ADB013 CHAN Ka Keung, Clive 陳家強 RE Advising on Securities 2003-04-01 2004-01-30
ADB013 CHAN Ka Keung, Clive 陳家強 RE Advising on Corporate Finance 2003-04-01 2004-01-30
ADB013 CHAN Ka Keung, Clive 陳家強 RE Providing Automated Trading Services 2003-04-01 2004-01-30
ADB038 YUM Lai Yee 任麗儀 RE Dealing in Securities 2003-04-01 2012-05-14
ADB038 YUM Lai Yee 任麗儀 RE Advising on Securities 2003-04-01 2004-02-11
ADB038 YUM Lai Yee 任麗儀 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADB038 YUM Lai Yee 任麗儀 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Dealing in Securities 2003-04-01 2012-05-14
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Advising on Securities 2003-04-01 2004-02-11
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADB595 SPENCER Charles Corliss RE Dealing in Securities 2007-01-30 2017-03-31
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Dealing in Securities 2003-04-01 2012-05-14
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Advising on Securities 2003-04-01 2004-02-11
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADB613 NAGRANI Vineet RE Dealing in Securities 2003-04-01 2007-02-15
ADB613 NAGRANI Vineet RE Advising on Securities 2003-04-01 2004-02-11
ADB613 NAGRANI Vineet RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADB613 NAGRANI Vineet RE Providing Automated Trading Services 2003-04-01 2007-02-15
ADB786 CHAK Wing Kai, Alan 翟永基 RE Dealing in Securities 2004-05-21 2012-01-10
ADB786 CHAK Wing Kai, Alan 翟永基 RE Providing Automated Trading Services 2004-05-21 2012-01-10
ADB869 LIU Kin 廖堅 RE Dealing in Securities 2003-04-01 2005-01-19
ADB869 LIU Kin 廖堅 RE Advising on Securities 2003-04-01 2004-02-11
ADB869 LIU Kin 廖堅 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADB869 LIU Kin 廖堅 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADB876 JACKSON Joseph Lawrence RE Dealing in Securities 2007-10-24 2014-07-04
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Dealing in Securities 2003-04-01 2012-05-14
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Advising on Securities 2003-04-01 2004-02-11
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADE458 AU On Kit, Jason 歐安傑 RE Dealing in Securities 2003-04-01 2005-05-19
ADE458 AU On Kit, Jason 歐安傑 RE Advising on Securities 2003-04-01 2004-02-11
ADE458 AU On Kit, Jason 歐安傑 RE Advising on Corporate Finance 2003-04-01 2005-05-19
ADE458 AU On Kit, Jason 歐安傑 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADE705 LAU Hay Tsing 劉希靖 RE Dealing in Securities 2003-04-01 2004-08-21
ADE705 LAU Hay Tsing 劉希靖 RE Advising on Securities 2003-04-01 2003-12-31
ADE705 LAU Hay Tsing 劉希靖 RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADE705 LAU Hay Tsing 劉希靖 RE Providing Automated Trading Services 2003-04-01 2003-12-31
ADF528 LAU Tat Wai, David 劉達維 RE Dealing in Securities 2011-09-16 2018-05-18
ADF528 LAU Tat Wai, David 劉達維 RO Dealing in Securities 2018-05-18
ADF528 LAU Tat Wai, David 劉達維 RE Advising on Corporate Finance 2011-09-16 2018-05-18
ADF528 LAU Tat Wai, David 劉達維 RO Advising on Corporate Finance 2018-05-18
ADG745 WONG Chun Shing 黃振聲 RE Dealing in Securities 2003-04-01 2005-02-14
ADG745 WONG Chun Shing 黃振聲 RE Advising on Securities 2003-04-01 2004-02-11
ADG745 WONG Chun Shing 黃振聲 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADG745 WONG Chun Shing 黃振聲 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADG976 PUA Luy Lei 潘如蘭 RE Dealing in Securities 2003-04-01 2003-04-05
ADG976 PUA Luy Lei 潘如蘭 RE Advising on Securities 2003-04-01 2003-04-05
ADG976 PUA Luy Lei 潘如蘭 RE Advising on Corporate Finance 2003-04-01 2003-04-05
ADG976 PUA Luy Lei 潘如蘭 RE Providing Automated Trading Services 2003-04-01 2003-04-05
ADH039 REZA Mehdee RE Dealing in Securities 2006-11-20 2013-10-22
ADH039 REZA Mehdee RO Dealing in Securities 2013-10-22
ADH039 REZA Mehdee RE Providing Automated Trading Services 2006-11-20 2013-09-05
ADH076 ZILLA Christopher Matthew RE Dealing in Securities 2004-02-09 2005-02-15
ADH471 CHEUNG Tim Che 張添智 RE Dealing in Securities 2003-04-01 2008-07-21
ADH471 CHEUNG Tim Che 張添智 RE Advising on Securities 2003-04-01 2004-02-11
ADH471 CHEUNG Tim Che 張添智 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADH471 CHEUNG Tim Che 張添智 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADH585 OR Felix 柯柏年 RE Dealing in Securities 2005-01-06 2008-11-20
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Dealing in Securities 2003-04-01 2008-12-19
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Dealing in Securities 2009-07-30 2010-08-02
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Advising on Securities 2003-04-01 2004-02-11
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADH933 LEE Wing Kea, Peggy 李詠琪 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADI126 TING Patrick 丁維昌 RE Dealing in Securities 2003-04-01
ADI126 TING Patrick 丁維昌 RE Advising on Securities 2003-04-01 2004-02-11
ADI126 TING Patrick 丁維昌 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADI126 TING Patrick 丁維昌 RE Providing Automated Trading Services 2003-04-01 2013-07-25
ADI176 GINSBURG Matthew David RE Dealing in Securities 2003-04-01 2006-12-15
ADI176 GINSBURG Matthew David RO Dealing in Securities 2006-12-15 2009-09-06
ADI176 GINSBURG Matthew David RE Advising on Securities 2003-04-01 2004-02-11
ADI176 GINSBURG Matthew David RE Advising on Corporate Finance 2003-04-01 2006-12-15
ADI176 GINSBURG Matthew David RO Advising on Corporate Finance 2006-12-15 2009-09-06
ADI176 GINSBURG Matthew David RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADI588 FOO Mei-Hiem Michele 符美琴 RE Dealing in Securities 2003-04-01 2012-05-14
ADI588 FOO Mei-Hiem Michele 符美琴 RE Advising on Securities 2003-04-01 2004-02-11
ADI588 FOO Mei-Hiem Michele 符美琴 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADI588 FOO Mei-Hiem Michele 符美琴 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Securities 2010-01-20 2012-05-14
ADI698 LIU Man Lai, Manly 廖文禮 RE Asset Management 2010-03-15 2012-05-14
ADJ310 WU Mei Ling 胡美玲 RE Dealing in Securities 2007-09-14 2012-05-14
ADJ444 LIU Polly Rong RE Dealing in Securities 2003-04-01 2007-08-02
ADJ444 LIU Polly Rong RE Advising on Securities 2003-04-01 2004-02-11
ADJ444 LIU Polly Rong RE Advising on Corporate Finance 2003-04-01 2007-08-02
ADJ444 LIU Polly Rong RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADJ636 WANG Nathan 王焱武 RE Dealing in Securities 2003-04-01 2009-03-23
ADJ636 WANG Nathan 王焱武 RE Advising on Securities 2003-04-01 2004-02-11
ADJ636 WANG Nathan 王焱武 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADJ636 WANG Nathan 王焱武 RE Providing Automated Trading Services 2003-04-01 2009-03-23
ADJ647 DING Yibing 丁一賓 RE Dealing in Securities 2008-01-09 2009-03-10
ADJ647 DING Yibing 丁一賓 RO Dealing in Securities 2009-03-10 2010-09-21
ADJ647 DING Yibing 丁一賓 RE Advising on Corporate Finance 2008-01-09 2009-03-10
ADJ647 DING Yibing 丁一賓 RO Advising on Corporate Finance 2009-03-10 2010-09-21
ADJ824 MOH Angela Jen-Yin 莫仁瑛 RE Dealing in Securities 2003-04-01
ADJ824 MOH Angela Jen-Yin 莫仁瑛 RE Advising on Securities 2003-04-01
ADJ824 MOH Angela Jen-Yin 莫仁瑛 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADJ824 MOH Angela Jen-Yin 莫仁瑛 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADJ826 LEE Andrew Man Wai 李文偉 RE Dealing in Securities 2003-04-01 2005-09-21
ADJ826 LEE Andrew Man Wai 李文偉 RE Advising on Securities 2003-04-01 2004-02-11
ADJ826 LEE Andrew Man Wai 李文偉 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADJ826 LEE Andrew Man Wai 李文偉 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADK168 SANTOS Robert Baron RE Dealing in Securities 2003-04-01 2006-01-14
ADK168 SANTOS Robert Baron RE Advising on Securities 2003-04-01 2004-02-11
ADK168 SANTOS Robert Baron RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADK168 SANTOS Robert Baron RE Providing Automated Trading Services 2003-04-01 2006-01-14
ADL130 LEDESMA Emmanuel Rufino Jr. RE Dealing in Securities 2003-04-01 2008-05-19
ADL130 LEDESMA Emmanuel Rufino Jr. RE Advising on Securities 2003-04-01 2004-02-11
ADL130 LEDESMA Emmanuel Rufino Jr. RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADL130 LEDESMA Emmanuel Rufino Jr. RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADL707 CHAN Wing Nga 陳詠雅 RE Dealing in Securities 2006-07-26 2007-05-07
ADM104 DU Jun 杜軍 RE Dealing in Securities 2003-04-01 2007-06-06
ADM104 DU Jun 杜軍 RE Advising on Securities 2003-04-01 2004-02-12
ADM104 DU Jun 杜軍 RE Advising on Corporate Finance 2003-04-01 2004-02-12
ADM104 DU Jun 杜軍 RE Providing Automated Trading Services 2003-04-01 2004-02-12
ADM369 MADDUX Merrit Eugene 毛瑞元 RE Dealing in Securities 2005-06-16 2007-06-11
ADM553 HART Robert William RE Dealing in Securities 2003-04-01 2008-06-02
ADM553 HART Robert William RE Advising on Securities 2003-04-01 2008-06-02
ADM553 HART Robert William RE Advising on Futures Contracts 2007-10-09 2008-06-02
ADM553 HART Robert William RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADM553 HART Robert William RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Securities 2006-04-11 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Advising on Securities 2013-07-24 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Advising on Futures Contracts 2013-07-24 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Providing Automated Trading Services 2006-09-14 2013-07-24
ADM896 WONG Wai Chow, Daren 王偉洲 RE Dealing in Securities 2007-08-28 2012-01-10
ADM896 WONG Wai Chow, Daren 王偉洲 RE Providing Automated Trading Services 2010-03-10 2012-01-10
ADN272 CHOI Wai 蔡慧 RE Dealing in Securities 2003-04-01 2008-09-26
ADN272 CHOI Wai 蔡慧 RE Advising on Securities 2003-04-01 2008-09-26
ADN272 CHOI Wai 蔡慧 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADN272 CHOI Wai 蔡慧 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADO454 CHOI Lily 蔡麗麗 RE Dealing in Securities 2003-04-01 2004-07-02
ADO454 CHOI Lily 蔡麗麗 RE Dealing in Securities 2004-08-20 2014-11-24
ADO454 CHOI Lily 蔡麗麗 RE Advising on Securities 2003-04-01 2004-07-02
ADO454 CHOI Lily 蔡麗麗 RE Advising on Securities 2004-08-20 2014-11-24
ADO454 CHOI Lily 蔡麗麗 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADO454 CHOI Lily 蔡麗麗 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADQ175 WONG Kwok Wai, William 黃國威 RE Dealing in Securities 2005-06-21 2006-09-11
ADQ175 WONG Kwok Wai, William 黃國威 RE Advising on Securities 2005-06-21 2006-09-11
ADQ241 TOM Judy RE Dealing in Securities 2003-04-01 2008-11-20
ADQ241 TOM Judy RE Dealing in Securities 2009-09-15 2016-01-01
ADQ241 TOM Judy RE Advising on Securities 2003-04-01 2003-12-31
ADQ241 TOM Judy RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADQ241 TOM Judy RE Providing Automated Trading Services 2003-04-01 2008-11-20
ADQ938 LEE Sze Sze 李詩詩 RE Dealing in Securities 2004-03-12 2005-02-14
ADR552 CHEN Edward Shi 陳石 RE Dealing in Securities 2003-05-23 2010-05-03
ADR552 CHEN Edward Shi 陳石 RE Providing Automated Trading Services 2010-01-08 2010-05-03
ADR665 KWONG Ka Lok, Derek 鄺家樂 RE Dealing in Securities 2006-07-19 2010-09-13
ADR665 KWONG Ka Lok, Derek 鄺家樂 RE Advising on Securities 2006-07-19 2010-09-13
ADR822 JUAN Ching Ju 阮靖茹 RE Dealing in Securities 2003-04-01 2003-11-04
ADR822 JUAN Ching Ju 阮靖茹 RE Advising on Securities 2003-04-01 2003-11-04
ADR822 JUAN Ching Ju 阮靖茹 RE Advising on Corporate Finance 2003-04-01 2003-11-04
ADR822 JUAN Ching Ju 阮靖茹 RE Providing Automated Trading Services 2003-04-01 2003-11-04
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Dealing in Securities 2003-04-01 2006-06-09
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Advising on Securities 2003-04-01 2004-02-11
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Providing Automated Trading Services 2003-04-01 2006-06-09
ADR913 FONG Ming Kwan, Gabriel 馮明光 RE Dealing in Securities 2003-04-01 2006-01-12
ADR913 FONG Ming Kwan, Gabriel 馮明光 RE Advising on Securities 2003-04-01 2004-02-11
ADR913 FONG Ming Kwan, Gabriel 馮明光 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADR913 FONG Ming Kwan, Gabriel 馮明光 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADS283 HASAN Haroon RE Dealing in Securities 2008-07-22 2011-11-29
ADS343 CLAVEL Alex Bernard RE Dealing in Securities 2006-04-26 2015-09-07
ADS343 CLAVEL Alex Bernard RE Advising on Corporate Finance 2006-06-07 2015-09-07
ADS521 MAO Nan Hwa 毛南華 RE Dealing in Securities 2003-04-01 2007-01-22
ADS521 MAO Nan Hwa 毛南華 RE Advising on Securities 2003-04-01 2004-02-11
ADS521 MAO Nan Hwa 毛南華 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADS521 MAO Nan Hwa 毛南華 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADS722 HAN Chia-Lei 韓嘉蕾 RE Dealing in Securities 2003-04-01 2006-03-10
ADS722 HAN Chia-Lei 韓嘉蕾 RE Dealing in Securities 2008-07-03 2009-09-14
ADS722 HAN Chia-Lei 韓嘉蕾 RE Advising on Securities 2003-04-01 2004-02-11
ADS722 HAN Chia-Lei 韓嘉蕾 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADS722 HAN Chia-Lei 韓嘉蕾 RE Providing Automated Trading Services 2003-04-01 2006-03-10
ADT141 KUAN Agnes 關德馨 RE Dealing in Securities 2008-05-26 2008-08-18
ADT335 XU Xiaonian 許小年 RE Dealing in Securities 2004-12-07 2005-02-02
ADT335 XU Xiaonian 許小年 RE Advising on Securities 2004-12-07 2005-02-02
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2009-12-22 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Dealing in Securities 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Advising on Securities 2010-01-08 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Advising on Securities 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Advising on Securities 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Advising on Futures Contracts 2010-01-08 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Advising on Futures Contracts 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Advising on Futures Contracts 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Providing Automated Trading Services 2010-01-08 2013-07-24
ADT526 LAM Jim 林戰 RE Dealing in Securities 2003-06-26 2008-09-16
ADT526 LAM Jim 林戰 RE Advising on Securities 2003-06-26 2008-09-16
ADT849 CHOR Ko Fung, Voiron 左高峰 RE Dealing in Securities 2008-09-25 2011-05-23
ADU840 COSTA Emil Paul RO Dealing in Securities 2010-09-16 2016-01-31
ADU841 GRIFFITHS John David RE Dealing in Securities 2005-11-29 2008-03-10
ADU997 WU Changgen 吳長根 RE Dealing in Securities 2003-04-01 2008-03-11
ADU997 WU Changgen 吳長根 RE Advising on Securities 2003-04-01 2004-02-11
ADU997 WU Changgen 吳長根 RE Advising on Corporate Finance 2003-04-01 2008-03-11
ADU997 WU Changgen 吳長根 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADV073 ESHOO Albert R RE Dealing in Securities 2003-04-01 2003-12-31
ADV073 ESHOO Albert R RE Advising on Securities 2003-04-01 2003-12-31
ADV073 ESHOO Albert R RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADV073 ESHOO Albert R RE Providing Automated Trading Services 2003-04-01 2003-12-31
ADV311 TAN Soo Hock RE Dealing in Securities 2004-01-09 2008-02-13
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2016-02-29
ADV674 DAY Laura Luen 陳小鸞 RE Dealing in Securities 2007-08-22 2017-04-06
ADV674 DAY Laura Luen 陳小鸞 RE Providing Automated Trading Services 2007-08-22 2013-09-05
ADW509 YANG Kai 楊凱 RE Dealing in Securities 2006-05-24 2013-04-05
ADW509 YANG Kai 楊凱 RE Advising on Corporate Finance 2006-05-24 2008-10-23
ADW623 VAN DER SCHAFT Pieter RE Dealing in Securities 2010-05-17 2012-04-18
ADW623 VAN DER SCHAFT Pieter RE Advising on Securities 2010-05-17 2012-04-18
ADW634 LAM Pung 林芃 RE Dealing in Securities 2004-02-09 2012-06-04
ADW634 LAM Pung 林芃 RE Providing Automated Trading Services 2006-03-28 2012-06-04
ADW638 WANG Jun Ping 王君平 RE Dealing in Securities 2010-07-02
ADW638 WANG Jun Ping 王君平 RE Advising on Corporate Finance 2010-07-02
ADW707 NG Kin Hong, Corey 吳健康 RE Dealing in Securities 2003-04-01
ADW707 NG Kin Hong, Corey 吳健康 RE Advising on Securities 2003-04-01
ADW707 NG Kin Hong, Corey 吳健康 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADW707 NG Kin Hong, Corey 吳健康 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADW708 CHAN Kon Kai 陳幹佳 RE Dealing in Securities 2003-04-01 2017-02-28
ADW708 CHAN Kon Kai 陳幹佳 RE Advising on Securities 2003-04-01 2017-02-28
ADW708 CHAN Kon Kai 陳幹佳 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADW708 CHAN Kon Kai 陳幹佳 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADW757 YIN Jia Lu 殷佳璐 RE Dealing in Securities 2008-01-25 2012-05-14
ADW990 HUANG Christopher S 黃守儀 RE Dealing in Securities 2003-04-01
ADW990 HUANG Christopher S 黃守儀 RE Advising on Securities 2003-04-01 2006-01-02
ADW990 HUANG Christopher S 黃守儀 RE Advising on Corporate Finance 2003-04-01 2004-02-12
ADW990 HUANG Christopher S 黃守儀 RE Advising on Corporate Finance 2006-01-03
ADW990 HUANG Christopher S 黃守儀 RE Providing Automated Trading Services 2003-04-01 2004-02-12
ADX015 AIELLO Paul Francis RE Dealing in Securities 2003-04-01 2006-07-03
ADX015 AIELLO Paul Francis RE Advising on Securities 2003-04-01 2004-02-11
ADX015 AIELLO Paul Francis RE Advising on Corporate Finance 2003-04-01 2006-07-03
ADX015 AIELLO Paul Francis RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADX194 VIJAYA RAGHAVAN Ramesh RE Dealing in Securities 2003-04-01 2008-11-20
ADX194 VIJAYA RAGHAVAN Ramesh RE Advising on Securities 2003-04-01 2004-02-11
ADX194 VIJAYA RAGHAVAN Ramesh RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADX194 VIJAYA RAGHAVAN Ramesh RE Providing Automated Trading Services 2003-04-01 2008-11-20
ADX213 STONE Mark Geoffrey RE Dealing in Securities 2010-07-21 2011-06-09
ADX213 STONE Mark Geoffrey RE Providing Automated Trading Services 2010-07-21 2011-06-09
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Dealing in Securities 2003-04-01 2011-02-07
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Advising on Securities 2003-04-01 2004-02-11
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADX257 WONG Man Sze, Grace 黃文詩 RE Dealing in Securities 2003-04-01 2009-08-12
ADX257 WONG Man Sze, Grace 黃文詩 RE Advising on Securities 2003-04-01 2004-02-11
ADX257 WONG Man Sze, Grace 黃文詩 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADX257 WONG Man Sze, Grace 黃文詩 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADX292 HU Diana 胡黛娜 RE Dealing in Securities 2003-04-01 2006-07-03
ADX292 HU Diana 胡黛娜 RE Advising on Securities 2003-04-01 2004-02-11
ADX292 HU Diana 胡黛娜 RE Advising on Corporate Finance 2003-04-01 2006-07-03
ADX292 HU Diana 胡黛娜 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADX442 KAN Yu San 靳羽珊 RE Dealing in Securities 2003-04-01 2003-07-11
ADX442 KAN Yu San 靳羽珊 RO Dealing in Securities 2003-07-11 2007-06-01
ADX442 KAN Yu San 靳羽珊 RE Advising on Securities 2003-04-01 2003-05-27
ADX442 KAN Yu San 靳羽珊 RE Advising on Corporate Finance 2003-04-01 2003-05-27
ADX442 KAN Yu San 靳羽珊 RE Providing Automated Trading Services 2003-04-01 2003-05-27
ADX604 MC LANE Willard Adrian RE Dealing in Securities 2003-04-01 2012-07-20
ADX604 MC LANE Willard Adrian RE Advising on Securities 2003-04-01 2004-02-11
ADX604 MC LANE Willard Adrian RE Advising on Corporate Finance 2003-04-01 2012-07-20
ADX604 MC LANE Willard Adrian RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Dealing in Securities 2017-01-03 2017-03-31
ADX617 CHU Wai Kwan Elaine 徐慧君 RE Advising on Securities 2017-01-03 2017-03-31
ADX634 WU Sheng 武胜 RE Dealing in Securities 2003-04-01 2006-04-12
ADX634 WU Sheng 武胜 RE Advising on Securities 2003-04-01 2004-02-11
ADX634 WU Sheng 武胜 RE Advising on Corporate Finance 2003-04-01 2006-04-12
ADX634 WU Sheng 武胜 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADY032 HO Hiu Tan 何曉丹 RE Dealing in Securities 2010-05-17 2012-05-14
ADY281 WONG Howard 黃浩雲 RE Dealing in Securities 2003-04-01 2006-07-17
ADY281 WONG Howard 黃浩雲 RE Advising on Securities 2003-04-01 2006-07-17
ADY281 WONG Howard 黃浩雲 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADY281 WONG Howard 黃浩雲 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADY966 WOO Kam For, Kelvin 胡錦科 RE Dealing in Securities 2003-05-15 2008-02-22
ADY966 WOO Kam For, Kelvin 胡錦科 RO Dealing in Securities 2008-02-22 2008-11-19
ADZ043 YANG Zong-Di 楊容蒂 RE Dealing in Securities 2003-04-01 2012-05-14
ADZ043 YANG Zong-Di 楊容蒂 RE Advising on Securities 2003-04-01 2004-02-11
ADZ043 YANG Zong-Di 楊容蒂 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ADZ043 YANG Zong-Di 楊容蒂 RE Providing Automated Trading Services 2003-04-01 2004-02-11
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Dealing in Securities 2007-05-07 2008-10-24
ADZ127 KWON Oh Kee, Peter RE Dealing in Securities 2003-04-01 2003-12-31
ADZ127 KWON Oh Kee, Peter RE Dealing in Securities 2005-03-22 2010-05-13
ADZ127 KWON Oh Kee, Peter RE Advising on Securities 2003-04-01 2003-12-31
ADZ127 KWON Oh Kee, Peter RE Advising on Corporate Finance 2003-04-01 2003-12-31
ADZ127 KWON Oh Kee, Peter RE Providing Automated Trading Services 2003-04-01 2003-12-31
ADZ127 KWON Oh Kee, Peter RE Providing Automated Trading Services 2010-01-08 2010-05-13
ADZ579 HEUNG Chun Wai 香鎮偉 RE Dealing in Securities 2004-06-19 2007-07-04
ADZ579 HEUNG Chun Wai 香鎮偉 RE Advising on Securities 2004-06-19 2007-07-04
ADZ741 CHU Pui Shan, Agnes 朱珮珊 RE Dealing in Securities 2003-09-29 2013-08-01
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2003-04-01 2008-03-26
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Advising on Securities 2003-04-01 2003-10-22
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Advising on Corporate Finance 2003-04-01 2003-10-22
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Providing Automated Trading Services 2003-04-01 2003-10-22
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Providing Automated Trading Services 2006-10-25 2008-03-26
AEA178 FILDES Ewart John RE Dealing in Securities 2003-04-01 2006-05-30
AEA178 FILDES Ewart John RE Advising on Securities 2003-04-01 2003-07-17
AEA178 FILDES Ewart John RE Advising on Corporate Finance 2003-04-01 2003-07-17
AEA178 FILDES Ewart John RE Providing Automated Trading Services 2003-04-01 2006-05-30
AEB561 XIE Guozhong 謝國忠 RE Dealing in Securities 2003-04-01 2006-10-03
AEB561 XIE Guozhong 謝國忠 RE Advising on Securities 2003-04-01 2006-10-03
AEB561 XIE Guozhong 謝國忠 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEB561 XIE Guozhong 謝國忠 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEB935 MIN Sang Won RE Dealing in Securities 2010-09-27 2017-06-01
AEC201 GUPTA Sunil Kumar RE Dealing in Securities 2004-11-05 2011-05-16
AEC201 GUPTA Sunil Kumar RE Advising on Securities 2008-09-23 2010-06-18
AEC581 PANG Heng 龐亨 RE Dealing in Securities 2003-04-01 2011-06-03
AEC581 PANG Heng 龐亨 RE Advising on Securities 2003-04-01 2004-02-11
AEC581 PANG Heng 龐亨 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEC581 PANG Heng 龐亨 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AED013 CHI Lai Hoi, Alex 朱禮開 RE Dealing in Securities 2004-07-02 2006-01-10
AED013 CHI Lai Hoi, Alex 朱禮開 RE Advising on Corporate Finance 2004-07-09 2006-01-10
AED013 CHI Lai Hoi, Alex 朱禮開 RE Providing Automated Trading Services 2004-07-02 2006-01-10
AED130 CHENG Sheng-Hao 鄭升豪 RE Dealing in Securities 2003-09-08 2003-09-22
AED130 CHENG Sheng-Hao 鄭升豪 RE Dealing in Securities 2004-02-17 2004-02-24
AED162 CHEUNG Siu Man 張小雯 RE Dealing in Securities 2003-04-01 2012-11-06
AED162 CHEUNG Siu Man 張小雯 RE Advising on Securities 2003-04-01 2004-02-11
AED162 CHEUNG Siu Man 張小雯 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AED162 CHEUNG Siu Man 張小雯 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AED585 WONG Suzanne 黃淑芬 RE Dealing in Securities 2003-04-01 2014-08-21
AED585 WONG Suzanne 黃淑芬 RE Advising on Securities 2003-04-01 2004-02-11
AED585 WONG Suzanne 黃淑芬 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AED585 WONG Suzanne 黃淑芬 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AED722 HUNT Patrick Arthur RE Dealing in Securities 2003-04-01 2004-08-12
AED722 HUNT Patrick Arthur RE Advising on Securities 2003-04-01 2004-02-11
AED722 HUNT Patrick Arthur RE Advising on Corporate Finance 2003-04-01 2004-02-11
AED722 HUNT Patrick Arthur RE Providing Automated Trading Services 2003-04-01 2004-08-12
AED740 SNELDER Julian David RE Dealing in Securities 2003-04-01 2005-03-29
AED740 SNELDER Julian David RE Advising on Securities 2003-04-01 2004-02-11
AED740 SNELDER Julian David RE Advising on Corporate Finance 2003-04-01 2005-03-29
AED740 SNELDER Julian David RE Providing Automated Trading Services 2003-04-01 2004-02-11
AED753 MA Sze Man 馬思敏 RE Dealing in Securities 2003-04-01 2006-03-04
AED753 MA Sze Man 馬思敏 RE Advising on Securities 2003-04-01 2004-02-11
AED753 MA Sze Man 馬思敏 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AED753 MA Sze Man 馬思敏 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AED838 SAMTANI Prem Haroomal Ramchand RE Dealing in Securities 2006-09-25 2012-04-05
AED838 SAMTANI Prem Haroomal Ramchand RE Providing Automated Trading Services 2011-02-01 2012-04-05
AEE582 TAN Ruey Haw 鄧瑞華 RE Dealing in Securities 2007-03-23 2012-03-20
AEE582 TAN Ruey Haw 鄧瑞華 RE Providing Automated Trading Services 2007-03-23 2012-03-20
AEE760 VAN DYKE Henry RE Dealing in Securities 2003-04-01 2003-04-29
AEE760 VAN DYKE Henry RE Advising on Securities 2003-04-01 2003-04-29
AEE760 VAN DYKE Henry RE Advising on Corporate Finance 2003-04-01 2003-10-09
AEE760 VAN DYKE Henry RE Providing Automated Trading Services 2003-04-01 2003-04-29
AEF107 RYU James-Hong Yeal RE Dealing in Securities 2003-04-01 2003-08-07
AEF107 RYU James-Hong Yeal RE Advising on Securities 2003-04-01 2003-08-07
AEF107 RYU James-Hong Yeal RE Advising on Corporate Finance 2003-04-01 2003-08-07
AEF107 RYU James-Hong Yeal RE Providing Automated Trading Services 2003-04-01 2003-08-07
AEF431 CHUIDIAN BARTOLOME Lourdes Maria Reyes RE Dealing in Securities 2003-04-01 2004-04-20
AEF431 CHUIDIAN BARTOLOME Lourdes Maria Reyes RE Advising on Securities 2003-04-01 2004-02-11
AEF431 CHUIDIAN BARTOLOME Lourdes Maria Reyes RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEF431 CHUIDIAN BARTOLOME Lourdes Maria Reyes RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEF465 WONG Shuk Han 黃淑嫻 RE Dealing in Securities 2003-04-01
AEF465 WONG Shuk Han 黃淑嫻 RE Advising on Securities 2003-04-01 2004-02-11
AEF465 WONG Shuk Han 黃淑嫻 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEF465 WONG Shuk Han 黃淑嫻 RE Providing Automated Trading Services 2003-04-01 2013-09-05
AEF574 PANG Ka Yin 彭嘉賢 RE Dealing in Securities 2003-04-01 2004-01-30
AEF574 PANG Ka Yin 彭嘉賢 RE Dealing in Securities 2004-06-15 2008-11-24
AEF574 PANG Ka Yin 彭嘉賢 RE Advising on Securities 2003-04-01 2004-01-30
AEF574 PANG Ka Yin 彭嘉賢 RE Advising on Corporate Finance 2003-04-01 2004-01-30
AEF574 PANG Ka Yin 彭嘉賢 RE Providing Automated Trading Services 2003-04-01 2004-01-30
AEF811 TSUI Wai Wa, Tessa 徐偉華 RE Dealing in Securities 2005-05-23 2007-07-25
AEF812 TSAO Philip 曹為實 RE Dealing in Securities 2010-02-26 2011-03-29
AEF812 TSAO Philip 曹為實 RE Advising on Securities 2010-02-26 2011-03-29
AEF812 TSAO Philip 曹為實 RE Advising on Futures Contracts 2010-02-26 2011-03-29
AEF812 TSAO Philip 曹為實 RE Providing Automated Trading Services 2010-02-26 2011-03-29
AEF855 LEE Henry Him Wai 李謙偉 RE Dealing in Securities 2006-04-19 2012-01-09
AEF968 LAROIA Gokul RE Dealing in Securities 2003-04-01 2006-12-13
AEF968 LAROIA Gokul RO Dealing in Securities 2006-12-13
AEF968 LAROIA Gokul RE Advising on Securities 2003-04-01 2004-02-11
AEF968 LAROIA Gokul RO Advising on Securities 2011-07-28
AEF968 LAROIA Gokul RO Advising on Futures Contracts 2014-07-10
AEF968 LAROIA Gokul RE Advising on Corporate Finance 2003-04-01 2006-12-13
AEF968 LAROIA Gokul RO Advising on Corporate Finance 2006-12-13 2011-07-28
AEF968 LAROIA Gokul RO Advising on Corporate Finance 2014-07-10
AEF968 LAROIA Gokul RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEF968 LAROIA Gokul RO Providing Automated Trading Services 2011-07-28 2013-07-23
AEF968 LAROIA Gokul RO Asset Management 2014-07-10
AEG186 JHIN Jaclyn Hee Kyung RE Dealing in Securities 2010-04-28 2012-06-18
AEG186 JHIN Jaclyn Hee Kyung RE Advising on Corporate Finance 2010-04-28 2012-06-18
AEH431 DAYAL Prasoon RE Dealing in Securities 2007-07-30 2008-07-16
AEH431 DAYAL Prasoon RE Advising on Securities 2007-07-30 2008-07-16
AEH653 LAM Sung Lai, Edward 林崇禮 RE Dealing in Securities 2003-04-01 2006-05-13
AEH653 LAM Sung Lai, Edward 林崇禮 RE Advising on Securities 2003-04-01 2004-02-11
AEH653 LAM Sung Lai, Edward 林崇禮 RE Advising on Corporate Finance 2003-04-01 2006-05-13
AEH653 LAM Sung Lai, Edward 林崇禮 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEH755 YAM Wing Yan, Denise 任永欣 RE Dealing in Securities 2004-01-09 2013-01-15
AEH755 YAM Wing Yan, Denise 任永欣 RE Advising on Securities 2003-04-01 2013-01-15
AEH755 YAM Wing Yan, Denise 任永欣 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AEH765 LIU Haifeng, David 劉海峰 RE Dealing in Securities 2003-04-01 2006-02-01
AEH765 LIU Haifeng, David 劉海峰 RE Advising on Securities 2003-04-01 2004-02-11
AEH765 LIU Haifeng, David 劉海峰 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEH765 LIU Haifeng, David 劉海峰 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Securities 2011-05-26 2012-05-14
AEI034 DEE Michael Edward RE Dealing in Securities 2003-04-01 2004-10-08
AEI034 DEE Michael Edward RE Advising on Securities 2003-04-01 2004-02-11
AEI034 DEE Michael Edward RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEI034 DEE Michael Edward RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Dealing in Securities 2003-04-01 2018-06-20
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Advising on Securities 2003-04-01 2003-12-31
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Providing Automated Trading Services 2003-04-01 2003-12-31
AEI243 WONG Lai Yuk, Stella 黃麗玉 RE Dealing in Securities 2003-04-01 2003-06-02
AEI243 WONG Lai Yuk, Stella 黃麗玉 RE Advising on Securities 2003-04-01 2003-06-02
AEI243 WONG Lai Yuk, Stella 黃麗玉 RE Advising on Corporate Finance 2003-04-01 2003-06-02
AEI243 WONG Lai Yuk, Stella 黃麗玉 RE Providing Automated Trading Services 2003-04-01 2003-06-02
AEI244 CHAN Gordon Kwok Yu 陳國瑜 RE Dealing in Securities 2003-04-01 2005-06-29
AEI244 CHAN Gordon Kwok Yu 陳國瑜 RE Advising on Securities 2003-04-01 2004-02-11
AEI244 CHAN Gordon Kwok Yu 陳國瑜 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEI244 CHAN Gordon Kwok Yu 陳國瑜 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEI263 MAK Kar Yue 麥嘉如 RE Dealing in Securities 2007-06-21 2011-04-01
AEI263 MAK Kar Yue 麥嘉如 RE Providing Automated Trading Services 2007-06-21 2011-04-01
AEI311 LEE Ching Ching, Rebecca 李菁菁 RE Dealing in Securities 2003-04-01 2004-01-30
AEI311 LEE Ching Ching, Rebecca 李菁菁 RE Advising on Securities 2003-04-01 2004-01-30
AEI311 LEE Ching Ching, Rebecca 李菁菁 RE Advising on Corporate Finance 2003-04-01 2004-01-30
AEI311 LEE Ching Ching, Rebecca 李菁菁 RE Providing Automated Trading Services 2003-04-01 2004-01-30
AEI391 WONG Sau Mei, May 王秀媚 RE Dealing in Securities 2003-04-01 2005-04-16
AEI391 WONG Sau Mei, May 王秀媚 RE Advising on Securities 2003-04-01 2004-02-11
AEI391 WONG Sau Mei, May 王秀媚 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEI391 WONG Sau Mei, May 王秀媚 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2005-05-10 2005-05-23
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2005-06-30 2005-07-06
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2005-11-16 2005-11-22
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2005-11-30 2005-12-13
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2006-03-27 2006-04-03
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2006-06-28 2006-07-05
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2006-11-15 2006-11-22
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2008-04-07 2008-04-14
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2008-07-15 2008-07-22
AEI627 KALSI Karamjit Singh RE Dealing in Securities 2009-01-13 2009-01-20
AEJ175 SHUM Yuk Yee 岑玉如 RE Dealing in Securities 2010-03-10 2012-05-14
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Dealing in Securities 2003-04-01
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Advising on Securities 2003-04-01 2004-02-11
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEJ209 FRANCESCOTTI Mario Ivo RE Dealing in Securities 2003-04-01 2006-11-24
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Dealing in Securities 2003-04-01 2006-03-29
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Advising on Securities 2003-04-01 2003-12-31
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Providing Automated Trading Services 2003-04-01 2003-12-31
AEJ585 SISTERSON Edward Maxwell RE Dealing in Securities 2003-04-01 2010-10-11
AEJ585 SISTERSON Edward Maxwell RE Dealing in Securities 2013-10-10 2017-07-21
AEJ585 SISTERSON Edward Maxwell RO Dealing in Securities 2010-10-11 2013-10-10
AEJ585 SISTERSON Edward Maxwell RE Advising on Securities 2003-04-01 2004-02-11
AEJ585 SISTERSON Edward Maxwell RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEJ585 SISTERSON Edward Maxwell RE Providing Automated Trading Services 2003-04-01 2013-07-24
AEJ676 KWOK Pui Shan 郭珮珊 RE Dealing in Securities 2003-04-01
AEJ676 KWOK Pui Shan 郭珮珊 RE Advising on Securities 2003-04-01 2004-02-12
AEJ676 KWOK Pui Shan 郭珮珊 RE Advising on Corporate Finance 2003-04-01 2004-02-12
AEJ676 KWOK Pui Shan 郭珮珊 RE Providing Automated Trading Services 2003-04-01 2013-07-24
AEK136 ABUALI Hani RE Dealing in Securities 2003-04-01 2006-10-04
AEK136 ABUALI Hani RE Advising on Securities 2003-04-01 2006-01-17
AEK136 ABUALI Hani RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEK136 ABUALI Hani RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEK136 ABUALI Hani RE Providing Automated Trading Services 2006-04-07 2006-10-04
AEK265 TAN Tee Keon RE Dealing in Securities 2003-04-01 2007-02-05
AEK265 TAN Tee Keon RE Advising on Securities 2003-04-01 2004-02-11
AEK265 TAN Tee Keon RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEK265 TAN Tee Keon RE Providing Automated Trading Services 2003-04-01 2007-02-05
AEK782 SHEPLEY Philippe Alexander RE Dealing in Securities 2003-04-01 2004-05-31
AEK782 SHEPLEY Philippe Alexander RE Advising on Securities 2003-04-01 2004-02-12
AEK782 SHEPLEY Philippe Alexander RE Advising on Corporate Finance 2003-04-01 2004-02-12
AEK782 SHEPLEY Philippe Alexander RE Providing Automated Trading Services 2003-04-01 2004-02-12
AEL096 NG Po 吳寶 RE Dealing in Securities 2003-04-01 2004-01-30
AEL096 NG Po 吳寶 RE Advising on Securities 2003-04-01 2004-01-30
AEL096 NG Po 吳寶 RE Advising on Corporate Finance 2003-04-01 2004-01-30
AEL096 NG Po 吳寶 RE Providing Automated Trading Services 2003-04-01 2004-01-30
AEL924 SOLIKIN Titi Mariah 陳爾鳳 RE Dealing in Securities 2003-04-01 2006-05-06
AEL924 SOLIKIN Titi Mariah 陳爾鳳 RE Advising on Securities 2003-04-01 2004-02-11
AEL924 SOLIKIN Titi Mariah 陳爾鳳 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEL924 SOLIKIN Titi Mariah 陳爾鳳 RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Dealing in Securities 2003-04-01 2011-05-19
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Advising on Securities 2003-04-01 2004-02-11
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Providing Automated Trading Services 2003-04-01 2011-05-19
AEM005 GUDE Parag Laxmikant RE Dealing in Securities 2003-04-01
AEM005 GUDE Parag Laxmikant RE Advising on Securities 2003-04-01 2004-02-11
AEM005 GUDE Parag Laxmikant RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEM005 GUDE Parag Laxmikant RE Providing Automated Trading Services 2003-04-01 2013-09-05
AEM116 LIN Qi RE Dealing in Securities 2003-04-01 2012-05-14
AEM116 LIN Qi RE Advising on Securities 2003-04-01 2004-02-11
AEM116 LIN Qi RE Advising on Corporate Finance 2003-04-01 2004-02-11
AEM116 LIN Qi RE Providing Automated Trading Services 2003-04-01 2004-02-11
AEM468 LEUNG Po Yee, Jessie 梁寶儀 RE Dealing in Securities 2003-04-01 2012-06-01

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