Hong Kong SFC licence institution AAD365, Anglo Chinese Securities, Limited 英高證券有限公司

These are the licence-holders that were found for SFC licence institution AAD365 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD300 CLARK Stephen Edward RO Dealing in Securities 2003-04-01
AAD300 CLARK Stephen Edward RO Advising on Securities 2003-04-01
AAD300 CLARK Stephen Edward RO Advising on Corporate Finance 2003-04-01
AAD300 CLARK Stephen Edward RO Asset Management 2003-04-01
AAD322 HOWE Christopher John RO Dealing in Securities 2003-04-01
AAD322 HOWE Christopher John RO Advising on Securities 2003-04-01
AAD322 HOWE Christopher John RO Advising on Corporate Finance 2003-04-01
AAD322 HOWE Christopher John RO Asset Management 2003-04-01
AAV886 LAM Yuk Cheung 林沃祥 RE Dealing in Securities 2003-04-01 2004-12-31
AAV886 LAM Yuk Cheung 林沃祥 RE Advising on Securities 2003-04-01 2004-12-31
AAV886 LAM Yuk Cheung 林沃祥 RE Advising on Corporate Finance 2003-04-01 2004-12-31
AAV886 LAM Yuk Cheung 林沃祥 RE Asset Management 2003-04-01 2004-12-31
ABN143 MCBAIN Mary Charlotte RO Advising on Securities 2003-04-01 2003-10-20
ABN143 MCBAIN Mary Charlotte RO Asset Management 2003-04-01 2003-10-20
ADR152 BHATT Jay Hemant RE Dealing in Securities 2006-05-26 2008-06-01
ADR152 BHATT Jay Hemant RE Advising on Securities 2005-07-20 2008-06-01
ADR152 BHATT Jay Hemant RE Asset Management 2005-07-20 2008-06-01
AEZ089 MAWDSLEY Nicholas Edward RE Dealing in Securities 2006-05-26 2008-03-03
AEZ089 MAWDSLEY Nicholas Edward RO Dealing in Securities 2008-03-03
AEZ089 MAWDSLEY Nicholas Edward RE Advising on Securities 2005-06-28 2008-03-03
AEZ089 MAWDSLEY Nicholas Edward RO Advising on Securities 2008-03-03
AEZ089 MAWDSLEY Nicholas Edward RE Asset Management 2005-06-28 2008-03-03
AEZ089 MAWDSLEY Nicholas Edward RO Asset Management 2008-03-03
AFM126 HUANG Siew Mei 黃雪梅 RE Advising on Securities 2003-05-12 2005-03-22
AFM126 HUANG Siew Mei 黃雪梅 RE Asset Management 2003-05-12 2005-03-22
AMN578 LAU Pui Kit 劉佩傑 RE Dealing in Securities 2008-07-29 2010-09-22
AMN578 LAU Pui Kit 劉佩傑 RE Advising on Securities 2006-11-13 2010-09-22
AMN578 LAU Pui Kit 劉佩傑 RE Asset Management 2006-09-25 2010-09-22
AQA322 CHAN Lok Tin 陳樂天 RE Dealing in Securities 2010-11-26 2011-08-19
AQA322 CHAN Lok Tin 陳樂天 RE Advising on Securities 2010-11-26 2011-08-19
AVS672 FORBES Andrew Stephen RE Dealing in Securities 2014-07-16 2017-05-01
AVS672 FORBES Andrew Stephen RE Advising on Securities 2014-07-16 2017-05-01
AWU568 SO Shun Wah 蘇順華 RE Dealing in Securities 2011-10-14 2013-02-15
AWU568 SO Shun Wah 蘇順華 RE Advising on Securities 2011-10-14 2013-02-15
AYF330 YUEN Wai Chak, Wilfred 袁瑋澤 RE Dealing in Securities 2014-11-05 2015-02-12
AYF330 YUEN Wai Chak, Wilfred 袁瑋澤 RE Advising on Securities 2013-03-11 2015-02-12
AYF330 YUEN Wai Chak, Wilfred 袁瑋澤 RE Asset Management 2013-03-11 2015-02-12
AZB751 YIM Charles 嚴儲文 RE Dealing in Securities 2015-07-03
AZB751 YIM Charles 嚴儲文 RE Advising on Securities 2015-06-03
AZB751 YIM Charles 嚴儲文 RE Asset Management 2015-06-03

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)