Hong Kong SFC licence institution AAD365, Anglo Chinese Securities, Limited 英高證券有限公司

These are the licence-holders that were found for SFC licence institution AAD365 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

Name Role Activity Start date End date
YIM Charles 嚴儲文 RE 1 2015-07-03
YIM Charles 嚴儲文 RE 4 2015-06-03
YIM Charles 嚴儲文 RE 9 2015-06-03
MAWDSLEY Nicholas Edward RO 1 2008-03-03
MAWDSLEY Nicholas Edward RO 4 2008-03-03
MAWDSLEY Nicholas Edward RO 9 2008-03-03
CLARK Stephen Edward RO 1 2003-04-01
CLARK Stephen Edward RO 4 2003-04-01
CLARK Stephen Edward RO 6 2003-04-01
CLARK Stephen Edward RO 9 2003-04-01
HOWE Christopher John RO 1 2003-04-01
HOWE Christopher John RO 4 2003-04-01
HOWE Christopher John RO 6 2003-04-01
HOWE Christopher John RO 9 2003-04-01
FORBES Andrew Stephen RE 1 2014-07-16 2017-05-01
FORBES Andrew Stephen RE 4 2014-07-16 2017-05-01
YUEN Wai Chak, Wilfred 袁瑋澤 RE 1 2014-11-05 2015-02-12
YUEN Wai Chak, Wilfred 袁瑋澤 RE 4 2013-03-11 2015-02-12
YUEN Wai Chak, Wilfred 袁瑋澤 RE 9 2013-03-11 2015-02-12
SO Shun Wah 蘇順華 RE 1 2011-10-14 2013-02-15
SO Shun Wah 蘇順華 RE 4 2011-10-14 2013-02-15
CHAN Lok Tin 陳樂天 RE 1 2010-11-26 2011-08-19
CHAN Lok Tin 陳樂天 RE 4 2010-11-26 2011-08-19
LAU Pui Kit 劉佩傑 RE 1 2008-07-29 2010-09-22
LAU Pui Kit 劉佩傑 RE 4 2006-11-13 2010-09-22
LAU Pui Kit 劉佩傑 RE 9 2006-09-25 2010-09-22
BHATT Jay Hemant RE 1 2006-05-26 2008-06-01
BHATT Jay Hemant RE 4 2005-07-20 2008-06-01
BHATT Jay Hemant RE 9 2005-07-20 2008-06-01
MAWDSLEY Nicholas Edward RE 1 2006-05-26 2008-03-03
MAWDSLEY Nicholas Edward RE 4 2005-06-28 2008-03-03
MAWDSLEY Nicholas Edward RE 9 2005-06-28 2008-03-03
HUANG Siew Mei 黃雪梅 RE 4 2003-05-12 2005-03-22
HUANG Siew Mei 黃雪梅 RE 9 2003-05-12 2005-03-22
LAM Yuk Cheung 林沃祥 RE 1 2003-04-01 2004-12-31
LAM Yuk Cheung 林沃祥 RE 4 2003-04-01 2004-12-31
LAM Yuk Cheung 林沃祥 RE 6 2003-04-01 2004-12-31
LAM Yuk Cheung 林沃祥 RE 9 2003-04-01 2004-12-31
MCBAIN Mary Charlotte RO 4 2003-04-01 2003-10-20
MCBAIN Mary Charlotte RO 9 2003-04-01 2003-10-20

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