Hong Kong SFC licence institution AAD401, Morgan Stanley Hong Kong Securities Limited

These are the licence-holders that were found for SFC licence institution AAD401 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD185 IP Hon Sum 葉漢森 RO Dealing in Securities 2011-03-08 2013-12-31
AAD185 IP Hon Sum 葉漢森 RE Dealing in Futures Contracts 2010-12-06 2011-03-08
AAD185 IP Hon Sum 葉漢森 RO Dealing in Futures Contracts 2011-03-08 2013-12-31
AAD185 IP Hon Sum 葉漢森 RO Providing Automated Trading Services 2013-07-23 2013-12-31
AAD209 MAK Ming Ying, Charles 麥銘英 RO Dealing in Securities 2010-02-22 2014-02-13
AAD209 MAK Ming Ying, Charles 麥銘英 RO Dealing in Futures Contracts 2010-11-30 2014-02-13
AAD209 MAK Ming Ying, Charles 麥銘英 RO Providing Automated Trading Services 2013-07-23 2014-02-13
AAD227 SIM Su Fen 沈素芬 RE Dealing in Securities 2003-04-01 2005-11-08
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Securities 2007-02-12 2011-11-22
AAD238 TSUI Sze Kwan, Annie 崔士坤 RE Dealing in Futures Contracts 2010-12-06 2011-11-22
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Dealing in Securities 2003-04-01
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Dealing in Futures Contracts 2010-11-30
AAD601 CHUI Yik Chiu, Vincent 徐亦釗 RO Providing Automated Trading Services 2013-07-23
AAD828 CHAU Wing Hung 周永雄 RE Dealing in Securities 2003-04-01 2008-11-20
AAE718 CHOU Valerie 周曉澂 RE Dealing in Futures Contracts 2010-12-06 2011-09-05
AAG214 LAU Suk Yu 劉淑愉 RE Dealing in Futures Contracts 2010-12-06 2011-05-03
AAK471 BAKER Kurt Alexander 白光磊 RE Dealing in Securities 2003-04-01 2008-11-18
AAK868 CHENG Man Bing, Raymond 鄭文秉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AAW009 LAI Pik Kwan 黎璧君 RE Dealing in Securities 2006-11-16 2008-02-11
AAW118 WONG Kar Hong 黃家康 RO Dealing in Securities 2004-12-08 2005-06-24
AAW329 WALSH Marcus James Finbarr RE Dealing in Futures Contracts 2010-12-06
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Dealing in Securities 2003-04-01 2014-04-29
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Dealing in Futures Contracts 2010-12-06 2014-04-29
AAW948 LAU Alan Yim Pang 劉炎鵬 RE Providing Automated Trading Services 2013-07-24 2014-04-29
ABI394 EURWONGPRAVIT Praphant RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ABI412 SIT Ka Man, Loris 薛嘉敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ABM509 NG Ka Fuk 吳嘉福 RE Dealing in Securities 2004-11-02 2008-11-20
ABM948 O'SHEA Stephen Gerard RE Dealing in Futures Contracts 2010-12-06 2013-02-21
ABR628 CHING Sick Lun, Wallace 程識麟 RE Dealing in Futures Contracts 2011-04-18 2012-04-18
ABR919 FU Mingxia 傅明俠 RO Dealing in Securities 2012-01-30 2013-08-27
ABR919 FU Mingxia 傅明俠 RE Dealing in Futures Contracts 2010-12-06 2012-01-30
ABR919 FU Mingxia 傅明俠 RO Dealing in Futures Contracts 2012-01-30 2013-08-27
ABR919 FU Mingxia 傅明俠 RO Providing Automated Trading Services 2013-07-23 2013-08-27
ABS689 MENKES Leslie Scott RE Dealing in Futures Contracts 2010-12-06 2011-08-18
ABU367 CHEN Yat Sun 陳一新 RE Dealing in Securities 2003-04-01 2003-06-18
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Securities 2003-04-01 2012-01-10
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ABY912 OWYANG Loong Man, Alvin 歐陽龍文 RE Dealing in Futures Contracts 2010-12-06 2011-03-08
ACA981 AINSWORTH David Nicholas RE Dealing in Securities 2003-04-01 2008-05-15
ACB812 WONG Kin, Kenneth 黃健 RE Dealing in Securities 2004-06-17 2004-11-02
ACB812 WONG Kin, Kenneth 黃健 RO Dealing in Securities 2004-11-02 2005-05-12
ACC181 CHAN Wing Kwong, Nicholas 陳永江 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ACC217 LIU Sum Ching 廖心澄 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACD401 SIAO Stanford Tzu Ang 蕭子昂 RO Dealing in Securities 2003-04-01 2004-03-23
ACD687 CHAN Eva Wu 陳胡翠萍 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ACD710 TSO Yan Yee 曹恩宜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACE653 LEUNG Wendy 梁慧儀 RE Dealing in Futures Contracts 2011-01-03 2012-05-14
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Securities 2008-03-27 2010-01-08
ACF810 YIM Ka Yee, Joyce 嚴嘉怡 RE Dealing in Futures Contracts 2010-12-06 2018-09-28
ACI620 HE Shirley Ying 何穎 RE Dealing in Securities 2003-04-01
ACI620 HE Shirley Ying 何穎 RE Dealing in Futures Contracts 2010-12-06
ACI620 HE Shirley Ying 何穎 RE Providing Automated Trading Services 2013-07-24
ACJ603 WONG Man Chung 黃敏聰 RE Dealing in Securities 2003-04-01 2011-11-10
ACJ603 WONG Man Chung 黃敏聰 RE Dealing in Futures Contracts 2010-12-06 2011-11-10
ACJ672 NG Wai Bun, Reuben 吳維斌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Securities 2010-06-17 2018-08-30
ACK872 TSENG Yee, Paul 曾儀 RE Dealing in Futures Contracts 2010-12-06 2018-08-30
ACK872 TSENG Yee, Paul 曾儀 RE Providing Automated Trading Services 2013-07-24 2018-08-30
ACO908 TUNG Peter Tze-Chung 童致中 RE Dealing in Futures Contracts 2010-12-06 2011-06-07
ACQ777 LE Yi 樂益 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACQ784 WONG Wai Chiu, Steven 王偉超 RE Dealing in Securities 2005-10-18 2005-12-17
ACQ856 DONALD Matthew Henry RE Dealing in Securities 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RO Dealing in Securities 2005-06-01 2017-09-22
ACQ856 DONALD Matthew Henry RE Dealing in Futures Contracts 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RO Dealing in Futures Contracts 2010-11-30 2017-09-22
ACQ856 DONALD Matthew Henry RE Providing Automated Trading Services 2017-09-22 2018-02-05
ACQ856 DONALD Matthew Henry RO Providing Automated Trading Services 2013-07-23 2017-09-22
ACR244 THAKKAR Manoj Budhdhidhan RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACR459 ABBISS Justin John RE Dealing in Securities 2006-02-21 2010-02-10
ACT200 KAM Ka Wo 金嘉和 RE Dealing in Securities 2003-04-01 2010-08-02
ACU961 COUGHLIN Gerard James RO Dealing in Securities 2003-04-01 2004-10-15
ACW174 KAWANO Hiroshi 川野洋 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ACW374 LAM Wah Yu 林華宇 RE Dealing in Futures Contracts 2011-05-17 2012-05-14
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2006-06-06 2010-06-11
ACZ365 WONG Linda Wai Ling 黃慧玲 RE Dealing in Securities 2003-08-04 2006-01-11
ADB038 YUM Lai Yee 任麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB185 CHENG Yan Chiu, Joshua 鄭恩超 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB608 CHAN Shuk Man, Susanna 陳淑雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADB786 CHAK Wing Kai, Alan 翟永基 RE Dealing in Securities 2004-06-25 2012-01-10
ADB786 CHAK Wing Kai, Alan 翟永基 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ADC007 CHEN Sze Wai, Vivian 陳詩慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADH039 REZA Mehdee RE Dealing in Futures Contracts 2010-12-06 2013-10-22
ADH039 REZA Mehdee RO Dealing in Futures Contracts 2013-10-22
ADI126 TING Patrick 丁維昌 RE Dealing in Securities 2009-04-03
ADI126 TING Patrick 丁維昌 RE Dealing in Futures Contracts 2010-12-06
ADI126 TING Patrick 丁維昌 RE Providing Automated Trading Services 2013-07-25
ADI588 FOO Mei-Hiem Michele 符美琴 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADJ310 WU Mei Ling 胡美玲 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Securities 2006-05-02 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Dealing in Futures Contracts 2010-12-06 2016-01-08
ADM712 SAM Shook Fung 沈淑芳 RE Providing Automated Trading Services 2013-07-24 2016-01-08
ADM896 WONG Wai Chow, Daren 王偉洲 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ADQ241 TOM Judy RE Dealing in Futures Contracts 2010-12-06 2016-01-01
ADR828 LEE Mang Chuen, Anthony 李孟全 RE Dealing in Securities 2003-04-01 2006-06-09
ADS283 HASAN Haroon RE Dealing in Futures Contracts 2010-12-06 2011-11-29
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2009-12-22 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Dealing in Securities 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Dealing in Securities 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Dealing in Futures Contracts 2010-12-06 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Dealing in Futures Contracts 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Dealing in Futures Contracts 2013-12-12 2018-11-21
ADT336 TUCKWELL Zachary Scott RE Providing Automated Trading Services 2013-07-24 2013-12-12
ADT336 TUCKWELL Zachary Scott RE Providing Automated Trading Services 2018-11-21
ADT336 TUCKWELL Zachary Scott RO Providing Automated Trading Services 2013-12-12 2018-11-21
ADT849 CHOR Ko Fung, Voiron 左高峰 RE Dealing in Futures Contracts 2010-12-06 2011-05-23
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Securities 2016-02-29
ADV329 LEE Man Yiu, Paul 李文耀 RE Dealing in Futures Contracts 2016-02-29
ADV329 LEE Man Yiu, Paul 李文耀 RE Providing Automated Trading Services 2016-02-29
ADV674 DAY Laura Luen 陳小鸞 RE Dealing in Futures Contracts 2010-12-06 2017-04-06
ADW634 LAM Pung 林芃 RE Dealing in Futures Contracts 2010-12-06 2012-06-04
ADW757 YIN Jia Lu 殷佳璐 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADX194 VIJAYA RAGHAVAN Ramesh RE Dealing in Securities 2003-04-01 2008-11-20
ADX213 STONE Mark Geoffrey RE Dealing in Futures Contracts 2010-12-06 2011-06-09
ADX255 NG Wai Fong, Maggie 吳惠芳 RE Dealing in Futures Contracts 2010-12-06 2011-02-07
ADY032 HO Hiu Tan 何曉丹 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADZ043 YANG Zong-Di 楊容蒂 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ADZ741 CHU Pui Shan, Agnes 朱珮珊 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ADZ897 CHOK Ngai Wai, Ivy 卓艾維 RE Dealing in Securities 2006-10-25 2008-03-26
AEC581 PANG Heng 龐亨 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AED838 SAMTANI Prem Haroomal Ramchand RE Dealing in Securities 2011-02-01 2012-04-05
AED838 SAMTANI Prem Haroomal Ramchand RE Dealing in Futures Contracts 2011-02-01 2012-04-05
AEF107 RYU James-Hong Yeal RE Dealing in Securities 2003-04-01 2003-08-07
AEF465 WONG Shuk Han 黃淑嫻 RE Dealing in Futures Contracts 2010-12-06
AEF812 TSAO Philip 曹為實 RE Dealing in Securities 2010-02-26 2011-03-29
AEF812 TSAO Philip 曹為實 RE Dealing in Futures Contracts 2010-12-06 2011-03-29
AEF968 LAROIA Gokul RO Dealing in Securities 2011-07-28
AEF968 LAROIA Gokul RO Dealing in Futures Contracts 2014-07-10
AEF968 LAROIA Gokul RO Providing Automated Trading Services 2013-07-23
AEH889 WUN Yuen Yan 尹婉欣 RE Dealing in Futures Contracts 2011-05-26 2012-05-14
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Dealing in Securities 2004-01-09 2014-09-15
AEI036 KWAN Lai Ho, Lisa 關麗河 RE Dealing in Futures Contracts 2010-12-06 2018-06-20
AEI263 MAK Kar Yue 麥嘉如 RE Dealing in Futures Contracts 2010-12-06 2011-04-01
AEJ175 SHUM Yuk Yee 岑玉如 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEJ195 SHUM Lap Fai, Vincent 岑立輝 RE Dealing in Futures Contracts 2010-12-06
AEJ276 WONG Ching Yee, Fanny 黃靜儀 RE Dealing in Securities 2004-01-09 2006-03-29
AEJ585 SISTERSON Edward Maxwell RE Dealing in Securities 2013-07-05 2017-07-21
AEJ585 SISTERSON Edward Maxwell RE Dealing in Futures Contracts 2010-12-06 2017-07-21
AEJ585 SISTERSON Edward Maxwell RE Providing Automated Trading Services 2013-07-24 2017-07-21
AEJ676 KWOK Pui Shan 郭珮珊 RE Dealing in Securities 2003-04-01
AEJ676 KWOK Pui Shan 郭珮珊 RE Dealing in Futures Contracts 2010-12-06
AEJ676 KWOK Pui Shan 郭珮珊 RE Providing Automated Trading Services 2013-07-24
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Dealing in Securities 2003-04-01 2011-05-19
AEL987 MA Chun Leung, Christopher 馬鎮良 RE Dealing in Futures Contracts 2010-12-06 2011-05-19
AEM116 LIN Qi RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEM703 LIN David Bingjun 林秉俊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEM911 CHIEN Grace Liang-jung 簡良蓉 RE Dealing in Futures Contracts 2010-12-06 2011-05-03
AEN824 ROY Ranodeb RO Dealing in Futures Contracts 2010-11-30 2011-09-02
AEN915 YEUNG Kwok Choi 楊國才 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEO779 CHIU MILLIOT Kit Hang, Mabel 晁潔恒 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AEP791 WONG Shui Tong 黃瑞棠 RE Dealing in Securities 2003-04-01 2004-08-06
AEP791 WONG Shui Tong 黃瑞棠 RO Dealing in Securities 2004-08-06 2006-04-13
AEQ086 LUK Yin Man 陸燕雯 RE Dealing in Securities 2007-10-22 2008-07-21
AER418 CHENG Man Wai 鄭文偉 RE Dealing in Futures Contracts 2011-06-07 2012-05-14
AER421 LAU Wai Choy 劉偉才 RE Dealing in Securities 2004-01-13 2004-08-28
AES313 MAK Wing Shan, Priscilla 麥詠珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AES313 MAK Wing Shan, Priscilla 麥詠珊 RE Dealing in Futures Contracts 2013-05-10 2016-10-21
AET390 KARUHADEJ Karn RE Dealing in Securities 2014-01-23 2018-05-03
AET390 KARUHADEJ Karn RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AET390 KARUHADEJ Karn RE Dealing in Futures Contracts 2014-01-23 2018-05-03
AET390 KARUHADEJ Karn RE Providing Automated Trading Services 2014-01-23 2018-05-03
AEU144 GRIFFIN Gregory Lester RE Dealing in Securities 2004-08-09 2006-05-04
AEW788 LUK Man To 陸文滔 RE Dealing in Securities 2006-04-03 2007-01-23
AEY336 RAJPAL Amit RE Dealing in Securities 2007-08-15 2008-07-28
AEY560 HURST Richard Mark RE Dealing in Securities 2007-07-27 2010-06-11
AEY594 VERDON Craig David Christopher RE Dealing in Securities 2013-08-05 2013-11-14
AEY594 VERDON Craig David Christopher RO Dealing in Securities 2013-11-14
AEY594 VERDON Craig David Christopher RE Dealing in Futures Contracts 2013-08-05 2013-11-14
AEY594 VERDON Craig David Christopher RO Dealing in Futures Contracts 2013-11-14
AEY594 VERDON Craig David Christopher RE Providing Automated Trading Services 2013-08-05 2013-11-14
AEY594 VERDON Craig David Christopher RO Providing Automated Trading Services 2013-11-14
AEZ956 BAHUREL Julien Yves RE Dealing in Securities 2010-04-14 2010-08-23
AFA183 CHAMBERLAIN Stephen Paul RE Dealing in Securities 2005-02-01 2005-04-04
AFA183 CHAMBERLAIN Stephen Paul RO Dealing in Securities 2003-04-01 2005-02-01
AFA282 LAI Doris 黎玉冰 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFB711 SHUM Wai Bill, Patrick 岑維標 RE Dealing in Securities 2005-11-01 2006-09-04
AFC527 LEE Huey-Ying 李惠穎 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFC914 WONG Wing Nin 黃永年 RE Dealing in Securities 2006-12-01 2007-10-18
AFD155 CHAN Godwin 陳國耀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFD356 CHAMBERS Ian Douglas RE Dealing in Futures Contracts 2010-12-06
AFD459 NG Chi Hin 吳志軒 RE Dealing in Securities 2007-10-26 2008-07-14
AFF118 LEE Chi Fat, Chester 李智發 RE Dealing in Futures Contracts 2011-05-03 2012-04-24
AFJ969 STRAIN Nicholas Andrew RE Dealing in Futures Contracts 2010-12-06 2013-01-12
AFL363 LIM Fung Ee 林方義 RE Dealing in Securities 2007-10-26 2008-11-07
AFN128 TSANG Kan Yee 曾嘉儀 RE Dealing in Futures Contracts 2010-12-06 2011-02-01
AFN868 CHEUNG Ka Wai, Stella 張嘉慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFO839 WONG Sze Yan 黃詩茵 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFP039 MA Viktor Xiang RE Dealing in Futures Contracts 2010-12-06 2013-01-15
AFP508 WONG Sze Ki 黃思琪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Securities 2007-10-16 2015-06-26
AFQ905 CHAN Chau Yuen 陳秋源 RE Dealing in Futures Contracts 2010-12-06 2015-06-26
AFQ905 CHAN Chau Yuen 陳秋源 RE Providing Automated Trading Services 2013-07-24 2015-06-26
AFS492 YONG Lai Har, Angela 楊麗霞 RE Dealing in Securities 2004-01-09 2014-09-15
AFS492 YONG Lai Har, Angela 楊麗霞 RE Dealing in Futures Contracts 2010-12-06
AFS525 YEN Jason James 嚴嘉浩 RE Dealing in Futures Contracts 2010-12-06 2011-05-16
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Securities 2014-07-09
AFS526 WONG Timothy Tin Wai 黃天維 RE Dealing in Futures Contracts 2014-07-09
AFS526 WONG Timothy Tin Wai 黃天維 RE Providing Automated Trading Services 2014-07-09
AFS562 SZE Wing 施榮 RE Dealing in Securities 2011-03-28 2012-08-31
AFS562 SZE Wing 施榮 RE Dealing in Futures Contracts 2011-03-28 2012-08-31
AFS760 SHUM Anita Pui Ka 沈貝嘉 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AFS879 ZENG Weijing 曾衛京 RE Dealing in Futures Contracts 2014-03-24 2016-01-19
AFS943 CHIU Jacky Tun Kin 趙端建 RE Dealing in Securities 2006-03-21 2015-06-10
AFS943 CHIU Jacky Tun Kin 趙端建 RE Dealing in Futures Contracts 2010-12-06 2015-06-10
AFS943 CHIU Jacky Tun Kin 趙端建 RE Providing Automated Trading Services 2013-07-24 2015-06-10
AFT499 TIFFIN Philip John RE Dealing in Securities 2008-12-01 2009-06-15
AFT538 TSANG Chi Ho, William 曾智豪 RE Dealing in Securities 2003-04-01
AFT538 TSANG Chi Ho, William 曾智豪 RE Dealing in Futures Contracts 2010-12-06
AFT538 TSANG Chi Ho, William 曾智豪 RE Providing Automated Trading Services 2013-07-24
AFT539 NG Ho Chih, Gigi 吳浩芷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFT834 BUCHER Michael Max RE Dealing in Futures Contracts 2011-09-21 2016-02-29
AFU650 KWOK Cammie 郭錦瑩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFU864 ZHANG Xinxin 張欣欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFV353 FANG Chih-Shang 方至善 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFV791 YUEN Chui Lan 袁翠蘭 RE Dealing in Futures Contracts 2010-12-06 2012-05-03
AFV860 LAI Kai Wing 黎啟榮 RE Dealing in Securities 2009-01-08
AFV860 LAI Kai Wing 黎啟榮 RE Dealing in Futures Contracts 2010-12-06
AFV860 LAI Kai Wing 黎啟榮 RE Providing Automated Trading Services 2013-07-24
AFW092 WRAIGHT David John RE Dealing in Futures Contracts 2010-12-06 2018-10-04
AFW125 YANG Xiaodong 楊曉東 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFW252 SELKRIG John Raymond Leslie RE Dealing in Futures Contracts 2010-12-06
AFW866 KANG Taejin RE Dealing in Futures Contracts 2010-12-06
AFW899 LI Siu Kim 李紹劍 RE Dealing in Securities 2008-02-11 2008-11-07
AFX539 ROMANO Stefano RE Dealing in Futures Contracts 2010-12-06
AFZ129 YIP Darren Charles RE Dealing in Securities 2007-08-15 2013-10-22
AFZ129 YIP Darren Charles RO Dealing in Securities 2013-10-22
AFZ129 YIP Darren Charles RE Dealing in Futures Contracts 2010-12-06 2013-10-22
AFZ129 YIP Darren Charles RO Dealing in Futures Contracts 2013-10-22
AFZ129 YIP Darren Charles RE Providing Automated Trading Services 2013-07-24 2013-10-22
AFZ129 YIP Darren Charles RO Providing Automated Trading Services 2013-10-22
AFZ170 FUNG Chui Shan 馮翠珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AFZ721 SO Shun Yi, Louisa 蘇順儀 RE Dealing in Securities 2008-05-02 2008-08-11
AGB131 SHAM Sze Ting 沈詩婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGB910 WONG Hor Yee, Patricia 黃可兒 RE Dealing in Futures Contracts 2011-01-31
AGC131 TAN Hwei Ling 陳慧灵 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
AGC467 CHANG Steve Deh-Mo 張德懋 RE Dealing in Securities 2005-10-26 2007-06-05
AGC952 LETTS Darren Arthur Bohrsmann RE Dealing in Securities 2004-08-09 2009-03-31
AGD250 YAP Mei Lin RE Dealing in Futures Contracts 2010-12-06 2012-05-15
AGE034 LAM Wai Nam 林偉楠 RE Dealing in Futures Contracts 2013-12-12 2017-12-06
AGF374 TANG Wing Sze Winnie 鄧詠詩 RE Dealing in Futures Contracts 2011-04-08 2012-02-17
AGG270 COLVILL Daniel Stephen RE Dealing in Securities 2013-12-09
AGG270 COLVILL Daniel Stephen RE Dealing in Futures Contracts 2010-12-06
AGG270 COLVILL Daniel Stephen RE Providing Automated Trading Services 2013-12-09
AGG744 LI Chun Kit 李俊杰 RE Dealing in Securities 2015-09-14
AGG744 LI Chun Kit 李俊杰 RE Dealing in Futures Contracts 2015-09-14
AGG744 LI Chun Kit 李俊杰 RE Providing Automated Trading Services 2015-09-14
AGG935 WONG Wai Yan 黃惠恩 RE Dealing in Futures Contracts 2017-09-14
AGH024 BAGAMAN Farrah RE Dealing in Securities 2010-06-28
AGH024 BAGAMAN Farrah RE Dealing in Futures Contracts 2010-12-06
AGH024 BAGAMAN Farrah RE Providing Automated Trading Services 2013-07-24
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2005-07-12 2006-12-28
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Securities 2013-07-03 2014-05-27
AGH585 RENARD Jean-Guy, Raymond, Charles RE Dealing in Futures Contracts 2013-07-03 2014-05-27
AGH585 RENARD Jean-Guy, Raymond, Charles RE Providing Automated Trading Services 2013-08-09 2014-05-27
AGJ200 NG Sau Wai, Betty 吳秀慧 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGJ209 HUNG Chia Wei 洪嘉偉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGJ889 LEUNG Yin Man 梁燕文 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AGL393 CLAPPIER John Frederick RE Dealing in Futures Contracts 2010-12-06 2011-05-24
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AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Securities 2007-04-30 2013-09-05
AGN388 AGOSTINI John Edward Cobcroft RE Dealing in Futures Contracts 2010-12-06 2016-07-14
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AGO959 KWOK Yin Hang, Connie 郭彥恆 RE Dealing in Futures Contracts 2010-12-06 2012-07-11
AGT677 LEE Melisa Gaik Lin RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AGU865 AU Noor Wah 歐諾華 RE Dealing in Securities 2010-01-12
AGU865 AU Noor Wah 歐諾華 RE Dealing in Futures Contracts 2010-12-06
AGU865 AU Noor Wah 歐諾華 RE Providing Automated Trading Services 2013-07-24
AGV336 CHAU Yiu Man, Kenneth 周耀文 RE Dealing in Securities 2006-05-17 2008-03-11
AGW021 TAYLOR Stacey Marie RE Dealing in Securities 2003-04-01 2003-12-19
AGW987 HENG Juinn Wen, Zachary 王君文 RE Dealing in Futures Contracts 2012-03-28 2013-01-15
AHC475 APABHAI Mohammed Zuned RE Dealing in Securities 2006-09-26 2008-11-20
AHD904 CHIM Ting Ting, Elaine 詹婷婷 RE Dealing in Futures Contracts 2010-12-06 2011-09-01
AHH618 CHUA Siong Kheng 蔡尚慶 RE Dealing in Securities 2007-07-24 2008-11-07
AHJ403 GOUGH James Ashley Peter RE Dealing in Securities 2018-09-04
AHJ403 GOUGH James Ashley Peter RE Dealing in Futures Contracts 2018-04-26 2018-04-30
AHJ403 GOUGH James Ashley Peter RE Dealing in Futures Contracts 2018-09-04
AHJ403 GOUGH James Ashley Peter RE Providing Automated Trading Services 2018-09-04
AHL627 YPSILANTI Alexander George RE Dealing in Securities 2010-05-03 2012-06-15
AHL627 YPSILANTI Alexander George RE Dealing in Futures Contracts 2010-12-06 2012-06-15
AHN578 CHENG Chi Yuet 鄭子越 RE Dealing in Futures Contracts 2011-04-15 2012-05-14
AHR083 YU Kai Kai 余皆佳 RE Dealing in Securities 2009-10-02 2013-09-05
AHR083 YU Kai Kai 余皆佳 RE Dealing in Futures Contracts 2010-12-06 2014-09-26
AHS273 YATES Jason RE Dealing in Securities 2005-06-30 2017-01-04
AHS273 YATES Jason RO Dealing in Securities 2017-01-04
AHS273 YATES Jason RE Dealing in Futures Contracts 2010-12-06 2017-01-04
AHS273 YATES Jason RO Dealing in Futures Contracts 2017-01-04
AHS273 YATES Jason RE Providing Automated Trading Services 2013-07-24 2017-01-04
AHS273 YATES Jason RO Providing Automated Trading Services 2017-01-04
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AHT589 WANG Bin 王斌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Securities 2010-01-15 2014-05-26
AHX658 LAU Hon Wei 劉豐輝 RE Dealing in Futures Contracts 2010-12-06 2014-05-26
AHX658 LAU Hon Wei 劉豐輝 RE Providing Automated Trading Services 2013-07-24 2014-05-26
AHZ633 KIM Bum Soo RE Dealing in Securities 2006-04-18 2010-08-16
AIB355 LEE Hung Kee, Andy 李鴻基 RE Dealing in Futures Contracts 2010-12-06 2011-03-22
AIC834 SHEN Hung Yat, Allan 沈鴻逸 RE Dealing in Securities 2007-08-01 2009-02-13
AID159 MAK Yuen Man, Marian 麥沅雯 RE Dealing in Futures Contracts 2010-12-06 2017-01-24
AIE430 BROWN Brian Robert RE Dealing in Securities 2003-04-01 2008-05-15
AIF576 CHEUNG Shui Fai 張水輝 RE Dealing in Securities 2007-07-10 2008-11-20
AIH348 KIM Yong Chan 金容賛 RE Dealing in Securities 2005-12-14 2012-01-10
AIH348 KIM Yong Chan 金容賛 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AIN600 TAM Van See, Joyce 譚尹斯 RE Dealing in Futures Contracts 2011-07-18 2012-05-14
AIN600 TAM Van See, Joyce 譚尹斯 RE Dealing in Futures Contracts 2012-07-09 2013-08-01
AIR096 YANG Wai Sum, Vivian 楊慧沁 RE Dealing in Futures Contracts 2011-08-15 2012-05-14
AIR860 DUNNETT Janice 林蘭英 RE Dealing in Securities 2010-04-15 2012-06-07
AIR860 DUNNETT Janice 林蘭英 RE Dealing in Futures Contracts 2010-12-06 2012-06-07
AIS085 FALLOON Benjamin John RE Dealing in Futures Contracts 2010-12-06 2015-06-16
AIS085 FALLOON Benjamin John RO Dealing in Futures Contracts 2015-06-16 2017-03-07
AIX083 KAM Chun Pong, Lawrence 金振邦 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJB619 ABBOTT Timothy Mark RE Dealing in Futures Contracts 2010-12-06 2014-07-29
AJB764 WU Joseph Shi Li 武士立 RE Dealing in Securities 2009-06-11 2011-01-14
AJB764 WU Joseph Shi Li 武士立 RE Dealing in Futures Contracts 2010-12-06 2011-01-14
AJC114 JULLIENNE Jean Marc RE Dealing in Securities 2009-04-03
AJC114 JULLIENNE Jean Marc RE Dealing in Futures Contracts 2010-12-06
AJC114 JULLIENNE Jean Marc RE Providing Automated Trading Services 2013-07-24
AJC630 TAN Beng Kiat Adrian RE Dealing in Securities 2008-03-03 2013-01-14
AJC630 TAN Beng Kiat Adrian RE Dealing in Futures Contracts 2010-12-06 2013-01-14
AJC938 LOH Wan Sze 羅宛詩 RE Dealing in Futures Contracts 2014-09-02 2017-08-11
AJD244 COONEY Michael James RE Dealing in Securities 2006-11-16 2008-12-08
AJD519 CHANG Pei Yao, Irene 張佩瑤 RE Dealing in Futures Contracts 2010-12-06 2012-02-10
AJE164 CHIN Hwee Li, Winnie RE Dealing in Futures Contracts 2010-12-06 2015-04-13
AJE393 CHI Rui 遲睿 RE Dealing in Futures Contracts 2014-04-30 2014-05-22
AJE525 LEE Christopher Sung RE Dealing in Securities 2006-11-01 2010-07-13
AJH103 MAN Lai Yee 文麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJH310 FOOTIT Simon Courtney RE Dealing in Futures Contracts 2010-12-06 2011-07-21
AJH433 NG Kwok Wing 吳國榮 RE Dealing in Futures Contracts 2010-12-06 2018-01-16
AJI533 GALLO Fabrizio RE Dealing in Securities 2003-12-19 2004-07-16
AJI533 GALLO Fabrizio RE Dealing in Securities 2005-10-31 2009-09-02
AJI533 GALLO Fabrizio RO Dealing in Securities 2004-07-16 2005-10-31
AJI670 CHIU Kin Leung 趙建樑 RE Dealing in Futures Contracts 2010-12-06 2012-07-18
AJI670 CHIU Kin Leung 趙建樑 RE Dealing in Futures Contracts 2015-01-19
AJK662 KWONG Alan Chi Hang RE Dealing in Securities 2007-10-26 2015-02-25
AJK662 KWONG Alan Chi Hang RE Dealing in Futures Contracts 2010-12-06 2015-02-25
AJK662 KWONG Alan Chi Hang RE Providing Automated Trading Services 2013-07-24 2015-02-25
AJK798 MANN Chi Sam 文志生 RE Dealing in Securities 2007-10-02 2008-11-20
AJL211 SIMPSON Richard Christopher Edward RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJL947 TSENG Pei Yen, Elizabeth 曾珮妍 RE Dealing in Securities 2008-02-19 2013-06-30
AJL947 TSENG Pei Yen, Elizabeth 曾珮妍 RE Dealing in Futures Contracts 2010-12-06 2013-06-30
AJL948 TANG Kit Man, Greta 鄧潔雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AJM736 IP Judith 葉蔓虹 RE Dealing in Futures Contracts 2011-05-23 2011-12-28
AJO552 LI Katherine Bei 李蓓 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AKI542 CRAWFORD Adam John Sharman RE Dealing in Securities 2007-03-01 2011-01-19
AKI542 CRAWFORD Adam John Sharman RE Dealing in Futures Contracts 2010-12-06 2011-01-19
AKI550 TSENG Tzu Wen, Maryann 曾慈雯 RE Dealing in Futures Contracts 2010-12-06 2017-06-21
AKI965 SIM Hwee Hoon 沈慧芬 RE Dealing in Futures Contracts 2010-12-06 2016-10-18
AKJ058 FU Pauline Po Lam 傅寶琳 RE Dealing in Securities 2004-05-28 2005-06-01
AKJ147 LOOK Rosalind RE Dealing in Futures Contracts 2010-12-06 2018-11-30
AKO184 AGARWAL Anuja RE Dealing in Securities 2007-03-12 2008-11-20
AKO829 ZHU Jiang 朱江 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
AKP101 CHAN May Suk Wai 陳淑慧 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
AKP278 HSU Ka Shin, Lawrence 許凱鑫 RE Dealing in Securities 2004-05-17 2010-04-26
AKP395 TSE Wing Han, Monida 謝詠嫺 RE Dealing in Securities 2004-05-17 2005-10-04
AKP607 JARRETT Caroline Grace RE Dealing in Securities 2006-09-11 2014-08-04
AKP607 JARRETT Caroline Grace RE Dealing in Futures Contracts 2010-12-06 2014-08-04
AKP607 JARRETT Caroline Grace RE Providing Automated Trading Services 2013-07-24 2014-08-04
AKT416 HO Ying Hsin, Angela 何穎欣 RE Dealing in Futures Contracts 2015-08-21 2018-09-25
AKU344 RANJAN Rajeev RE Dealing in Securities 2006-07-20 2007-06-07
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Securities 2018-12-03
AKU876 CHAN Wing Wai, Albert 陳永威 RE Dealing in Futures Contracts 2018-12-03
AKU876 CHAN Wing Wai, Albert 陳永威 RE Providing Automated Trading Services 2018-12-03
AKV218 LUI Wing Sze 呂詠詩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AKW773 HO Wing Kai 何穎佳 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AKW851 LEE Dong-Jun John RE Dealing in Futures Contracts 2010-12-06
AKX264 LUK Yuen San, Karen 陸潤珊 RE Dealing in Securities 2004-07-09 2011-05-01
AKX264 LUK Yuen San, Karen 陸潤珊 RE Dealing in Futures Contracts 2010-12-06 2011-10-17
AKY652 WONG Hoi Yan, Vanessa 黃凱欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-21
ALB116 BRAY Lionel Philip Mitchell RE Dealing in Securities 2006-09-20 2007-05-08
ALB117 LAU Kwan Ho 劉君豪 RE Dealing in Securities 2005-12-23 2009-02-13
ALB118 LEE Chi Ho 李志豪 RE Dealing in Securities 2007-10-26 2013-01-15
ALB118 LEE Chi Ho 李志豪 RE Dealing in Futures Contracts 2010-12-06 2013-01-15
ALB119 NAZIM Rani RE Dealing in Futures Contracts 2010-12-06 2012-09-25
ALB231 LAU Chun Keung, Stephen 劉振強 RE Dealing in Futures Contracts 2014-04-29 2015-05-28
ALB766 GAYNOR Scott Allen RE Dealing in Securities 2004-08-16 2007-12-17
ALB766 GAYNOR Scott Allen RO Dealing in Securities 2007-12-17 2011-05-21
ALB766 GAYNOR Scott Allen RO Dealing in Futures Contracts 2010-11-30 2011-05-21
ALB975 HEGGLIN Daniel Robert RE Dealing in Securities 2004-08-18 2004-12-10
ALB975 HEGGLIN Daniel Robert RO Dealing in Securities 2004-12-10 2009-02-27
ALD198 LIN Carol 林嘉莉 RE Dealing in Futures Contracts 2010-12-06 2011-03-28
ALD198 LIN Carol 林嘉莉 RE Dealing in Futures Contracts 2011-06-29 2012-05-14
ALD600 WANG Yijie, John RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ALD641 CROSSWHITE Wyatt William RE Dealing in Futures Contracts 2018-10-18
ALD666 NG Chung Nin 吳松年 RE Dealing in Securities 2004-08-30 2008-04-03
ALG180 EDWARDS Damian Lander RE Dealing in Securities 2006-09-22 2011-06-13
ALG180 EDWARDS Damian Lander RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALI062 MEENAN James Nahor RE Dealing in Securities 2013-07-03
ALI062 MEENAN James Nahor RE Dealing in Futures Contracts 2010-12-06
ALI062 MEENAN James Nahor RE Providing Automated Trading Services 2013-07-24
ALI391 LEE Jae Chel RE Dealing in Futures Contracts 2010-12-06 2012-06-04
ALK023 LAU Man Leuk, Simon 劉文略 RE Dealing in Futures Contracts 2015-01-02
ALK139 ZHANG Yan Ya, Emily 張艷雅 RE Dealing in Futures Contracts 2010-12-06 2011-04-18
ALK834 CHEUNG Neo Wing Tat 張永達 RE Dealing in Securities 2007-08-02 2011-11-10
ALK834 CHEUNG Neo Wing Tat 張永達 RE Dealing in Futures Contracts 2010-12-06 2011-11-10
ALL097 SCOTT Stephen Athanasius James RE Dealing in Futures Contracts 2010-12-06
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Securities 2012-10-03 2015-11-03
ALL152 DOYLE Michael Patrick Mccabe RE Dealing in Futures Contracts 2012-10-03 2015-11-03
ALL152 DOYLE Michael Patrick Mccabe RE Providing Automated Trading Services 2013-07-24 2015-11-03
ALN187 TAMURA Koshiro RE Dealing in Futures Contracts 2010-12-06
ALQ408 LAM Shau Ting, Loretta 林秀婷 RE Dealing in Securities 2005-01-19 2012-09-10
ALQ452 CHAN Chi Kin 陳志堅 RE Dealing in Securities 2010-09-20 2011-07-29
ALQ452 CHAN Chi Kin 陳志堅 RE Dealing in Futures Contracts 2010-12-06 2011-07-29
ALQ617 WEBB Robert RE Dealing in Securities 2006-02-20 2010-03-08
ALQ958 TAN Yun Yang 陳韻揚 RE Dealing in Futures Contracts 2010-12-06 2015-12-08
ALS346 LIN David Chien-Feng 林潔豐 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ALS355 INGROUILLE James Henry Carre RE Dealing in Securities 2005-02-16 2012-06-01
ALS355 INGROUILLE James Henry Carre RE Dealing in Futures Contracts 2010-12-06 2012-06-01
ALS357 SIHOMBING Sala 詩鴻屏 RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALS358 SUN Pui Yin, James 辛沛賢 RE Dealing in Securities 2005-02-16 2006-08-07
ALU558 KAN Pui Yin 簡佩賢 RE Dealing in Futures Contracts 2010-12-06 2012-03-12
ALU916 TSENG Pei Wen, Karen 曾珮雯 RE Dealing in Securities 2006-12-01 2009-07-23
ALV143 KHAN Raihan Uzzaman RE Dealing in Securities 2010-01-12 2011-03-30
ALV143 KHAN Raihan Uzzaman RE Dealing in Futures Contracts 2010-12-06 2011-03-30
ALV319 TSANG Ching Yi 曾靜怡 RE Dealing in Securities 2005-03-22 2005-09-21
ALW157 SCOTT Suzanne Bronwyn RE Dealing in Futures Contracts 2010-12-06 2016-01-29
ALY605 KING Steven Michael RE Dealing in Securities 2009-06-12 2015-08-27
ALY605 KING Steven Michael RE Dealing in Futures Contracts 2010-12-06 2015-08-27
ALY605 KING Steven Michael RE Providing Automated Trading Services 2013-07-24 2015-08-27
ALY618 LEE Tak Ching 李德貞 RE Dealing in Futures Contracts 2010-12-06 2011-06-13
ALY899 YEE II Robert Axtell RE Dealing in Futures Contracts 2010-12-06 2011-02-15
ALZ694 MARSHALL David Simon RE Dealing in Securities 2005-05-13 2006-12-28
AMA891 GUO Yang 郭洋 RE Dealing in Futures Contracts 2014-05-12 2016-07-14
AMA902 WONG Koon Kan, Kenneth 黃冠勤 RE Dealing in Futures Contracts 2010-12-06 2014-11-18
AMB757 PIRESTANI Kayvon Andrew RE Dealing in Securities 2013-01-10 2016-01-22
AMB757 PIRESTANI Kayvon Andrew RE Dealing in Futures Contracts 2013-01-10 2016-01-22
AMB757 PIRESTANI Kayvon Andrew RE Providing Automated Trading Services 2013-07-25 2016-01-22
AMC164 YUNG Luk Yi 翁菉漪 RE Dealing in Futures Contracts 2011-04-11 2012-05-14
AMC205 KELLY Patrick Cahill RE Dealing in Securities 2005-07-06 2007-08-02
AMC944 LAI Sarah Ching Hing 黎晴馨 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMC967 LIN Ru Han RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMD159 LAI Yuen Fong RE Dealing in Securities 2011-10-19 2012-05-17
AMD159 LAI Yuen Fong RE Dealing in Futures Contracts 2011-10-19 2012-05-17
AME906 LO Kin Chung, Kendall 羅建忠 RE Dealing in Securities 2007-03-01 2008-06-04
AMF268 HOAD Benjamin Isaac RE Dealing in Securities 2007-06-04 2008-11-20
AMF520 CHAN Cheuk Lun 陳卓倫 RE Dealing in Futures Contracts 2010-12-06 2011-09-16
AMF600 LIU Jia 劉佳 RE Dealing in Futures Contracts 2011-06-22 2013-08-01
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Securities 2005-08-01 2006-02-08
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Securities 2009-03-20 2013-09-05
AMG968 KELLIE-SMITH Sam Anthony RO Dealing in Securities 2006-02-08 2009-03-20
AMG968 KELLIE-SMITH Sam Anthony RE Dealing in Futures Contracts 2010-12-06 2014-11-21
AMH292 FLOWERDEW David John RE Dealing in Futures Contracts 2010-12-06
AMH294 WONG Eugene 黃永珍 RE Dealing in Securities 2007-12-12 2011-02-15
AMH294 WONG Eugene 黃永珍 RE Dealing in Futures Contracts 2010-12-06 2011-02-15
AMH414 KANG Calvin Kyunghoon RE Dealing in Securities 2007-07-16 2008-01-22
AMH579 YUSUP Daniel RE Dealing in Securities 2005-07-28 2006-03-31
AMI208 SMITH Timothy Clement RE Dealing in Securities 2005-09-30 2008-01-15
AMI359 MARKOSOV Suren Gueorgui RE Dealing in Securities 2005-08-29 2006-09-04
AMI512 HWANG Shiang-ling, Helen 黃湘凌 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMI602 DOSHI Divyakumar RE Dealing in Securities 2007-07-10 2012-01-09
AMI602 DOSHI Divyakumar RE Dealing in Futures Contracts 2010-12-06 2012-01-09
AMI997 WEBB Richard Norman RE Dealing in Securities 2010-09-13 2014-06-13
AMI997 WEBB Richard Norman RE Dealing in Futures Contracts 2010-12-06
AMI997 WEBB Richard Norman RE Providing Automated Trading Services 2013-07-24 2014-06-13
AMJ103 HO Lay Peng, Gracelyn RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMJ577 JAKELIC Davor RE Dealing in Futures Contracts 2011-01-12 2013-05-15
AMJ958 HOLLAND Matthew John RE Dealing in Securities 2005-08-25 2010-10-09
AMJ958 HOLLAND Matthew John RO Dealing in Securities 2010-10-09 2014-01-09
AMJ958 HOLLAND Matthew John RO Dealing in Futures Contracts 2010-12-06 2014-01-09
AMJ958 HOLLAND Matthew John RO Providing Automated Trading Services 2013-07-23 2014-01-09
AMK227 POULTON Charles Francis Campbell RE Dealing in Securities 2006-05-04 2008-11-20
AMK301 CAO Pei 曹珮 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AML234 YUEN Kai Hang 袁啟恆 RE Dealing in Futures Contracts 2010-12-06
AML281 WESTON Marcus Patrick RE Dealing in Securities 2010-01-12 2013-06-26
AML281 WESTON Marcus Patrick RE Dealing in Futures Contracts 2010-12-06 2013-06-26
AML409 VACHHANI Koustubh Vijay RE Dealing in Securities 2015-07-13 2017-07-26
AML409 VACHHANI Koustubh Vijay RE Dealing in Futures Contracts 2015-07-13 2017-07-26
AML409 VACHHANI Koustubh Vijay RE Providing Automated Trading Services 2015-07-13 2017-07-26
AML714 DHALIWAL Gurvinder Singh RE Dealing in Securities 2005-10-26 2010-03-02
AMM228 KING Chun Ho 金振豪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Dealing in Securities 2013-10-28 2016-09-23
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Dealing in Futures Contracts 2014-01-28 2016-09-23
AMM328 TONG Yat Lai, Elliot 唐逸禮 RE Providing Automated Trading Services 2013-10-28 2016-09-23
AMN658 LIU Angela Yang RE Dealing in Futures Contracts 2016-05-16
AMO223 SUNG Pak Kai 宋百佳 RE Dealing in Securities 2005-10-13 2009-06-29
AMO540 FOLLOROUX Yann Michel Richard RE Dealing in Securities 2009-01-08 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RO Dealing in Securities 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RE Dealing in Futures Contracts 2010-12-06 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RO Dealing in Futures Contracts 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RE Providing Automated Trading Services 2013-07-24 2016-12-06
AMO540 FOLLOROUX Yann Michel Richard RO Providing Automated Trading Services 2016-12-06
AMO566 OON Jin Heng 溫仁亨 RE Dealing in Futures Contracts 2011-01-14
AMP460 CURRY Tanit Sau Ying 鍾秀英 RE Dealing in Futures Contracts 2010-12-06 2017-10-27
AMP599 GOH Cheng Siang, Gregory RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMS244 ALBY Eric Olivier RE Dealing in Securities 2008-03-31 2013-09-05
AMS244 ALBY Eric Olivier RE Dealing in Futures Contracts 2010-12-06
AMS333 HAI Jimmy 奚琤 RE Dealing in Futures Contracts 2011-04-11 2014-03-21
AMS716 PEMBERTON Christian Matthew RE Dealing in Futures Contracts 2011-09-01 2013-01-14
AMT915 NG Ying Yuk, Loretta 吳瀅玉 RE Dealing in Securities 2007-10-15 2009-06-03
AMT951 YEUNG Li Kwan, Loretta 楊莉筠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AMU452 TANG Yuen Sheung, Michelle 鄧婉湘 RE Dealing in Futures Contracts 2011-08-24 2012-05-14
AMX379 ROMBOLA Pasquale RE Dealing in Securities 2007-02-16 2012-01-19
AMX379 ROMBOLA Pasquale RE Dealing in Futures Contracts 2010-12-06 2012-01-19
AMX444 FRIEDMAN Seth Gregory RE Dealing in Securities 2007-08-15 2007-10-13
AMX783 LEE Wing Sin, Desmond 李永善 RE Dealing in Futures Contracts 2015-01-19 2015-12-04
AMY258 LIU Chao-ming 劉昭明 RE Dealing in Futures Contracts 2011-09-12 2012-05-14
AMY444 POON Mun Chong, Richard 潘敏聰 RE Dealing in Futures Contracts 2013-02-14
AMY655 LEE Wing Yin 李穎然 RE Dealing in Futures Contracts 2011-03-01 2013-08-01
ANA203 DANI Nilay Bipin Kumar RE Dealing in Futures Contracts 2010-12-06
ANA782 TEO Laura Whei Lyn 張偉玲 RE Dealing in Futures Contracts 2010-12-06 2011-06-02
ANC054 BERNESI James Giuseppe RE Dealing in Futures Contracts 2013-12-05 2013-12-31
AND435 FUNG Wan Yin 馮蘊妍 RE Dealing in Futures Contracts 2011-04-15 2012-04-05
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Dealing in Securities 2013-07-03 2014-05-26
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Dealing in Futures Contracts 2010-12-06 2014-05-26
AND667 LEUNG Yee Ming, Luxthew 梁以銘 RE Providing Automated Trading Services 2013-07-24 2014-05-26
ANE087 FUNG Sing Chung 馮勝聰 RE Dealing in Securities 2017-09-04 2017-11-03
ANE087 FUNG Sing Chung 馮勝聰 RE Dealing in Futures Contracts 2017-09-04 2017-11-03
ANE087 FUNG Sing Chung 馮勝聰 RE Providing Automated Trading Services 2017-09-04 2017-11-03
ANE752 LOH Jenn Yeh, Adrian RE Dealing in Futures Contracts 2010-12-06 2014-02-12
ANF180 CHU Man Ho, Michael 朱文浩 RE Dealing in Securities 2010-10-27 2013-09-05
ANF180 CHU Man Ho, Michael 朱文浩 RE Dealing in Futures Contracts 2010-12-06 2016-05-12
ANF209 NEVILLE John Joseph RE Dealing in Securities 2009-02-04 2011-08-31
ANF209 NEVILLE John Joseph RE Dealing in Futures Contracts 2010-12-06 2011-08-31
ANG301 LEUNG Man Hon Ivan 梁文瀚 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANG301 LEUNG Man Hon Ivan 梁文瀚 RE Dealing in Futures Contracts 2016-09-12
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ANG728 AIGNER Andreas Alois RE Dealing in Securities 2006-04-07 2013-01-14
ANG728 AIGNER Andreas Alois RE Dealing in Futures Contracts 2010-12-06 2013-01-14
ANG800 MITTAL Raghav RE Dealing in Securities 2013-07-03
ANG800 MITTAL Raghav RE Dealing in Futures Contracts 2010-12-06
ANG800 MITTAL Raghav RE Providing Automated Trading Services 2013-07-24
ANG929 LAM Alex Chung Wai 林重威 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANH124 OHTANI Takashi RE Dealing in Futures Contracts 2010-12-06 2015-01-26
ANH229 TEO Lay Lin 張麗玲 RE Dealing in Futures Contracts 2010-12-06 2017-05-12
ANH517 YAO Kenneth 姚根霖 RE Dealing in Securities 2016-03-07
ANH517 YAO Kenneth 姚根霖 RE Dealing in Futures Contracts 2016-03-07
ANH517 YAO Kenneth 姚根霖 RE Providing Automated Trading Services 2016-03-07
ANH726 CHOI Sae Min 崔世旻 RE Dealing in Securities 2006-05-02 2008-12-02
ANH738 HSIEH Hui-wen 謝惠雯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANI877 TSOI Yan Sau, Amanda 蔡欣秀 RE Dealing in Securities 2006-05-03 2010-01-18
ANJ412 DROITCOURT Arnaud Eugene Gilbert RE Dealing in Securities 2006-05-12 2010-11-10
ANJ412 DROITCOURT Arnaud Eugene Gilbert RO Dealing in Securities 2010-11-10 2013-04-03
ANJ412 DROITCOURT Arnaud Eugene Gilbert RO Dealing in Futures Contracts 2010-12-06 2013-04-03
ANJ418 MARTINO Joseph Anthony RE Dealing in Securities 2012-07-10 2015-09-17
ANJ418 MARTINO Joseph Anthony RE Dealing in Futures Contracts 2012-07-10 2015-09-17
ANJ418 MARTINO Joseph Anthony RE Providing Automated Trading Services 2013-07-24 2015-09-17
ANK158 DUANMU Yongshan 端木雍山 RE Dealing in Securities 2006-06-01 2007-07-03
ANK894 TSO Yung Yee, Charlotte 曹容爾 RE Dealing in Futures Contracts 2010-12-06 2011-11-21
ANN270 PETIT-PASQUIER Julien RE Dealing in Securities 2006-06-19 2010-04-22
ANP210 HAN Jen-yi, Mark 韓仁毅 RE Dealing in Securities 2011-04-19 2011-09-12
ANP210 HAN Jen-yi, Mark 韓仁毅 RE Dealing in Futures Contracts 2011-04-19 2011-09-12
ANP483 HSU Yu-ying 許玉瑩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANP743 HA Jae Woo RE Dealing in Futures Contracts 2010-12-06 2015-05-21
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Securities 2013-07-03 2016-03-11
ANQ013 LAUNGANI Gautam Sukhdev RE Dealing in Futures Contracts 2011-08-22 2016-03-11
ANQ013 LAUNGANI Gautam Sukhdev RE Providing Automated Trading Services 2013-07-24 2016-03-11
ANQ086 THOMPSON Stephen RE Dealing in Securities 2006-07-17 2013-06-26
ANQ086 THOMPSON Stephen RE Dealing in Futures Contracts 2010-12-06 2013-06-26
ANQ178 LAM Kai Chun 林嘉駿 RE Dealing in Futures Contracts 2010-12-06 2011-02-21
ANQ272 GEARY Dean RE Dealing in Securities 2008-05-20 2013-01-15
ANQ272 GEARY Dean RE Dealing in Futures Contracts 2010-12-06 2013-01-15
ANQ274 SCHOENHUBER Philipp RE Dealing in Futures Contracts 2010-12-06 2011-04-26
ANQ366 LI Fei 李菲 RE Dealing in Securities 2007-10-26 2008-11-07
ANQ383 FUNG Jane Lorraine Kit Han 馮潔嫻 RE Dealing in Futures Contracts 2010-12-06 2011-02-28
ANQ566 LI Ha Lam 李夏林 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ANQ621 WONG Shih Wei 黃施慧 RE Dealing in Futures Contracts 2010-12-06
ANS150 PSARIS John Nicholas RE Dealing in Securities 2006-10-20 2009-04-30
ANS152 JOSEPHSON James Michael RE Dealing in Securities 2006-08-01 2007-05-29
ANS154 PENG Antai RE Dealing in Securities 2006-08-01 2013-12-31
ANS154 PENG Antai RE Dealing in Securities 2016-12-23
ANS154 PENG Antai RO Dealing in Securities 2013-12-31 2016-12-23
ANS154 PENG Antai RE Dealing in Futures Contracts 2010-12-06 2013-12-31
ANS154 PENG Antai RE Dealing in Futures Contracts 2016-12-23
ANS154 PENG Antai RO Dealing in Futures Contracts 2013-12-31 2016-12-23
ANS154 PENG Antai RE Providing Automated Trading Services 2013-07-24 2013-12-31
ANS154 PENG Antai RE Providing Automated Trading Services 2016-12-23
ANS154 PENG Antai RO Providing Automated Trading Services 2013-12-31 2016-12-23
ANT465 TUNG Ya-ching 童雅靖 RE Dealing in Futures Contracts 2010-12-06 2013-07-24
ANT774 TEO Cher In 張雪盈 RE Dealing in Securities 2006-08-09 2010-08-19
ANT801 CONSIDINE Michael Patrick RE Dealing in Securities 2008-03-04 2013-01-09
ANT801 CONSIDINE Michael Patrick RE Dealing in Futures Contracts 2010-12-06 2013-01-09
ANT835 WARSHAWSKY Nim RE Dealing in Futures Contracts 2011-03-17 2011-06-16
ANT835 WARSHAWSKY Nim RE Dealing in Futures Contracts 2016-08-05
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ANU169 AMBROSE Jason Lee RE Dealing in Securities 2006-08-16 2012-07-10
ANU169 AMBROSE Jason Lee RE Dealing in Futures Contracts 2010-12-06 2012-07-10
ANU570 KITAZAWA Tomohiro RE Dealing in Futures Contracts 2010-12-06 2012-06-18
ANV216 SPENCE Andrew Charles RE Dealing in Securities 2007-03-19 2013-11-26
ANV216 SPENCE Andrew Charles RE Dealing in Futures Contracts 2010-12-06 2013-11-26
ANV216 SPENCE Andrew Charles RE Providing Automated Trading Services 2013-07-24 2013-11-26
ANW191 LEE Jing Wan, Patrick 李敬文 RE Dealing in Futures Contracts 2010-12-06 2012-05-29
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Dealing in Securities 2007-08-15
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Dealing in Futures Contracts 2010-12-06
ANW200 WONG Patrick Ho-Chuen 王浩存 RE Providing Automated Trading Services 2013-07-24
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ANY227 CHEESEMAN Robert Ross RE Dealing in Futures Contracts 2012-06-13 2018-01-08
ANY227 CHEESEMAN Robert Ross RE Providing Automated Trading Services 2013-07-24 2018-01-08
ANZ783 WALLACE Philip Robert RE Dealing in Securities 2007-08-15 2013-09-13
ANZ783 WALLACE Philip Robert RE Dealing in Futures Contracts 2010-12-06 2013-09-13
ANZ783 WALLACE Philip Robert RE Providing Automated Trading Services 2013-07-24 2013-09-13
ANZ876 LEE Chui Fan, Delphine 李翠芬 RE Dealing in Securities 2006-09-27 2008-11-20
AOA212 MAK Wing Yu 麥永瑜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOA830 WEI Chi Wen 魏綺妏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
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AOB059 HO Wan Gee 何韻姿 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOB150 KO Kenn 高景欣 RE Dealing in Futures Contracts 2011-03-01 2012-05-14
AOB567 FITZGERALD Paul Gavin RE Dealing in Securities 2007-02-21
AOB567 FITZGERALD Paul Gavin RE Dealing in Futures Contracts 2010-12-06
AOB567 FITZGERALD Paul Gavin RE Providing Automated Trading Services 2013-07-24
AOB739 EMENY Matthew James RE Dealing in Securities 2008-06-16 2010-03-11
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Securities 2011-01-31 2014-05-27
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Dealing in Futures Contracts 2011-01-31 2014-05-27
AOB854 TSANG Wai Hang, Wayne 曾瑋衡 RE Providing Automated Trading Services 2013-07-24 2014-05-27
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AOC798 HO Wing Hang 何永恆 RE Dealing in Futures Contracts 2010-12-06
AOC798 HO Wing Hang 何永恆 RE Providing Automated Trading Services 2013-07-24
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AOD036 NG Michael Jark Man 吳澤民 RE Dealing in Futures Contracts 2010-12-06 2011-08-04
AOD618 WONG Hui Ling, Christina RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOE450 CHOY Yuen Heng, Adeline 蔡婉恆 RE Dealing in Futures Contracts 2010-12-06 2011-01-24
AOE813 DALGETY Matthew Hilton RE Dealing in Securities 2008-01-02 2008-11-20
AOG229 GOLEZ Paul Alexis Torrillo RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOG233 CHAN Ji Kong RE Dealing in Securities 2007-08-15 2009-01-14
AOG766 CORDONNIER Maxime Nicolas Bruno RE Dealing in Futures Contracts 2010-12-06 2011-06-20
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AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Securities 2012-09-05 2014-09-05
AOI979 SHIU Lap Kei 蕭立基 RE Dealing in Futures Contracts 2012-09-05 2014-09-05
AOI979 SHIU Lap Kei 蕭立基 RE Providing Automated Trading Services 2013-07-24 2014-09-05
AOJ251 LEOW Chiun-Yi Jonathan RE Dealing in Futures Contracts 2010-12-06 2011-04-26
AOJ396 DAVEY Carl Julian RE Dealing in Futures Contracts 2012-05-11 2012-05-16
AOJ769 HUANG Yin 黃殷 RE Dealing in Futures Contracts 2014-04-29 2015-04-23
AOK045 LEUNG Sze Wan, Jane 梁詩韻 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOK521 CHOI Man Wah 蔡敏華 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOK960 DEAN Michael Graham RE Dealing in Securities 2013-12-03 2017-02-06
AOK960 DEAN Michael Graham RE Dealing in Futures Contracts 2013-12-03 2017-02-06
AOK960 DEAN Michael Graham RE Providing Automated Trading Services 2013-12-03 2017-02-06
AOL071 CHEUNG Wing Yin 張穎賢 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AOL182 WANG Wenhui 王文暉 RE Dealing in Futures Contracts 2011-09-01 2012-05-14
AOP174 LYNCH Patrick Albert RE Dealing in Futures Contracts 2010-12-06 2012-04-10
AOQ879 LAM Hoi Yi 林凱兒 RE Dealing in Futures Contracts 2011-03-11 2012-05-14
AOQ918 BADAI Ritesh Rajendra RE Dealing in Securities 2007-03-12 2007-10-08
AOS243 NG Hoi Dick 吳凱迪 RE Dealing in Futures Contracts 2012-01-20 2013-03-19
AOS243 NG Hoi Dick 吳凱迪 RE Dealing in Futures Contracts 2018-11-15
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Securities 2017-08-01
AOS355 AN Yeon Kyung 安延卿 RE Dealing in Futures Contracts 2017-08-01
AOS355 AN Yeon Kyung 安延卿 RE Providing Automated Trading Services 2017-08-01
AOS400 HODGSON Holden Kirk RE Dealing in Futures Contracts 2010-12-06 2014-08-13
AOU418 WU Wai Man 胡慧敏 RE Dealing in Futures Contracts 2012-04-23
AOU635 BEKKU Yumiko RE Dealing in Securities 2013-07-03 2016-11-09
AOU635 BEKKU Yumiko RE Dealing in Futures Contracts 2010-12-06 2016-11-09
AOU635 BEKKU Yumiko RE Providing Automated Trading Services 2013-07-24 2016-11-09
AOU637 MC LELLAN Daniel Robert RE Dealing in Securities 2009-04-03 2014-03-21
AOU637 MC LELLAN Daniel Robert RE Dealing in Futures Contracts 2010-12-06 2014-03-21
AOU637 MC LELLAN Daniel Robert RE Providing Automated Trading Services 2013-07-24 2014-03-21
AOV461 TURNER Daniel Philip RE Dealing in Securities 2007-05-02 2013-11-14
AOV461 TURNER Daniel Philip RO Dealing in Securities 2013-11-14 2015-01-12
AOV461 TURNER Daniel Philip RE Dealing in Futures Contracts 2010-12-06 2013-11-14
AOV461 TURNER Daniel Philip RO Dealing in Futures Contracts 2013-11-14 2015-01-12
AOV461 TURNER Daniel Philip RE Providing Automated Trading Services 2013-07-24 2013-11-14
AOV461 TURNER Daniel Philip RO Providing Automated Trading Services 2013-11-14 2015-01-12
AOV704 O'MARA Conor John RE Dealing in Securities 2010-03-15 2011-03-31
AOV704 O'MARA Conor John RE Dealing in Futures Contracts 2010-12-06 2011-03-31
AOV915 SINHA Gaurav RE Dealing in Futures Contracts 2017-08-15
AOX158 TAM Lap Tak, Derek 談立德 RE Dealing in Securities 2007-05-22 2008-04-30
AOX225 LECLERCQ Jerome Francois Michel RE Dealing in Securities 2007-05-10
AOX225 LECLERCQ Jerome Francois Michel RE Dealing in Futures Contracts 2010-12-06
AOX225 LECLERCQ Jerome Francois Michel RE Providing Automated Trading Services 2013-07-24
AOX703 COSGROVE Edward Mark RE Dealing in Securities 2007-05-10
AOX703 COSGROVE Edward Mark RE Dealing in Futures Contracts 2010-12-06
AOX703 COSGROVE Edward Mark RE Providing Automated Trading Services 2013-07-24
AOY105 BOURNE Andrew Robert RE Dealing in Securities 2010-06-11 2016-10-25
AOY105 BOURNE Andrew Robert RE Dealing in Futures Contracts 2010-12-06 2016-10-25
AOY105 BOURNE Andrew Robert RE Providing Automated Trading Services 2013-07-24 2016-10-25
AOY120 MATROSOV Dmitry Boris RE Dealing in Futures Contracts 2011-11-30 2012-01-10
AOY180 LIU Jiang Brandon 劉將 RE Dealing in Futures Contracts 2010-12-06 2012-01-10
AOY181 MICHNIOWSKI Joseph Janusz RE Dealing in Securities 2012-07-20 2014-06-16
AOY181 MICHNIOWSKI Joseph Janusz RE Dealing in Futures Contracts 2012-07-20 2014-06-16
AOY181 MICHNIOWSKI Joseph Janusz RE Providing Automated Trading Services 2013-07-24 2014-06-16
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Securities 2011-06-13 2012-05-22
AOY313 THIRUVENGADASAMY Balaji RE Dealing in Futures Contracts 2011-06-13 2012-05-22
AOY593 GUO Yves Zhiyi 郭志毅 RE Dealing in Securities 2011-08-03 2013-07-02
AOY593 GUO Yves Zhiyi 郭志毅 RE Dealing in Futures Contracts 2011-08-03 2013-07-02
AOY780 WELCH Lionel Peter Howard RE Dealing in Futures Contracts 2010-12-06 2011-01-20
AOY787 NJAVRO Marko RE Dealing in Futures Contracts 2010-12-06 2012-08-27
AOY788 JONES Stuart Matthew Kevin RE Dealing in Futures Contracts 2010-12-06 2017-11-29
AOZ133 SIDDIQUE Nadim Ahmed RE Dealing in Securities 2007-05-29 2008-01-26
APA343 SUNG Wai Man, Eileen 宋慧敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APB406 HEWITT Robert James Alistair RE Dealing in Securities 2009-11-11 2012-07-16
APB406 HEWITT Robert James Alistair RE Dealing in Futures Contracts 2010-12-06 2012-07-16
APB638 CLAYTON Paul Anthony RE Dealing in Futures Contracts 2010-12-06 2012-01-10
APB758 OLIVER Simon Coutts RE Dealing in Securities 2007-06-12 2008-11-20
APB791 LEE Soon Hwa 李舜華 RE Dealing in Futures Contracts 2015-07-15 2017-03-28
APC472 SHIU Chun Ho, Wesley 邵俊豪 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APC591 DAVIES Kathryn Louise RE Dealing in Futures Contracts 2011-02-28 2011-11-14
APC828 LING Sze Wing, Diana 凌思穎 RE Dealing in Futures Contracts 2010-12-06 2011-06-03
APD363 LUK Chi Man 陸子文 RE Dealing in Futures Contracts 2010-12-06 2013-06-28
APF219 LI Ang 李昂 RE Dealing in Futures Contracts 2010-12-06 2015-05-26
APF777 SUSANTO Edward Tjahja 饒群源 RE Dealing in Futures Contracts 2010-12-06
APF791 GREEN John RE Dealing in Futures Contracts 2010-12-06
APF794 CHUNG Hau Yee, Claudia 鍾巧儀 RE Dealing in Securities 2009-06-11 2013-09-05
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APF805 WONG Man Chee 王曼姿 RE Dealing in Securities 2010-05-03
APF805 WONG Man Chee 王曼姿 RE Dealing in Futures Contracts 2010-12-06
APF805 WONG Man Chee 王曼姿 RE Providing Automated Trading Services 2013-07-24
APG201 KWAN Claudia Elizabeth Kai-Chuan RE Dealing in Securities 2007-07-10 2010-01-08
APG201 KWAN Claudia Elizabeth Kai-Chuan RE Dealing in Futures Contracts 2010-12-06 2013-02-08
APH015 KIM Henry RE Dealing in Securities 2007-07-16 2010-08-18
APH053 LI Xiaohu RE Dealing in Securities 2007-07-16 2008-05-15
APH106 FIELD-MARSHAM Robert Scott RE Dealing in Securities 2007-07-16 2007-11-19
APH106 FIELD-MARSHAM Robert Scott RO Dealing in Securities 2007-11-19 2013-05-24
APH106 FIELD-MARSHAM Robert Scott RO Dealing in Futures Contracts 2010-11-30 2013-05-24
APH951 CHEUNG Yee Heng, Vanessa 張懿行 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APH953 LAW Ka Fai 羅家輝 RE Dealing in Futures Contracts 2010-12-06 2011-01-13
APH954 HUANG Chaoyin 黃朝寅 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APH957 WONG Karina Yuen San 王婉珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ138 LEUNG Wai Man, Cathy 梁慧敏 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ350 FUNG Jose 馮若詩 RE Dealing in Securities 2009-10-12
APJ350 FUNG Jose 馮若詩 RE Dealing in Futures Contracts 2010-12-06
APJ350 FUNG Jose 馮若詩 RE Providing Automated Trading Services 2013-07-24
APJ568 WONG Alex Cher Bunn RE Dealing in Futures Contracts 2010-12-06 2012-01-10
APJ569 LAM Jenny Lai Ting 林麗婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ570 SHEN Chen-Ju 沈珍如 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ571 SHID Chun Hieun 佘俊賢 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ572 YIP Suk Yan 葉淑恩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ574 WONG Sai Chung 黃世忠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APJ663 WOOD Mark R RE Dealing in Futures Contracts 2017-04-24
APJ683 CHEN Chieh 陳潔 RE Dealing in Futures Contracts 2014-09-17
APJ780 SIMS Simon RE Dealing in Securities 2011-07-29
APJ780 SIMS Simon RE Dealing in Futures Contracts 2013-05-09
APJ780 SIMS Simon RE Providing Automated Trading Services 2013-07-24
APJ884 HWANG Alison Elizabeth 黃意玲 RE Dealing in Futures Contracts 2010-12-06 2010-12-29
APL011 JAMOT Vincent Francois Bernard RE Dealing in Securities 2015-07-27
APL011 JAMOT Vincent Francois Bernard RE Dealing in Futures Contracts 2015-07-27
APL011 JAMOT Vincent Francois Bernard RE Providing Automated Trading Services 2015-07-27
APL249 NG Sai Yip, Justin 吳世業 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APL686 SHIN Hyun Soo 辛鉉洙 RE Dealing in Futures Contracts 2010-12-06
APL938 TERAMOTO Hikaru RE Dealing in Futures Contracts 2013-08-14 2016-02-04
APM126 LEE Man Kit 李文傑 RE Dealing in Securities 2010-09-06 2013-01-15
APM126 LEE Man Kit 李文傑 RE Dealing in Securities 2013-06-17 2016-01-07
APM126 LEE Man Kit 李文傑 RE Dealing in Futures Contracts 2010-12-06 2013-01-15
APM126 LEE Man Kit 李文傑 RE Dealing in Futures Contracts 2013-06-17 2016-01-07
APM126 LEE Man Kit 李文傑 RE Providing Automated Trading Services 2013-08-09 2016-01-07
APM135 AGGARWAL Mayurh RE Dealing in Futures Contracts 2011-08-30 2013-08-20
APM151 PALMERO Wellington RE Dealing in Securities 2007-08-28 2008-02-04
APN793 GALBREATH III Charles Scott RE Dealing in Futures Contracts 2010-12-06 2011-09-26
APO019 VAN AEKEN Chris RO Dealing in Securities 2010-07-19 2011-06-30
APO019 VAN AEKEN Chris RE Dealing in Futures Contracts 2011-09-02 2012-05-14
APO019 VAN AEKEN Chris RO Dealing in Futures Contracts 2010-11-30 2011-09-02
APO154 ALMEIDA Niall John RE Dealing in Securities 2007-09-04 2014-12-19
APO154 ALMEIDA Niall John RO Dealing in Securities 2014-12-19 2016-04-14
APO154 ALMEIDA Niall John RE Dealing in Futures Contracts 2010-12-06 2014-12-19
APO154 ALMEIDA Niall John RO Dealing in Futures Contracts 2014-12-19
APO154 ALMEIDA Niall John RE Providing Automated Trading Services 2013-07-24 2014-12-19
APO154 ALMEIDA Niall John RO Providing Automated Trading Services 2014-12-19 2016-04-29
APO465 CHEN Shu-Fen 陳淑芬 RE Dealing in Futures Contracts 2010-12-06 2011-08-18
APO580 SU Shouchun 蘇守春 RE Dealing in Futures Contracts 2010-12-06 2013-05-20
APO666 HIRIART Mark Francis Richard RE Dealing in Securities 2017-02-06
APO666 HIRIART Mark Francis Richard RE Dealing in Futures Contracts 2017-02-06
APO666 HIRIART Mark Francis Richard RE Providing Automated Trading Services 2017-02-06
APP203 YU Lai Shan 余麗珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
APP208 WONG Shun On 王迅安 RE Dealing in Futures Contracts 2012-03-15 2013-01-15
APP831 JONES Keiko 竹野圭子 RE Dealing in Securities 2013-07-03
APP831 JONES Keiko 竹野圭子 RE Dealing in Futures Contracts 2010-12-06
APP831 JONES Keiko 竹野圭子 RE Providing Automated Trading Services 2013-07-24
APP832 PANG Guo Xiang Kelvin 彭國翔 RE Dealing in Futures Contracts 2015-01-07 2015-05-06
APP834 HUANG Haiming 黃海明 RE Dealing in Securities 2007-09-14 2008-11-25
APQ410 YEO Ka Lai, Michelle 楊家麗 RE Dealing in Futures Contracts 2010-12-06 2011-05-23
APQ410 YEO Ka Lai, Michelle 楊家麗 RE Dealing in Futures Contracts 2011-06-10 2012-05-14
APR581 TSO Hon Wai, Adam 曹漢威 RE Dealing in Securities 2010-05-05 2011-03-21
APR581 TSO Hon Wai, Adam 曹漢威 RE Dealing in Futures Contracts 2010-12-06 2011-03-21
APS724 PAU Cheuk Yao 鮑卓堯 RE Dealing in Securities 2015-09-24 2018-03-16
APS724 PAU Cheuk Yao 鮑卓堯 RE Dealing in Futures Contracts 2015-09-24 2018-03-16
APS724 PAU Cheuk Yao 鮑卓堯 RE Providing Automated Trading Services 2015-09-24 2018-03-16
APU627 JOHNSON Serena Maria RE Dealing in Securities 2007-10-11 2008-05-30
APU833 LINN John Clayton RE Dealing in Futures Contracts 2012-04-13 2013-10-23
APV143 JESCHKE Dirk Alexander RE Dealing in Securities 2007-10-29 2009-06-18
APW080 WALLUM Nicholas Peter RE Dealing in Securities 2009-11-02 2015-12-16
APW080 WALLUM Nicholas Peter RO Dealing in Securities 2015-12-16
APW080 WALLUM Nicholas Peter RE Dealing in Futures Contracts 2010-12-06 2015-12-16
APW080 WALLUM Nicholas Peter RO Dealing in Futures Contracts 2015-12-16
APW080 WALLUM Nicholas Peter RE Providing Automated Trading Services 2013-07-24 2015-12-16
APW080 WALLUM Nicholas Peter RO Providing Automated Trading Services 2015-12-16
APX067 LIM Eu Hin RE Dealing in Futures Contracts 2010-12-06
APX071 ALLEN Anthony Douglas RE Dealing in Securities 2009-06-11 2013-07-18
APX071 ALLEN Anthony Douglas RE Dealing in Futures Contracts 2010-12-06 2013-07-18
APY326 YU Hui 俞輝 RE Dealing in Futures Contracts 2011-04-19 2012-01-10
APY710 SWEETING Michael George RE Dealing in Securities 2012-04-11 2014-07-21
APY710 SWEETING Michael George RE Dealing in Securities 2015-12-17
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2012-02-07 2012-04-06
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2012-04-11 2014-07-21
APY710 SWEETING Michael George RE Dealing in Futures Contracts 2015-12-17
APY710 SWEETING Michael George RE Providing Automated Trading Services 2013-07-24 2014-07-21
APY710 SWEETING Michael George RE Providing Automated Trading Services 2015-12-17
APZ542 CHAU Pak Ming, Patrick 周栢明 RE Dealing in Futures Contracts 2018-10-26
AQA451 HA Sangwook 河尚旭 RE Dealing in Futures Contracts 2010-12-06 2012-06-13
AQA563 DIZARD Natsumi RE Dealing in Futures Contracts 2011-04-04 2016-06-24
AQC189 PHILLIP Michael Gustav RE Dealing in Futures Contracts 2010-12-06 2011-06-08
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AQE600 GALLAGHER Casey Haran RE Dealing in Securities 2007-12-24 2009-02-13
AQH042 CHEUNG Tsz Yu 張子渝 RE Dealing in Futures Contracts 2010-12-06 2011-01-04
AQH197 SARCONA III Joseph John RE Dealing in Securities 2008-01-21 2015-09-22
AQH197 SARCONA III Joseph John RE Dealing in Futures Contracts 2010-12-06 2016-07-11
AQH197 SARCONA III Joseph John RE Providing Automated Trading Services 2013-07-24 2015-10-09
AQH266 LATHOUD Thomas Baldoph Vincent Marie RE Dealing in Futures Contracts 2011-03-21 2012-05-14
AQI114 PRINCE Stephen Michael RE Dealing in Securities 2011-08-08
AQI114 PRINCE Stephen Michael RE Dealing in Futures Contracts 2011-08-08
AQI114 PRINCE Stephen Michael RE Providing Automated Trading Services 2013-07-24
AQI973 NG Pui Wai, Connie 吳佩慧 RE Dealing in Futures Contracts 2010-12-06 2015-12-08
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Securities 2008-01-25 2011-02-02
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Securities 2011-03-17
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Futures Contracts 2010-12-06 2011-02-02
AQI974 FORTIN Louis Henri Francois Charles RE Dealing in Futures Contracts 2011-03-17
AQI974 FORTIN Louis Henri Francois Charles RE Providing Automated Trading Services 2013-07-24
AQJ413 GRAFTON James Christopher RE Dealing in Securities 2008-01-29 2014-06-04
AQJ413 GRAFTON James Christopher RE Dealing in Securities 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RO Dealing in Securities 2014-06-04 2017-02-06
AQJ413 GRAFTON James Christopher RE Dealing in Futures Contracts 2010-12-06 2014-06-04
AQJ413 GRAFTON James Christopher RE Dealing in Futures Contracts 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RO Dealing in Futures Contracts 2014-06-04 2017-02-06
AQJ413 GRAFTON James Christopher RE Providing Automated Trading Services 2013-07-24 2014-06-04
AQJ413 GRAFTON James Christopher RE Providing Automated Trading Services 2017-02-06 2018-01-08
AQJ413 GRAFTON James Christopher RO Providing Automated Trading Services 2014-06-04 2017-02-06
AQJ813 CHAN Wing Hang 陳榮恒 RE Dealing in Securities 2008-01-30 2010-05-24
AQJ949 LEE Ka Hang, Karen 李嘉珩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQK102 GERARD Alban Xavier Jacques RE Dealing in Futures Contracts 2014-10-06 2015-08-14
AQK253 TAY Wee Peng 鄭煒平 RE Dealing in Securities 2008-10-21 2010-03-15
AQM676 SUN Ping Cheung 辛秉章 RE Dealing in Securities 2008-02-14 2008-04-03
AQM682 TANG Chin Shan 鄧千山 RE Dealing in Securities 2008-02-14 2009-03-06
AQM700 LAW Kun Yan 羅貫恩 RE Dealing in Securities 2008-02-14 2011-08-19
AQM700 LAW Kun Yan 羅貫恩 RE Dealing in Futures Contracts 2010-12-06 2011-08-19
AQM716 PHAN Khanh Nhat RE Dealing in Securities 2008-02-14 2008-11-20
AQN973 GLADSTONE David RE Dealing in Futures Contracts 2011-10-14 2012-11-02
AQN974 HJORT Viktor RE Dealing in Futures Contracts 2010-12-06 2015-04-21
AQO255 LIU Joseph Yin Chung 廖彥忠 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQO347 TRENCH Wayne RE Dealing in Securities 2010-07-12 2012-04-16
AQO347 TRENCH Wayne RE Dealing in Securities 2015-06-08 2017-12-08
AQO347 TRENCH Wayne RE Dealing in Futures Contracts 2010-12-06 2012-04-16
AQO347 TRENCH Wayne RE Dealing in Futures Contracts 2015-06-08 2017-12-08
AQO347 TRENCH Wayne RE Providing Automated Trading Services 2015-06-08 2017-12-08
AQO554 AHMAD Abda RE Dealing in Futures Contracts 2011-05-16 2012-05-24
AQP680 NG Yee Boon RE Dealing in Securities 2010-01-12
AQP680 NG Yee Boon RE Dealing in Futures Contracts 2010-12-06
AQP680 NG Yee Boon RE Providing Automated Trading Services 2013-07-24
AQP985 STEVENTON Michael John RE Dealing in Securities 2008-03-06 2010-02-09
AQR774 FANG Zhi 方志 RE Dealing in Futures Contracts 2010-12-06 2015-08-18
AQS476 SUDHARSAN Srinivasan RE Dealing in Securities 2009-08-31 2013-01-14
AQS476 SUDHARSAN Srinivasan RE Dealing in Futures Contracts 2010-12-06 2013-01-14
AQS494 WONG Schenken 黃尚勤 RE Dealing in Securities 2015-03-13 2016-07-04
AQS494 WONG Schenken 黃尚勤 RE Dealing in Futures Contracts 2015-03-13 2016-07-04
AQS494 WONG Schenken 黃尚勤 RE Providing Automated Trading Services 2015-03-13 2016-07-04
AQT166 TSANG Cheuk Ling, Charing 曾芍菱 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQT279 CHAN Sin Hang 陳善行 RE Dealing in Securities 2014-10-16
AQT279 CHAN Sin Hang 陳善行 RE Dealing in Futures Contracts 2014-10-16
AQT279 CHAN Sin Hang 陳善行 RE Providing Automated Trading Services 2014-10-16
AQT308 HO Ka Ling 何嘉玲 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQU059 VINCENT George Laurence RE Dealing in Securities 2008-04-02 2010-02-05
AQU150 WOO Wai Man, Wyman Karen 胡慧雯 RE Dealing in Futures Contracts 2010-12-06 2012-10-22
AQU168 WONG Chung Fat 王仲法 RE Dealing in Futures Contracts 2010-12-06 2011-06-15
AQU175 TAI Ka Yan 戴家欣 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQU179 LIU Bo 劉博 RE Dealing in Futures Contracts 2010-12-06 2011-06-23
AQU403 MASON Jordan Thomas RE Dealing in Futures Contracts 2013-01-07 2016-07-22
AQU427 CHAN Tiffany Wun-Kwan RE Dealing in Futures Contracts 2011-10-17 2014-04-04
AQU537 WOODFIN William Keith RE Dealing in Futures Contracts 2010-12-06 2017-08-11
AQW035 CARLSEN Nicholas James RE Dealing in Futures Contracts 2010-12-06 2014-02-20
AQW045 LEUNG Yu Yan, Michelle 梁瑜殷 RE Dealing in Securities 2008-04-17 2009-02-13
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Securities 2008-04-17 2011-05-16
AQW059 CHEN Ya Hui 陳雅惠 RE Dealing in Futures Contracts 2010-12-06 2011-05-16
AQX092 HASHIMOTO Yukiko 橋本幸子 RE Dealing in Futures Contracts 2010-12-06
AQX409 CHAN Mo Chi 陳慕慈 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQY492 SHAM Hoi Yan 沈凱茵 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQY579 LAM Jing Yin, Jenny 林靜嫣 RE Dealing in Securities 2008-04-28 2009-01-23
AQZ538 SAKAI Naomi RE Dealing in Futures Contracts 2010-12-06 2011-04-01
AQZ539 LEUNG Karl Fredrick Alcantara 梁志誠 RE Dealing in Futures Contracts 2010-12-06 2011-12-06
AQZ541 YAM Pui Ting, Sharon 任沛婷 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQZ545 LAU Leslie 劉文彤 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
AQZ636 TILLY Joel RE Dealing in Securities 2008-05-13 2009-07-02
ARA392 ONG Payton Pei-de RE Dealing in Securities 2008-05-09 2013-05-22
ARA392 ONG Payton Pei-de RE Dealing in Futures Contracts 2010-12-06 2013-05-22
ARA774 LO Albert Sze Ming 盧思銘 RE Dealing in Securities 2008-05-15 2008-09-25
ARB897 FU Wayne Wangyang 傅望羊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARD193 LAU Sze Nga 劉詩雅 RE Dealing in Securities 2008-05-26 2010-09-10
ARD485 SON Youngchan RE Dealing in Futures Contracts 2016-11-08 2016-11-14
ARD485 SON Youngchan RE Dealing in Futures Contracts 2018-08-22 2018-08-27
ARD501 MAK Wai Yin, Stella 麥慧賢 RE Dealing in Futures Contracts 2010-12-06 2011-10-31
ARD506 MAK Wan Yan, Eugene 麥穎恩 RE Dealing in Futures Contracts 2010-12-06 2011-03-09
ARD519 LU Angela Chien RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARD871 LEUNG Wai Kay, Vicky 梁慧淇 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARE228 WEI Weiqi 魏未綦 RE Dealing in Futures Contracts 2010-12-06
ARE509 NAVEED Billal RE Dealing in Futures Contracts 2010-12-06 2011-06-22
ARF105 THOMAS Francois Ferdinand Adrien RE Dealing in Futures Contracts 2011-12-06 2018-07-18
ARF332 CHANG Yao-yung 張堯勇 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Securities 2013-11-20 2016-01-06
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARF541 MASCARENHAS Sunil Christopher RE Dealing in Futures Contracts 2013-11-20 2016-01-06
ARF541 MASCARENHAS Sunil Christopher RE Providing Automated Trading Services 2013-11-20 2016-01-06
ARF869 LIU Eric Cha-Hua RE Dealing in Securities 2010-05-26 2011-12-15
ARF869 LIU Eric Cha-Hua RE Dealing in Futures Contracts 2010-12-06 2011-12-15
ARG516 SHAY Chester RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG517 HE Yulin 何羽琳 RE Dealing in Futures Contracts 2010-12-06 2017-05-16
ARG620 HO Wing Sze, Josephine 何泳詩 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ARG665 LIN Chris RE Dealing in Futures Contracts 2011-09-02 2012-05-14
ARG670 LO Chia-Chen 羅家真 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG713 CHIANG Hsien Chu 蔣賢純 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARG747 LIU Shih-Hsien 劉士賢 RE Dealing in Futures Contracts 2011-05-31 2012-05-14
ARG759 LEE Sue-Ling 李素玲 RE Dealing in Futures Contracts 2011-09-01 2012-05-14
ARH858 HATRICK Kerr RE Dealing in Securities 2014-01-14
ARH858 HATRICK Kerr RE Dealing in Futures Contracts 2014-01-14
ARH858 HATRICK Kerr RE Providing Automated Trading Services 2014-01-14
ARI572 THOM Yvonne Elizabeth RE Dealing in Futures Contracts 2010-12-06 2016-09-19
ARI939 FONG Chuan Jin 馮震權 RE Dealing in Futures Contracts 2013-02-20 2015-04-10
ARI941 LI Jing 李婧 RE Dealing in Futures Contracts 2014-05-12 2016-08-10
ARI945 LI Xuan 李璇 RE Dealing in Futures Contracts 2012-01-09 2015-11-26
ARJ059 FENG Shiran 馮詩然 RE Dealing in Futures Contracts 2017-12-20 2018-03-02
ARJ351 AKHTAR Aizaz RE Dealing in Futures Contracts 2010-12-06 2014-04-01
ARJ485 CONNOR Gavin David RE Dealing in Futures Contracts 2010-12-06 2013-05-31
ARJ810 AU Pak Sze 歐柏斯 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARJ815 KWAN Mei Lan, Renee 關美蘭 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARJ844 COATES David Lee 李英幸 RE Dealing in Futures Contracts 2010-12-06 2012-06-18
ARJ845 GAO Weishan 高維珊 RE Dealing in Futures Contracts 2014-04-29 2014-06-04
ARK453 LEUNG Yu Hin, Eugene 梁宇軒 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARL032 KUEVIBULVANICH Maytinee 郭瑞恩 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARM151 HO Ying Chiat 何穎捷 RE Dealing in Futures Contracts 2010-12-06
ARM218 CHEN Jing 陳靜 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARM234 ZHOU Chanyan 周蟾燕 RE Dealing in Futures Contracts 2010-12-06 2011-04-19
ARM332 SAKAGUCHI Haruhiko 坂口陽彥 RE Dealing in Securities 2008-08-12 2010-01-08
ARM894 TSANG Brietta Tyla 曾曉瑜 RE Dealing in Futures Contracts 2017-10-23
ARN132 YANG King Wah 楊景華 RE Dealing in Securities 2008-08-19 2011-08-23
ARN132 YANG King Wah 楊景華 RE Dealing in Futures Contracts 2010-12-06 2011-08-23
ARN189 RUSSELL David Andrew RE Dealing in Securities 2008-08-19 2009-02-26
ARN189 RUSSELL David Andrew RE Dealing in Securities 2011-07-19 2013-12-06
ARN189 RUSSELL David Andrew RO Dealing in Securities 2009-02-26 2011-07-19
ARN189 RUSSELL David Andrew RE Dealing in Futures Contracts 2011-07-19 2013-12-06
ARN189 RUSSELL David Andrew RE Dealing in Futures Contracts 2018-11-19 2018-11-26
ARN189 RUSSELL David Andrew RO Dealing in Futures Contracts 2010-11-30 2011-07-19
ARN189 RUSSELL David Andrew RE Providing Automated Trading Services 2013-07-24 2013-12-06
ARN300 AGARWAL Arvind RE Dealing in Futures Contracts 2010-12-06 2014-02-18
ARN421 PING Ping 平平 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARN428 YAN Jia 顏嘉 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARN742 FU Stan Su-Ting RE Dealing in Futures Contracts 2010-12-06 2011-06-28
ARN745 ELLIS Robert James RE Dealing in Securities 2008-08-29 2014-02-12
ARN745 ELLIS Robert James RE Dealing in Futures Contracts 2010-12-06 2014-02-12
ARN745 ELLIS Robert James RE Providing Automated Trading Services 2013-07-24 2014-02-12
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Dealing in Securities 2010-02-17 2015-06-04
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Dealing in Futures Contracts 2010-12-06 2015-06-04
ARN751 KUO-TSING-JEN Nicolas Guillaume Stephane RE Providing Automated Trading Services 2013-07-24 2015-06-04
ARO001 REGAN Joseph David RE Dealing in Securities 2008-09-01 2009-10-02
ARO400 WU Sui Hin 胡瑞軒 RE Dealing in Securities 2008-09-01 2009-03-06
ARO402 PUPALASINGAM Ahillan RE Dealing in Futures Contracts 2010-12-06 2011-01-07
ARR338 CHONG Lai Ying 莊麗英 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARR601 LAW Ka On, Andy 羅家安 RE Dealing in Futures Contracts 2010-12-06 2011-05-25
ARS089 MILLER John Campbell RE Dealing in Securities 2008-10-13 2011-03-14
ARS089 MILLER John Campbell RE Dealing in Futures Contracts 2010-12-06 2011-03-14
ARV352 GAUTAM Rahul RE Dealing in Securities 2011-04-08
ARV352 GAUTAM Rahul RE Dealing in Futures Contracts 2011-04-08
ARV352 GAUTAM Rahul RE Providing Automated Trading Services 2013-07-24
ARW240 CHE Lai I 謝麗儀 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ARW392 FONG Ka Man 方嘉敏 RE Dealing in Futures Contracts 2017-03-20
ARW564 EL BIED Sina RE Dealing in Futures Contracts 2011-09-15
ARW856 SINGH Praveen Kumar RE Dealing in Securities 2008-11-20 2009-03-06
ARW861 BOPPANA Venkatadri RE Dealing in Securities 2008-11-19 2018-06-22
ARW861 BOPPANA Venkatadri RO Dealing in Securities 2018-06-22
ARW861 BOPPANA Venkatadri RE Dealing in Futures Contracts 2010-12-06 2018-06-22
ARW861 BOPPANA Venkatadri RO Dealing in Futures Contracts 2018-06-22
ARW861 BOPPANA Venkatadri RE Providing Automated Trading Services 2013-07-24 2018-06-22
ARW861 BOPPANA Venkatadri RO Providing Automated Trading Services 2018-06-22
ARX028 MCGOLDRICK Michael Sean RE Dealing in Futures Contracts 2010-12-06 2014-04-09
ASD454 LEUNG Ho Pong 梁浩邦 RE Dealing in Futures Contracts 2016-02-01 2018-10-19
ASD482 CHEN Yi Ming 陳一鳴 RE Dealing in Securities 2014-12-22 2016-05-06
ASD482 CHEN Yi Ming 陳一鳴 RE Dealing in Futures Contracts 2014-12-22 2016-05-06
ASD482 CHEN Yi Ming 陳一鳴 RE Providing Automated Trading Services 2014-12-22 2016-05-06
ASD558 ASARI Takehiko RE Dealing in Futures Contracts 2010-12-06 2012-03-13
ASD897 KAHN Justin Frank RE Dealing in Futures Contracts 2012-01-17 2013-09-17
ASE066 CHEN Mei Chi 陳玫圻 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASE440 SHIRAKURA Yumiko 白倉由美子 RE Dealing in Securities 2008-12-19 2009-02-13
ASE444 BRAGINSKIY Dmitriy RE Dealing in Securities 2008-12-19 2017-02-20
ASE444 BRAGINSKIY Dmitriy RE Dealing in Futures Contracts 2010-12-06 2017-02-20
ASE444 BRAGINSKIY Dmitriy RE Providing Automated Trading Services 2013-07-24 2017-02-20
ASE611 JACKSON Christopher David RE Dealing in Futures Contracts 2010-12-06 2014-09-30
ASF036 HUANG Timmy Chi-ming 黃麒銘 RE Dealing in Securities 2011-11-22 2012-08-29
ASF036 HUANG Timmy Chi-ming 黃麒銘 RE Dealing in Futures Contracts 2011-11-22 2012-08-29
ASI114 CHUNG King Yan 鍾敬恩 RE Dealing in Futures Contracts 2010-12-06 2015-09-18
ASJ686 LEUNG Hoi Shan, Sally 梁凱珊 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASK162 GLYNN Stephen Andrew RE Dealing in Futures Contracts 2010-12-06 2012-03-13
ASK162 GLYNN Stephen Andrew RO Dealing in Futures Contracts 2012-03-13 2014-03-13
ASK165 TOTHAM Matthew James RE Dealing in Securities 2009-02-03 2012-05-18
ASK165 TOTHAM Matthew James RE Dealing in Securities 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RO Dealing in Securities 2012-05-18 2013-10-10
ASK165 TOTHAM Matthew James RE Dealing in Futures Contracts 2010-12-06 2012-05-18
ASK165 TOTHAM Matthew James RE Dealing in Futures Contracts 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RO Dealing in Futures Contracts 2012-05-18 2013-10-10
ASK165 TOTHAM Matthew James RE Providing Automated Trading Services 2013-10-10 2014-10-28
ASK165 TOTHAM Matthew James RO Providing Automated Trading Services 2013-07-23 2013-10-10
ASL088 O'NEILL Matthew William RE Dealing in Securities 2013-11-05 2015-08-13
ASL088 O'NEILL Matthew William RE Dealing in Futures Contracts 2013-11-05 2018-09-04
ASL088 O'NEILL Matthew William RE Providing Automated Trading Services 2013-11-05 2015-08-13
ASO699 DREVET Vanessa Maryse RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ASP614 AFFENDI Kavish Javid RE Dealing in Futures Contracts 2010-12-06
ASP617 LARSABAL Etienne Emmanuel RE Dealing in Securities 2009-03-24 2012-01-10
ASP617 LARSABAL Etienne Emmanuel RE Dealing in Futures Contracts 2010-12-06 2012-01-10
ASS704 GIAN Jia Ying RE Dealing in Futures Contracts 2017-11-09
ASU349 TANDEAN Rika 陳愛琪 RE Dealing in Futures Contracts 2010-12-06 2013-04-11
ASW725 BARDONG Shawn Patrick RE Dealing in Securities 2009-05-12 2011-02-17
ASW725 BARDONG Shawn Patrick RE Dealing in Futures Contracts 2010-12-06 2011-02-17
ASX471 CHAN Yuen Chi, Greta 陳琬芝 RE Dealing in Futures Contracts 2010-12-06 2013-08-01
ASY528 SZE Hiu Wing 施曉穎 RE Dealing in Futures Contracts 2011-08-22 2012-09-10
ASY648 YIP Pui Yee 葉佩兒 RE Dealing in Futures Contracts 2010-12-06 2018-09-28
ATB824 LO Chi Chiu, Paul Andrew 盧智超 RE Dealing in Futures Contracts 2010-12-06 2012-05-14
ATC527 BOUDIER Julien Vincent RE Dealing in Securities 2009-09-07 2012-08-10
ATC527 BOUDIER Julien Vincent RE Dealing in Futures Contracts 2010-12-06 2012-08-10
ATD515 SMERIN Richard Oliver Henry RE Dealing in Securities 2009-06-22
ATD515 SMERIN Richard Oliver Henry RE Dealing in Futures Contracts 2010-12-06

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