Hong Kong SFC licence institution AAD432, SPS Securities Limited 新寶城證券有限公司

These are the licence-holders that were found for SFC licence institution AAD432 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB275 TUNG Nei Chuen, Joan 童妮鑽 RE Dealing in Securities 2003-04-01
AAB275 TUNG Nei Chuen, Joan 童妮鑽 RE Advising on Securities 2003-04-01 2004-12-23
AAB275 TUNG Nei Chuen, Joan 童妮鑽 RE Advising on Corporate Finance 2003-04-01 2004-12-23
AAB275 TUNG Nei Chuen, Joan 童妮鑽 RE Asset Management 2003-04-01 2004-12-23
AAB749 HO Shuk Yin 何淑賢 RE Dealing in Securities 2007-05-04
AAD397 YAU Wai Tak 游惠德 RE Dealing in Securities 2003-04-01
AAD397 YAU Wai Tak 游惠德 RE Advising on Securities 2003-04-01 2004-10-28
AAD397 YAU Wai Tak 游惠德 RE Advising on Corporate Finance 2003-04-01 2004-10-28
AAD397 YAU Wai Tak 游惠德 RE Asset Management 2003-04-01 2004-10-28
AAD420 LAU Shui Wah 劉瑞華 RE Dealing in Securities 2003-04-01
AAD420 LAU Shui Wah 劉瑞華 RE Advising on Securities 2003-04-01 2004-09-03
AAD420 LAU Shui Wah 劉瑞華 RE Advising on Corporate Finance 2003-04-01 2004-09-03
AAD420 LAU Shui Wah 劉瑞華 RE Asset Management 2003-04-01 2004-09-03
AAD423 LAU Chi Ching, Vincent 劉志楨 RO Dealing in Securities 2003-04-01
AAD423 LAU Chi Ching, Vincent 劉志楨 RO Advising on Securities 2003-04-01 2004-12-28
AAD423 LAU Chi Ching, Vincent 劉志楨 RO Advising on Corporate Finance 2003-04-01 2004-12-28
AAD423 LAU Chi Ching, Vincent 劉志楨 RO Asset Management 2003-04-01 2004-12-28
AAD425 POON Cheung Fung, David 潘長風 RO Dealing in Securities 2005-01-26
AAD425 POON Cheung Fung, David 潘長風 RO Asset Management 2005-01-26
AAG023 WONG Chun Yee 黃鎮羽 RE Dealing in Securities 2006-06-19 2015-12-31
AAJ042 CHENG Kwai Ping, Margaret 鄭桂平 RE Dealing in Securities 2006-08-07 2009-06-01
AAJ377 CHONG Eng Moo 莊英茂 RE Dealing in Securities 2003-04-01
AAJ377 CHONG Eng Moo 莊英茂 RE Advising on Securities 2003-04-01 2004-06-11
AAJ377 CHONG Eng Moo 莊英茂 RE Advising on Corporate Finance 2003-04-01 2003-05-22
AAJ377 CHONG Eng Moo 莊英茂 RE Asset Management 2003-04-01 2003-05-22
AAN826 TANG Kwai Ho 鄧桂好 RE Dealing in Securities 2003-04-01
AAN826 TANG Kwai Ho 鄧桂好 RE Advising on Securities 2003-04-01 2004-10-26
AAN826 TANG Kwai Ho 鄧桂好 RE Advising on Corporate Finance 2003-04-01 2004-10-26
AAN826 TANG Kwai Ho 鄧桂好 RE Asset Management 2003-04-01 2004-10-26
AAW015 FOK Fung Ling 霍鳳玲 RE Dealing in Securities 2003-04-01 2003-05-01
AAW015 FOK Fung Ling 霍鳳玲 RE Advising on Securities 2003-04-01 2003-05-01
AAW015 FOK Fung Ling 霍鳳玲 RE Advising on Corporate Finance 2003-04-01 2003-05-01
AAW015 FOK Fung Ling 霍鳳玲 RE Asset Management 2003-04-01 2003-05-01
AAY364 LAM Ming Hing, Albert 林明興 RE Dealing in Securities 2011-06-30
AAY364 LAM Ming Hing, Albert 林明興 RO Dealing in Securities 2003-04-01 2011-06-30
AAY364 LAM Ming Hing, Albert 林明興 RO Advising on Securities 2003-04-01 2004-12-28
AAY364 LAM Ming Hing, Albert 林明興 RO Advising on Corporate Finance 2003-04-01 2004-12-28
AAY364 LAM Ming Hing, Albert 林明興 RO Asset Management 2003-04-01 2004-12-28
ABA179 KONG Ming Chun, Jones 江明進 RE Dealing in Securities 2003-04-01 2004-04-07
ABA179 KONG Ming Chun, Jones 江明進 RE Advising on Securities 2003-04-01 2004-04-07
ABA179 KONG Ming Chun, Jones 江明進 RE Advising on Corporate Finance 2003-04-01 2003-07-07
ABA179 KONG Ming Chun, Jones 江明進 RE Asset Management 2003-04-01 2003-07-07
ABL468 VONG Chan Chun 黃振全 RE Dealing in Securities 2003-04-01
ABL468 VONG Chan Chun 黃振全 RE Advising on Securities 2003-04-01 2004-10-28
ABL468 VONG Chan Chun 黃振全 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ABL468 VONG Chan Chun 黃振全 RE Asset Management 2003-04-01 2004-10-28
ABM224 CHAN Yin Ling 陳燕玲 RE Dealing in Securities 2003-04-01
ABM224 CHAN Yin Ling 陳燕玲 RE Advising on Securities 2003-04-01 2004-10-28
ABM224 CHAN Yin Ling 陳燕玲 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ABM224 CHAN Yin Ling 陳燕玲 RE Asset Management 2003-04-01 2004-10-28
ABO232 MAN Yau Kan 萬幼勤 RE Dealing in Securities 2006-07-12
ABO392 LUI Yee Ying, Candy 呂綺盈 RE Dealing in Securities 2014-04-28
ACB661 TING Kwok Hing 丁國慶 RO Dealing in Securities 2003-04-01
ACB661 TING Kwok Hing 丁國慶 RO Advising on Securities 2003-04-01 2004-12-28
ACB661 TING Kwok Hing 丁國慶 RO Advising on Corporate Finance 2003-04-01 2004-12-28
ACB661 TING Kwok Hing 丁國慶 RO Asset Management 2003-04-01
ACD916 LAU Wai Ming 劉偉明 RO Dealing in Securities 2003-04-01
ACD916 LAU Wai Ming 劉偉明 RE Advising on Securities 2005-01-25 2005-01-26
ACD916 LAU Wai Ming 劉偉明 RO Advising on Securities 2003-04-01 2005-01-25
ACD916 LAU Wai Ming 劉偉明 RE Advising on Corporate Finance 2005-01-25 2005-01-26
ACD916 LAU Wai Ming 劉偉明 RO Advising on Corporate Finance 2003-04-01 2005-01-25
ACD916 LAU Wai Ming 劉偉明 RO Asset Management 2003-04-01
ACF193 KONG Yuen Ching 江婉貞 RE Dealing in Securities 2003-04-01
ACF193 KONG Yuen Ching 江婉貞 RE Advising on Securities 2003-04-01 2004-12-28
ACF193 KONG Yuen Ching 江婉貞 RE Advising on Corporate Finance 2003-04-01 2004-12-28
ACF193 KONG Yuen Ching 江婉貞 RE Asset Management 2003-04-01 2004-12-28
ACP917 CHOI Kam Tin, Rico 蔡錦天 RE Dealing in Securities 2003-04-01
ACP917 CHOI Kam Tin, Rico 蔡錦天 RE Advising on Securities 2003-04-01 2004-10-26
ACP917 CHOI Kam Tin, Rico 蔡錦天 RE Advising on Corporate Finance 2003-04-01 2004-10-26
ACP917 CHOI Kam Tin, Rico 蔡錦天 RE Asset Management 2003-04-01 2004-10-26
ACQ501 LAM Hoi Fung 林海峰 RE Dealing in Securities 2003-08-19
ACQ501 LAM Hoi Fung 林海峰 RE Advising on Securities 2003-08-19 2004-08-26
ACZ475 BURR Robert Francis Edwin RE Dealing in Securities 2016-05-25 2018-09-17
ADI324 CHAN Yu Kwan 陳汝筠 RE Dealing in Securities 2003-04-01 2003-04-25
ADI324 CHAN Yu Kwan 陳汝筠 RE Advising on Securities 2003-04-01 2003-04-25
ADI324 CHAN Yu Kwan 陳汝筠 RE Advising on Corporate Finance 2003-04-01 2003-04-25
ADI324 CHAN Yu Kwan 陳汝筠 RE Asset Management 2003-04-01 2003-04-25
ADI950 WONG Wai Chi 黃偉志 RE Dealing in Securities 2003-04-01 2006-05-03
ADI950 WONG Wai Chi 黃偉志 RE Advising on Securities 2003-04-01 2004-09-27
ADI950 WONG Wai Chi 黃偉志 RE Advising on Corporate Finance 2003-04-01 2004-09-27
ADI950 WONG Wai Chi 黃偉志 RE Asset Management 2003-04-01 2006-05-03
ADT597 CHAN LAM Yin King, Maggie 陳林燕瓊 RE Dealing in Securities 2003-04-01 2004-05-01
ADT597 CHAN LAM Yin King, Maggie 陳林燕瓊 RE Advising on Securities 2003-04-01 2004-05-01
ADT597 CHAN LAM Yin King, Maggie 陳林燕瓊 RE Advising on Corporate Finance 2003-04-01 2004-05-01
ADT597 CHAN LAM Yin King, Maggie 陳林燕瓊 RE Asset Management 2003-04-01 2004-05-01
ADV854 CHU Po Chu 朱寶珠 RE Dealing in Securities 2003-04-01 2006-07-15
ADV854 CHU Po Chu 朱寶珠 RE Advising on Securities 2003-04-01 2004-08-25
ADV854 CHU Po Chu 朱寶珠 RE Advising on Corporate Finance 2003-04-01 2004-08-25
ADV854 CHU Po Chu 朱寶珠 RE Asset Management 2003-04-01 2004-08-25
AFA989 MAK Wai Ki 麥偉基 RE Dealing in Securities 2003-04-01 2006-07-08
AFA989 MAK Wai Ki 麥偉基 RE Advising on Securities 2003-04-01 2004-10-27
AFA989 MAK Wai Ki 麥偉基 RE Advising on Corporate Finance 2003-04-01 2004-10-27
AFA989 MAK Wai Ki 麥偉基 RE Asset Management 2003-04-01 2004-10-27
AOD174 CHENG Oi Ching 鄭愛晶 RE Dealing in Securities 2006-11-06 2014-03-04
APK768 WONG Wai Fun 黃慧芬 RE Dealing in Securities 2007-08-15 2008-01-28
AQO196 YU Ka Ho 余家豪 RE Dealing in Securities 2008-02-21
ATS054 CHAN Yin Sum 陳燕琛 RE Dealing in Securities 2009-09-11 2013-06-10
AZL821 LI Man Hong 李民康 RE Dealing in Securities 2012-05-16
AZL821 LI Man Hong 李民康 RE Asset Management 2015-12-15
BFS557 WONG Ting Yan 王廷茵 RE Dealing in Securities 2015-08-05

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