Hong Kong SFC licence institution AAD452, Po Kay Securities & Shares Company Limited 步基證券有限公司

These are the licence-holders that were found for SFC licence institution AAD452 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA290 LEUNG Kwai Yin 梁貴燕 RE Dealing in Securities 2003-04-01 2017-10-20
AAA290 LEUNG Kwai Yin 梁貴燕 RE Advising on Securities 2003-04-01 2005-01-28
AAA290 LEUNG Kwai Yin 梁貴燕 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAA290 LEUNG Kwai Yin 梁貴燕 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AAA290 LEUNG Kwai Yin 梁貴燕 RE Asset Management 2003-04-01 2005-01-28
AAC904 LAM List 林春輝 RE Dealing in Securities 2003-04-01
AAC904 LAM List 林春輝 RE Advising on Securities 2003-04-01 2005-01-28
AAC904 LAM List 林春輝 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAC904 LAM List 林春輝 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AAC904 LAM List 林春輝 RE Asset Management 2003-04-01 2005-01-28
AAC958 CHENG Suen Fai 鄭蓀輝 RE Dealing in Securities 2003-04-01
AAC958 CHENG Suen Fai 鄭蓀輝 RE Advising on Securities 2003-04-01 2005-01-28
AAC958 CHENG Suen Fai 鄭蓀輝 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAC958 CHENG Suen Fai 鄭蓀輝 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AAC958 CHENG Suen Fai 鄭蓀輝 RE Asset Management 2003-04-01 2005-01-28
AAD373 HUNG Sin Chak 洪先澤 RE Dealing in Securities 2013-10-29
AAD385 TANG Tze Shan, Nelson 鄧子山 RE Dealing in Securities 2013-07-31
AAD448 CHAN Chong Ming 陳昶銘 RE Dealing in Securities 2003-04-01 2009-10-19
AAD448 CHAN Chong Ming 陳昶銘 RE Advising on Securities 2003-04-01 2005-01-17
AAD448 CHAN Chong Ming 陳昶銘 RE Advising on Corporate Finance 2003-04-01 2005-01-17
AAD448 CHAN Chong Ming 陳昶銘 RE Providing Automated Trading Services 2003-04-01 2005-01-17
AAD448 CHAN Chong Ming 陳昶銘 RE Asset Management 2003-04-01 2005-01-17
AAD449 TANG Chung Ping, Joseph 鄧頌平 RO Dealing in Securities 2003-04-01
AAD449 TANG Chung Ping, Joseph 鄧頌平 RO Advising on Securities 2003-04-01
AAD449 TANG Chung Ping, Joseph 鄧頌平 RO Advising on Corporate Finance 2003-04-01
AAD449 TANG Chung Ping, Joseph 鄧頌平 RO Providing Automated Trading Services 2003-04-01 2004-11-01
AAD449 TANG Chung Ping, Joseph 鄧頌平 RO Asset Management 2003-04-01 2005-06-28
AAF533 LAI Koon Kau 黎冠球 RE Dealing in Securities 2003-04-01
AAF533 LAI Koon Kau 黎冠球 RE Advising on Securities 2003-04-01 2005-01-28
AAF533 LAI Koon Kau 黎冠球 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAF533 LAI Koon Kau 黎冠球 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AAF533 LAI Koon Kau 黎冠球 RE Asset Management 2003-04-01 2005-01-28
AAG605 CHOW Bai Wah, Emily 周佩華 RE Dealing in Securities 2003-04-01
AAG605 CHOW Bai Wah, Emily 周佩華 RE Advising on Securities 2003-04-01 2005-01-28
AAG605 CHOW Bai Wah, Emily 周佩華 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AAG605 CHOW Bai Wah, Emily 周佩華 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AAG605 CHOW Bai Wah, Emily 周佩華 RE Asset Management 2003-04-01 2005-01-28
AAX841 CHUNG Man Kwong 鍾晚光 RE Dealing in Securities 2013-01-08
AAY074 PAK Yuk Sen, Clary 柏玉仙 RE Dealing in Securities 2013-03-22
AAY124 LIM Kim Teng 林錦定 RE Dealing in Securities 2003-04-01 2009-03-02
AAY124 LIM Kim Teng 林錦定 RE Advising on Securities 2003-04-01 2005-01-29
AAY124 LIM Kim Teng 林錦定 RE Advising on Corporate Finance 2003-04-01 2005-01-29
AAY124 LIM Kim Teng 林錦定 RE Providing Automated Trading Services 2003-04-01 2005-01-29
AAY124 LIM Kim Teng 林錦定 RE Asset Management 2003-04-01 2005-01-29
ABP717 TSANG Hing Ho 曾慶豪 RE Dealing in Securities 2003-04-01 2011-09-05
ABP717 TSANG Hing Ho 曾慶豪 RE Advising on Securities 2003-04-01 2005-01-24
ABP717 TSANG Hing Ho 曾慶豪 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ABP717 TSANG Hing Ho 曾慶豪 RE Providing Automated Trading Services 2003-04-01 2005-01-24
ABP717 TSANG Hing Ho 曾慶豪 RE Asset Management 2003-04-01 2005-01-24
ABQ886 LAM Chun On 林俊安 RE Dealing in Securities 2003-04-01 2011-10-15
ABQ886 LAM Chun On 林俊安 RE Advising on Securities 2003-04-01 2005-01-28
ABQ886 LAM Chun On 林俊安 RE Advising on Corporate Finance 2003-04-01 2005-01-28
ABQ886 LAM Chun On 林俊安 RE Providing Automated Trading Services 2003-04-01 2005-01-28
ABQ886 LAM Chun On 林俊安 RE Asset Management 2003-04-01 2005-01-28
ABS031 FOK Pui Mi, Mimi 霍佩媚 RE Dealing in Securities 2003-04-01
ABS031 FOK Pui Mi, Mimi 霍佩媚 RE Advising on Securities 2003-04-01 2005-01-28
ABS031 FOK Pui Mi, Mimi 霍佩媚 RE Advising on Corporate Finance 2003-04-01 2005-01-28
ABS031 FOK Pui Mi, Mimi 霍佩媚 RE Providing Automated Trading Services 2003-04-01 2005-01-28
ABS031 FOK Pui Mi, Mimi 霍佩媚 RE Asset Management 2003-04-01 2005-01-28
ABY776 CHOI Kam Fung 蔡錦豐 RE Dealing in Securities 2003-04-01 2009-10-07
ABY776 CHOI Kam Fung 蔡錦豐 RE Advising on Securities 2003-04-01 2005-01-28
ABY776 CHOI Kam Fung 蔡錦豐 RE Advising on Corporate Finance 2003-04-01 2005-01-28
ABY776 CHOI Kam Fung 蔡錦豐 RE Providing Automated Trading Services 2003-04-01 2005-01-28
ABY776 CHOI Kam Fung 蔡錦豐 RE Asset Management 2003-04-01 2005-01-28
ACN370 CHUNG Po Kwai 鍾寶貴 RE Dealing in Securities 2013-03-28 2015-05-31
ACO038 SUEN Shuk Ming 孫淑明 RO Dealing in Securities 2003-04-01
ACO038 SUEN Shuk Ming 孫淑明 RO Advising on Securities 2003-04-01
ACO038 SUEN Shuk Ming 孫淑明 RO Advising on Corporate Finance 2003-04-01
ACO038 SUEN Shuk Ming 孫淑明 RO Providing Automated Trading Services 2003-04-01 2004-11-01
ACO038 SUEN Shuk Ming 孫淑明 RO Asset Management 2003-04-01 2005-06-28
ACO608 LAM Kam Kin 林錦乾 RE Dealing in Securities 2003-04-01 2008-10-02
ACO608 LAM Kam Kin 林錦乾 RE Advising on Securities 2003-04-01 2005-01-28
ACO608 LAM Kam Kin 林錦乾 RE Advising on Corporate Finance 2003-04-01 2005-01-28
ACO608 LAM Kam Kin 林錦乾 RE Providing Automated Trading Services 2003-04-01 2005-01-28
ACO608 LAM Kam Kin 林錦乾 RE Asset Management 2003-04-01 2005-01-28
ACZ353 WAI Sum Mui, Beatrice 衛心梅 RE Dealing in Securities 2003-04-01
ACZ353 WAI Sum Mui, Beatrice 衛心梅 RE Advising on Securities 2003-04-01 2005-01-24
ACZ353 WAI Sum Mui, Beatrice 衛心梅 RE Advising on Corporate Finance 2003-04-01 2005-01-24
ACZ353 WAI Sum Mui, Beatrice 衛心梅 RE Providing Automated Trading Services 2003-04-01 2005-01-24
ACZ353 WAI Sum Mui, Beatrice 衛心梅 RE Asset Management 2003-04-01 2005-01-24
ADT182 CHUI Siu Wah 徐少華 RE Dealing in Securities 2016-11-02
ADW989 HO Chi Kin, Sammy 何子建 RE Dealing in Securities 2003-04-01 2004-09-30
ADW989 HO Chi Kin, Sammy 何子建 RE Advising on Securities 2003-04-01 2004-09-30
ADW989 HO Chi Kin, Sammy 何子建 RE Advising on Corporate Finance 2003-04-01 2004-09-30
ADW989 HO Chi Kin, Sammy 何子建 RE Providing Automated Trading Services 2003-04-01 2004-09-30
ADW989 HO Chi Kin, Sammy 何子建 RE Asset Management 2003-04-01 2004-09-30
AEE109 LAU Yuk Shing, Sammy 劉毓盛 RE Dealing in Securities 2003-04-01
AEE109 LAU Yuk Shing, Sammy 劉毓盛 RE Advising on Securities 2003-04-01 2005-01-28
AEE109 LAU Yuk Shing, Sammy 劉毓盛 RE Advising on Corporate Finance 2003-04-01 2005-01-28
AEE109 LAU Yuk Shing, Sammy 劉毓盛 RE Providing Automated Trading Services 2003-04-01 2005-01-28
AEE109 LAU Yuk Shing, Sammy 劉毓盛 RE Asset Management 2003-04-01 2005-01-28
AEE595 NG William Yan Kwai 吳仁貴 RE Dealing in Securities 2003-04-01 2005-10-12
AEE595 NG William Yan Kwai 吳仁貴 RO Dealing in Securities 2005-10-12
AEE595 NG William Yan Kwai 吳仁貴 RE Advising on Securities 2003-04-01 2006-03-24
AEE595 NG William Yan Kwai 吳仁貴 RO Advising on Securities 2006-03-24
AEE595 NG William Yan Kwai 吳仁貴 RE Advising on Corporate Finance 2003-04-01 2006-03-24
AEE595 NG William Yan Kwai 吳仁貴 RO Advising on Corporate Finance 2006-03-24
AEE595 NG William Yan Kwai 吳仁貴 RE Providing Automated Trading Services 2003-04-01 2005-01-24
AEE595 NG William Yan Kwai 吳仁貴 RE Asset Management 2003-04-01 2005-06-28
AEU756 CHOW On So 周安素 RE Dealing in Securities 2003-12-16 2008-03-31
ARA682 CHIU Wai Keung 趙偉強 RE Dealing in Securities 2008-05-20 2008-10-02
AUX102 CHIU Sai Lun 招世麟 RE Dealing in Securities 2010-03-22 2010-11-01
AWD990 LUK Wing Cheong 陸泳昌 RE Dealing in Securities 2010-10-29 2012-07-13
AXK362 CHAN King Hay, Simon 陳景禧 RE Dealing in Securities 2011-08-22
AXK362 CHAN King Hay, Simon 陳景禧 RE Advising on Securities 2011-09-15
AXS652 PANG Wing Shun 彭永信 RE Dealing in Securities 2011-08-05 2011-10-31
AXV743 NG Wing Yuen 吳穎源 RE Dealing in Securities 2011-08-22 2013-07-31

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