Hong Kong SFC licence institution AAD534, Henyep Securities Limited 興業證券有限公司

These are the licence-holders that were found for SFC licence institution AAD534 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD016 CHOW Siu Fun, Lisa 周少芬 RE Dealing in Securities 2003-04-01
AAD016 CHOW Siu Fun, Lisa 周少芬 RE Advising on Securities 2003-04-01 2004-11-02
AAD016 CHOW Siu Fun, Lisa 周少芬 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAD016 CHOW Siu Fun, Lisa 周少芬 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAD016 CHOW Siu Fun, Lisa 周少芬 RE Asset Management 2003-04-01 2004-11-02
AAD436 LI Shu Man 李樹民 RE Dealing in Securities 2003-04-01
AAD436 LI Shu Man 李樹民 RE Advising on Securities 2003-04-01 2004-11-02
AAD436 LI Shu Man 李樹民 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAD436 LI Shu Man 李樹民 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAD436 LI Shu Man 李樹民 RE Asset Management 2003-04-01 2004-11-02
AAD543 CHIU Sheen Charm 趙善簪 RO Dealing in Securities 2003-04-01
AAD543 CHIU Sheen Charm 趙善簪 RO Advising on Securities 2003-04-01 2004-12-14
AAD543 CHIU Sheen Charm 趙善簪 RO Advising on Corporate Finance 2003-04-01 2004-12-14
AAD543 CHIU Sheen Charm 趙善簪 RO Providing Automated Trading Services 2003-04-01 2004-12-14
AAD543 CHIU Sheen Charm 趙善簪 RO Asset Management 2003-04-01 2004-12-14
AAD569 CHAN Siu Chung 陳少忠 RE Dealing in Securities 2003-04-01
AAD569 CHAN Siu Chung 陳少忠 RE Advising on Securities 2003-04-01 2004-11-02
AAD569 CHAN Siu Chung 陳少忠 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAD569 CHAN Siu Chung 陳少忠 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAD569 CHAN Siu Chung 陳少忠 RE Asset Management 2003-04-01 2004-11-02
AAD611 KO Kai Ling, Dannie 高繼寧 RE Dealing in Securities 2003-04-01 2003-07-01
AAD611 KO Kai Ling, Dannie 高繼寧 RE Advising on Securities 2003-04-01 2003-07-01
AAD611 KO Kai Ling, Dannie 高繼寧 RE Advising on Corporate Finance 2003-04-01 2003-07-01
AAD611 KO Kai Ling, Dannie 高繼寧 RE Providing Automated Trading Services 2003-04-01 2003-07-01
AAD611 KO Kai Ling, Dannie 高繼寧 RE Asset Management 2003-04-01 2003-07-01
AAD629 LAM Yiu 林堯 RE Dealing in Securities 2003-04-01 2003-05-22
AAD629 LAM Yiu 林堯 RE Advising on Securities 2003-04-01 2003-05-22
AAD629 LAM Yiu 林堯 RE Advising on Corporate Finance 2003-04-01 2003-05-22
AAD629 LAM Yiu 林堯 RE Providing Automated Trading Services 2003-04-01 2003-05-22
AAD629 LAM Yiu 林堯 RE Asset Management 2003-04-01 2003-05-22
AAD640 LEE Kwok Wah, Roger 利國華 RE Dealing in Securities 2003-04-01
AAD640 LEE Kwok Wah, Roger 利國華 RE Advising on Securities 2003-04-01 2004-11-02
AAD640 LEE Kwok Wah, Roger 利國華 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAD640 LEE Kwok Wah, Roger 利國華 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAD640 LEE Kwok Wah, Roger 利國華 RE Asset Management 2003-04-01 2004-11-02
AAD723 CHIU Sin Wan, Simon 趙善韻 RO Dealing in Securities 2003-04-01
AAD723 CHIU Sin Wan, Simon 趙善韻 RO Advising on Securities 2003-04-01 2004-12-14
AAD723 CHIU Sin Wan, Simon 趙善韻 RO Advising on Corporate Finance 2003-04-01 2004-12-14
AAD723 CHIU Sin Wan, Simon 趙善韻 RO Providing Automated Trading Services 2003-04-01 2004-12-14
AAD723 CHIU Sin Wan, Simon 趙善韻 RO Asset Management 2003-04-01 2004-12-14
AAE059 CHENG Mo King 鄭慕琼 RE Dealing in Securities 2003-04-01 2014-10-31
AAE059 CHENG Mo King 鄭慕琼 RE Advising on Securities 2003-04-01 2004-11-02
AAE059 CHENG Mo King 鄭慕琼 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAE059 CHENG Mo King 鄭慕琼 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAE059 CHENG Mo King 鄭慕琼 RE Asset Management 2003-04-01 2004-11-02
AAG827 TSE Ka Sing 謝家成 RE Dealing in Securities 2003-04-01 2003-09-03
AAG827 TSE Ka Sing 謝家成 RE Advising on Securities 2003-04-01 2003-09-01
AAG827 TSE Ka Sing 謝家成 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AAG827 TSE Ka Sing 謝家成 RE Providing Automated Trading Services 2003-04-01 2003-09-01
AAG827 TSE Ka Sing 謝家成 RE Asset Management 2003-04-01 2003-09-01
AAK040 LAU Hoi Ming 劉海明 RE Dealing in Securities 2006-08-08 2014-09-30
AAK628 WONG Chun Ki 黃循基 RE Dealing in Securities 2003-04-01
AAK628 WONG Chun Ki 黃循基 RE Advising on Securities 2003-04-01 2004-11-02
AAK628 WONG Chun Ki 黃循基 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAK628 WONG Chun Ki 黃循基 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAK628 WONG Chun Ki 黃循基 RE Asset Management 2003-04-01 2004-11-02
AAV013 NG Shui King 吳瑞琼 RE Dealing in Securities 2003-04-01 2009-06-20
AAV013 NG Shui King 吳瑞琼 RE Advising on Securities 2003-04-01 2004-11-02
AAV013 NG Shui King 吳瑞琼 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AAV013 NG Shui King 吳瑞琼 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AAV013 NG Shui King 吳瑞琼 RE Asset Management 2003-04-01 2004-11-02
ABC170 CHAN Kwong Leung 陳光亮 RE Dealing in Securities 2003-04-01
ABC170 CHAN Kwong Leung 陳光亮 RE Advising on Securities 2003-04-01 2004-11-02
ABC170 CHAN Kwong Leung 陳光亮 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ABC170 CHAN Kwong Leung 陳光亮 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ABC170 CHAN Kwong Leung 陳光亮 RE Asset Management 2003-04-01 2004-11-02
ABC217 CHAN Siu Ki, James 陳紹基 RE Dealing in Securities 2003-04-01 2012-11-30
ABC217 CHAN Siu Ki, James 陳紹基 RE Advising on Securities 2003-04-01 2004-11-02
ABC217 CHAN Siu Ki, James 陳紹基 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ABC217 CHAN Siu Ki, James 陳紹基 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ABC217 CHAN Siu Ki, James 陳紹基 RE Asset Management 2003-04-01 2004-11-02
ABE712 YAU Wai Tsun, Kate 邱尉蓁 RE Dealing in Securities 2003-04-01 2006-09-01
ABE712 YAU Wai Tsun, Kate 邱尉蓁 RE Advising on Securities 2003-04-01 2004-11-02
ABE712 YAU Wai Tsun, Kate 邱尉蓁 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ABE712 YAU Wai Tsun, Kate 邱尉蓁 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ABE712 YAU Wai Tsun, Kate 邱尉蓁 RE Asset Management 2003-04-01 2004-11-02
ABN399 TSOI Fai Tin, Andes 蔡揮田 RE Dealing in Securities 2004-10-05 2004-11-02
ABN399 TSOI Fai Tin, Andes 蔡揮田 RO Dealing in Securities 2004-11-02 2006-09-15
ABN399 TSOI Fai Tin, Andes 蔡揮田 RO Providing Automated Trading Services 2004-11-02 2004-12-14
ABN694 WONG Kwok Chi 黃國志 RE Dealing in Securities 2003-04-01 2014-09-08
ABN694 WONG Kwok Chi 黃國志 RE Dealing in Securities 2015-07-23 2016-09-30
ABN694 WONG Kwok Chi 黃國志 RE Advising on Securities 2003-04-01 2004-11-02
ABN694 WONG Kwok Chi 黃國志 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ABN694 WONG Kwok Chi 黃國志 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ABN694 WONG Kwok Chi 黃國志 RE Asset Management 2003-04-01 2004-11-02
ABT627 WAN Siu Fan 尹少芬 RE Dealing in Securities 2003-04-01 2018-10-15
ABT627 WAN Siu Fan 尹少芬 RE Advising on Securities 2003-04-01 2004-11-02
ABT627 WAN Siu Fan 尹少芬 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ABT627 WAN Siu Fan 尹少芬 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ABT627 WAN Siu Fan 尹少芬 RE Asset Management 2003-04-01 2004-11-02
ACE437 CHAN Wing Leung 陳永亮 RE Dealing in Securities 2003-04-01 2003-08-01
ACE437 CHAN Wing Leung 陳永亮 RE Advising on Securities 2003-04-01 2003-08-01
ACE437 CHAN Wing Leung 陳永亮 RE Advising on Corporate Finance 2003-04-01 2003-08-01
ACE437 CHAN Wing Leung 陳永亮 RE Providing Automated Trading Services 2003-04-01 2003-08-01
ACE437 CHAN Wing Leung 陳永亮 RE Asset Management 2003-04-01 2003-08-01
ACI524 LEUNG Sanley 梁珊妮 RE Dealing in Securities 2003-04-01 2003-09-03
ACI524 LEUNG Sanley 梁珊妮 RE Advising on Securities 2003-04-01 2003-09-01
ACI524 LEUNG Sanley 梁珊妮 RE Advising on Corporate Finance 2003-04-01 2003-09-01
ACI524 LEUNG Sanley 梁珊妮 RE Providing Automated Trading Services 2003-04-01 2003-09-01
ACI524 LEUNG Sanley 梁珊妮 RE Asset Management 2003-04-01 2003-09-01
ACL481 SIT Fei Har 薛緋霞 RE Dealing in Securities 2003-04-01
ACL481 SIT Fei Har 薛緋霞 RE Advising on Securities 2003-04-01 2004-11-02
ACL481 SIT Fei Har 薛緋霞 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ACL481 SIT Fei Har 薛緋霞 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ACL481 SIT Fei Har 薛緋霞 RE Asset Management 2003-04-01 2004-11-02
ADI548 LAM Kwok Cheong 林國昌 RE Dealing in Securities 2003-04-01
ADI548 LAM Kwok Cheong 林國昌 RE Advising on Securities 2003-04-01 2004-11-02
ADI548 LAM Kwok Cheong 林國昌 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ADI548 LAM Kwok Cheong 林國昌 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ADI548 LAM Kwok Cheong 林國昌 RE Asset Management 2003-04-01 2004-11-02
ADY294 SO Kit Man 蘇潔雯 RE Dealing in Securities 2005-07-25 2005-12-31
ADY294 SO Kit Man 蘇潔雯 RE Dealing in Securities 2010-05-05 2011-10-31
ADZ510 HUI Keung 許強 RE Dealing in Securities 2003-04-01
ADZ510 HUI Keung 許強 RE Advising on Securities 2003-04-01 2004-11-02
ADZ510 HUI Keung 許強 RE Advising on Corporate Finance 2003-04-01 2004-11-02
ADZ510 HUI Keung 許強 RE Providing Automated Trading Services 2003-04-01 2004-12-14
ADZ510 HUI Keung 許強 RE Asset Management 2003-04-01 2004-11-02
AEN689 CHU Chi Wa 朱志華 RE Dealing in Securities 2003-04-01 2015-12-29
AEN689 CHU Chi Wa 朱志華 RE Advising on Securities 2003-04-01 2004-11-02
AEN689 CHU Chi Wa 朱志華 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AEN689 CHU Chi Wa 朱志華 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AEN689 CHU Chi Wa 朱志華 RE Asset Management 2003-04-01 2004-11-02
AER808 LAI Kin To, Joseph 賴建濤 RE Dealing in Securities 2005-06-24 2005-12-20
AFD244 CHEUNG Pak Man 張伯民 RE Dealing in Securities 2003-04-01
AFD244 CHEUNG Pak Man 張伯民 RE Advising on Securities 2003-04-01 2004-11-02
AFD244 CHEUNG Pak Man 張伯民 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AFD244 CHEUNG Pak Man 張伯民 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AFD244 CHEUNG Pak Man 張伯民 RE Asset Management 2003-04-01 2004-11-02
AFS658 KO Hoi On 高海安 RE Dealing in Securities 2003-04-01 2004-09-02
AFS658 KO Hoi On 高海安 RE Advising on Securities 2003-04-01 2004-09-02
AFS658 KO Hoi On 高海安 RE Advising on Corporate Finance 2003-04-01 2004-09-02
AFS658 KO Hoi On 高海安 RE Providing Automated Trading Services 2003-04-01 2004-09-02
AFS658 KO Hoi On 高海安 RE Asset Management 2003-04-01 2004-09-02
AGJ090 NG Yiu Man 吳耀文 RE Dealing in Securities 2003-04-01 2006-01-04
AGJ090 NG Yiu Man 吳耀文 RO Dealing in Securities 2006-01-04
AGJ090 NG Yiu Man 吳耀文 RE Advising on Securities 2003-04-01 2004-11-04
AGJ090 NG Yiu Man 吳耀文 RE Advising on Corporate Finance 2003-04-01 2004-11-04
AGJ090 NG Yiu Man 吳耀文 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AGJ090 NG Yiu Man 吳耀文 RE Asset Management 2003-04-01 2004-11-04
AGJ869 CHOW Sau Mui 周秀梅 RE Dealing in Securities 2003-04-01 2016-05-31
AGJ869 CHOW Sau Mui 周秀梅 RE Advising on Securities 2003-04-01 2004-11-02
AGJ869 CHOW Sau Mui 周秀梅 RE Advising on Corporate Finance 2003-04-01 2004-11-02
AGJ869 CHOW Sau Mui 周秀梅 RE Providing Automated Trading Services 2003-04-01 2004-12-14
AGJ869 CHOW Sau Mui 周秀梅 RE Asset Management 2003-04-01 2004-11-02
AGP051 LUONG Thomas C.C. 梁高崗 RE Dealing in Securities 2005-06-24 2005-12-20
AHJ600 WONG Kan Tat, Frederick 黃勤達 RE Dealing in Securities 2005-06-24 2005-12-31
AHO643 CHU Wayne Wing Kar 朱永嘉 RE Dealing in Securities 2017-09-12
AIL672 YEUNG Man Wai, Janus 楊民偉 RE Dealing in Securities 2005-11-11 2005-12-31
AMJ217 KWOK Min Wai, Eva 郭敏慧 RE Dealing in Securities 2005-09-30 2005-12-31
AZD491 ALHAMAD Ahmad A Y A RE Dealing in Securities 2018-06-25
BMM601 LAI Oi Wa, Noel 黎藹華 RE Dealing in Securities 2018-04-04

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