Hong Kong SFC licence institution AAD661, Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AAD661 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AEX469 LAN Jun 藍駿 RE Dealing in Securities 2005-08-01 2007-03-31
AEX469 LAN Jun 藍駿 RE Advising on Securities 2005-08-01 2007-03-31
AFK529 TONG Pauline 唐寶琳 RO Dealing in Securities 2005-06-24 2009-08-31
AFK529 TONG Pauline 唐寶琳 RO Advising on Securities 2005-06-24 2009-08-31
AFM356 CHANEB Khalid RE Dealing in Securities 2007-06-06 2008-06-04
AFM356 CHANEB Khalid RE Advising on Securities 2007-06-25 2008-06-04
AFS152 KARNIK Deven Arvind RO Advising on Securities 2007-05-11 2009-05-18
AFS152 KARNIK Deven Arvind RO Advising on Corporate Finance 2006-12-22 2009-04-01
AHT576 LEE Jong Jin RE Dealing in Securities 2007-04-12 2009-07-17
AHT576 LEE Jong Jin RE Advising on Securities 2007-04-12 2009-07-17
AIC319 WONG Shek Wing 黃錫榮 RE Dealing in Securities 2008-08-28 2009-08-12
AIC319 WONG Shek Wing 黃錫榮 RE Advising on Securities 2008-10-02 2009-08-12
AIR943 WANG Lumeng 王魯蒙 RE Dealing in Securities 2007-07-05 2009-04-30
AIR943 WANG Lumeng 王魯蒙 RE Advising on Securities 2007-08-09 2009-04-30
AKY573 HAN Bing 韓冰 RE Dealing in Securities 2007-04-12 2009-08-31
AKY573 HAN Bing 韓冰 RE Advising on Securities 2007-04-12 2009-08-31
ALZ369 WONG Tony Tin Wing 黃天穎 RO Dealing in Securities 2005-06-24 2009-08-31
ALZ369 WONG Tony Tin Wing 黃天穎 RO Advising on Securities 2005-06-24 2009-08-31
AMB430 CHAN Pui Nga 陳佩雅 RE Dealing in Securities 2005-06-30 2007-05-15
AMB430 CHAN Pui Nga 陳佩雅 RE Advising on Securities 2005-06-30 2007-05-15
AMF085 SUN Wei 孫偉 RE Dealing in Securities 2005-07-06 2006-02-20
AMF085 SUN Wei 孫偉 RE Advising on Securities 2005-07-06 2006-02-20
ANQ051 HASEK Francis Thure RE Advising on Securities 2006-12-22 2009-07-29
ANQ051 HASEK Francis Thure RO Advising on Corporate Finance 2006-12-22 2009-04-01
AOS345 CHUNG Jago Hung RE Advising on Securities 2007-03-19 2009-03-25
AOS345 CHUNG Jago Hung RE Advising on Corporate Finance 2007-03-19 2009-03-25
AOV905 CHOI Quinton 蔡衍霆 RE Advising on Securities 2007-05-02 2009-07-29
AOV905 CHOI Quinton 蔡衍霆 RE Advising on Corporate Finance 2007-05-02 2009-04-01
AOX044 YIM Tao Hop 嚴道合 RE Dealing in Securities 2007-05-09 2009-08-31
AOX044 YIM Tao Hop 嚴道合 RE Advising on Securities 2007-05-09 2009-08-31
APB430 CHAN Fook Chiu, Antony 陳福潮 RE Dealing in Securities 2007-06-07 2008-07-12
APB430 CHAN Fook Chiu, Antony 陳福潮 RE Advising on Securities 2007-06-07 2008-07-12
APG559 CHOI Johann 蔡宗瀚 RE Dealing in Securities 2008-01-03 2008-08-18
APG559 CHOI Johann 蔡宗瀚 RE Advising on Securities 2008-01-22 2008-08-18
APL758 PIARDON Mathias Franz Didier RE Dealing in Securities 2007-08-22 2009-07-10
APL758 PIARDON Mathias Franz Didier RE Advising on Securities 2007-08-22 2009-07-10
APN593 CHEN Po-jen 陳柏任 RE Dealing in Securities 2007-08-27 2009-08-31
APN593 CHEN Po-jen 陳柏任 RE Advising on Securities 2007-08-27 2009-08-31
AQN829 GADI Ankit RE Dealing in Securities 2008-02-25 2009-08-01
AQN829 GADI Ankit RE Advising on Securities 2008-02-25 2009-08-01
ARH502 ZHANG Wendy RE Dealing in Securities 2008-07-07 2009-08-12
ARH502 ZHANG Wendy RE Advising on Securities 2008-07-07 2009-08-12
ARJ654 LEVY Frederic David RE Dealing in Securities 2008-08-27 2009-06-30
ARJ654 LEVY Frederic David RE Advising on Securities 2008-08-27 2009-06-30

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